BILL ANALYSIS                                                                                                                                                                                                    






                          SENATE COMMITTEE ON EDUCATION
                               Gloria Romero, Chair
                            2009-2010 Regular Session
                                         

          BILL NO:       AB 391
          AUTHOR:        Torlakson
          AMENDED:       January 25, 2010
          FISCAL COMM:   Yes            HEARING DATE:  June 23, 2010
          URGENCY:       No             CONSULTANT:Lynn Lorber

           SUBJECT  :   Evaluation of the Standardized Testing and  
          Reporting Program

           KEY POLICY ISSUES  

          Should the Superintendent of Public Instruction contract for  
          an independent evaluation of the Standardized Testing and  
          Reporting (STAR) program?

          Do the reports submitted annually by the STAR test vendor  
          provide the type of information the Legislature needs to  
          deliberate the upcoming reauthorization of the STAR program?   
          Would an evaluation provide more valuable information?

          Should the State Board of Education have a voice in awarding  
          a contract for this evaluation? 

           SUMMARY   

          This bill requires the Superintendent of Public Instruction  
          to contract for an independent evaluation of the Standardized  
          Testing and Reporting (STAR) program.

           BACKGROUND  

          The STAR program requires testing of pupils in grades 2  
          through 11, including English language arts and mathematics  
          in most grades, and science and history-social science at  
          specified grade levels.  In 2003, the California Standards  
          Tests (CSTs) replaced a nationally published "off the shelf"  
          test as the primary battery of STAR tests.  The CSTs are  
          written specifically to test California's content standards.   


          In February 2009, the federal U.S. Department of Education  
          issued an invitation to the States to compete for  



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          approximately $4.4 billion of American Recovery and  
          Reinvestment Act one-time funding known as Race to the Top  
          (RTTT) grants.  The RTTT grants are to be issued in two  
          competitive rounds.  California was not successful in its  
          first attempt.  As of June 1, California submitted an  
          application for the second round of funding.  In late August  
          / early September Phase 2 grant recipients will be announced.

          RTTT is a competitive grant program designed to encourage and  
          reward States that are creating the conditions for education  
          innovation and reform; achieving significant improvement in  
          student outcomes, including making substantial gains in  
          student achievement; closing achievement gaps; improving high  
          school graduation rates; and ensuring student preparation for  
          success in college and career; and implementing ambitious  
          plans in  four  core education reform areas: 

                        Adopting high quality standards and  
                    assessments to prepare students for higher  
                    education or work.

                        Recruiting, developing, retaining and  
                    rewarding effective teachers and principals.

                        Creating data systems to measure student  
                    success and support instruction.

                        Turning around the lowest performing schools.   


          SB 1 of the Fifth Extraordinary Session (Steinberg, Ch. 2,  
          2010), among other things, extended the sunset on the STAR  
          program from July 1, 2011, to July 1, 2013.  SB 1 also stated  
          legislative intent that the reauthorization of the statewide  
          pupil assessment program include all of the following:

             1)   A plan for transitioning to a system of high-quality  
               assessments, as defined in the federal Race to the Top  
               guidance and regulations.

             2)   Alignment with the standards developed by Academic  
               Content Standards Commission (established in SB 1) to  
               develop academic content standards in 
               language arts and math, 85% of which are to be the  
               common core standards developed by the National  
               Governors Association and the Council of Chief State  
               School Officers.



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             3)   Any common assessments aligned with these standards.

             4)   Conforms to the assessment requirements of any  
               reauthorization of the federal Elementary and Secondary  
               Education Act or any other federal law that effectively  
               replaces that act.  (Education Code  60640 and 60604.5)

          Results for STAR tests are reported for the individual pupil,  
          but no accountability attaches to these individual results;  
          the state and federal accountability systems are primarily  
          based on the aggregated STAR test scores from all pupils in a  
          school or school district.  Many elements of the STAR program  
          are used by California to meet the assessment and  
          accountability requirements of the federal No Child Left  
          Behind (NCLB) Act, which requires standards-aligned  
          achievement testing in reading and mathematics to all pupils  
          in grades 3-8 and grade 10; and also requires science testing  
          in grades 5, 8, and 10.

          ANALYSIS  

           This bill  requires the Superintendent of Public Instruction  
          (SPI) to contract for an independent evaluation of the STAR  
          program.  Specifically, this bill:

          1)   Requires the SPI, by April 1, 2011, to contract with an  
               independent evaluator, who is to report to the SPI, for  
               evaluation of the STAR program.  The evaluation must be  
               a meta-analysis of existing information and data from  
               the STAR program based upon all of the following:

               a)        Information gathered in field testing and  
                    annual administrations of the STAR assessments.

               b)        Existing technical reports, peer reviews, and  
                    other studies, reports and evaluations of the STAR  
                    program conducted by or at the request of the  
                    California Department of Education, the Legislature  
                    or the State Board of Education.

               c)        State and federal requirements.

               d)        A review of research-based alternative  
                    assessment models.

               e)        A review of existing and emerging practices in  



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                    large-scale assessment from across the nation.

          2)   Requires the evaluation to include, but not be limited  
               to, all of the following:

               a)        A report on the results of prior analyses  
                    regarding the alignment between the STAR  
                    assessments and the full range of the content 

                    standards, and a determination of whether the STAR  
                    program assesses pupil knowledge in the same manner  
                    and at the same level of complexity as expected in  
                    those content standards.

               b)        An independent analysis of the grade level  
                    continuity and vertical articulation of the content  
                    standards.

               c)        An independent analysis of the ability of the  
                    tests to produce scores for an individual pupil  
                    that can be validly compared from year to year for  
                    both groups and individuals.

               d)        An independent analysis of the use of content  
                    standards in other core curriculum areas for  
                    testing items, as applicable.

               e)        A report on the results of prior analyses  
                    regarding pupil performance, broken down by  
                    assessment, grade level, race or ethnicity, and  
                    end-of-course assessments, including any trends  
                    that become apparent over time.

               f)        An independent analysis of the degree to which  
                    the STAR program complies with professional testing  
                    standards and satisfies or exceeds state and  
                    federal requirements for assessments for each grade  
                    level.

               g)        An independent analysis of the usefulness of  
                    the STAR program in terms of state and local  
                    program evaluations.

               h)        An independent analysis of the usefulness of  
                    the STAR program in providing individual results,  
                    providing a diagnostic assessment for classroom  
                    use, and providing formative and interim  



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                    assessments in order to better inform instruction  
                    and improve learning.

               i)        An independent analysis of the feasibility and  
                    cost of the development and administration of a  
                    diagnostic alternative test in grade levels and  
                    content standard areas that are not required to  
                    have an assessment under federal law.

          3)   Requires the evaluator to submit to the SPI a report  
               containing the findings of the evaluation and include  
               recommendations on specified factors, such as improving  
               the usefulness of the test, integrating content  
               standards in other curriculum areas, developing and  
               implementing alternatives to the current test format,  
               and generating multiple measures of pupil achievement.

          4)   Requires the Public School Accountability Act Advisory  
               (PSAA)  Committee to advise the SPI on the independent  
               evaluation by providing all of the following:

               a)        Recommendations regarding the parameters of  
                    the evaluation.

               b)        Recommendations regarding any request for  
                    proposals or request for applications used to  
                    solicit contract proposals.

               c)        Recommendations regarding the selection of the  
                    contractor.

               d)        A review of any reports submitted by the  
                    independent evaluator, including any midterm  
                    reports as well as the final evaluation.

          5)   Requires the SPI to appoint four additional members to  
               the PSAA Committee, who shall be educators or  
               individuals having expertise in large-scale assessment  
               and who shall serve only for the purposes of this bill.

          6)   Requires the SPI to provide the evaluation to the  
               Legislature, Governor and State Board of Education by  
               November 1, 2011.

          7)   Requires the California Department of Education to use  
               federal funds to contract for the evaluation, and makes  
               the operation of this bill contingent upon an  



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               appropriation for this purpose in the annual Budget Act  
               or another statute.

          8)   Defines "formative assessment, "high-quality  
               assessment," and "interim assessment."  The definition  
               of "high-quality assessment" in this bill is identical  
               to how it is defined in the federal Race to the Top  
               guidance and regulations.

           STAFF COMMENTS  

           1)   Need for the bill  :  According to the author, "the  
               overall STAR model has not been reconsidered since 1997,  
               and there are numerous models of testing, content and  
               reporting that should be examined to ensure that the  
               STAR program is most effective for teaching, learning  
               and providing performance accountability.  With  
               discussions on a federal level regarding national  
               assessments, and increasing pressure in the classroom  
               because of focus on STAR test scores, California must  
               examine this model and its results to maximize our  
               investment of teacher and student time and tax dollars.   
               The STAR system is up for reauthorization in 2013, and  
               the Legislature must be prepared for discussion of  
               alternative models, particularly considering the  
               national assessment possibility either through Race to  
               the Top or the Elementary and Secondary Education Act  
               reauthorization projected to happen in 2011."

           2)   What do we need to know about STAR prior to  
               reauthorization  ?  The STAR program sunsets on July 1,  
               2013.  This bill suggests that the state needs specific  
               information, beyond what has been included in the  
               technical reports provided annually by the test  
               administrator.  These technical reports include  
               information such as the number and percentage of pupils  
               tested, the mean scale score, and the number and  
               percentage of pupils scoring at each performance level.   
               Do these technical reports provide the type of  
               information the Legislature needs when deliberating the  
               reauthorization of the STAR program?  Would an  
               evaluation provide more valuable information?

           3)   Nature of independence  .  This bill calls for an  
               independent evaluation.  Staff understands that it is  
               the author's intent to have an evaluation completed by  
               an entity that is independent of the STAR test vendor.   



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               Some have questioned the nature of this independence if  
               the authority to enter into a contract for the  
               evaluation only rests with the Superintendent of Public  
               Instruction, particularly considering the California  
               Department of Education is the administrator of the  
               testing contract.  Should the State Board of Education  
               also have a voice in the awarding of a contract for an  
               evaluation?  

           4)   Fiscal impact  .  According to the Assembly Appropriations  
               Committee, this bill would create cost pressure (General  
               Fund/Proposition 98 or federal funds), likely between  
               $250,000 and $500,000 to contract for an evaluation of  
               the STAR program.  This bill requires CDE to use federal  
               funds to contract for the evaluation.  The 2009 Budget  
               Act allocates a total of $24 million Title VI No Child  
               Left Behind funds for state assessment programs,  
               including $4 million for the STAR program, and an  
               additional $5.4 million in federal assessment funding.

           5)   Related budget action  .  The Governor proposed budget  
               language to require the Legislative Analyst's Office and  
               the Department of Finance to jointly review the STAR  
               contract and report on its components, current costs,  
               and program improvement recommendations.  This item is  
               being considered by the Budget Conference Committee, as  
               the Assembly approved alternative language proposed by  
               the Legislative Analyst to include a process to review  
               options for developing and implementing pupil growth  
               measures in the proposed review of the STAR program,  
               while the Senate did not approve either the Governor's  
               nor the Legislative Analyst's language.  

           6)   Technical amendment  .  This bill does not clearly state  
               that the evaluator's report is to include the findings  
               of the evaluation and recommendations on specified  
               factors (see # 3 in the Analysis section).

           7)   Prior and related legislation  .  

                           AB 476 (Torlakson, 2009) was nearly  
                    identical to this bill.  The Governor vetoed AB 476  
                    with the following veto message:

                         The objectives of this bill are duplicative of  
                         work already being done by a variety of  
                         sources.  Not only have there been reviews of  



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                         California's standards and assessment system  
                         by the United States Department of Education's  
                         peer review process, the California Department  
                         of Education has a process which has included  
                         an independent alignment study and review of  
                         test items by 
                         various content and test development experts.   
                         Finally, this bill circumvents the State Board  
                         of Education in the selection of the  
                         independent evaluator and approving the  
                         evaluation and its recommendations.  

                           SB 80 (Committee on Budget and Fiscal  
                    Review, Ch, 174, 2007), among other things,  
                    reinstated second grade testing and reset the  
                    sunset on the STAR Program to July 1, 2011. 

                           SB 1448 (Alpert, Ch. 233, 2004) eliminated  
                    second grade testing on July 1, 2007, and extended  
                    sunset on the STAR Program for grades 3-11 to  
                    January 1, 2011. 

           SUPPORT
           
          Association of California School Administrators
          Business for Science, Math and Related Technologies Education
          California Council for the Social Studies
          California Federation of Teachers
          California School Boards Association
          California State PTA
          San Francisco Unified School District
          Small School Districts' Association

           OPPOSITION
           
          None received.