BILL ANALYSIS SB 5 Page 1 (Without Reference to File) SENATE THIRD READING SB 5 (Machado) As Amended September 5, 2007 Majority vote SENATE VOTE :27-9 WATER, PARKS & WILDLIFE 8-5 LOCAL GOVERNMENT 5-1 ----------------------------------------------------------------- |Ayes:|Wolk, Caballero, Charles |Ayes:|Caballero, De La Torre, | | |Calderon, Huffman, Lieu, | |Lieber, Saldana, Soto | | |Mullin, Nava, Salas | | | | | | | | |-----+--------------------------+-----+--------------------------| |Nays:|Maze, Anderson, |Nays:|Smyth | | |Berryhill, La Malfa, | | | | |Parra | | | | | | | | ----------------------------------------------------------------- APPROPRIATIONS 12-5 ----------------------------------------------------------------- |Ayes:|Leno, Caballero, Davis, | | | | |DeSaulnier, Huffman, | | | | |Karnette, Krekorian, | | | | |Lieu, Ma, Nava, Solorio, | | | | |De Leon | | | | | | | | |-----+--------------------------+-----+--------------------------| |Nays:|Walters, Emmerson, La | | | | |Malfa, Nakanishi, Sharon | | | | |Runner | | | | | | | | ----------------------------------------------------------------- SUMMARY : Requires the Department of Water Resources (DWR) and the Central Valley Flood Protection Board (Board) to prepare and adopt a Central Valley Flood Protection Plan (CVFPP) by 2012, and establishes certain flood protection requirements for certain local land-use decisions consistent with the CVFPP. Specifically, this bill : SB 5 Page 2 1)Defines certain new terms related to flood protection and floodplain land use: a) "Adequate progress" means certain actions have been taken toward providing specified flood protection. b) "Developed area" has the same meaning as defined in the federal regulations issued by the Federal Emergency Management Agency (FEMA). c) "Flood hazard zone" means either a special flood hazard area or an area with moderate flood hazard, as identified by FEMA. d) "Nonurbanized area" means an area with less than 10,000 residents. e) "Sacramento-San Joaquin Valley" means the area subject to flooding by the Sacramento or San Joaquin Rivers or their tributaries, not including the Tulare Lake basin or the Kings River. f) "Urban area" means an area with 10,000 or more residents, as defined in Proposition 1E of 2006. g) "Urbanizing area" means a developed area that is planned or anticipated to have 10,000 or more residents within the next 10 years. h) "Urban level of flood protection" means the level of protection necessary to withstand flooding that has a 1-in-200 chance of occurring in any given year. 2)Requires each city and county in the Sacramento-San Joaquin Valley (Central Valley), upon completion of the CVFPP, to incorporate the flood plan's data, policies and implementation measures into its general plans within 24 months. 3)Requires each city and county in the Central Valley to amend its zoning ordinance consistent with the CVFPP, within 36 months of the flood plan's adoption and 12 months of its amendment of the general plan. 4)Prohibits, after the CVFPP takes effect, a city or county in the Central Valley from entering into a development agreement, approving any permit, entitlement or subdivision map unless the city or county finds one of the following, based on substantial evidence in the record: a) Flood management facilities provide an urban level of flood protection to urbanized or urbanizing areas or meets the FEMA standard for nonurbanized areas. SB 5 Page 3 b) The development agreement includes conditions that will provide an urban level of flood protection for urban or urbanizing areas or meets FEMA standard for nonurbanized areas. c) Local flood management agency has made adequate progress on construction of a flood protection system that will result, by 2025, in an urban level of flood protection for urban or urbanizing areas or meets FEMA standard for nonurbanized areas. These limitations apply to ministerial permits only to the extent that such ministerial permits would result in construction of a new residence in a flood zone. These limitations also shall not be construed to change or diminish any existing local ordinance necessary for participation in the national flood insurance program. 5)Requires DWR to propose updated flood protection requirements for floodplains with flood depths exceeding three feet in the California Building Standards Code by 2009, after consultation with the Board, the State Architect and the State Fire Marshal. 6)Authorizes local agencies to prepare local plans of flood protection that include a strategy to meet the urban level of flood protection, an emergency response plan, and a long-term funding strategy for improvement, maintenance and operation of flood protection facilities. Requires such local plans to be consistent with the CVFPP. 7)Defines the "Sacramento-San Joaquin River Flood Management System" (Flood Management System) to include both the state-federal flood control project defined in last year's flood bond as the "State Plan of Flood Control" and other Central Valley flood management facilities that provide significant system wide benefits for managing flood risks or protects urban areas. 8)Requires DWR to prepare, by July 1, 2008, preliminary maps for 100-year and 200-year floodplains protected by project levees, and provide such maps or notice of availability of other flood risk information to cities and counties in the Central Valley. 9)Requires DWR to prepare and release, by 2011, a status report on SB 5 Page 4 its CVFPP progress. 10)Requires DWR and the Board to investigate and evaluate the feasibility of potential bypasses or floodways in the San Joaquin River watershed, upstream from the Delta. 11)Allows DWR to implement improvements to the State Plan of Flood Control for urban areas before completion of the CVFPP if the DWR Director makes certain findings to show such improvements will not interfere with the prospective CVFPP. 12)Requires DWR to develop, and the Board to adopt (after certain public process), by January 1, 2012, a CVFPP for the Flood Management System, with updates in subsequent years ending in two and seven. This CVFPP shall be a descriptive document that includes: a) description of the Flood Management System, including the cities and counties included in that system; b) description of the performance of the Flood Management System and the challenges to modifying the Flood Management System to provide appropriate levels of flood protection; c) description of the facilities included in the State Plan of Flood Control; d) description of existing dams, levees and other flood management facilities that provide significant system wide benefit for managing Central Valley flood risks or that protect urban areas protected by state-federal project levees; e) description of probable impacts of projected climate change, land-use patterns and other potential flood management challenges to the Flood Management System; f) evaluation of the structural improvements necessary to restore each of the facilities of the State Plan of Flood Control to its design standard; g) a list of the facilities recommended for removal from the State Plan of Flood Control; h) description of both structural and nonstructural methods for providing an urban level of flood protection to currently urbanized areas in the Central Valley; i) description of structural and nonstructural methods for enabling or improving system wide riverine ecosystem function, including riparian habitat and inundation of available floodplains. SB 5 Page 5 13)Limits state liability for developing and adopting a CVFPP beyond the scope of the existing state-federal flood control project. 14)Requires DWR, in developing the CVFPP, to collaborate with the United States (U.S.) Army Corps of Engineers and owners/operators of flood management facilities. Allows appointment of advisory committees to assist in the plan's development. 15)Requires the CVFPP to include a prioritized list, schedule of implementation, and recommendations of both structural and nonstructural means for improving performance and eliminating deficiencies of flood management facilities - including the State Plan of Flood Control - consistent with specified objectives for flood protection improvements. 16)Allows DWR to propose that the Board incorporate additional structural and nonstructural facilities into the State Plan of Flood Control. 17)Requires DWR/Board to take necessary actions to remove identified facilities from the State Plan of Flood Control and prepare a funding plan/schedule for CVFPP implementation. 18)Requires each county in the Cenral Valley to work with cities to develop an emergency response plan within 24 months of adoption of the CVFPP. 19)Requires counties, cities, state and local flood agencies to collaborate to provide relocation assistance or other cost-effective strategies for reducing flood risk to existing economically disadvantage communities located in nonurbanized areas. 20)Requires cities and counties to collaborate to develop funding mechanisms to finance local flood protection responsibilities by 2010. 21)Applies the bill's provisions, as applicable to cities, to charter cities as well. 22)Requires DWR to develop a cost-sharing formula for flood bond funding by 2010. SB 5 Page 6 23)Requires reimbursement to local agencies if the Commission on State Mandates determines that the act mandates costs by the state. 24)Makes this bill contingent on adoption of AB 5 (Wolk) of 2007 and SB 17 (Florez) of 2007. 25)Makes legislative findings regarding flood management. EXISTING LAW authorizes DWR and the Reclamation Board to oversee federal-state flood control projects in the Central Valley. FISCAL EFFECT : According to the Assembly Appropriations Committee, estimated $1 million in costs for developing the state's flood plan for the Central Valley. Certain unspecified costs for local floodplain land-use regulatory changes may be subject to reimbursement from the state. COMMENTS : SB 5 has been part of this year's discussion of comprehensive flood policy legislation for the Central Valley. Previous versions concentrated on allocating flood protection responsibilities for state and local agencies. This version, which is virtually identical to AB 5, addresses two key issues, CVFPP and floodplain land-use decisions subsequent to the State adopting the CVFPP in 2012. System Approach: Historically, state-federal flood projects in the Central Valley have addressed flood risks for one small area at a time. The U.S. Army Corps of Engineers develops, funds and constructs flood protection facilities project-by-project. Its legal authority to do comprehensive, Valley-wide, flood protection planning is limited. This narrow project focus discourages the use of multiple, flood protection resources, such as dams, floodways and levees in a comprehensive way. Most of the Central Valley flood effort therefore has focused on building levees. In contrast, this bill and its flood plan link all resources that affect the state's flood protection efforts, including the water supply system, floodplain management, and environmental management throughout the Central Valley that comprise the flood system. While considering this broader array of flood protection resources, the plan nevertheless does not impose the responsibility for flood protection for individual communities beyond the areas now protected by the state-federal flood project, called the State Plan of Flood Control (SPFC). SB 5 Page 7 State Liability: This bill requires the State to develop a flood plan for the entire Central Valley, which is defined more broadly than just the area protected by existing State levees. (Its "Sacramento-San Joaquin Valley" definition is virtually identical to the State Central Valley Flood Protection Board's existing jurisdiction for approving flood control plans before development occurs. See Cal. Water Code Section 8710.) While the system approach considers a broader area than the SPFC, the bill limits any potential liability arising out of this broader planning effort, by specifying that planning for the entire system does not constitute a state intention or commitment to provide flood protection to areas beyond the existing SPFC. Higher Level of Flood Protection: Participation in the national flood insurance program requires limits on development in areas with less than 100-year flood protection. FEMA currently is redrawing its flood maps, which will show many Central Valley areas lack such protection and need to improve their flood infrastructure. This bill introduces a higher level of flood protection for urban areas after 2012, the 200-year standard, or protection sufficient to withstand a flood with a 1-in-200 chance of occurring in any given year. As cities and counties start analyzing how to improve their flood infrastructure, this bill gives them notice of the requirement to improve flood protection marginally better than the federal 100-year standard. Flood Protection and Land-Use Decisions: This bill addresses both the State's flood plan and local land-use decisions because the two issues relate to each other, in practice as well as legislation. The legal changes and limitations on land-use decisions do not occur until after the State has adopted the new CVFPP. In effect, the bill links these two types of decisions, flood protection and floodplain land use, which resolves a conflict that the Legislature has identified, through informational hearings, over the last two years since Hurricane Katrina. First, this bill requires that DWR and the Board to adopt a flood plan. Second, it requires cities and counties to make their floodplain land-use plans and zoning consistent with the state's plan. Third, it bars land-use decisions for flood hazard zones unless the city or county can show an "urban level of flood protection" (i.e. sufficient to withstand a flood with a 1-in-200 chance of occurring in any given year) or "adequate progress" toward such protection. Staged Implementation: The structure of this bill produces staged SB 5 Page 8 implementation of added flood protection. First, DWR and the Board develop the valley-wide flood plan. Then, Central Valley cities and counties incorporate the state's flood plan into general plans and zoning ordinances, so that floodplain development concentrates on the areas with the strongest protection or a plan for the strongest protection. Cities and counties therefore can delay changes until they receive sufficient information as to flood risk from the State. Expanded Local Government Engagement: This bill also engages cities and counties in helping protect their citizens from floods. First, it authorizes local flood protection plans, based on collaboration between local governments and flood agencies. Second, the bill requires cities and counties to incorporate the state flood plan into their general plan and zoning ordinances. Third, the bill requires local agencies to develop flood emergency response plans. Combined, these actions will help Central Valley cities and counties to improve their understanding of the flood risks that their citizens face and participate in developing and funding flood protection efforts. Representatives of cities, counties, flood agencies and local planners have participated in and, to some extent, have contributed to crafting the bill's provisions for local government. Analysis Prepared by : Alf W. Brandt / W., P. & W. / (916) 319-2096 FN: 0003175