BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 5
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           (Without Reference to File)  

          SENATE THIRD READING
          SB 5 (Machado)
          As Amended September 5, 2007
          Majority vote 

           SENATE VOTE  :27-9  
           
           WATER, PARKS & WILDLIFE       8-5                   LOCAL  
          GOVERNMENT          5-1         
           
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          |Ayes:|Wolk, Caballero, Charles  |Ayes:|Caballero, De La Torre,   |
          |     |Calderon, Huffman, Lieu,  |     |Lieber, Saldana, Soto     |
          |     |Mullin, Nava, Salas       |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Maze, Anderson,           |Nays:|Smyth                     |
          |     |Berryhill, La Malfa,      |     |                          |
          |     |Parra                     |     |                          |
          |     |                          |     |                          |
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           APPROPRIATIONS      12-5                                        
           
           ----------------------------------------------------------------- 
          |Ayes:|Leno, Caballero, Davis,   |     |                          |
          |     |DeSaulnier, Huffman,      |     |                          |
          |     |Karnette, Krekorian,      |     |                          |
          |     |Lieu, Ma, Nava, Solorio,  |     |                          |
          |     |De Leon                   |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Walters, Emmerson, La     |     |                          |
          |     |Malfa, Nakanishi, Sharon  |     |                          |
          |     |Runner                    |     |                          |
          |     |                          |     |                          |
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           SUMMARY  :  Requires the Department of Water Resources (DWR) and the  
          Central Valley Flood Protection Board (Board) to prepare and adopt  
          a Central Valley Flood Protection Plan (CVFPP) by 2012, and  
          establishes certain flood protection requirements for certain  
          local land-use decisions consistent with the CVFPP.  Specifically,  
           this bill  :   








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          1)Defines certain new terms related to flood protection and  
            floodplain land use:

             a)   "Adequate progress" means certain actions have been taken  
               toward providing specified flood protection.
             b)   "Developed area" has the same meaning as defined in the  
               federal regulations issued by the Federal Emergency  
               Management Agency (FEMA).
             c)   "Flood hazard zone" means either a special flood hazard  
               area or an area with moderate flood hazard, as identified by  
               FEMA.
             d)   "Nonurbanized area" means an area with less than 10,000  
               residents.
             e)   "Sacramento-San Joaquin Valley" means the area subject to  
               flooding by the Sacramento or San Joaquin Rivers or their  
               tributaries, not including the Tulare Lake basin or the Kings  
               River.
             f)   "Urban area" means an area with 10,000 or more residents,  
               as defined in Proposition 1E of 2006.
             g)   "Urbanizing area" means a developed area that is planned  
               or anticipated to have 10,000 or more residents within the  
               next 10 years.
             h)   "Urban level of flood protection" means the level of  
               protection necessary to withstand flooding that has a  
               1-in-200 chance of occurring in any given year.

          2)Requires each city and county in the Sacramento-San Joaquin  
            Valley (Central Valley), upon completion of the CVFPP, to  
            incorporate the flood plan's data, policies and implementation  
            measures into its general plans within 24 months.

          3)Requires each city and county in the Central Valley to amend its  
            zoning ordinance consistent with the CVFPP, within 36 months of  
            the flood plan's adoption and 12 months of its amendment of the  
            general plan.

          4)Prohibits, after the CVFPP takes effect, a city or county in the  
            Central Valley  from entering into a development agreement,  
            approving any permit, entitlement or subdivision map unless the  
            city or county finds one of the following, based on substantial  
            evidence in the record:

             a)   Flood management facilities provide an urban level of  
               flood protection to urbanized or urbanizing areas or meets  
               the FEMA standard for nonurbanized areas.







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             b)   The development agreement includes conditions that will  
               provide an urban level of flood protection for urban or  
               urbanizing areas or meets FEMA standard for nonurbanized  
               areas.

             c)   Local flood management agency has made adequate progress  
               on construction of a flood protection system that will  
               result, by 2025, in an urban level of flood protection for  
               urban or urbanizing areas or meets FEMA standard for  
               nonurbanized areas.

            These limitations apply to ministerial permits only to the  
            extent that such ministerial permits would result in  
            construction of a new residence in a flood zone.  These  
            limitations also shall not be construed to change or diminish  
            any existing local ordinance necessary for participation in the  
            national flood insurance program.

          5)Requires DWR to propose updated flood protection requirements  
            for floodplains with flood depths exceeding three feet in the  
            California Building Standards Code by 2009, after consultation  
            with the Board, the State Architect and the State Fire Marshal.

          6)Authorizes local agencies to prepare local plans of flood  
            protection that include a strategy to meet the urban level of  
            flood protection, an emergency response plan, and a long-term  
            funding strategy for improvement, maintenance and operation of  
            flood protection facilities.  Requires such local plans to be  
            consistent with the CVFPP.

          7)Defines the "Sacramento-San Joaquin River Flood Management  
            System" (Flood Management System) to include both the  
            state-federal flood control project defined in last year's flood  
            bond as the "State Plan of Flood Control" and other Central  
            Valley flood management facilities that provide significant  
            system wide benefits for managing flood risks or protects urban  
            areas.

          8)Requires DWR to prepare, by July 1, 2008, preliminary maps for  
            100-year and 200-year floodplains protected by project levees,  
            and provide such maps or notice of availability of other flood  
            risk information to cities and counties in the Central Valley. 

          9)Requires DWR to prepare and release, by 2011, a status report on  







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            its CVFPP progress.

          10)Requires DWR and the Board to investigate and evaluate the  
            feasibility of potential bypasses or floodways in the San  
            Joaquin River watershed, upstream from the Delta.

          11)Allows DWR to implement improvements to the State Plan of Flood  
            Control for urban areas before completion of the CVFPP if the  
            DWR Director makes certain findings to show such improvements  
            will not interfere with the prospective CVFPP.

          12)Requires DWR to develop, and the Board to adopt (after certain  
            public process), by January 1, 2012, a CVFPP for the Flood  
            Management System, with updates in subsequent years ending in  
            two and seven.  This CVFPP shall be a descriptive document that  
            includes:

             a)   description of the Flood Management System, including the  
               cities and counties included in that system;
             b)   description of the performance of the Flood Management  
               System and the challenges to modifying the Flood Management  
               System to provide appropriate levels of flood protection;
             c)   description of the facilities included in the State Plan  
               of Flood Control;
             d)   description of existing dams, levees and other flood  
               management facilities that provide significant system wide  
               benefit for managing Central Valley flood risks or that  
               protect urban areas protected by state-federal project  
               levees;
             e)   description of probable impacts of projected climate  
               change, land-use patterns and other potential flood  
               management challenges to the Flood Management System;
             f)   evaluation of the structural improvements necessary to  
               restore each of the facilities of the State Plan of Flood  
               Control to its design standard;
             g)   a list of the facilities recommended for removal from the  
               State Plan of Flood Control;
             h)   description of both structural and nonstructural methods  
               for providing an urban level of flood protection to currently  
               urbanized areas in the Central Valley; 
             i)   description of structural and nonstructural methods for  
               enabling or improving system wide riverine ecosystem  
               function, including riparian habitat and inundation of  
               available floodplains.








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          13)Limits state liability for developing and adopting a CVFPP  
            beyond the scope of the existing state-federal flood control  
            project.

          14)Requires DWR, in developing the CVFPP, to collaborate with the  
            United States (U.S.) Army Corps of Engineers and  
            owners/operators of flood management facilities.  Allows  
            appointment of advisory committees to assist in the plan's  
            development.

          15)Requires the CVFPP to include a prioritized list, schedule of  
            implementation, and recommendations of both structural and  
            nonstructural means for improving performance and eliminating  
            deficiencies of flood management facilities - including the  
            State Plan of Flood Control - consistent with specified  
            objectives for flood protection improvements.

          16)Allows DWR to propose that the Board incorporate additional  
            structural and nonstructural facilities into the State Plan of  
            Flood Control.

          17)Requires DWR/Board to take necessary actions to remove  
            identified facilities from the State Plan of Flood Control and  
            prepare a funding plan/schedule for CVFPP implementation.

          18)Requires each county in the Cenral Valley to work with cities  
            to develop an emergency response plan within 24 months of  
            adoption of the CVFPP.

          19)Requires counties, cities, state and local flood agencies to  
            collaborate to provide relocation assistance or other  
            cost-effective strategies for reducing flood risk to existing  
            economically disadvantage communities located in nonurbanized  
            areas.

          20)Requires cities and counties to collaborate to develop funding  
            mechanisms to finance local flood protection responsibilities by  
            2010.

          21)Applies the bill's provisions, as applicable to cities, to  
            charter cities as well.

          22)Requires DWR to develop a cost-sharing formula for flood bond  
            funding by 2010.








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          23)Requires reimbursement to local agencies if the Commission on  
            State Mandates determines that the act mandates costs by the  
            state.

          24)Makes this bill contingent on adoption of AB 5 (Wolk) of 2007  
            and SB 17 (Florez) of 2007.

          25)Makes legislative findings regarding flood management.

           EXISTING LAW  authorizes DWR and the Reclamation Board to oversee  
          federal-state flood control projects in the Central Valley.

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee, estimated $1 million in costs for developing the  
          state's flood plan for the Central Valley.  Certain unspecified  
          costs for local floodplain land-use regulatory changes may be  
          subject to reimbursement from the state.

           COMMENTS  :   SB 5 has been part of this year's discussion of  
          comprehensive flood policy legislation for the Central Valley.   
          Previous versions concentrated on allocating flood protection  
          responsibilities for state and local agencies.  This version,  
          which is virtually identical to AB 5, addresses two key issues,  
          CVFPP and floodplain land-use decisions subsequent to the State  
          adopting the CVFPP in 2012.

          System Approach:  Historically, state-federal flood projects in  
          the Central Valley have addressed flood risks for one small area  
          at a time.  The U.S. Army Corps of Engineers develops, funds and  
          constructs flood protection facilities project-by-project.  Its  
          legal authority to do comprehensive, Valley-wide, flood protection  
          planning is limited.  This narrow project focus discourages the  
          use of multiple, flood protection resources, such as dams,  
          floodways and levees in a comprehensive way.  Most of the Central  
          Valley flood effort therefore has focused on building levees.  In  
          contrast, this bill and its flood plan link all resources that  
          affect the state's flood protection efforts, including the water  
          supply system, floodplain management, and environmental management  
          throughout the Central Valley that comprise the flood system.   
          While considering this broader array of flood protection  
          resources, the plan nevertheless does not impose the  
          responsibility for flood protection for individual communities  
          beyond the areas now protected by the state-federal flood project,  
          called the State Plan of Flood Control (SPFC).








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          State Liability:  This bill requires the State to develop a flood  
          plan for the entire Central Valley, which is defined more broadly  
          than just the area protected by existing State levees.  (Its  
          "Sacramento-San Joaquin Valley" definition is virtually identical  
          to the State Central Valley Flood Protection Board's existing  
          jurisdiction for approving flood control plans before development  
          occurs.  See Cal. Water Code Section 8710.)  While the system  
          approach considers a broader area than the SPFC, the bill limits  
          any potential liability arising out of this broader planning  
          effort, by specifying that planning for the entire system does not  
          constitute a state intention or commitment to provide flood  
          protection to areas beyond the existing SPFC. 

          Higher Level of Flood Protection:  Participation in the national  
          flood insurance program requires limits on development in areas  
          with less than 100-year flood protection.  FEMA currently is  
          redrawing its flood maps, which will show many Central Valley  
          areas lack such protection and need to improve their flood  
          infrastructure.  This bill introduces a higher level of flood  
          protection for urban areas after 2012, the 200-year standard, or  
          protection sufficient to withstand a flood with a 1-in-200 chance  
          of occurring in any given year.  As cities and counties start  
          analyzing how to improve their flood infrastructure, this bill  
          gives them notice of the requirement to improve flood protection  
          marginally better than the federal 100-year standard.  

          Flood Protection and Land-Use Decisions:  This bill addresses both  
          the State's flood plan and local land-use decisions because the  
          two issues relate to each other, in practice as well as  
          legislation.  The legal changes and limitations on land-use  
          decisions do not occur until after the State has adopted the new  
          CVFPP.  In effect, the bill links these two types of decisions,  
          flood protection and floodplain land use, which resolves a  
          conflict that the Legislature has identified, through  
          informational hearings, over the last two years since Hurricane  
          Katrina.  First, this bill requires that DWR and the Board to  
          adopt a flood plan.  Second, it requires cities and counties to  
          make their floodplain land-use plans and zoning consistent with  
          the state's plan.  Third, it bars land-use decisions for flood  
          hazard zones unless the city or county can show an "urban level of  
          flood protection" (i.e. sufficient to withstand a flood with a  
          1-in-200 chance of occurring in any given year) or "adequate  
          progress" toward such protection.

          Staged Implementation:  The structure of this bill produces staged  







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          implementation of added flood protection.  First, DWR and the  
          Board develop the valley-wide flood plan.  Then, Central Valley  
          cities and counties incorporate the state's flood plan into  
          general plans and zoning ordinances, so that floodplain  
          development concentrates on the areas with the strongest  
          protection or a plan for the strongest protection.  Cities and  
          counties therefore can delay changes until they receive sufficient  
          information as to flood risk from the State.

          Expanded Local Government Engagement:  This bill also engages  
          cities and counties in helping protect their citizens from floods.  
           First, it authorizes local flood protection plans, based on  
          collaboration between local governments and flood agencies.   
          Second, the bill requires cities and counties to incorporate the  
          state flood plan into their general plan and zoning ordinances.   
          Third, the bill requires local agencies to develop flood emergency  
          response plans.  Combined, these actions will help Central Valley  
          cities and counties to improve their understanding of the flood  
          risks that their citizens face and participate in developing and  
          funding flood protection efforts.  Representatives of cities,  
          counties, flood agencies and local planners have participated in  
          and, to some extent, have contributed to crafting the bill's  
          provisions for local government.  
           

           Analysis Prepared by  :    Alf W. Brandt / W., P. & W. / (916)  
          319-2096                                          


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