BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                   AB 773|
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                                 THIRD READING


          Bill No:  AB 773
          Author:   Lieu (D)
          Amended:  6/24/09 in Senate
          Vote:     21

           
           SENATE HEALTH COMMITTEE  :  8-3, 7/8/09
          AYES:  Alquist, Cedillo, DeSaulnier, Leno, Maldonado,  
            Negrete McLeod, Pavley, Wolk
          NOES:  Strickland, Aanestad, Cox
           
          SENATE APPROPRIATIONS COMMITTEE  :  7-5, 8/17/09
          AYES:  Kehoe, Hancock, Leno, Oropeza, Price, Wolk, Yee
          NOES:  Cox, Denham, Runner, Walters, Wyland
          NO VOTE RECORDED:  Corbett

           ASSEMBLY FLOOR  :  56-19, 6/2/09 - See last page for vote


           SUBJECT  :    Health facilities:  citations:  notifications

           SOURCE  :     Author


           DIGEST  :    This bill requires a long-term care facility to  
          send a written notification to all current residents and  
          patients, and to the primary contacts listed n the  
          admission agreement of each resident and patient, of the  
          issuance of a citation for a Class "AA" or Class "A"  
          violation.

           ANALYSIS  :    

                                                           CONTINUED





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          Existing law:

          1. Requires citations issued pursuant to the Long-Term  
             Care, Health, Safety, and Security Act of 1973 Act (the  
             Act) to be classified according to the nature of the  
             violation.  The Act is enforced by the Department of  
             Public Health (DPH).  Under existing law, long-term  
             health care facilities are defined to include skilled  
             nursing facilities, intermediate care facilities,  
             congregate living facilities, nursing facilities,  
             pediatric day health and respite facilities and the  
             distinct part of the hospital that provides skilled  
             nursing facility, intermediate care facility, or  
             pediatric day health and respite care facility services.

          2. Defines, under the Act, Class "A" violations as  
             violations which DPH determines present either (1)  
             imminent danger that death or serious harm to the  
             patients or residents of the long-term health care  
             facility would result; or (2) substantial probability  
             that death or serious physical harm to patients or  
             residents of the long-term health care facility would  
             result.  A Class "A" citation is subject to a civil  
             penalty of at least $2,000 and not more than $20,000 for  
             each citation.

          3. Defines, under the Act, Class "AA" violations as  
             violations that meet the criteria for a Class "A"  
             violation and that DPH determines to have been a direct  
             proximate cause of death of a patient or resident of a  
             long-term health care facility.  A Class "AA" citation  
             is subject to a civil penalty of at least $25,000 and  
             not more than $100,000 for each citation.

          This bill requires a LTC facility to send written  
          notification to all current residents and patients and to  
          the primary contacts listed on the admission agreement of  
          each resident and patient of the issuance of a citation for  
          a Class "AA" or Class "A" violation within 30 days of  
          issuance of the citation.  The written notice must disclose  
          the violation for which the citation was issued, the date  
          of the citation, and a telephone number or Internet Web  
          site address for the DPH where more information on the  
          citation can be accessed.  If the facility fails to send  







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          the notification, DPH is authorized to assess an  
          administrative penalty of $1,000 for each day following the  
          end of the 30-day period.  

          Under this bill, DPH will be required to waive the penalty  
          if the facility can demonstrate that it has mailed written  
          notification to all current residents and patients and to  
          the primary contacts listed in the admission contract of  
          each resident and patient.  DPH will be required to accept  
          a copy of the written notice and a copy of the list of  
          individuals and mailing addresses to whom the facility sent  
          the notification as satisfactory evidence that the facility  
          provided the required written notification.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

                          Fiscal Impact (in thousands)

           Major Provisions                2009-10     2010-11     
           2011-12   Fund  

          CDPH regulations         $70       $120      $0   Special*

          *State Department of Public Health Licensing and  
          Certification Program Fund

           SUPPORT  :   (Verified  8/19/09)

          Area Agency on Aging
          California Advocates for Nursing Home Reform
          California Retired Teachers Association
          California Therapeutic Communities
          Congress of California
          Disability Rights California
          Professional Fiduciary Association
          SEIU

           OPPOSITION  :    (Verified  8/19/09)

          California Hospital Association








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           ARGUMENTS IN SUPPORT  :    The California Retired Teachers  
          Association writes in support that individuals who are in  
          the skilled nursing facilities (SNFs), are some of the most  
          vulnerable populations in California.  Because they are  
          vulnerable, CRTA argues they need to be guaranteed they  
          will have appropriate care that will not result in  
          increasing their vulnerability, and this bill will make  
          SNFs more sensitive to their patients and ensure  
          appropriate services.  The Congress of California Seniors  
          writes in support that continuing dangerous practices is  
          less likely because the facility could no longer expect to  
          keep their actions a secret.

           ARGUMENTS IN OPPOSITION  :    The California Hospital  
          Association (CHA) writes that there are approximately 125  
          hospital-based SNFs in its membership, and because of the  
          nature of care provided in hospital-based distinct part  
          SNFs (DP-SNFs), the proposed written notification by mail  
          is impractical and unnecessary.  CHA states that, as  
          compared to free-standing SNFs, which provide a great deal  
          of long-term residential care, most hospital based DP-SNFs  
          provide short-term transitional care with a shorter length  
          of stay.  CHA states that given the time frames for  
          investigating and issuing a citation by the state and  
          developing communication to the primary contact and mailing  
          it out, it is more likely that many residents will have  
          already left the facility.  CHA states that notifying them  
          of the citation serves no purpose and will create  
          unnecessary confusion.  CHA indicates SNFs are already  
          subject to extensive federal and state regulation, and the  
          current program of oversight and sanctions provides a  
          robust and effective program to support the provision of  
          quality care in SNFs and to identify and punish instances  
          of non-compliance.

           ASSEMBLY FLOOR  : 
          AYES:  Adams, Ammiano, Arambula, Beall, Tom Berryhill,  
            Blumenfield, Brownley, Buchanan, Caballero, Charles  
            Calderon, Carter, Chesbro, Coto, Davis, De La Torre, De  
            Leon, Emmerson, Eng, Evans, Feuer, Fletcher, Fong,  
            Fuentes, Furutani, Gaines, Gilmore, Hall, Hayashi,  
            Hernandez, Hill, Huffman, Jones, Krekorian, Lieu, Bonnie  
            Lowenthal, Ma, Mendoza, Monning, Nava, Niello, John A.  
            Perez, V. Manuel Perez, Portantino, Price, Ruskin, Salas,  







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            Saldana, Skinner, Solorio, Swanson, Torlakson, Torres,  
            Torrico, Tran, Yamada, Bass
          NOES:  Anderson, Blakeslee, Conway, Cook, DeVore, Fuller,  
            Garrick, Hagman, Harkey, Huber, Jeffries, Knight, Logue,  
            Nestande, Nielsen, Silva, Smyth, Audra Strickland,  
            Villines
          NO VOTE RECORDED:  Bill Berryhill, Block, Duvall, Galgiani,  
            Miller


          CTW:JJA:do  8/19/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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