BILL NUMBER: AB 1349 AMENDED BILL TEXT AMENDED IN ASSEMBLY APRIL 16, 2001 INTRODUCED BY Assembly Member Pescetti (Coauthors: Assembly Members Alquist, Leach, and Robert Pacheco) (Coauthor: Senator Johannessen) FEBRUARY 23, 2001 An act toamend Section 9200 ofrepeal and add Section 9200 of, and to repeal Section 9203 of, the Family Code, and to amend Sections 102680 and 102685 of, and to repeal and add Section 102705 of, the Health and Safety Code, relating to adoption. LEGISLATIVE COUNSEL'S DIGEST AB 1349, as amended, Pescetti. Adoption records: adult adoptees. Existing law pertaining to adoption provides that the petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, and any power of attorney and deposition filed in the office of the county clerk in such a proceeding, is not open to inspection by any person other than the parties, their attorneys, and the State Department of Social Services, except upon the written authority of the judge of the superior court. This bill would revise and recast these provisions to provide that the above-mentioned documents are not open to inspection by any person other than the parties to the proceeding and their attorneys or the adult adoptee, as defined, about whom the proceeding relates, and the department, except upon the written authority of the judge of a superior court. The bill would require thecountycourt clerk , upon a notarized and written request of any party to the proceeding or any adult adoptee about whom the proceeding relates, or upon the order of any judge of the superior court, to provide these records for inspection and copyingby the person who was the subject of the adoption, if he or she is 18 years of age or older. Moreover, the bill would require the court clerk of the county in which the decree of adoption was issued to forward the request to the department or licensed adoption agency, and for the department or licensed adoption agency to forward a copy of its entire file of the subject adoption to the court clerk within 50 working days of receiving the request. The bill would authorize the department or licensed adoption agency to charge the requestor a reasonable fee, not to exceed $150, as specified .Because this bill would impose new duties on county clerks, it would create a state-mandated local program.Existing law provides that all records and information, other than a newly issued birth certificate, are available only upon the order of the superior court of the county of residence of the adopted child or the superior court of the county granting the order of adoption. This bill would revise and recast these provisions to provide that upon receipt of a written and notarized application to the Office of Vital Records, any adopted person 18 years of age and older shall be issued a certified copy of his or her birth certificate and decree of adoption. The bill would require the Office of Vital Records or a voluntary adoption registry to provide "Contact Preference Forms," as specified. Existing law provides that a new birth certificate supplants any birth certificate previously registered for the child and establishes procedures to be followed by the state and local registrar and county recorder in this regard. This bill would delete the references in these provisions to new birth certificates and instead refer to last amended birth certificates. Because this bill would impose new duties on court clerks and other local officials, it would create a state-mandated local program. The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement, including the creation of a State Mandates Claims Fund to pay the costs of mandates that do not exceed $1,000,000 statewide and other procedures for claims whose statewide costs exceed $1,000,000. This bill would provide that, if the Commission on State Mandates determines that the bill contains costs mandated by the state, reimbursement for those costs shall be made pursuant to these statutory provisions. Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: yes. THE PEOPLE OF THE STATE OF CALIFORNIA DO ENACT AS FOLLOWS:SECTION 1. The Legislature finds and declares that every person has a right to obtain information pertaining to his or her identity contained in court documents and other records held by the state unless a substantial overriding state interest overcomes that individual right, and that no overriding state interest exists that would justify the denial of any such information that is contained in the records of an adoption proceeding if the information is requested by an adult who was the subject of the adoption. SEC. 2. Section 9200 of the Family Code is amended to read: 9200. (a) The petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, and any power of attorney and deposition filed in the office of the county clerk pursuant to this part is not open to inspection by any person other than the parties to the proceeding and their attorneys, an adoptee who was the subject of the proceeding and the department, except upon the written authority of the judge of the superior court. A judge of the superior court may not authorize any person to inspect the petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, or power of attorney or deposition or any portion of any of these documents, except in exceptional circumstances and for good cause approaching the necessitous. The petitioner may be required to pay the expenses for preparing the copies of the documents to be inspected. (b) Upon written request of any party to the proceeding and upon the order of any judge of the superior court, the county clerk shall not provide any documents referred to in this section for inspection or copying to any other person, unless the name of the child's birth parents or any information tending to identify the child's birth parents is deleted from the documents or copies thereof. (c) Upon the request of the adoptive parents or the child, a county clerk may issue a certificate of adoption that states the date and place of adoption, the child's birth date, the names of the adoptive parents, and the name the child has taken. Unless the child has been adopted by a stepparent, the certificate shall not state the name of the child's birth parents. (d) Upon written request of any party to the proceeding or from the adoptee who was the subject of the proceeding, the county clerk shall provide the documents referred to in this section for inspection and copying. (e) For the purposes of this section, "adoptee" means an adopted person who is 18 years of age or older. SEC. 3.SECTION 1. Section 9200 of the Family Code is repealed.9200. (a) The petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, and any power of attorney and deposition filed in the office of the county clerk pursuant to this part is not open to inspection by any person other than the parties to the proceeding and their attorneys and the department, except upon the written authority of the judge of the superior court. A judge of the superior court may not authorize anyone to inspect the petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, or power of attorney or deposition or any portion of any of these documents, except in exceptional circumstances and for good cause approaching the necessitous. The petitioner may be required to pay the expenses for preparing the copies of the documents to be inspected. (b) Upon written request of any party to the proceeding and upon the order of any judge of the superior court, the county clerk shall not provide any documents referred to in this section for inspection or copying to any other person, unless the name of the child's birth parents or any information tending to identify the child's birth parents is deleted from the documents or copies thereof. (c) Upon the request of the adoptive parents or the child, a county clerk may issue a certificate of adoption that states the date and place of adoption, the child's birth date, the names of the adoptive parents, and the name the child has taken. Unless the child has been adopted by a stepparent, the certificate shall not state the name of the child's birth parents.SEC. 2. Section 9200 is added to the Family Code, to read: 9200. (a) The Legislature finds and declares that every person has a right to obtain self-identifying information contained in court documents and other state-held records unless a substantial overriding state interest overcomes that individual right. The Legislature further finds and declares that no overriding state interest exists which justifies the denial of any self-identifying information contained in court documents of adoption or other state-held records pertaining to adoption when the information is requested according to the provisions of this section by an adult adoptee. (b) "Adult adoptee" means any adopted person about whom the self-identifying information is sought who is 18 years of age or older. (c) The petition, relinquishment or consent, agreement, order, report and recommendation to the court from any investigating agency, and any power of attorney and deposition filed in the office of the court clerk pursuant to this part is not open to inspection by any person other than the parties to the proceeding and their attorneys, and the adult adoptee about whom the proceeding relates, and the department, except upon the written authority of the judge of the superior court. A judge of the superior court may not authorize anyone to inspect the petition, relinquishment or consent, agreement, order, report to the court from any investigating agency, or power of attorney or deposition or any portion of any of these documents, except in exceptional circumstances and for good cause approaching the necessitous. The petitioner may be required to pay the expenses for preparing the copies of the documents to be inspected. (d) Upon a notarized and written request of any party to the proceeding, or any adult adoptee about whom the proceeding relates, or upon the order of any judge of the superior court, the court clerk shall provide any documents referred to in this section for inspection or copying. Parties to the proceeding and adult adoptees are not required to petition the court in order to obtain the document referred to in this section. (e) Upon the request of the adoptive parents or the child, a court clerk may issue a certificate of adoption that states the date and place of adoption, the child's birth date, the names of the adoptive parents, and the name the child has taken. Unless the child has been adopted by a stepparent, the certificate shall not state the name of the child's birth parents. (f) Upon notarized and written application by any party to the adoption or the adult adoptee, to the court clerk of the county in which the decree of adoption was issued, the court clerk shall forward the request to the department, or licensed adoption agency that joined in the petition of adoption, within 20 working days. Upon receipt of the request, the department or licensed adoption agency shall forward to the court clerk an unaltered, unlimited, and unredacted copy of its entire file of the adoption within 20 working days. The entire file of the department or licensed adoption agency shall then be maintained by the court clerk as part of the court file. The court clerk shall notify the requester of the status of his or her request within 50 working days of receiving the request, either by notifying the requester of the availability of the entire court file including the entire file of the adoption received from the department or licensed adoption agency for inspection and photocopying, or that the file is not available, the reasons therefor, and the estimated time it would take before the file is available for inspection and photocopying by the requester. Fees for photocopying shall not exceed 25 cents ($0.25) per page, or the fee charged to any other requester of court records. (g) The department or licensed adoption agency may charge the requester a reasonable fee, not to exceed one hundred fifty dollars ($150), for providing the service required by this section to cover the costs of processing requests for information made pursuant to this section. The revenue resulting from those fees charged shall be utilized by the department or licensed adoption agency to increase existing staff as needed to process these requests. This revenue shall be in addition to any other funds appropriated in support of the state adoption program. (h) Section 214 of the Family Code shall not apply to this section. (i) This section shall not apply to the records of juvenile court proceedings. (j) The department or licensed adoption agency shall waive the fees authorized by this section for any person who is receiving public assistance pursuant to Part 3 (commencing with Section 11000) of Division 9 of the Welfare and Institutions Code. SEC. 3. Section 9203 of the Family Code is repealed.9203. (a) The department or a licensed adoption agency shall do the following: (1) Upon the request of a person who has been adopted pursuant to this part and who has attained the age of 21 years, disclose the identity of the person's birth parent or parents and their most current address shown in the records of the department or licensed adoption agency, if the birth parent or parents have indicated consent to the disclosure in writing. (2) Upon the request of the birth parent of a person who has been adopted pursuant to this part and who has attained the age of 21 years, disclose the adopted name of the adoptee and the adoptee's most current address shown in the records of the department or licensed adoption agency, if the adult adoptee has indicated in writing, pursuant to the registration program developed by the department, that the adult adoptee wishes the adult adoptee's name and address to be disclosed. (3) Upon the request of the adoptive parent of a person under the age of 21 years who has been adopted pursuant to this part, disclose the identity of a birth parent and the birth parent's most current address shown in the records of the department or licensed adoption agency if the department or licensed adoption agency finds that a medical necessity or other extraordinary circumstances justify the disclosure. (b) The department shall prescribe the form of the request required by this section. The form shall provide for an affidavit to be executed by the requester that to the best of the requester's knowledge the requester is an adoptee, the adoptee's birth parent, or the adoptee's adoptive parent. The department may adopt regulations requiring any additional means of identification from a requester that it deems necessary. The request shall advise an adoptee that if the adoptee consents, the adoptee's adoptive parents will be notified of the filing of the request before the release of the name and address of the adoptee's birth parent. (c) Subdivision (a) is not applicable if a birth parent or an adoptee has indicated that he or she does not wish his or her name or address to be disclosed. (d) Within 20 working days of receipt of a request for information pursuant to this section, the department shall either respond to the request or forward the request to a licensed adoption agency that was a party to the adoption. (e) Notwithstanding any other law, the department shall announce the availability of the present method of arranging contact among an adult adoptee, the adult adoptee's birth parents, and adoptive parents authorized by Section 9204 utilizing a means of communication appropriate to inform the public effectively. (f) The department or licensed adoption agency may charge a reasonable fee in an amount the department establishes by regulation to cover the costs of processing requests for information made pursuant to subdivision (a). The department or licensed adoption agency shall waive fees authorized by this section for any person who is receiving public assistance pursuant to Part 3 (commencing with Section 11000) of Division 9 of the Welfare and Institutions Code. The revenue resulting from the fees so charged shall be utilized by the department or licensed adoption agency to increase existing staff as needed to process these requests. Fees received by the department shall be deposited in the Adoption Information Fund. This revenue shall be in addition to any other funds appropriated in support of the state adoption program. (g) This section applies only to adoptions in which the relinquishment for or consent to adoption was signed or the birth parent's rights were involuntarily terminated by court action on or after January 1, 1984.SEC. 4. Section 102680 of the Health and Safety Code is amended to read: 102680. Thenewlast amended birth certificate shall supplant any birth certificate previously registered for the child and shall be the only birth certificate open to public inspection. However, any previous birth certificate may be obtained by an adopted person 18 years of age or older pursuant to the provisions of this article or Section 9200 of the Family Code. SEC. 5. Section 102685 of the Health and Safety Code is amended to read: 102685. Whena newthe last amended birth certificate is established under this article, the State Registrar shall inform the local registrar and the county recorder whose records contain copies of the original certificate, who shall forward the copies to the State Registrar for filing with the original certificate, if it is practical for him or her to do so. If it is impractical for him or her to forward the copy to the State Registrar, he or she shall effectually seal a cover over the copy in a manner as not to deface or destroy the copy and forward a verified statement of his or her action to the State Registrar. Thereafter , the information contained in the record shall be availableonly as provided inpursuant to the provisions of this article or Section 9200 of the Family Code . SEC. 6. Section 102705 of the Health and Safety Code is repealed.102705. All records and information specified in this article, other than the newly issued birth certificate, shall be available only upon the order of the superior court of the county of residence of the adopted child or the superior court of the county granting the order of adoption. No such order shall be granted by the superior court unless a verified petition setting forth facts showing the necessity of the order has been presented to the court and good and compelling cause is shown for the granting of the order. The clerk of the superior court shall send a copy of the petition to the State Department of Social Services and the department shall send a copy of all records and information it has concerning the adopted person with the name and address of the natural parents removed to the court. The court must review these records before making an order and the order should so state. If the petition is by or on behalf of an adopted child who has attained majority, these facts shall be given great weight, but the granting of any petition is solely within the sound discretion of the court. The name and address of the natural parents shall be given to the petitioner only if he or she can demonstrate that the name and address, or either of them, are necessary to assist him or her in establishing a legal right.SEC. 7. Section 102705 is added to the Health and Safety Code, to read: 102705. (a) Upon receipt of a written and notarized application to the Office of Vital Statistics, any adopted person 18 years of age or older shall be issued a certified copy of his or her unaltered, original, and unamended certificate of birth and decree of adoption in the custody of the Office of Vital Statistics and all other documents contained within the adopted person's file. (b) A birth parent may at any time request from the Office of Vital Statistics a contact preference form that shall accompany a birth certificate issued under subdivision (a). (1) The contact preference form shall provide the following information to be completed at the option of the birth parent: Contact Preference Form /__/ I would like to be contacted. /__/ I would prefer to be contacted only through an intermediary. /__/ I prefer not to be contacted at this time. Signature _______________ Date_________ (2) When the Office of Vital Statistics receives a completed contact preference form from a birth parent, it shall match the contact preference form with the adopted person's file and place the contact preference form in the adopted person's file. The Office of Vital Statistics shall also forward a copy of the contract preference form to the court clerk in the county in which the adopted person was adopted to be maintained as a part of the court record of that adoption proceeding. (3) Upon receipt of a completed contact preference form, the Office of Vital Statistics shall place the completed form in a confidential, secure file until a match with the adopted person's file is made and the contact preference form is placed in the adopted person's file. (4) Only those persons who are authorized to process applications under this section may process contact preference forms. SEC. 8. Notwithstanding Section 17610 of the Government Code, if the Commission on State Mandates determines that this act contains costs mandated by the state, reimbursement to local agencies and school districts for those costs shall be made pursuant to Part 7 (commencing with Section 17500) of Division 4 of Title 2 of the Government Code. If the statewide cost of the claim for reimbursement does not exceed one million dollars ($1,000,000), reimbursement shall be made from the State Mandates Claims Fund.