BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1942
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 1942 (Ruskin)
          As Amended July 10, 2008
          Majority vote
           
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          |ASSEMBLY:  |71-4 |(May 28, 2008)  |SENATE: |34-0 |(August 11,    |
          |           |     |                |        |     |2008)          |
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           Original Committee Reference:    J., E.D. & E.  

           SUMMARY  :  Increases and conforms penalties for persons who  
          engage in fraudulent activities relating to the Small Business  
          Procurement and Contract Act (Small Business Act), including  
          small businesses, microbusinesses, and disabled veteran-owned  
          business enterprises (DVBE).  

           The Senate amendments  make a minor technical change to this  
          bill.

           EXISTING LAW  :  

           1)Designates the Department of General Services (DGS) to  
            administer the State Procurement Act, which specifies  
            procedures for public contracting and establishes requirements  
            for the procurement of supplies, materials, equipment, and  
            services by state departments and state agencies.  

          2)Establishes a preference for bids made by certified small  
            businesses and microbusinesses, including providing a 5%  
            preference for awards of state procurement contracts where  
            solicitations are made either on the basis of lowest  
            responsible dollar bid, or on the basis of highest score,  
            considering factors in addition to price.  Non-small  
            businesses that subcontract at least 25% of their contracts  
            with small businesses may also qualify for the small business  
            bidder's preference.  

          3)Provides for the following definitions under the Small  
            Business Act:

             a)   A "small business" is a business that is independently  
               owned, not dominant in its field of operation, domiciled in  
               California, employing 100 or fewer employees, and earning  








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               $10 million or less in average annual gross revenues for  
               the three previous years;

             b)   A "microenterprise" is a small business that has average  
               annual gross receipts of $250,000 or less during the  
               previous three years or is a manufacturer with 25 or fewer  
               employees; and,

             c)   A "DVBE" is a business entity that is at least 51% owned  
               or controlled by one or more disabled veterans, as  
               specified.

           AS PASSED BY THE ASSEMBLY  , this bill:  

          1)Extended revocation of small business certification and  
            prohibition on further state business for certain specified  
            fraudulent activities.  

          2)Added a new penalty for making false statements on DVBE  
            participation in contracts.  

          3)Extended revocation of DVBE certification and prohibition on  
            further state business for certain specified fraudulent  
            activities.  

          4)Terminated other state contracts for certain specified  
            fraudulent activities related to small business, including  
            microbusiness, and DVBE procurement.  

          5)Authorized DGS and the awarding department to recover costs  
            incurred during their investigation into specified violations  
            under the Small Business Act.

           FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee, Pursuant to Senate Rule 28.8, negligible state costs.

           COMMENTS  : 

          1)Fraudulent contract bids:  DGS has reported instances where  
            contractors have fraudulently stated that they are a certified  
            small business, DVBE, or that they will utilize the services  
            of a certified small business or DVBE subcontractor.  In some  
            cases, the subcontractors were not actually certified by DGS  
            or the business did not actually provide any commercially  
            useful service.  








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            Existing law contains penalties for contractors which  
            fraudulently bid; however, examples of contractor abuses in  
            the small business and DVBE programs are increasing.  This  
            bill would substantially increase penalties for a variety of  
            fraudulent behaviors, including extending the term of  
            revocations of certification and suspensions from applying for  
            or participating in state contracts.  

          2)Funding for enforcement:  Under current law, a business that  
            has been awarded a contract based on an illegally obtained  
            small business certificate is required to repay the state any  
            amounts of money received due to their certified small  
            business status and pay a penalty of not more than 10% of the  
            contract amount, Government Code Section 14842.  
           
             Moneys recovered due to their lack of certified small business  
            status are returned to the fund from which the moneys were  
            originally awarded.  All penalty moneys are deposited in the  
            General Fund.  This bill allows DGS and the awarding agency to  
            recover the costs of its investigation of the contractor, in  
            cases where the contractor is found to have committed  
            fraudulent activities, as specified.  

          3)Further information:  The policy committee analysis includes a  
            full discussion of the policies, programs, and legislation  
            related to this bill.  


           Analysis Prepared by  :    Toni Symonds / J., E.D. & E. / (916)  
          319-2090


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