BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                            Martha M. Escutia, Chair
                           2001-2002 Regular Session


          AB 2776                                                A
          Assembly Member Simitian                               B
          As Amended May 28, 2002
          Hearing Date:  August 6, 2002                          2
          Business & Professions Code                            7
          CJW:cjt                                                7
                                                                 6

                                     SUBJECT
                                         
                                Aviation:  Noise

                                   DESCRIPTION  

          This bill would substantially increase the notice required  
          to be given to prospective homeowners when the homes they  
          intend to purchase are located near an airport.  Specified  
          disclosures regarding airport proximity would be required  
          in applications for new housing developments, declarations  
          for new common interest developments, and in conjunction  
          with the transfer disclosure statement (TDS) on existing  
          homes.

          The bill also would provide that, where notice of airport  
          proximity has been made in conjunction with a TDS, a  
          realtor would not be required to provide any additional  
          information regarding airport-related annoyances.   

                                    BACKGROUND

           As the state grows, conflicts between homeowners and  
          adjacent airports also are growing as new housing  
          developments encroach upon planned airport expansion areas.  
           Problems range from homeowners upset about airport noise  
          and odors, to airports' concerns about structures impeding  
          flight paths, to basic community conflicts in balancing  
          housing and commercial priorities.    

          Current laws require subdivision reports to note the  
          location of nearby airports, and require real estate  
                                                                 
          (more)



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          transfer disclosures to disclose "neighborhood noise  
          problems" to prospective purchasers.   
                                         
           This bill would attempt to minimize conflicts between  
          prospective homeowners and adjacent airports by expanding  
          the circumstances under which notice of airport proximity  
          to housing must be given, and by making these required  
          notices more prominent and specific.
                             CHANGES TO EXISTING LAW
           
           1.   Existing law  requires any person who intends to sell  
            or lease subdivided lands to file with the Department of  
            Real Estate an application for a public subdivision  
            report making various disclosures relevant to the sale or  
            lease of the property, including "the location of all  
            existing airports, and of all proposed airports shown on  
            the general plan of any city or county, located within  
            two statute miles of the subdivision."  [Bus. & Profs.  
            Code Sec. 11010.]

             This bill  would state that the Legislature finds and  
            declares that the current mechanisms for providing notice  
            to homebuyers of potential airport impact are inadequate,  
            as evidenced by the number of complaints and lawsuits  
            regarding airport noise by residents of surrounding  
            communities.

             This bill  would require an application for a subdivision  
            report to state whether the property is located within an  
            "airport influence area," defined as "the area in which  
            current or future airport-related noise, overflight,  
            safety, or airspace protection factors may significantly  
            affect land uses or necessitate restrictions on those  
            uses as determined by an airport land use commission,  
            including an airport referral area."

             This bill  would require an application for a subdivision  
            report for property located within an airport influence  
            area to place the following statement in the application:

                          NOTICE OF AIRPORT IN VICINITY

                This property is presently located in the vicinity of  
                an airport, within what is known as an airport  
                influence area.  For that reason, the property may be  
                                                                       




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                subject to some of the annoyances or inconveniences  
                associated with proximity to airport operations (for  
                example:  noise, vibration, or odors).  Individual  
                sensitivities to those annoyances can vary from  
                person to person.  You may wish to consider what  
                airport annoyances, if any, are associated with the  
                property before you complete your purchase and  
                determine whether they are acceptable to you.
           
           2.   Existing law  requires that, in any transaction for the  
            resale of a house, the seller provide the prospective  
            buyer with a TDS disclosing specified conditions of the  
            property and the neighborhood known to the seller,  
            including "neighborhood noise problems."  [Civ. Code Sec.  
            1102.6.] 

             Existing law  further requires the TDS to identify reports  
            making additional disclosures required by law that have  
            been or will be made in connection with the sale of the  
            property.  [  Id  .]
             Existing law  further requires the seller to provide, as  
            one such additional report, a Natural Hazard Disclosure  
            Statement (NHDS), disclosing whether the property is  
            located within a hazardous area, as indicated on a map  
            prepared by the state or federal government, relating to  
            floods, fire, or earthquakes.  [Civ. Code Sec. 1103.2.]

             Existing law  further provides that the seller may obtain  
            an NHDS from a licensed engineer, land surveyor,  
            geologist, or other expert in natural hazard discovery.   
            [Civ. Code Sec. 1103.4.]

             This bill  would require the expert requested to prepare  
            the NHDS to determine whether the property is within an  
            "airport influence area," as defined.

             This bill  further would require, if the property is  
            within an airport influence area, that the NHDS include a  
            statement titled "NOTICE OF AIRPORT IN VICINITY"  
            identical to the statement this bill would require in an  
            application for a subdivision report.  

            This bill  would require the TDS to specify that  
            additional disclosures have been or will be made pursuant  
            to the NHDS, including disclosures as to any "airport  
                                                                       




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            annoyances."

             This bill  further would provide that, if an NHDS  
            including such a notice provision is delivered to the  
            prospective purchaser, the seller or broker is deemed to  
            have provided adequate information regarding  
            airport-related annoyances that may affect real property,  
            and is not required to provide additional information. 

           3.   Existing law  requires any person or entity that  
            creates a common interest development (CID) to record a  
            declaration containing a legal description of the  
            development and the covenants, codes and restrictions  
            intended to be applicable to the CID.  [Civ. Code Sec.  
            1353.]

             This bill  would require that, if the CID property is  
            located within an "airport influence area, as defined,"  
            any CID declaration recorded after January 1, 2003, shall  
            include a statement titled "NOTICE OF AIRPORT IN  
            VICINITY" identical to the statement this bill would  
            require in an application for a subdivision report and an  
            NHDS.

             This bill  would become operative on January 1, 2004.




                                     COMMENT
           
          1.   Stated need for legislation

             The author notes that conflicts between airports and  
            homeowners are increasing.  As these conflicting property  
            uses infringe on each other, homeowners have sought  
            everything from civil injunctions on airport operations,  
            to flight curfews, to city-funded soundproofing of homes.  
             Airports, on the other hand, have sought relief from  
            these actions through aviation easements.  The author  
            states, 

               [T]o the extent that new homes and communities are  
               built near existing airports, the homeowner should be  
               responsible for choosing to live there. . . .  This  
                                                                       




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               bill requires that home buyers be provided with  
               additional notice if the house they intend to purchase  
               is located near an airport and may be subject to  
               noises, vibrations, or odors.  The goal is to help  
               homeowners make informed choices, and to avoid the  
               potential for conflict between neighborhood residents  
               and general aviation pilots. 

          2.   Policy implications for nuisance actions

             A clear goal of this bill is to reduce the threat of  
            nuisance lawsuits brought by new homeowners  
            insufficiently aware of the present, and potential  
            future, negative aspects of living near an airport.   
            Disclosure requirements of the sort proposed here usually  
            constitute good policy, since informed choices tend to be  
            more satisfactory choices.

            Since the purchase of property with disclosed defects  
            usually manifests acceptance of those defects, however,  
            consideration should be given to the extent the increased  
            disclosure proposed by this bill might be considered to  
            waive a homeowner's right to enjoin, or recover damages  
            for, excessive noise, fumes, or other nuisances incident  
            to the operation of a nearby airport. 

            General principles of nuisance law hold that when a  
            plaintiff "comes to the nuisance" (  e.g  ., moves into a  
            house near an established entity, such as an airport),  
            the plaintiff accepts the entity's existence, waiving the  
            right to sue for injunctive or monetary relief for  
            alleged nuisances caused by its activities.  More  
            specifically, state laws provide that airports and other  
            businesses operating in approved zones may not be  
            enjoined by private plaintiffs from engaging in their  
            reasonable and necessary operations, and that an airport  
            in existence for three years shall be presumed not to be  
            a nuisance.  [CCP Secs. 731a, 731b.]



            This statutes and principles, however, relate only to the  
            reasonable operations of the existing entity, and do not  
            bar suits alleging unreasonable operations (  e.g  .,  
            dangerously low flights) or expanded or changed practices  
                                                                       




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            (  e.g  ., new runways or changed flight paths). 

            In a nuisance suit, advance notice to the plaintiff of  
            the existence of a potential nuisance is a factor to be  
            considered with all the other facts of the case, and the  
            more clear and specific the notice, the more that factor  
            will benefit the defendant.  In the context of a real  
            estate purchase, however, the issue of notice relates  
            more to the liability of the seller, who has the  
            obligation to disclose, than it does to suits against the  
            alleged nuisance itself.  

            Thus, the enhanced notice of airport proximity proposed  
            by this bill probably would provide some protection to  
            developers and private homeowners from future nuisance  
            suits by disgruntled home purchasers.  This seems  
            appropriate, since any diminution in the value of the  
            property resulting from enhanced disclosure of airport  
            proximity should be taken into account in price  
            negotiations, with the seller bearing the consequences of  
            the reduced price.

            Enhanced notice would appear to have little effect on any  
            homeowner action against the airport itself, however,  
            which would be governed by the laws and principles  
            summarized above.

          3.   Effect of recent amendment

             At the behest of realtors, the bill recently was amended  
            to move the required airport notice from the seller's TDS  
            to the supplementary natural hazard report, the NHDS.   
            Realtors sought this amendment because the TDS normally  
            is prepared by the seller, where the NHDS usually  
            requires expert analysis and reference to government  
            maps.  As determination of a property's location relative  
            to an "airport influence area" would seem to require this  
            level of expertise, the NHDS arguably is the more  
            appropriate location for the notice.

            This amendment should not impair the level of notice  
            received by the buyer, since the NHDS is a required  
            supplementary report, and since the TDS would make  
            specific reference to possible "airport annoyance"  
            information in the NHDS.   
                                                                       




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          4.   Determining whether property is in an "airport  
               influence area  "

            The bill adopts the term and the definition of "airport  
            influence area" from the California Airport Land Use  
            Planning Handbook, published by the Aeronautics Division  
            of the Department of Transportation (DOT).  The DOT  
            handbook states that, in most circumstances, the airport  
            influence area is designated by the local airport land  
            use commission (ALUC) as its planning area boundary for  
            the airport.  (This area also is referred to as an  
            "airport referral area," since the ALUC planning  
            boundaries set the limits of the area within which  
            proposed land use projects are referred to the ALUC for  
            review.)

            ALUCs are authorized in any county with a public-use  
            airport, and are established to promote compatibility  
            between airports and surrounding land uses.  ALUCs are  
            required to adopt compatibility plans for each public-use  
            airport within their jurisdiction, including maps  
            indicating the planning area boundaries.  Accordingly,  
            the bill's requirement that subdivision developers, CIDs,  
            and private sellers' NHDS reports specify whether the  
            property is in an  "airport influence area" should be  
            achievable with reference to the local ALUC's planning  
            area boundary map.  

           5.   Opponents' concerns:  Are ALUC maps adequate sources  
            for notice  ?

            Opponents of this bill have expressed concerns that the  
            sophistication, specificity, and availability of ALUC  
            maps vary widely from county to county.  One opponent  
            claims that some ALUCs do not even have planning boundary  
            maps, and that due to lack of funding, ALUCs are slow to  
            prepare maps at all, or to provide them in a format  
            easily available to the public (  i.e  ., on the internet,  
            where many of the government maps used for other natural  
            hazard determinations are available).

            Further, both proponents and opponents are concerned  
            that, even where ALUC maps are reasonably detailed and  
            available, they are not parcel-specific.  This lack of  
                                                                       




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            specificity would make it difficult for the preparer of  
            an NHDS report on a residential property close to the  
            ALUC planning area boundary to determine if the property  
            lies within or without the airport influence area.

            Finally, one opponent objects to the use of "airport  
            influence area" map boundaries as an overly broad basis  
            for disclosure, since those maps cover areas affected not  
            only by noise but by overflight, safety, and airspace  
            protection considerations.  (This objection seems  
            grounded in a belief that inclusion in the disclosure  
            zone would automatically and significantly lower the  
            value of the affected property - a belief that does not  
            appear to be well founded in light of brisk, well-priced  
            home sales in areas close to airports across the state.   
            Further, location in an affected zone is only one piece  
            of a larger informational pie; a property's proximity to  
            runways, as opposed to a location out on the border of  
            the zone, would more substantially effect the property's  
            value.)
              
           6.   Liability waiver:  CAOC opposition 

            The Consumer Attorneys of California (CAOC) oppose the  
            liability waiver for realtors added to the most recent  
            version of the bill (at page 18, lines 13-19).  CAOC  
            asserts that this waiver is overbroad, contravening  
            existing laws requiring realtors to conduct a reasonably  
            competent and diligent visual inspection and to disclose  
            material facts (Civ. Code Sec. 2079).  CAOC argues that  
            the existing limitations on liability for realtors should  
            be adequate.

            The CAOC's concerns about the breadth of the waiver seem  
            well founded.  Further, the waiver appears to be  
            unnecessary, since subparagraph (a) of Civil Code Section  
            1103.4 already immunizes owners and real estate agents  
            for information errors in reports that are not within  
            their personal knowledge, if the information was obtained  
            with ordinary care. 

            SHOULD THE ADDITIONAL REALTOR LIABILITY WAIVER BE  
            DELETED?

           7.   Other factors for Committee consideration  
                                                                       




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            One way to address opponents' concerns about the  
            potential lack of readily available ALUC maps would be to  
            condition the applicability of the bill's notice  
            provisions on the availability of an ALUC map in the  
            county at issue, defining the airport's influence area in  
            a format reasonably available to the general public  
            (  i.e  ., with reproductions of the map provided to title  
            companies, the public library, or other public venue, or  
            posted on the internet). 

            With respect to parcel specificity, the author states  
            that some natural hazard disclosure firms that would be  
            charged with making the "airport influence area"  
            disclosure have indicated that overlaying a parcel map on  
            an ALUC map should not be difficult or cost-prohibitive.   
            The author asserts a willingness to amend the bill to  
            allow a "default" to nondisclosure in an NHDS report when  
            the parcel in question appears to be right on the  
            planning area boundary.  

            However, a  "default to nondisclosure" raises the  
            potential for abuse, since the hazard disclosure firm  
            responsible for making that determination may be  
            pressured by a seller to err on the side of  
            nondisclosure.  It may be more accurate to allow the  
            disclosure firm simply to indicate that, based on the  
            maps available, the parcel in question is located too  
            close to the boundary to permit a precise determination  
            of whether it is inside or outside of the influence area.  
             

          8.   Suggested amendments  

            (a)  The California Building Industry Association (CBIA)  
              is concerned that the bill's definition of "airport  
              influence area" also includes the term "airport  
              referral area," without defining the term or explaining  
              its relationship to an airport influence area.

              According to the DOT handbook, "airport referral area"  
              is synonymous with "airport influence area."   
              Accordingly, the CBIA's concerns may be addressed by  
              revising the definition of "airport influence area" as  
              follows (on page 5, line 26, and page 19, line 13):
                                                                       




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                 For purposes of this section, an "airport influence  
                 area  ,  "  also called an airport referral area,  is the  
                 area in which current or future airport-related  
                 noise, overflight, safety, or airspace protection  
                 factors may significantly affect land uses or  
                 necessitate restrictions on those uses as determined  
                 by an airport land use commission , including an  
                 airport referral area  . 

            (b)  A provision referring to the proposed effective date  
               of this legislation, which is January 1, 2004, is  
               misdated.  On page 18, line 31, "2003" should be  
               "2004."
              
               (c)  Delete the waiver of liability provision, as  
          noted in Comment 6.

          Support:  Aircraft Owners and Pilots Association;  
                 California Pilots Association; City of Santa  
                 Barbara; San Francisco International Airport

         Opposition:  California Building Industry Association;  
                   Consumer Attorneys of California (opposed to  
                   realtor liability waiver provision); County of San  
                   Mateo; People Over Planes, Inc.; one individual




                                     HISTORY
           
          Source:  San Carlos Airport Pilots Association

          Related Pending Legislation:  None Known

          Prior Legislation:  None Known

          Prior Vote:  Assembly Local Government Committee 8-2
                         Assembly Appropriations Committee 15-2
                         Assembly Floor 46-31
               
                                 **************
                                        

                                                                       




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