BILL ANALYSIS                                                                                                                                                                                                    







                          SENATE COMMITTEE ON Public Safety
                             Senator Bruce McPherson, Chair     S
                                2003-2004 Regular Session       B

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          SB 459 (Burton)                                       
          As Amended March 12, 2003 
          Hearing date:  March 13, 2003
          Welfare and Institutions Code
          AA:br

                            YOUTHFUL OFFENDER PAROLE BOARD  :

                  CONSOLIDATION INTO CYA; CURRENT YEAR APPROPRIATION  


                                       HISTORY

          Source:  Author

          Prior Legislation: SB 1793 (Burton) - 2001-02 session; vetoed

          Support: Unknown

          Opposition:None known


                                      KEY ISSUES
           
          SHOULD THE YOUTHFUL OFFENDER PAROLE BOARD ("YOPB") BE  
          CONSOLIDATED UNDER THE DEPARTMENT OF THE YOUTH AUTHORITY, AS  
          SPECIFIED?

          SHOULD THE NUMBER OF YOPB MEMBERS BE REDUCED?

          SHOULD THE DIRECTOR OF CYA BE THE EX OFFICIO, NONVOTING CHAIR OF  
          THE YOPB?





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          SHOULD THE DUTIES OF YOPB MEMBERS BE CONCENTRATED TO RELEASE,  
          REVOCATION AND DISCIPLINARY APPEALS?

                                                                (CONTINUED)


          SHOULD YOPB MEMBERS AND THEIR DESIGNEES BE SUBJECT TO SPECIFIED  
          TRAINING?

          SHOULD CERTAIN DUTIES NOW PERFORMED BY THE YOPB BE SHIFTED TO THE  
          CYA?

          SHOULD THE CYA BE REQUIRED TO PROVIDE COUNTIES AND COURTS WITH  
          SPECIFIED INFORMATION CONCERNING THE TREATMENT OF CYA WARDS?

          SHOULD THE CYA BE REQUIRED TO COLLECT AND MAKE PUBLICLY AVAILABLE  
          SPECIFIED DATA?

          SHOULD THE AUTHORITY OF JUVENILE COURTS TO REMOVE A WARD FROM THE  
          CYA BE CLARIFIED?

          SHOULD JUVENILE COURTS BE AUTHORIZED TO SET A MAXIMUM TERM OF  
          PHYSICAL CONFINEMENT IN THE CYA BASED UPON THE FACTS AND  
          CIRCUMSTANCES OF THE MATTER OR MATTERS WHICH BROUGHT OR CONTINUED  
          THE MINOR UNDER THE JURISDICTION OF THE JUVENILE COURT?

          SHOULD $1.55 MILLION BE APPROPRIATED FROM THE GENERAL FUND TO YOPB  
          AS AN APPROPRIATION FOR THE CURRENT YEAR USUAL AND CURRENT EXPENSES  
          OF THE YOPB?

          SHOULD THE NAME OF YOPB BE CHANGED TO "THE YOUTH AUTHORITY BOARD"?


                                       PURPOSE
          
          The purpose of this bill is to consolidate the operations of the  
          Youthful Offender Parole Board under the Department of the Youth  
          Authority and make related changes to the juvenile law, as  
          specified.




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           Current law  generally authorizes juvenile courts to commit  
          juvenile offenders to the Department of the Youth Authority.   
          (See Welfare and Institutions Code ("WIC")  731; 732; 733;  
          734; 736; 1736.)

           Current law  requires counties to pay the state a monthly fee  
          for persons who have been committed to the Youth Authority,  
          generally ranging from $150 per ward to 100 percent of the  
          per capita institutional cost of the Youth Authority, as  
          specified, depending upon the nature of the offense upon  
          which the commitment is based.  (WIC  912; 912.5.)
           
          Current law  establishes the seven-member state Youthful  
          Offender Parole Board ("YOPB"), comprised of gubernatorial  
          appointees confirmed by the Senate, which generally is  
          responsible with overseeing a number of decisions regarding  
          Youth Authority wards, including length of stay and readiness  
          to parole, handling certain disciplinary matters, revoking  
          parole, and required programming.  (WIC  1716 et seq.; 1766.)

           Structural Consolidation:  YOPB into CYA
           
           This bill  would recast, effective January 1, 2004, the powers  
          and duties of the YOPB, and consolidate some of its functions  
          into the CYA with the following changes:

                 Place YOPB under CYA;
                 Reduce board from 7 to 3 appointees, plus the chair;
                 Grandfather-in existing board members (3), with one term  
               expiring March '04, one term expiring on March '05 and one  
               term expiring March '06;
                 Provide for transfer of YOPB staff to CYA pursuant to  
               the applicable Government Code section;
                 Add mandatory training for board members and their  
               designees;
                 Make the CYA director the board's ex officio nonvoting  
               chair;
                 Distill the board's powers to 3:  releases (discharges  




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               and parole), parole revocations and disciplinary appeals;
                 Authorize the board to use designees who are subject to  
               the same training as board members;
                 Give wards a right to appeal time adjustments to a panel  
               of at least 2 board members; and
                 Restore the YOPB's old name, "Youth Authority Board"  
               (changed to YOPB in 1980).

          In addition,  this bill  would enact the following changes  
          pertaining to CYA powers and duties:

                 Shift the following powers and duties from YOPB to CYA:

               ?      return of persons to the court of commitment for  
                 redisposition by the court;
               ?      determination of offense category;
               ?      setting of parole consideration dates using existing  
                 guidelines;
               ?      conducting annual reviews;
               ?      ordering treatment programs;
               ?      making institutional placements;
               ?      making furlough placements;
               ?      return of nonresident persons to the jurisdiction of  
                 the state of legal residence;
               ?      disciplinary decision making (with appeals to the  
                 Board); and
               ?      referrals pursuant to section 1800 (continued  
                 commitment of dangerous persons).



                 Require CYA to promulgate regulations for its  
               disciplinary system, as specified;
                 Require CYA to provide specified ward treatment  
               information to county probation and courts; and
                 Require CYA to collect and make public specified  
               aggregate data concerning its population.

           Juvenile Law Changes




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           Current law  provides that "(a) minor committed to the Department  
          of the Youth Authority may not be held in physical confinement  
          for a period of time in excess of the maximum period of  
          imprisonment which could be imposed upon an adult convicted of  
          the offense or offenses which brought or continued the minor  
          under the jurisdiction of the juvenile court."  (WIC  731.)

           This bill  would additionally provide that a "minor committed to  
          the Department of the Youth Authority also may not be held in  
          physical confinement for a period of time in excess of the  
          maximum term of physical confinement set by the court based upon  
          the facts and circumstances of the matter or matters which  
          brought or continued the minor under the jurisdiction of the  
          juvenile court, which may not exceed the maximum period of adult  
          confinement as determined pursuant to this section."

           Current law  provides that "(t)he court committing a ward to the  
          Youth Authority may thereafter change, modify, or set aside the  
          order of commitment . . .  In changing, modifying, or setting  
          aside such order of commitment, the court shall give due  
          consideration to the effect thereof upon the discipline and  
          parole system of the Youth Authority or of the correctional  
          school in which the ward may have been placed by the Youth  
          Authority.  Except as in this section provided, nothing in this  
          chapter shall be deemed to interfere with the system of parole  
          and discharge now or hereafter established by law, or by rule of  
          the Youth Authority, for the parole and discharge of wards of  
          the juvenile court committed to the Youth Authority, or with the  
          management of any school, institution, or facility under the  
          jurisdiction of the Youth Authority."  (WIC  779.)

           This bill  would clarify that this "section does not limit the  
          authority of the court to change, modify, or set aside an order  
          of commitment after a noticed hearing and upon a showing of good  
          cause that the Youth Authority is unable to, or failing to,  
          provide treatment consistent with Section 734."

           Appropriation




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           Under current law,  "(t)he Youthful Offender Parole Board is  
          limited in its expenditures to funds specifically made available  
          for its use."  (WIC  1724.)  The 2002-2003 budget bill (AB 425  
          (Oropeza), Ch. 379, Stats. 2002, contained only half  
          ($1,644,000) of the YOPB's budget for fiscal year 2002-2003; the  
          other half was in SB 1793 (Burton), which was vetoed by the  
          Governor on September 30, 2002.  As a result, the YOPB is  
          without funding to conduct its operations for the entire  
          2002-2003 budget year.

           
          This bill  would make an immediate appropriation for the usual  
          current expenses of the YOPB for the current year budget in the  
          amount of $1.55 million.

                                      COMMENTS

          1.  Stated Need for This Bill
           
          The author states:

                 This bill consolidates the work of the Youthful  
                 Offender Parole Board under the Department of the  
                 Youth Authority in a manner that makes both fiscal  
                 and policy sense.  Up until 1980, the YOPB was  
                 part of CYA.  Returning to this general framework  
                 will greatly improve the link between board  
                 members and the CYA, which will result in a more  
                 effective and efficient Youth Authority.  This  
                 bill also contains important checks and balances  
                 that will enhance the relationship between CYA and  
                 the counties, which will improve CYA correctional  
                 services.

                 In addition, this bill ensures that the Youthful  
                 Offender Parole Board is adequately funded to  
                 perform its duties mandated by law for the  
                 remainder of the 2002-2003 budget year.




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          2.  Prior Legislation
           
          Last year, SB 1793 (Burton) proposed to eliminate YOPB and shift  
          its functions to local probation and the juvenile courts.  SB  
          1793, which passed this Committee (4-0), was vetoed by the  
          Governor on September 30, 2002.

          3.  Current Structure and Operation of the Youthful Offender  
          Parole Board
          
          The Youthful Offender Parole Board (YOPB), comprised of seven  
          gubernatorial appointees, is the paroling authority for young  
          persons committed by the courts to the Youth Authority.  The  
          YOPB budget is approximately $3.4 million annually.  YOPB was  
          established originally in 1941 by the Legislature as the "Youth  
          Authority Board."  When the Department of the Youth Authority  
          was created in 1942, the Director also served as the Chairman  
          of the Board.  The Board separated from CYA in 1980 and was  
          renamed the Youthful Offender Parole Board.

          YOPB members and hearing officers conduct about 20,000  
          hearings a year at the 11 CYA institutions, 4 camps, and  
          regional parole offices for the approximately 6,400 wards at  
          CYA and 4,000 on parole.  Hearing officers include YOPB staff  
          or retired annuitants who are authorized to conduct hearings.   
          YOPB hearings fall into the following general categories:

           Within approximately 45-60 days, YOPB used to conduct an  
            Initial Hearing where the initial parole consideration date  
            (PCD) is set and treatment is ordered; however, the  
            Legislature has been advised by the administration that since  
            November of 2002, this function has been shifted to the CYA,  
            with CYA staff recommendations subject to YOPB approval.

           Once a year YOPB conducts an Annual Review to assess the  
            progress of the ward and if they deem appropriate, modify the  
            parole consideration date (PCD).  YOPB can also hold Progress  
            Reviews more frequently to review progress or modify the PCD.




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           At the request of CYA, YOPB holds disciplinary hearings to  
            determine whether a time-add should be given (extending the  
            parole consideration date) as a disciplinary action.

           At the ward's parole consideration hearing, YOPB determines  
            whether to grant parole or extend the institution stay.  If  
            parole is granted, YOPB sets conditions of parole.

           YOPB also conducts Parole Revocation Hearings for parole  
            violators to determine whether parole should be revoked and  
            the ward returned to the institution.

          Unlike the Board of Prison Terms, the YOPB has parole authority  
          over every ward at CYA.  However, all wards committed to CYA  
          will be released eventually regardless of whether they are  
          granted parole by YOPB.  Wards must be released if all of their  
          available confinement time has been exhausted, or if the ward  
          reaches the age of juvenile court jurisdiction (age 21 or 25  
          depending on the offense).<1>

          4.  What This Bill Would Do
           
          This bill would consolidate and restructure the Board's powers  
          and duties under the CYA.  As explained above, this bill would  
          rename and move YOPB to be sited within the CYA, with the CYA  
          director serving as the ex officio nonvoting chair of the  
          Board.

          The size of the Board would be reduced to three members, who  
          --------------------------
          <1>  A ward can be detained beyond the age of 25 through a civil  
          commitment-type process.  Welfare and Institutions Code section  
          1800 allows YOPB to request that the prosecuting attorney  
          petition the committing court for further detention if YOPB  
          determines that discharging the ward would be physically  
          dangerous to the public because of the person's mental or  
          physical deficiency, disorder, or abnormality.  This bill would  
          retain this process, but amend it to authorize CYA, rather than  
          YOPB, to request commencement of this process.



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          would be gubernatorial appointees subject to Senate  
          confirmation.  The board's duties would be condensed to  
          releases, revocations and disciplinary appeals.  These duties  
          would be supported by CYA staff.  The author's office  
          estimates that the number of hearings required for the board  
          will drop significantly, from 19,733 (2001-2002 data) to  
          between 7,684 and 10,985 as a result of narrowing the board's  
          duties to these functions and shifting the remainder of their  
          current duties to CYA.  The administration argues that five  
          board members are necessary to perform the board's functions,  
          even with those functions narrowed to releases, revocations  
          and disciplinary appeals.<2>

          This bill would shift the remainder of YOPB's current duties  
          to the CYA, as described above.  In addition, CYA would be  
          required to provide county probation and juvenile courts with  
          specified information concerning ward treatment and progress,  
          and would be required to compile specified data concerning its  
          population and treatment effectiveness.

          This bill would authorize the court to additionally set  
          maximum terms of physical confinement in the CYA based upon  
          the facts and circumstances of the matter or matters which  
          brought or continued the minor under the jurisdiction of the  
          juvenile court. This new provision would provide for court  
          consideration of factors about the offense and the offender's  
          history which would be comparable to those employed now for  
          --------------------------
          <2>  The CYA estimates that under the bill's proposed framework,  
          the board would be required to conduct 655 hearings a year in 77  
          available hearing days, resulting in the need for 5 board  
          members.  This calculation assumes between 1800 to 2400  
          disciplinary appeals a year, which would be approximately 60 to  
          80 percent of the disciplinary appeals conducted by the board in  
          2001-2002 (3301 hearings).  The author's office estimates that  
          the number of disciplinary appeals will be appreciably reduced  
          by focusing the board's consideration to those cases where wards  
          are appealing a time adjustment.  In addition, the number of  
          these appeals may be further impacted by the decline in the  
          Youth Authority population.



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          the triad sentencing of adults, and have those considerations  
          reflected in the CYA confinement term ordered by the court.   
          Also, this bill would make clear that Welfare and Institutions  
          Code section 779 does not limit the authority of the court to  
          change, modify, or set aside an order of commitment to the  
          Youth Authority, as specified.

          5.  Concerns About the YOPB
           
          Experts and advocates have expressed serious concerns about the  
          YOPB for many years.  In testimony before the Senate Select  
          Committee on Children and Youth (chaired by Senator Robert  
          Presley) in 1988, former CYA director and chairman of the  
          National Council on Crime and Delinquency Allen Breed endorsed  
          abolishing the YOPB.  In 2000, the Technical Assistance Plan  
          (TAP) for the Youth Authority administered by the Board of  
          Corrections similarly recommended eliminating the YOPB.

          More recently, in December 2002 the Office of the Inspector  
          General severely criticized the YOPB.  Among other findings, the  
          OIG concluded:

           The YOPB "lacks treatment expertise";
           The YOPB "appears to order more programs than wards can  
            reasonably complete by the parole consideration date";
           "board hearing staff routinely checks off programs to be  
            provided without documentation linking the programs to the  
            ward's history and treatment needs as identified by the  
            (CYA)"; and
           "board hearing staff members who recommend the treatment  
            programs are not necessarily trained in fields related to the  
            programs at issue and in some cases appear to lack basic  
            understanding of the programs available."










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          In addition, the OIG examined a random sample of 121 wards with  
          an average confinement time of approximately 36 months.

                 The wards had been ordered to complete an average  
                 of 5.4 programs, and, after approximately three  
                 years of confinement, had completed an average of  
                 1.6 programs (approximately 30 percent of the  
                 programs ordered).  Those statistics are  
                 consistent with data from the (CYA) showing that  
                 while the average confinement time given to wards  
                 at the initial hearing was 17.8 months in 2001,  
                 the average length of stay was 28.3 months.  The  
                 extended confinement time results from  
                 board-imposed additional time either because of  
                 disciplinary action or because of the ward's  
                 failure to complete board-imposed programs.  That  
                 the wards in the sample had completed only 30  
                 percent of the board-ordered programs after three  
                 years of confinement also raises questions about  
                 the adequacy of efforts by the (CYA) to provide  
                 programs to wards.

          6.  Background:  CYA Population; California's Juvenile Justice  
          System; Juvenile Arrest Rates

           CYA houses about 5,300 youthful offenders, and provides them  
          with education, training and treatment services.  CYA's  
          institutional population has dropped by over 46 percent since  
          1996.  Although wards are committed to CYA by local courts,  
          decisions relating to length of stay and parole are made by  
          YOPB.

          County probation departments now supervise approximately 97% of  
          all juvenile offenders; the remaining 3% are committed to CYA.   
          State policies have increasingly recognized the need to  
          strengthen the local juvenile justice system and its array of  
          alternatives and graduated sanctions for juvenile offenders.   
          For example:





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            CYA Sliding Scale Fee Legislation  .  In 1996, a new fee  
            structure was imposed to provide incentives for counties to  
            treat less serious offenders in county-level placements.   
            Counties are required to pay 100% of the average cost for  
            "category 7" wards, 75% for "category 6" wards and 50% for  
            "category 5" wards.  Counties now pay over $50 million  
            annually for their commitments to CYA.

            Crime Prevention Act  .  Over the past two years, the state  
            has provided counties with $237.6 million to develop and  
            implement comprehensive juvenile justice strategies.  An  
            additional $116.3 million is proposed in the Governor's  
            2002-03 budget.

            Juvenile Facility Construction Funds  .  Since 1997-98, a  
            total of $464.1 million in state and federal funds have been  
            dedicated to assist counties remodel and construct local  
            juvenile facilities.

            Juvenile Justice Challenge Grants  .  Since 1996, a total of  
            $131 million has been allocated to counties for grants to  
            develop innovative approaches to juvenile crime.

          Responding to these state initiatives, local leaders have  
          established innovative strategies emphasizing collaborative  
          and interdisciplinary responses to juvenile crime.  Judges,  
          probation departments, local law enforcement agencies,  
          district attorneys and public defenders, health and human  
          services agencies, and community based organizations have come  
          together to plan, identify gaps in services, and coordinate  
          resources and interventions.
                                                        
          The juvenile arrest rate in California has declined  
          dramatically over the last several years.  From 1995 - 2000,  
          for example, the felony arrest rate for juveniles dropped over  
          34%; from 1980 - 2000, the felony juvenile arrest rate  
          declined 50%.  During the same 20-year period, the total  














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          juvenile arrest rate dropped over 38%.<3>



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                             ---------------------------
          <3>  Source:  California Department of Justice.