BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 76
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          ASSEMBLY THIRD READING
          AB 76 (Yamada)
          As Amended  March 9, 2009
          Majority vote 

           INSURANCE           10-0        APPROPRIATIONS      17-0        
           
           ----------------------------------------------------------------- 
          |Ayes:|Coto, Garrick, Blakeslee, |Ayes:|De Leon, Nielsen,         |
          |     |Charles Calderon, Carter, |     |Ammiano, Charles          |
          |     |Feuer, Hayashi, Nava,     |     |Calderon, Davis, Duvall,  |
          |     |Niello, Torres            |     |Fuentes, Hall, Harkey,    |
          |     |                          |     |Miller, John A. Perez     |
          |     |                          |     |Price, Skinner, Solorio,  |
          |     |                          |     |Audra Strickland,         |
          |     |                          |     |Torlakson, Krekorian      |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Extends the sunset date on a special fund and the $1  
          assessment on each life insurance and annuity contract sold in  
          the state, and requires that the Insurance Commissioner (IC)  
          post specified information on the California Department of  
          Insurance (CDI) Web site.  Specifically,  this bill  :  

          1)Extends the sunset date on the Life and Annuity Consumer  
            Protection Fund (Fund), and on the $1 per life insurance  
            policy and annuity contract fee that supports the Fund, until  
            January 1, 2015.

          2)Requires the IC to annually post a consolidated report on the  
            CDI Web site that contains the following information:

             a)   The number of complaints related to life insurance and  
               annuity contracts received by the CDI;

             b)   The number of opened investigations related to these  
               products;

             c)   The number of investigations relating to these products  
               that are referred to or reported by prosecuting agencies;

             d)   The number of administrative or regulatory cases  
               relating to these products referred to the CDI legal  








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               division, and the number of legal actions undertaken; and,

             e)   Descriptions of educational and outreach programs  
               initiated by the CDI relating to these products.

           EXISTING LAW  :

          1)Creates the Life and Annuity Consumer Protection Fund as a  
            special account within the Insurance Fund.

          2)Authorizes the IC to impose a fee, not to exceed $1, on each  
            life insurance policy or annuity contract with a value over  
            $15,000 sold to a resident of California.

          3)Specifies how the fee monies may be expended, including a  
            requirement that 50% of the funds be distributed to local  
            district attorneys who submit a specified application for the  
            funds.

          4)Provides that the Fund and the fee sunset on January 1, 2010.

           FISCAL EFFECT  :   According to the CDI, the fee generates  
          approximately $1 million per year.  Any costs are minor and  
          absorbable to the CDI.

           COMMENTS  :   

           1)Purpose of the bill.   The author introduced this bill at the  
            request of the Los Angeles District Attorney, one of the local  
            district attorneys who has applied for and received funding  
            from the Fund.  In order to provide the security of stable  
            funding, the District Attorney suggests an extension of 5  
            years.  The program was originally created by AB 2316 (Chan),  
            Chapter 835, Statutes of 2004, and the initial sunset  
            provision allowed five years.  Because the District Attorney  
            believes the program is a worthwhile law enforcement program  
            that has proven its value, he believes an additional five  
            years is warranted.

           2)CDI Web site.   Representatives of the life insurance industry  
            have not objected to the funding extension, but have had  
            concerns with how the CDI was using the funds.  As a result,  
            they negotiated the "sunshine" provisions of the bill,  
            requiring data to be made conveniently available on the CDI  








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            Web site.  With the ability to easily monitor how the funds  
            are being used and identify the results, there is broad  
            support in the industry for the bill.

           
          Analysis Prepared by  :    Mark Rakich / INS. / (916) 319-2086 


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