BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 1404
                                                                  Page 1


          ASSEMBLY THIRD READING
          AB 1404 (De Leon, Carter, and V. Manuel Perez)
          As Amended  June 1, 2009
          Majority vote 

           NATURAL RESOURCES   5-3         APPROPRIATIONS      12-5        
           
           ------------------------------------------------------------------- 
          |Ayes:|Skinner, Brownley,        |Ayes:|De Leon, Ammiano, Charles   |
          |     |Chesbro,                  |     |Calderon, Davis, Fuentes,   |
          |     |De Leon, Hill             |     |Hall, John A. Perez, Price, |
          |     |                          |     |Skinner, Solorio,           |
          |     |                          |     |Torlakson, Krekorian        |
          |     |                          |     |                            |
          |-----+--------------------------+-----+----------------------------|
          |Nays:|Gilmore, Knight, Logue    |Nays:|Nielsen, Duvall, Harkey,    |
          |     |                          |     |Miller,                     |
          |     |                          |     |Audra Strickland            |
           ------------------------------------------------------------------- 

           SUMMARY  :  Limits the use of "compliance offsets," as defined, to  
          10% of the greenhouse gas (GHG) emission reductions expected  
          from market mechanisms used to meet the GHG reduction goals of  
          the Global Warming Solutions Act of 2006 [AB 32 (Nunez and  
          Pavley), Chapter 488, Statutes of 2006].  Specifically,  this  
          bill:

           1)Defines "compliance offset" as the quantified reduction of GHG  
            emissions used as a substitute for direct compliance with a  
            greenhouse gas reduction regulation or market mechanism.  A  
            compliance offset is based on emission reductions occurring  
            outside of the sector or sectors covered by the greenhouse gas  
            regulation.

          2)Requires the Air Resources Board (ARB) to limit the use of  
            compliance offsets to no more than 10% of the GHG emission  
            reductions expected from market mechanisms during any  
            compliance period.

          3)Imposes detailed conditions on ARB approval of compliance  
            offsets to assure the offsets represent GHG emission  
            reductions that are real, permanent, quantifiable, verifiable  
            and enforceable by ARB, and otherwise meet the requirements  
            for GHG emission reductions established by AB 32.








                                                                  AB 1404
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          4)Requires ARB to establish incentives or guidelines to  
            prioritize the use of compliance offsets in the following  
            order:

             a)   Compliance offsets that result in air quality benefits  
               to California communities disproportionately impacted by  
               air pollution, as determined by the state board.  A  
               preference shall be made for compliance offsets that  
               benefit air quality in the same air pollution control  
               district or air quality management district where the  
               facility claiming the offset credit is located;

             b)   Compliance offsets that direct investment toward the  
               most disadvantaged communities in California and provide an  
               opportunity for small businesses, schools, affordable  
               housing associations, and other community institutions to  
               participate in and benefit from statewide efforts to reduce  
               GHG emissions; and,

             c)   Compliance offsets that result in co-benefits to public  
               health and the environment anywhere in the state.

          5)Requires ARB to use the fees authorized by AB 32 to administer  
            the compliance offset program.  ARB may not use General Fund  
            revenues to administer this program.

           EXISTING LAW  :

          1)Requires ARB to adopt a statewide GHG emissions limit  
            equivalent to 1990 levels by 2020 and adopt regulations to  
            achieve maximum technologically feasible and cost-effective  
            GHG emission reductions.

          2)Authorizes ARB to use market-based compliance mechanisms to  
            comply with GHG reduction regulations.

          3)Requires any direct regulation or market-based compliance  
            mechanism to achieve GHG reductions that are real, permanent,  
            quantifiable, verifiable and enforceable by ARB.

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, one-time special fund costs of approximately $500,000  
          to ARB to establish a program for third-party verifier  








                                                                  AB 1404
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          certification, offset use protocols, incentives, and guidelines,  
          and a database to track offsets; ongoing annual special fund  
          costs of about $300,000 to approve and track offsets.

           COMMENTS  :  The AB 32 Scoping Plan is a description of the  
          specific measures ARB and others must take to meet the objective  
          of AB 32:  reduce statewide GHG emissions to 1990 levels by  
          2020.  The reduction measures identified in the Scoping Plan  
          must be proposed, reviewed, and adopted as individual  
          regulations by January 1, 2011, to become operative by January  
          1, 2012.

          According to ARB, a total reduction of 174 million metric tons  
          (MMT), or 30%compared to business as usual, is necessary to  
          achieve the 2020 limit.  The major sources of GHG emissions that  
          must be cut are the transportation and electricity sectors, as  
          well as high global warming potential (GWP) products.

          According to the Scoping Plan, reductions of approximately 140  
          MMT (~80%) will be achieved through identified "regulatory"  
          measures.  Of the regulatory measures, more than 54% of the tons  
          come from four measures in the transportation and electricity  
          sectors.  

          ARB proposes to achieve an additional 34.4 MMT (~20%) reductions  
          necessary to meet the 2020 limit through a cap-and-trade program  
          that links with other states participating in the Western  
          Climate Initiative (WCI) to create a regional market.  ARB's  
          pledges to ensure California's program meets all applicable AB  
          32 requirements for market-based mechanisms.

          Within this 20%, this bill would impose a 10% limit the use of  
          compliance offsets representing reductions from outside of a  
          regulated sector.  Within the limited amount of offsets  
          permitted, this bill would further impose priorities to favor  
          offsets from local sources.  This is intended to maximize  
          environmental and public health benefits within California.

          AB 32 makes no mention of offsets, instead focusing on direct  
          GHG emission reductions and only permitting market-based  
          mechanisms to the extent they produce equivalent results.  The  
          potential use of offsets for compliance with AB 32, as  
          envisioned in the Scoping Plan and the WCI, has been invented by  
          ARB without any statutory guidance.  While ARB has indicated a  








                                                                  AB 1404
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          heavy reliance on offsets, citing an opportunity for low-cost  
          reductions, it has not spelled out how these offsets might meet  
          AB 32's requirements or otherwise produce benefits in  
          California.  This bill explicitly authorizes the use of  
          compliance offsets, albeit subject to very stringent constraints  
          that significantly diminish their value in the eyes of offset  
          proponents.  For those that might view offsets as a low-cost,  
          "outsourced" alternative to investing in direct GHG emission  
          reductions at home, this bill essential defeats that purpose.

          The bill limits offsets in three main ways - by percentage,  
          criteria and location.  The 10% limit is significantly lower  
          than the 49% limit envisioned in the Scoping Plan and WCI  
          proposal.  The criteria limits generally are consistent with AB  
          32's requirement that market-based mechanisms produce real  
          emission reductions equivalent to direct regulatory measures.   
          The location limits, in the form of priority for offsets from  
          sources near in-state sources of pollution, operate to further  
          constrain the limited range of offset sources that would qualify  
          under the first two limits.


           Analysis Prepared by  :  Lawrence Lingbloom / NAT. RES. / (916)  
          319-2092 


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