BILL ANALYSIS                                                                                                                                                                                                    



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           (Without Reference to File)
           
          ASSEMBLY THIRD READING
          AB 1053 (Nunez) 
          As Amended June 6, 2007
          Majority vote 

           HOUSING             5-0         APPROPRIATIONS      12-5        
           
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          |Ayes:|Saldana, Laird, Hancock,  |Ayes:|Leno, Caballero, Davis,   |
          |     |Mullin, Swanson           |     |DeSaulnier, Huffman,      |
          |     |                          |     |Karnette, Krekorian,      |
          |     |                          |     |Lieu, Ma, Nava, Solorio,  |
          |     |                          |     |Feuer                     |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |Nays:|Walters, Emmerson, La     |
          |     |                          |     |Malfa, Nakanishi, Sharon  |
          |     |                          |     |Runner                    |
           ----------------------------------------------------------------- 
           HOUSING          5-1                                        
                    
           ----------------------------------------------------------------- 
          |Ayes:|Saldana, Bass, Hancock,   |     |                          |
          |     |Mullin, Swanson           |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Sharon Runner             |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Provides allocation of the $850 million Affordable  
          Housing Innovation Fund contained in the Housing and Emergency  
          Shelter Act of 2006 (Proposition 1C).  Specifically,  this bill  :  

          1)Provides that it is the intent of the Legislature to provide  
            innovative methods to encourage local governments to approve  
            higher density infill housing closer to jobs, transportation,  
            retail, and other amenities.

          2)Provides that it is the intent of the Legislature to encourage  
            efficient development patterns that are consistent with regional  
            planning to meet local and state objectives in areas of new  
            growth and to measure reductions of vehicle miles traveled per  
            household or green house gas emission consistent with the Global  







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            Warming Solutions Act of 2006.

          3)Provides $100 million to be transferred to the California  
            Pollution Control Financing Authority for the authority's  
            California Recycle Underutilized Sites (CalReUSE) program to be  
            expended for brownfield cleanup that promotes infill housing  
            development as well as for other related development.

          4)Provides $100 million to be transferred to the State  
            Infrastructure and Economic Development Bank for a revolving  
            loan program to be used for infrastructure that is integral to  
            facilitating the development of mixed-income infill housing.   
            Loans shall be a maximum of $10 million.  Requires the  
            legislative body of the project sponsor to make the following  
            findings prior to applying for funds:

             a)   The project is consistent with the general plan of the  
               relevant jurisdiction(s);

             b)   The proposed financing is appropriate for the specific  
               project;

             c)   The project facilitates effective and efficient use of  
               existing and future public resources to promote infill  
               housing and conservation of natural resources; and,

             d)   The project is consistent with the criteria, priorities,  
               and guidelines required of the Infrastructure Bank under  
               existing law.

          5)Provides $450 million to be transferred to the Department of  
            Housing and Community Development (HCD) to establish and  
            administer a competitive grant program to allocate funds  to  
            qualifying cities for infill projects in designated infill areas  
            to be used for infrastructure that is directly related to, or  
            integral to facilitating the development of, mixed-income infill  
            housing and:  

             a)   Defines "infill project" as a residential or mixed-use  
               residential project located on a designated infill site  
               within an incorporated city.

             b)   Defines "designated infill" site as either: 

               i)     A site that has been designated by a city that has  
                 been previously developed and is located in an area where  







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                 zoning allows for residential or mixed use; or,

               ii)    A vacant site where the adjoining parcels on at least  
                 75% of the perimeter of the site are, or previously have  
                 been developed for urban uses.

             c)   Provides that in order to be eligible for grant funding,  
               projects shall conform to all of the following:

               i)     Consistency with any land use plan applicable to the  
                 subject site.  The housing element of the general plan  
                 shall be found by HCD to be in substantial compliance.  A  
                 notice of determination pursuant to the California  
                 Environmental Quality Act (CEQA) shall have been completed  
                 with respect to any local land use plan;

               ii)    Consistency with state planning priorities;

               iii)   At least 20% of the residential units in the proposed  
                 infill project will be affordable to very low, low, or  
                 moderate income residents.  Residential units may be either  
                 rental or for sale and shall be subject to regulatory  
                 agreements to guarantee their continuing affordability;

               iv)    Both the infrastructure project and the housing  
                 project shall be identified with sufficient specificity to  
                 be considered and analyzed for the purposes of compliance  
                 with CEQA;

               v)     Must be an integral part of the infrastructure needs  
                 that are required to allow infill housing projects to  
                 proceed; and,

               vi)    Requires a dollar for dollar match with non-state  
                 funds.  Allows HCD to waive the match requirement for  
                 projects that exceed the affordability threshold.

             d)   Requires HCD to consider the following in rating  
               applications:

               i)     Number of housing units to be created;

               ii)    Depth and duration of affordability;

               iii)   Creation of housing in job-rich areas;








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               iv)    Proximity of housing to mass transit, parks, schools,  
                 social services and other amenities;

               v)     Pedestrian and bicycle accessibility within, to, and  
                 from the site; and,

               vi)    The extent to which the project design and location  
                 incorporates sustainable building practices.

             e)   Requires HCD to give additional consideration to projects  
               located in jurisdictions that have adopted the following  
               policies:

               i)     To reduce barriers to, encourage, or require  
                 construction of, mixed-income housing development;

               ii)    To encourage collaboration with school districts to  
                 promote joint use facilities, pedestrian friendly  
                 connections or safe school routes between infill housing  
                 development, schools and recreational facilities; and,

               iii)   To encourage efficient land use, including but not  
                 limited to general plan updates that balance population  
                 growth and distribution, urban expansion, land development  
                 and resource preservation regionally to achieve reduction  
                 of greenhouse gas emission.

             f)   Requires a reasonable geographic distribution of funds;  
               and,

             g)   Requires HCD provide an annual report to the Legislature  
               by April 1 of each year on its activities relating to this  
               program.

          6)Provides $100 million to be transferred to the Multifamily  
            Housing Program (MHP) administered by HCD with priority to  
            public housing authorities that seek major rehabilitation, new  
            construction and other physical improvements to severely  
            distressed public housing units.

          7)Provides $100 million to be allocated to HCD to be used for the  
            Workforce Housing Rewards Program (Rewards Program) with  
            priority funding to local entities that have done all of the  
            following:

             a)   Adopted policies to reduce barriers to, encourage, or  







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               require construction of mixed-income housing developments;

             b)   Provided community outreach efforts on the benefits of  
               providing housing for all income levels; and,

             c)   Approved new housing that incorporates either sustainable  
               building practices or Leadership in Energy and Environmental  
               Design (LEED) or Neighborhood Development principals likely  
               to achieve reduction of greenhouse gas emissions consistent  
               with the California Global Warming Solutions Act of 2006.

          8)Requires HCD to provide a report to the Legislature on its  
            activities relating to the Rewards Program for each fiscal year  
            that awards given.

          9)Requires the legislative body of a local entity submitting an  
            application for funding to approve the application by  
            resolution.  

           EXISTING LAW  : 

          1)Establishes the Housing Bond to allocate $2.85 billion for the  
            benefit of housing related programs (Health and Safety Code  
            Section 53545).

          2)Provides that $850 million from the Housing Bond is to be  
            allocated to the Regional Planning, Housing, and Infill  
            Incentive Account (a new program) to be used, upon appropriation  
            by the Legislature, for the following purposes:

             a)   Incentive grants related to infill housing development  
               which may include:

               i)     Not more than $200 million for urban parks;

               ii)    Water, sewer, or other infrastructure associated with  
                 infill;

               iii)   Transportation improvements; or,

               iv)    Traffic mitigation.

          b)Brownfield cleanup that promotes infill housing development.

          [Health and Safety Code Section 53545 (b)]








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           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, this bill allocates the bond funds as described.  Any  
          administrative costs to HCD would come from a portion of the bond  
          funds. 

           COMMENTS  :   

          In November 2006, California voters approved Proposition 1C, the  
          2.85 billion Housing and Emergency Shelter Trust Fund Act of 2006.  
           The Bond Act includes an $850 million Regional Planning, Housing,  
          and Infill Incentive Account that is subject to appropriation and  
          further statutory implementation by the Legislature.  Proposition  
          1C further provides that the funds are available for infill  
          incentive grants for capital outlay related to infill housing and  
          housing-related development as well as for brownfield cleanup that  
          promotes infill housing and housing-related development that is  
          consistent with regional and local plans.

          The author notes that the Regional Planning, Housing and Infill  
          Incentive Fund of Proposition 1C offers an opportunity to shape  
          state-directed land-use with $850 million to encourage infill  
          development within existing urbanized areas.  AB 1053 as proposed  
          to be amended would allocate $850 million from the Regional  
          Planning Housing and Infill Incentive Account as follows:

           $100 million to CalReUse  , for Brownfield clean up that promotes  
          infill housing development.  Cal ReUSE is administered by private  
          partnerships and since its inception in 2003,Cal ReUSE has  
          assisted brownfield revitalization projects resulting in nearly  
          2,500 projected housing units. These projects represent vital  
          progress in the economic development of at-risk urban communities  
          through the beneficial reuse of blighted properties and removal of  
          the magnets for crime which those properties represent.

           $100 million to the State Infrastructure Bank  (I-Bank) for  
          infrastructure that is integral to facilitating higher density  
          mixed-income infill housing.  Modeled after its existing  
          infrastructure loan program, I-Bank would administer this  
          allocation and leverage funds 3 to 1.  Eligible applicants would  
          include any local governmental agency, including cities, counties,  
          redevelopment agencies, special districts, assessment districts,  
          joint powers authorities and non-profit corporations formed on  
          behalf of a local government.  Eligible projects would include  
          city streets, county highways, state highways, drainage, water  
          supply and flood control, educational facilities, environmental  
          mitigation measures, parks and recreational facilities, port  







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          facilities and public transit projects.  Since June 30, 2000, the  
          I-Bank's board of directors have approved seventy-seven loans  
          totaling $333 million.  Of these approved loans about half have  
          gone to rural areas with the other half going to urban  
          communities.  
           
          $450 million to Department of Housing and Community Development  
          for competitive grants to cities for infrastructure directly  
          related or integral to mixed income infill housing.  There is a  
          local match requirement that HCD may waive if the residential  
          project that results from the infrastructure exceeds a 25%  
          affordability threshold for very low, low and moderate income  
          households.  Bonus points are available to communities that  
          encourage coordinated land use policies to reduce the impact of  
          green house gas emissions, affordable housing, sustainable  
          building practices and pedestrian friendly neighborhoods.
           
          $100 million to Multifamily Housing Program  for the rehabilitation  
          or construction of infill rental housing with a priority given to  
          severely distressed public housing units.

           $100 million to the Workforce Reward Program  for financial  
          incentives to cities and counties that issue building permits for  
          new housing affordable to very low or low-income households.   
          Eligible uses of funds include the construction or acquisition of  
          capital assets such as traffic improvements, neighborhood parks,  
          bike paths, libraries, school facilities, play areas, community  
          centers, police or fire stations.
           
          In 2002, California voters approved Proposition 46, the $2.1  
          billion Housing and Emergency Shelter Trust Fund Act.  Proposition  
          46 provided funding for the following programs: Multifamily  
          Housing Program; Emergency Housing Assistance Program; Supportive  
          Housing; Farmworker Housing Grant Program; CalHome Program; Local  
          Housing Trusts; Code Enforcement Program; California Homebuyer  
          Downpayment Assistance Program; and Jobs Housing Improvement  
          Account. 

          Funds provided under Proposition 46 were for the most part  
          exhausted at the end of 2006.  

          In November 2006, California voters approved Proposition 1C, the  
          Housing and Emergency Trust Fund Act of 2006.  Proposition 1C  
          maintains funding provided under Proposition 46 for most, but not  
          all, of the programs noted above.  Additionally, Proposition 1C  
          establishes funding mechanisms for infrastructure related to  







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          housing development.

          According to the authors, AB 1053 seeks to ensure that State  
          dollars invested in local infrastructure projects actually result  
          in an increase in housing supply available to a variety of income  
          levels, prioritize efficient land use and development patterns and  
          ensure a reasonable geographic distribution of infrastructure  
          resources throughout the State.

          AB 1053 sets forth the intent of the Legislature that funds  
          derived under Proposition 1C be spent consistent with a long-term  
          plan for the State's growth and infrastructure needs and be  
          leveraged with alternative funding sources in order to reduce  
          demands on the State General Fund.

          Health and Safety Code Section 53545 (created under Proposition  
          1C) provides that the infill fund is for "capital outlay related  
          to infill housing development . . . including, but not limited to  
          . . . park creation, development, or rehabilitation . . . water,  
          sewer, or other public infrastructure costs . . . transportation  
          improvements . . . traffic mitigation or brownfield cleanup that  
          promotes infill housing development." 

          There is disagreement about whether the funds should be used  
          solely for infrastructure projects related to housing or for  
          housing as well.  The Administration's proposal does not allow for  
          the infill funds to be used for housing.  SB 46 (Perata) allows  
          infill funds to be used for housing development, but it does not  
          specify whether the funds could be used for market-rate  
          developments, or solely for below-market rate.  AB 1053 N??ez  
          strikes a balance by augmenting an allocation to the multifamily  
          housing program so that there is increased funding for the  
          construction of workforce infill housing but provides for  
          competitive grants and loans to finance infrastructure.

          A recent report prepared by the California Center for Regional  
          Leadership, indicates that infrastructure grants are likely to  
          yield more housing than grants for below-market rate housing.   
          According to the author, HCD has put together a preliminary  
          projection of the number of housing units that will be developed  
          as a result of investment in infrastructure.  HCD projects that  
          $850 million (minus 5% in administrative costs) will yield 31,960  
          units.  

          HCD estimates about $25,000 in infrastructure grant money per  
          housing unit.  AB 1053 proposes $450 million in grants to be  







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          leverage on a dollar for dollar match resulting in $900 million in  
          funding for infrastructure.  Additionally, AB 1053 proposes $100  
          million in revolving loans to be leveraged at 3 to 1 for an  
          additional $400 million in funding for infrastructure.  Assuming a  
          range of $15,000 - $25,000 in infrastructure funding per housing  
          unit, AB 1053 could result in a range of 52,000 to 87,000 new  
          infill housing units.  Additionally, based on HCD methodology for  
          calculating the number of units per dollar of housing bond spent,  
          a MHP funding increase of $100 million would increase the number  
          of units created by proposition 1C from 4,054 to 5,229.
           

          Analysis Prepared by  :    Hubert Bower / H. & C.D. / (916) 319-2085  
           

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