BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2561
                                                                  Page  1

          Date of Hearing:  April 28, 2008

                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                             Charles M. Calderon, Chair

                    AB 2561 (Niello) - As Amended:  April 3, 2008

          Majority vote.  Tax levy.  Fiscal committee.

           SUBJECT  :  Pupil opportunities:  tuition tax credits for pupils  
          enrolled in low-performing schools

           SUMMARY  :  Provides an income tax credit for costs paid or  
          incurred for private school tuition.   Specifically,  this bill  :   


          1)Sets forth the following legislative findings:

             a)   The state should provide a uniform, safe, secure,  
               efficient, and high-quality system that allows public  
               elementary and secondary school pupils the opportunity to  
               obtain a high-quality education; and,

             b)   A pupil should not be compelled, against the wishes of  
               that pupil's parent or guardian (parent), to remain in a  
               school found by the state to be failing for two years in a  
               four-year period.

          2)States the Legislature's intent to enact legislation to:

             a)   Enhance the ability of pupils to gain knowledge and  
               skills necessary for success by affording parents the  
               opportunity for their children to attend a public school  
               that is performing satisfactorily, or to attend an eligible  
               private school;

             b)   Assist parents with any costs associated with the  
               private school tuition; and,

             c)   Allow existing low-performing schools the time necessary  
               to meet satisfactory standards.

          3)Provides that the parent or guardian of a public elementary or  
            secondary school pupil may receive a tax credit equal to the  
            amount of tuition paid to an eligible school, or $5,000,  
            whichever is less, if the pupil:







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             a)   Has spent the prior school year attending a public  
               school that has been designated as failing to make adequate  
               progress, and that has had two school years in a four-year  
               period of that low performance (low-performing school), and  
               the pupil's attendance occurred during a school year in  
               which that designation was in effect.

             b)   Has been in attendance elsewhere in the public school  
               system, and has been assigned to a low-performing school  
               for the next school year.

             c)   Is entering kindergarten or first grade, and the parent  
               or guardian has been notified that the pupil has been  
               assigned to a low-performing school for the next school  
               year. 

          4)Provides that this bill shall not apply to a pupil enrolled in  
            a school providing educational services to youth in a juvenile  
            justice commitment program.

          5)Provides that the tax credit shall be available to the pupil's  
            parent until the pupil returns to a public school or, if the  
            pupil's parent or guardian chooses to enroll that pupil in a  
            private school, of which the highest grade is grade 8, until  
            the pupil matriculates to high school and the public high  
            school to which the pupil is assigned is an accredited school  
            with an Academic Performance Index (API) score of 600 or  
            better.

          6)Requires a school district to do all of the following for each  
            pupil enrolled in or assigned to a low-performing school:

             a)   Timely notify the pupil's parent as soon as that  
               designation is made of all options available under this  
               bill; and,

             b)   Offer that pupil's parent an opportunity to enroll the  
               pupil in a public school within the district that has an  
               API score of at least 650.

          7)Provides that the parent of a pupil enrolled in or assigned to  
            a low-performing school may choose as an alternative to enroll  
            the pupil in, and transport the pupil to, a higher-performing  
            public school that has available space in an adjacent school  
            district. 







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          8)Provides that, if, for any reason, a qualified private school  
            is not available for the pupil, or if the parent chooses to  
            request that the pupil be enrolled in the higher performing  
            public school, rather than choosing to use the state tax  
            credit, transportation costs to the higher performing school  
            shall be the responsibility of the school district.

          9)Provides that, in order for parents to be eligible for the tax  
            credit, the private school attended by the child shall:

             a)   Demonstrate fiscal soundness by being in operation for  
               one school year or by providing the State Department of  
               Education with a statement by a certified public accountant  
               confirming that the private school applying for  
               participation is insured and the owner has sufficient  
               capital or credit to operate the school for the subsequent  
               school year; and,

             b)   Accept pupils on an entirely random basis without regard  
               to the pupil's past academic history. 

          10)Provides that a pupil whose parent or guardian use the tax  
            credit shall remain in attendance throughout the school year,  
            unless excused by the school for illness or other good cause,  
            and shall comply fully with the school's code of conduct.  If  
            a pupil fails to comply with these requirements, his/her  
            parent shall not be eligible for the tax credit.

          11)Provides that, for each taxable year beginning on or after  
            January 1, 2010, there shall be allowed as a credit against  
            the net tax, an amount equal to the tuition paid to a private  
            school participating under this act, or $5,000, whichever is  
            less.

          12)Defines "tuition" to include enrollment fees, textbook fees,  
            lab fees, and other fees related to instruction, including the  
            cost of transportation of the pupil between his/her home and  
            the school.

          13)Provides that, in cases where the credit exceeds the net tax,  
            the excess may be carried over to reduce the net tax in the  
            following year, and succeeding years if necessary, until the  
            credit is exhausted.  

          14)Takes immediate effect as a tax levy but becomes operative on  







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            July 1, 2010.  

           EXISTING LAW  provides various tax credits designed to provide  
          relief to taxpayers who incur specified expenses or to influence  
          socially beneficial behavior.

           FISCAL EFFECT  :  The Franchise Tax Board (FTB) estimates that  
          this bill would reduce state revenues by $3 million beginning in  
          fiscal year (FY) 2010-11.  

           Proposition 98 Fiscal Effect  :  This bill would reduce K-14  
          education funding by $1.2 million in FY 2010-11.  

           COMMENTS  :   

          1)The author states, "California law restricts the ability of  
            parents to choose where their children go to school.  With an  
            increasing number of failing schools, AB 2561 seeks to give  
            parental choice to students in failing schools.  AB 2561 aims  
            to relieve parents that are bound to low performing schools  
            (API less than 600) based on the location of their home." 

          2)Opponents state, "Even if it becomes the policy of the state  
            to fund private school tuition for students at failing  
            schools, as this bill proposes, tax credits cannot perform  
            that function.  While there are no means tests in the tuition  
            tax credits proposed in the bill, we can presume that families  
            whose children are at failing schools are of low to moderate  
            income.  California's high tax threshold for families with  
            children means that these families pay no tax, or perhaps  
            small amounts of tax, but the tuition credit, as the measure  
            notes, is likely to be at least $5000.  Virtually none of the  
            families who would be eligible to send their children to  
            private school can use this credit, no matter how long it  
            carries forward, because if they have positive tax payments  
            they will be little more than a few hundred dollars.  It is  
            also probably fair to say that if families have state tax  
            liabilities as high as $5000, they already have choices for  
            their children's schools, if they happen to be in a failing  
            district.  Alternatively, of course, you could provide a  
            refundable credit, but that effectively is a grant of tuition  
            dollars.  Since tax credits do not work, that issue then  
            becomes a question of educational spending priorities."  

          3)FTB notes the following implementation concerns:








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             a)   This bill would allow a tax credit for costs paid or  
               incurred for private tuition.  This bill fails to specify  
               who would be eligible to receive the credit.  Without  
               clarification, it could be interpreted to allow anyone to  
               take a credit for tuition paid to a private school.  The  
               author may wish to amend this bill to specify criteria  
               under which a taxpayer or "qualifying pupil" would qualify  
               for the credit.  For instance, the author could require  
               that, to receive the credit, the taxpayer must be able to  
               claim the private school attendee as a dependent.

             b)   This bill uses a host of undefined terms like "private  
               school", "other fees", "pupil", and "school".  The absence  
               of definitions could lead to taxpayer disputes and would  
               complicate the credit's administration.

             c)   It is unclear what expenses qualify as "costs for  
               transporting the pupil".  Without clarification, the  
               services of a chauffeur, the purchase of skates or  
               scooters, and the costs of maintaining and insuring the  
               family car, could be considered qualified costs. 

             d)   FTB would have difficulty determining the eligibility of  
               a private school.  Typically, credits involving areas for  
               which FTB lacks expertise are certified by another state  
               agency.  The author may wish to amend this bill to include  
               language requiring certification that a "pupil" is  
               attending a private school.

             e)   This bill would add provisions to the Education Code  
               that would appear to specify qualifications for the tax  
               credit, but those qualifications are not included in the  
               Revenue and Taxation Code (R&TC).  Because the tax credit  
               would be administered through the R&TC, it is recommended  
               that this bill be amended to provide the specific criteria  
               for tax credit eligibility in the R&TC.

             f)   This bill references an operative date of July 1, 2010,  
               throughout the Education Code but provides for an operative  
               date of January 1, 2010 in the R&TC.  This bill should be  
               amended to provide consistent operative dates. 

          4)Committee staff notes that this bill:

             a)   Lacks a sunset date to allow periodic legislative review  
               of this tax expenditure.  







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             b)   Would allow for an unlimited carryover period.   
               Consequently, FTB would be required to retain the carryover  
               on the tax forms indefinitely.  Recent credits have been  
               enacted with a carryover period limitation because credits  
               are typically exhausted within eight years of being earned.

             c)   Could be subject to constitutional challenge for  
               indirectly funneling potential state revenues to private  
               religious schools.  

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file 

           Opposition 
           
          California Tax Reform Association 
           
          Analysis Prepared by  :  M. David Ruff / REV. & TAX. / (916)  
          319-2098