BILL ANALYSIS                                                                                                                                                                                                    




                                                                  AB 462
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          Date of Hearing:   April 21, 2009

                       ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                              Anthony Portantino, Chair
                  AB 462 (Price) - As Introduced:  February 24, 2009
           
          SUBJECT  :   Public postsecondary education: systemwide fees:  
          limitations: tax levy.

           SUMMARY  :   Establishes the College Affordability Act (Act) of  
          2009.  Specifically,  this bill  :  

          1)Codifies legislative findings that California's economy needs  
            a strong public university system that is accessible and  
            affordable and that recent student fee increases make it more  
            difficult for California families to send their children to  
            college. 

          2)Prohibits an increase in systemwide tuition and fees for  
            resident undergraduates at the University of California (UC)  
            and the California State University (CSU) for five years,  
            beginning with the 2010-11 fiscal year.

          3)Limits an increase in statewide tuition and fees for resident  
            undergraduates at UC and CSU to the annual percentage change  
            in the California Consumer Price Index, beginning with the  
            2015-16 fiscal year.

          4)Imposes an additional 1% tax on that portion of a taxpayer's  
            taxable income in excess of $1 million for each taxable year  
            beginning on or after January 1, 2010.

          5)Requires 60% of the funds raised by the additional tax be  
            deposited in the General Fund and credited to the College  
            Affordability Fund to be used to offset increased costs of  
            educating resident undergraduate students attending UC and  
            CSU, mitigating the need for increases in student tuition and  
            fees.

          6)Requires the revenues allocated to UC and CSU, pursuant to  
            this section, to equal the ratio of the resident undergraduate  
            statewide mandatory revenue collected by each segment in the  
            2009-10 academic year and to be used to fund student  
            instructional materials, new technology, student scholarships  
            and grants, libraries, campus safety improvements, and faculty  









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            salaries, among other costs.

          7)Creates the College Affordability Funding Accountability Panel  
            (Panel), comprised of six members appointed by the Governor  
            for two year terms as follows: two members representing  
            administrators, two members representing faculty, and two  
            members representing resident students from UC and CSU.

          8)Requires the Panel to annually review the expenditure of funds  
            that UC and CSU receive pursuant to this Act and to provide an  
            accountability update to the public that details the  
            expenditure of these funds on a campus-by-campus basis for the  
            preceding fiscal year and requires UC and CSU to post the  
            accountability update on their Internet Web sites.

          9)States that the funding provided to UC and CSU pursuant to  
            this Act shall be used to supplement not supplant existing  
            federal, state, and local funding for UC and CSU and shall not  
            be used for any other purpose other than those authorized  
            pursuant to this Act or loaned to any other public entity or  
            fund of that entity.

          10)States that the provisions of this Act apply to UC only to  
            the extent that the UC Board of Regents make them applicable  
            and allocates UC's share of the revenues to CSU should UC  
            choose not to participate.

          11)States that the provisions of this Act are severable.

           EXISTING LAW  :

          1)Refers to UC and CSU fee levels (to the extent UC adopts such  
            fee levels) for 1999-2000 and prior years; fee levels are  
            typically set in the State Budget Act.  Systemwide  
            undergraduate resident fees are currently $7,126 at UC and  
            $3,048 at CSU.
           
          2)Provides that statutes related to UC fee policy (and most  
            other aspects of the governance and operation of UC) are  
            applicable only to the extent that the UC Board of Regents  
            make such provisions applicable.

          3)Establishes the Cal Grant Entitlement Programs to provide  
            grant assistance for fee payment in UC, CSU, and private  
            institutions in California, to the extent that students are  









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            financially and academically eligible for such support.

           FISCAL EFFECT  :   In its 2008 analysis of a nearly identical  
          initiative, the Legislative Analyst's Office estimated:

          1)Annual increase in state revenues of roughly $2 billion from a  
            new 1% tax on high-income individuals.  Of these new revenues,  
            60% would be allocated to undergraduate education at the  
            state's public universities and the remaining 40% likely would  
            be spent on K-14 education. 

          2)Reduction in public university undergraduate fee revenues  
            (primarily from a five-year freeze on fee levels), potentially  
            exceeding $1 billion by the end of the freeze period. 

          The Franchise Tax Board, however, estimated that the initiative  
          would generate $600 million in 2008-09, $1.7 billion in 2009-10,  
          and $1.8 billion in 2010-11. 

           COMMENTS  :   This bill failed passage by this Committee on March  
          31, 2009, and was granted reconsideration.  Should it pass on  
          reconsideration, it will proceed to the Assembly Revenue and  
          Taxation Committee.  

           Purpose of this bill  :  According to the author, "Currently,  
          there is no statewide policy governing tuition, or "fees".  At  
          the same time, support for higher education has slipped from 17%  
          of the state general fund budget in 1976 to 11% in 2006, and  
          university administrators continuously turn to student tuition  
          to make up the difference.  Neither students nor the future of  
          California's economy can afford this any longer."

           Recent student fee history  :  The state sets UC and CSU fees each  
          year through the Budget Act, with complementary actions on the  
          part of the UC Board of Regents and the CSU Board of Trustees to  
          adopt these fee policies.  There is an implicit policy whereby  
          students and the state are expected to share educational costs,  
          but the relative proportions are dependent on the state's fiscal  
          situation.  In recent years, UC and CSU fees have increased  
          7-10% per year, as the state has cut the segments' budgets as a  
          result of budget deficits.  However, Cal Grant awards were  
          increased to cover these fee increases.    

           Is a fee backfill the best use of these funds  ?  Other costs,  
          such as living expenses, books and supplies, and transportation  









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          comprise the majority of the cost to attend college-80% at CSU  
          and 68% at UC, according to a 2006 report by the California  
          Postsecondary Education Commission, which also found that UC and  
          CSU fees still rank below their national comparison  
          institutions.  The Cal Grant program guarantees systemwide fee  
          coverage for eligible students (those with family incomes below  
          $60,000), and UC and CSU return one-third of student fee  
          revenues to the institutions' financial aid programs.  Would the  
          funds raised by this Act be better used by increasing financial  
          aid for low and middle income students, whose fees may already  
          be covered by Cal Grants or institutional grants but who need  
          aid to cover living expenses, books and supplies, transportation  
          costs, etc.?   

           Could this Act inadvertently limit access to UC and CSU  ?  If  
          faced with significant reductions in General Fund support that  
          exceed the student fee backfill provided by this bill, UC and  
          CSU might need to reduce enrollments, course offerings, or make  
          other service reductions that would limit access to these  
          institutions.  In fact, both UC and CSU have restricted  
          enrollments for 2009-10 due to budget constraints.

           Impact on the budget process  :  The state recently faced a $42  
          billion deficit that resulted in substantive reductions to  
          state-funded programs and tax increases.  Many analysts believe  
          that statutory and court-mandated spending requirements have  
          exacerbated this situation by limiting lawmakers' options for  
          responding to economic downturns.  By earmarking the surcharge  
          revenues largely to offset a fee freeze and then fee increase  
          limitation, this Act, while benefiting students, would do little  
          to address the state's ongoing structural budget deficit.

           Recent initiative  :  This bill is identical to a 2007 initiative,  
          sponsored by The Greenlining Institute, that failed to qualify  
          for the November 2008 ballot.

           Related legislation  :  An identical measure, AB 2372 (Coto) of  
          2008, was held in the Appropriations Committee.  AB 2722  
          (Duvall) of 2008, which was held in the Assembly Higher  
          Education Committee, would have set student fees upon a  
          student's entrance to UC or CSU and prohibited a fee increase  
          for four years.  AB 1038 (Feuer) of 2007, which was held in the  
          Assembly Appropriations Committee, would have tied student fee  
          increases to increased state support for UC and CSU and limited  
          fee increases to 7% per year.   









                                                                  AB 462
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           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          American Federation of State, County and Municipal Employees
          California State Student Association
          Student Senate for California Community Colleges
          The Greenlining Institute (sponsor)

           Opposition 
           
          California Taxpayer's Association
          California State University
          University of California
          
          Analysis Prepared by  :    Sandra Fried / HIGHER ED. / (916)  
          319-3960