BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  AB 1848|
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                                 THIRD READING


          Bill No:  AB 1848
          Author:   Ma (D)
          Amended:  5/23/08 in Assembly
          Vote:     21

           
           SENATE REVENUE & TAXATION COMMITTEE  :  5-1, 6/25/08
          AYES:  Oropeza, Alquist, Machado, Scott, Wiggins
          NOES:  Cogdill
          NO VOTE RECORDED:  McClintock, Runner

           SENATE FLOOR  :  16-20, 8/20/08 (FAIL)
          AYES:  Alquist, Corbett, Florez, Kehoe, Kuehl, Lowenthal,  
            Machado, Migden, Oropeza, Perata, Romero, Scott,  
            Simitian, Steinberg, Torlakson, Wiggins
          NOES:  Aanestad, Ackerman, Ashburn, Battin, Calderon,  
            Cedillo, Cogdill, Correa, Cox, Denham, Dutton, Harman,  
            Hollingsworth, Maldonado, Margett, McClintock, Negrete  
            McLeod, Runner, Wyland, Yee
          NO VOTE RECORDED:  Ducheny, Padilla, Ridley-Thomas, Vincent
           
          SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  41-33, 5/29/08 - See last page for vote


           SUBJECT  :    Income tax:  returns:  withholding

           SOURCE  :     Franchise Tax Board


           DIGEST  :    This bill requires, in modified conformity with  
          the federal backup withholding rules, a collection of tax,  
                                                           CONTINUED





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          at a rate of seven percent, on specified reportable  
          payments made to California residents and nonresidents,  on  
          or after January 1, 2009.

           ANALYSIS  :    Existing law requires the withholding of  
          California income or franchise taxes, generally, at a rate  
          of seven percent, from specified payments made to  
          nonresidents, including corporations, limited liability  
          companies, and partnerships that do not have a permanent  
          place of business in this state.  Thus, payments for  
          services performed by independent contractors, rents,  
          royalties, estate distributions, trust distributions, and  
          partnership distributions and allocations of income are  
          subject to withholding when the payments or distributions  
          made to a nonresident exceed $1,500 per calendar year.  The  
          Franchise Tax Board (FTB) is also authorized to administer  
          withholding on sales of California real estate by residents  
          and nonresidents. 

          This bill: 

          1. Requires a payor, in modified conformity with the  
             federal backup withholding rules, to deduct and withhold  
             seven percent of a reportable payment if a condition for  
             withholding exists. 

          2. Defines the term "reportable payment," by reference to  
             Section 18662 of the Revenue and Taxation Code, to  
             include payments of rents, prizes and winnings,  
             premiums, annuities, emoluments, compensation for  
             services, including bonuses, partnership income or  
             gains, and other fixed or determinable annual or  
             periodical gains, profits, and income. 

          3. Excludes from the definition of "reportable payment"  
             payments of interest, dividends, and any release of loan  
             funds made by a financial institution in the normal  
             course of business. 

          4. Defines a "financial institution" as a depository  
             institution (i.e., any bank or savings association), an  
             institution-affiliated party (i.e., any director,  
             officer, employee, or controlling shareholder), or a  
             federal or state credit union. 







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          5. Defines "payor," by reference to the federal income tax  
             laws, as any person who is required to make a specified  
             information return with respect to any reportable  
             payment. 

          6. Specifies, by reference to Section 3406 of the Revenue  
             and Taxation Code, the conditions under which the backup  
             withholding is required. Generally, reportable payments  
             are subject to backup withholding when: 

             A.    The payee does not give the payor his/her taxpayer  
                identification number (TIN) in the required manner.

             B.    The Internal Revenue Service (IRS) notifies the  
                payor that the TIN furnished by the payee is  
                incorrect.

             C.    In the case of a reportable interest or dividend  
                payment, a payee is required, but fails, to certify  
                that he/she is not subject to withholding.

             D.    The IRS notifies the payor of the payee's  
                underreporting of interest or dividends on his/her  
                federal income tax return. 

          7. Requires a payor to notify the payee of the withholding  
             of tax at a time and in a manner prescribed by the FTB. 

          8. Requires the recipient of income to furnish his/her  
             social security number or other TIN, in addition to  
             providing his/her name and address. 

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  7/7/08)

          Franchise Tax Board (source)
          California Federation of Teachers
          California Nurses Association
          California School Employees Association
          California Tax Reform Association
          Service Employees International Union Local 1000







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           OPPOSITION  :    (Verified  7/7/08)

          American Electronics Association
          Association of California Insurance Companies
          Association of California Life and Health Insurance  
          Companies
          California Aerospace Technology Association
          California Bankers Association
          California Building Industry Association
          California Business Properties Association
          California Chamber of Commerce
          California Financial Services Association
          California Grocers Association
          California League of Food Processors
          California Manufacturers and Technology Association
          California Restaurant Association
          California Retailers Association
          California Taxpayers Association
          Council on State Taxation
          Long Beach Area Chamber of Commerce
          Personal Insurance Federation of California
          Securities Industry and Financial Markets Association

           ARGUMENTS IN SUPPORT  :    The author states that, "Bad or  
          missing taxpayer identification numbers compromise  
          Franchise Tax Board's enforcement efforts-including its  
          ability to pursue nonfilers-by preventing FTB from linking  
          reported income to the correct taxpayer. By conforming to  
          federal backup withholding requirements, California will be  
          able to address an element of the tax gap. Especially in  
          difficult budget times, it is imperative that California  
          collects on taxes that the state is owed in order to  
          provide essential services." 

          According to the bill's sponsor, the FTB, the purpose of  
          this bill is to address the problem of underreporting of  
          income or overreporting of deductions by taxpayers, to  
          ensure the effectiveness of information returns as a  
          compliance tool, and to close the tax gap of approximately  
          $6.5 billion per year.

           ARGUMENTS IN OPPOSITION  :    The opponents believe that this  
          bill imposes an additional burden on California companies  







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          by requiring those companies to police the state tax  
          compliance of independent contractors, companies,  
          investors, and customers who are residents of California.   
          The opponents of this bill argue that extending backup  
          withholding requirements to payments made to vendors for  
          services performed in California, especially in the case of  
          vendors performing services in more than one state on the  
          same contract, requires payors to monitor vendors on behalf  
          of the state and shifts the enforcement and administrative  
          costs of compliance, generally borne by a tax agency, onto  
          the private sector, thus creating yet another disincentive  
          for businesses to operate in California. 


           ASSEMBLY FLOOR  : 
          AYES:  Arambula, Beall, Berg, Brownley, Carter, Coto,  
            Davis, De La Torre, De Leon, DeSaulnier, Dymally, Eng,  
            Evans, Feuer, Fuentes, Furutani, Hancock, Hayashi,  
            Hernandez, Huffman, Jones, Karnette, Krekorian, Laird,  
            Leno, Levine, Lieber, Lieu, Ma, Mendoza, Mullin, Nava,  
            Nunez, Price, Ruskin, Salas, Saldana, Solorio, Swanson,  
            Torrico, Bass
          NOES:  Adams, Aghazarian, Anderson, Benoit, Berryhill,  
            Blakeslee, Cook, DeVore, Duvall, Emmerson, Fuller,  
            Gaines, Galgiani, Garcia, Garrick, Horton, Huff,  
            Jeffries, Keene, La Malfa, Maze, Nakanishi, Niello,  
            Parra, Plescia, Sharon Runner, Silva, Smyth, Spitzer,  
            Strickland, Tran, Villines, Walters
          NO VOTE RECORDED: Caballero, Charles Calderon, Houston,  
            Portantino, Soto, Wolk


          DLW:mw  8/25/08   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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