BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 461
                                                                  Page  1

          Date of Hearing:   March 31, 2009
          Consultant:      Larry Yee


                         ASSEMBLY COMMITTEE ON PUBLIC SAFETY
                                 Jose Solorio, Chair

                 AB 461 (Gaines) - As Introduced:  February 24, 2009


           SUMMARY  :   Reenacts the Economic Crime Act of 1992, addressing  
          felony theft restitution and probation grant limitations, with a  
          sunset date of January 1, 2019.   Specifically,  this bill  :  

          1)Provides that when considering whether to grant probation to a  
            defendant convicted of a felony for a theft in excess of  
            $50,000 in a single transaction or occurrence, the court shall  
            consider the extent to which the defendant has attempted to  
            pay restitution between the date of conviction and the date of  
            sentencing. 

          2)Provides that a defendant claiming inability to pay  
            restitution before the date of sentencing shall provide a  
            statement of assets, income, and liabilities. 


          3)Prevents the court from granting probation to any defendant  
            who has suffered a prior conviction where a court found  
            enhancements for intentional taking, damaging or destruction  
            of property in the commission (or attempted commission) of a  
            felony in excess of $50,000. 

          4)States that probation shall not be granted to any defendant  
            who commits theft in an amount exceeding $100,000 in a single  
            transaction or occurrence, except in unusual circumstances  
            where the interests of justice would best be served by the  
            grant of probation.  Requires mandatory custody time when  
            probation is granted.  

             a)   Mandates at least a 90-day sentence when probation is  
               granted for a felony conviction involving a theft in excess  
               of $50,000 in a single transaction or occurrence.  At least  
               30 days of this sentence must be served "in-custody"  
               regardless of any available programs, including work  
               furlough, work release, public service programs, or  








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               electronic monitoring. 


             b)   Mandates at least a 180-day sentence when probation is  
               granted for a felony conviction involving a theft in excess  
               of $100,000 in a single transaction or occurrence.  At  
               least 60 days of the sentence must be served "in-custody"  
               regardless of any available programs, including work  
               furlough, work release, public service programs, or  
               electronic monitoring.  

          5)Provides that all probation terms under this act must be 10  
            years.  After five years of probation, the defendant is  
            released from all of the standard terms and conditions of  
            felony probation and remains subject to the special terms and  
            conditions of probation imposed under this section.  

          6)States that when a defendant is granted probation for a felony  
            theft of greater than $50,000, the court shall require  
            additional terms:  

             a)   Requires that the defendant pay restitution to the  
               victim and a surcharge to the county in an amount equal to  
               20% of the restitution ordered.  

             b)   Mandates that the defendant provide the county financial  
               officer with specified tax documents and specified  
               statements of income, assets, and liabilities within 30  
               days of being granted probation and annually thereafter.   
               Any knowing misrepresentation of accuracy in these  
               documents constitutes a violation of probation.  

             c)   Permits the Franchise Tax Board and the Employment  
               Development Department to release specified financial  
               information to the county financial officer related to the  
               defendant once probation has been granted.  


             d)   Requires the defendant (during the period of probation)  
               to notify the county financial officer within 30 days after  
               receipt of any money, personal property, or real property  
               in excess of $5,000 other than the regular salary of the  
               defendant or the defendant's spouse.  










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          7)Allows the county financial officer to implement a suggested  
            payment schedule for payment of restitution and the attached  
            surcharge based on specified findings related to the  
            defendant's reported financial records.  Any willful failure  
            to comply with the suggested payment schedule shall constitute  
            a violation of probation.  

          8)The court shall factor the defendant's ability to pay  
            according to specified findings related to the defendant's  
            reportable current income and future earning capacity. 

          9)Requires personal appearance by the defendant at all hearing  
            related to the offense, unless the defendant is incarcerated  
            or otherwise excused by the court.  

           EXISTING LAW  :  

          1)Provides that when a person intentionally takes, damages or  
            destroys any property in the commission of or attempted  
            commission of a felony, he or she shall receive increasing  
            enhancements of prison sentences based upon the value of  
            affected property, as follows [Penal Code Section 12022.6]:

             a)   One additional year of imprisonment for a taking or loss  
               in excess of $65,000;

             b)   Two additional years of imprisonment for a taking or  
               loss in excess of $200,000; 

             c)   Three additional years of imprisonment for a taking or  
               loss in excess of $1.3 million; and, 

             d)   Four additional years of imprisonment for a taking or  
               loss in excess of $3.2 million.  

          2)Provides that except in unusual cases where the interests of  
            justice would best be served if the person is granted  
            probation, probation shall not be granted to any person  
            convicted of a crime of theft or an amount exceeding $100,000.  
             [Penal Code Section 1203.045.]

          3)Provides in any accusatory pleading involving multiple charges  
            of taking, damage, or destruction, the additional terms  
            provided in this section may be imposed if the aggregate  
            losses to the victims from all felonies exceed the amounts  








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            specified in this section and arise from a common scheme or  
            plan.  [Penal Code Section 12022.6(b).]   

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Author's Statement  :  According to the author, "The Economic  
            Crime Act and the excessive takings enhancement statute have  
            been extremely important in the prosecution and punishment of  
            white collar crime.  In 2007, the Legislature passed and the  
            Governor signed AB 1705 (Niello), extending the sunset date  
            from January 1, 2008 to January 1, 2018 for excessive takings  
            enhancements under Penal Code  12022.6.  Specifically, this  
            statute imposes sentence enhancements of 1, 2, 3, or 4 years  
            for felony convictions in which the crime involves taking,  
            damaging, or destroying property of a value that exceeds  
            established threshold values. 

          "While Penal Code  12022.6 addresses sentence enhancements for  
            excessive takings crimes, Penal Code  1203.044 was the  
            statute that formerly addressed restitution for felony theft  
            and limitations on grants of probation.

          "AB 1705 extended the sunset date for excessive takings  
            enhancements.  This measure would essentially complete the  
            goal of AB 1705 by re-enacting the restitution and probation  
            provisions that were inadvertently allowed to sunset.   
            Re-enacting  1203.044 is critical because victims are  
            entitled to restitution and the perpetrators of many of these  
            high-dollar crimes should not receive probation."

           2)Argument in Support  :  According to the  California District  
            Attorneys Association  (the sponsor of this bill), "By passing  
            AB 1705 and thereby extending the sunset date in section  
            12022.6, the Legislature expressed its overwhelming support  
            for the then-existing penalty enhancements for excessive  
            takings.  This measure would essentially complete the goal of  
            AB 1705 by re-enacting the restitution and probation  
            provisions that were inadvertently allowed to sunset.   
            Re-enacting Penal Code section 1203.044 is critical because  
            the victims of these crimes should be entitled to restitution  
            and the perpetrators of high-dollar felony theft should not  
            receive probation under certain circumstances.  These truths  
            should not be affected by the oversight that allowed this  








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            effective statute to sunset."

           3)Prior Legislation  :

             a)   AB 1994 (Gaines), of the 2007-08 Legislative Session,  
               which would have reinstated provisions of the Economic  
               Crime Act of 1992, was virtually identical to this bill.   
               AB 1994 was never heard by the Senate Committee on Public  
               Safety. 

             b)   AB 1705 (Niello), Chapter 420, Statutes of 2007,  
               extended the sunset to January 1, 2018 on the excessive  
               takings enhancements under Penal Code Section 12022.6.  

             c)   AB 293 (Cunneen), Chapter 551, Statutes of 1997,  
               extended the sunset to January 1, 2008 for the Economic  
               Crime Act of 1992. 

             d)   SB 541 (Presley), of the 1991-92 Legislative Session,  
               established the Economic Crime Act of 1992. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California District Attorneys Association (Sponsor)

           Opposition 
           
          None received
           

          Analysis Prepared by  :    Larry Yee / PUB. S. / (916) 319-3744