BILL ANALYSIS                                                                                                                                                                                                    






                             SENATE JUDICIARY COMMITTEE
                           Senator Ellen M. Corbett, Chair
                             2009 - 2010 Regular Session


          AB 483                                                 
          Assemblymember Buchanan                                
          As Amended June 25, 2009
          Hearing Date: July 14, 2009                            
          Insurance Code                                         
          BCP/GMW:jd                                             
                                                                 

                                        SUBJECT
                                           
                      Rating Organizations: Internet Web Sites

                                      DESCRIPTION  

          This bill, sponsored by the California Labor Federation, would  
          require a licensed rating organization to establish and maintain  
          an Internet Web site in order to assist persons in determining  
          whether an employer has workers' compensation insurance.  The  
          Web site would be subject to certain provisions, as specified in  
          the bill and adopted by the Insurance Commissioner  
          (commissioner).  Rating organizations, and their affiliates,  
          would not be held liable for damages or injuries caused by the  
          good faith disclosure of information, or the accuracy or  
          completeness of that information.  

                                      BACKGROUND  

          Current employees may obtain worker's compensation information  
          either directly from an employer, or by request to the Worker's  
          Compensation Insurance Ratings Bureau (WCIRB).  WCIRB, made up  
          of all companies in California that are licensed to manage  
          workers' compensation, collects and maintains information from  
          insurance providers regarding employers' insurance coverage.   
          However, according to the WCIRB Web site, information which can  
          be released is limited to certain parties.  Employer-specific  
          information, including policy numbers and effective dates, can  
          only be provided to the policyholder and the policyholder's  
          insurer of record unless otherwise authorized by the  
          policyholder.  Whether an employer has workers' compensation can  
          be provided to an insurer, an employer, an injured worker,  
          licensed health care provider, or an attorney working on a  
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          pending worker's compensation claim.  However, prospective  
          employees seeking a prospective employer's workers' compensation  
          information are not given the same opportunity.  This bill is  
          intended to address this issue. 

          Last year, AB 507 (De La Torre, 2008), a substantially similar  
          bill, was vetoed by the Governor.  (See Prior Legislation.)

          This bill was approved by the Senate Banking, Finance and  
          Insurance Committee on June 16, 2009, with amendments.

                                CHANGES TO EXISTING LAW
          
           1.    Existing law  requires employers to provide workers'  
            compensation for injuries that are a result of employment.   A  
            private employer may obtain a certificate to self-insure for  
            payment of workers' compensation by meeting specified  
            requirements and filing with the Director of Industrial  
            Relations (DIR). (Lab. Code Sec. 3700.)

           2.Existing law  authorizes the creation of a rating organization,  
            whose duties include providing information about workers'  
            compensation information and employer's liability insurance.   
            (Ins. Code Sec. 11750.3.)

          3.    Existing law  requires every insurer to be a member of a  
            rating organization. (Ins. Code Sec. 11751.4.)

          4.    Existing law  requires the WCIRB to provide to the DIR, upon  
            request, any information in its possession or reasonably  
            attainable that would assist the DIR in identifying employers  
            who fail to secure adequate workers' compensation insurance.  
            (Ins. Code Sec. 11751.7.)

             This bill  would require a licensed ratings organization to  
            establish an Internet Web site which would assist individuals  
            in determining whether an employer has workers' compensation.   
            The Web site would:
             (a)     allow a person to inquire whether a particular  
               employer has workers' compensation insurance, using the  
               employer's name, address, or other identifying information;
             (b)     provide the name of the employer's worker's  
               compensation insurer as well as the insurer's contact  
               information, according to the most recent information  
               available to the ratings organization;
             (c)     not charge a fee for workers' compensation inquiries,  
                                                                      



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               but the commissioner may enforce access restrictions, as  
               specified;
             (d)     include a link to the Department of Industrial  
               Relations' Web site so that employers who are self-insured  
               may be located;
          (e)     include certain disclaimers, as determined by the  
            commissioner;
             (f)     remain reasonably updated on policy information  
               submitted by insurers and include a disclaimer stating that  
               the Web site might not reflect recent changes in  
               information;
             (g)     include a disclaimer that if an employer does not  
               appear in the search results, such absence does not mean  
               the employer does not have insurance; and
          (h)     state when the Web site was last updated.  

             This bill  would provide that a rating organization is not  
            required to supply policy numbers, effective/expiration dates,  
            or confidential information on the Web site.
             This bill  would require the Internet Web site to become  
            operative no later than 180 days after the effective date of  
            regulations adopted by the commissioner.

             This bill  would require that regulations adopted by the  
            commissioner provide a way that an employee may contest the  
            accuracy of information on the Web site, and those regulations  
            would be executed no later than January 10, 2011.  

             This bill  would provide civil immunity from liability to  
            ratings organizations and their members, for the good faith  
            disclosure of information that leads to the injury or damages  
            of another party.

             This bill  would not be understood to create a liability,  
            except as otherwise provided, nor would be understood to  
            create legislative recognition of liability, of the ratings  
            organization.

             This bill  would further provide that nothing shall be  
            construed as limiting the authority of a rating organization  
            to disclose information contained in its record to others.

             This bill  would require that before July 1, 2013 the  
            commissioner provide a written report, evaluating the Web site  
            and whether it is fulfilling its intended goal.  Copies of the  
            report would be given the President pro Tempore of the Senate,  
                                                                      



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            the Speaker of the Assembly, the Senate Committee on Banking,  
            Finance, and Insurance, the Department of Finance, and the  
            Department of Industrial Relations.  The report would also be  
            available on the Department of Insurance Web site.  
             
                                        COMMENT
           
        1.Stated need for the bill

           The author writes:

            Current law makes workers' compensation coverage information  
            difficult to obtain.  Many times employers do not know, and  
            will not provide this information to workers.  Workers can  
            only receive this information if they request it through  
            writing or e-mail from the Workers' Compensation Insurance  
            Rating Bureau (WCIRB).

            AB 483 protects workers from employers without workers'  
            compensation coverage, and protects insured employers from  
            competitive disadvantages by uninsured employers.   
            Furthermore, the state could save money by handling fewer  
            inquiries because the information would be made available over  
            the internet.  
           

       2.Last year's AB 507, which is substantially similar to this year's  
            AB 483, was vetoed by the Governor

           Last year, the Governor vetoed AB 507, stating that he "was  
          concerned that the website would not be required to post the  
          effective dates of coverage of policy," and that "the bill does  
          not contain any specified timing in which the information must  
          be updated."  This year's AB 483 was introduced as a follow up  
          to last year's AB 507.

              a)   Governor's concern regarding the effective dates of  
               coverage is not addressed in AB 483.

             Last year, AB 507 would have provided that the ratings  
            organization "shall not be required to disclose on the  
            Internet Web site any policy numbers, inception or expiration  
            dates, or confidential information, as defined by the  
            commissioner."  However, the Governor was concerned that  
            failing to provide effective dates of policy coverage on the  
            Web site would devalue the information provided because users  
                                                                      



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            would be unable to assess the accuracy of the information.

            With respect to this issue, the language in AB 483 is  
            identical to last year's AB 507.  The author's office  
            indicates that it prefers not to amend the bill to include  
            expiration and inception dates of policies due to  
            confidentiality concerns.  WCIRB and insurance brokers have  
            informed the author that such information is considered  
            confidential and a trade secret.  According to an opposition  
            letter to last year's AB 507, from Insurance Brokers and  
            Agents of the West and The Zenith Insurance Company,  
            disclosure of such information would "infringe on the rights  
            of insurance agents and brokers to control proprietary  
            business information ? [and] is part of an insurance  
            producer's work product and reflects the investment the  
            agent/broker made when initially placing a policy."

            According to the letter, the Commission on Health, Safety and  
            Workers' Compensation (CHSWC) has also recognized the  
            confidentiality concerns that accompany the release of policy  
            effective dates, referring to California case law which has  
            treated policy effective dates as proprietary.  (State Farm  
            Auto Insurance Co. v. Dempster (1959) 174 Cal.App.2d 418;  
            American Credit Indemnity Co. v. Sacks (1985) 213 Cal.App.3d  
            622.)

            Staff notes also that the Governor's concerns of assessing the  
            accuracy of information are partially alleviated by the  
            provision requiring the Web site to include the date that it  
            was last updated.  (See Comment 2, subsection b.)

              b)   Timing in which Web site must be updated

             Last year's AB 507 would have required that the Web site be  
            updated to "reflect policy information as soon as reasonably  
            feasible following submission of insurers."  The Governor  
            expressed concern that unless specified timelines are  
            provided in which the Web site must be updated, inaccurate  
            information will be provided to Web site users.

            In response to the Governor's concerns, AB 483 would require  
            the Web site to include the date on which the Web site was  
            last updated.  That requirement would appear to provide  
            balance between supplying reasonably accurate information  
            regarding an employer's workers' compensation status and  
            allowing the ratings organization flexibility in the upkeep of  
                                                                      



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            the Web site.  

            According to WCIRB, state law requires that insurers submit a  
            policy to the WCIRB within sixty days after the policy  
            effective date, and are to report policy updates in cases of  
            added endorsements or policy cancellations.   Once reported,  
            the WCIRB Web site is updated to reflect the new information  
            within 11 business days - 10 days to internally process, and  
            one day to update the Web site.  The WCIRB has said that they  
            would be willing to establish a similar standard for this  
            bill's Web site.  However, WCIRB would be hesitant to put such  
            a requirement into the statute without also providing for an  
            exception for unforeseen circumstances, such as a system  
            failure or computer error.  

            Listing the Web site's last update would appear to provide the  
            ratings organization with flexibility in maintaining the Web  
            site and leeway in cases of unforeseen circumstances, while at  
            the same time providing users with realistically accurate  
            information.  Since the individual would be placed on notice  
            that the information may be out of date, he or she knows that  
            it may be necessary to check again at a later time.  

            It should be stressed, however, that this standard would only  
            be applicable to information that WCIRB has received and  
            processed internally.  Therefore, any information that has  
            been not yet been reported to WCIRB will not be reflected on  
            the Web site.  In particular, if an employer obtains  
            insurance, the policy may not be included in the database  
            immediately, as the insurer has up to sixty days to submit the  
            information to WCIRB.  Any inquiry regarding that employer  
            during that time period would result in a report of no  
            insurance coverage.  This issue is remedied by AB 483's Web  
            site disclaimers stating that search results may not reflect  
            recent changes to information, and the failure of an employer  
            to appear in a response to an inquiry does not mean the  
            employer does not have insurance.

        1.Civil immunity provided for good faith disclosure.

           Last year, this committee raised concerns about the broad  
          scope of AB 507's immunity clause for the rating organization  
          and suggested amending the bill to limit the scope to the good  
          faith disclosure of information.  AB 507 was amended to  
          reflect those concerns.

                                                                      



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          This bill contains immunity language that is identical to that  
          suggested by this committee last year.  

           Support  :  California Department of Insurance; California  
          Applicants' Attorneys Association (CAAA); California Federation  
          of Teachers; California Professional Firefighters (CPF); The  
          Teamsters; California School Employees Association, AFL-CIO;  
          California State Employees Association; Independent Maintenance  
          Contractors Association (IMCA); National Electrical Contractors  
          Association, California Chapter; California Legislative  
          Conference of the Plumbing, Heating and Piping Industry;  
          Worksafe; American Federation of State, County and Municipal  
          Employees (AFSCME), AFL-CIO; California Conference Board of the  
          Amalgamated Transit Union; United Food and Commercial Workers  
          Union, Western States Council; Engineers and Scientists of  
          California; UNITE HERE!; California Conference of Machinists;  
          Professional & Technical Engineers, Local 21; Strategic  
          Committee of Public Employees, Laborers' International Union of  
          North America; Los Angeles District Attorney's Office;  
          California Nurses Association

           Opposition  :  None Known

                                        HISTORY
           
           Source  :  California Labor Federation

           Related Pending Legislation  :  None Known

           Prior Legislation  :  

          AB 507 (De La Torre, 2008) is substantially similar to this bill  
          and this bill was introduced to address the Governor's concerns  
          about AB 507.  (See Comment 2.)

          AB 1883 (De La Torre, 2006) would have required a ratings  
          organization to establish, maintain, and update an internet Web  
          site for the purposes of assisting a person in determining  
          whether an employer is insured for workers' compensation and to  
          identify the past and/or present insurers of the employer.  This  
          bill was vetoed.

           Prior Vote  : 

          Assembly Insurance Committee (Ayes 9, Noes 0)
          Assembly Appropriations Committee (Ayes 12, Noes 0)
                                                                      



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          Assembly Floor (Ayes 79, Noes 0)
          Senate Banking, Finance and Insurance Committee (Ayes 9, Noes 2)

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