BILL ANALYSIS SENATE HEALTH COMMITTEE ANALYSIS Senator Elaine K. Alquist, Chair BILL NO: AB 1487 A AUTHOR: Hill B AMENDED: March 2, 2010 HEARING DATE: June 9, 2010 1 REFERRAL: Judiciary Committee 4 CONSULTANT: 8 Orr/ 7 SUBJECT Tissue donation SUMMARY Modifies the responsibilities of physicians providing insemination or advanced reproductive technologies to HIV discordant couples where one partner is HIV positive and one is HIV negative. Requires that, in the absence of any regulations from the Department of Public Health (DPH), sperm processing facilities are to follow guidelines developed by the American Society for Reproductive Medicine (ASRM). Allows DPH to use a modified rulemaking process to develop the required regulations regulating facilities that process sperm to minimize risk of HIV infection. and allows DPH to adopt ASRM standards as initial regulations. CHANGES TO EXISTING LAW Existing law: Provides that no tissues shall be transferred into the body of another person unless the donor of the tissues has been screened and found nonreactive for evidence of HIV Continued--- STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 2 infection, and other diseases. Allows a recipient to be inseminated with sperm found to be reactive for HIV or other diseases if the recipient is properly informed and signs a waiver, or gives consent to therapeutic insemination or the use of advanced reproductive technology. Provides that the physician providing insemination or advanced reproductive technology services shall advise the donor and recipient of potential medical risks associated with receiving sperm from a reactive donor. Allows for sperm whose donor has tested reactive for HIV or human T-Cell Lymphotophic Virus Type-1 (HTLV-1) to be used for the purpose of insemination or advanced reproductive technology, only after the sperm has been processed to minimize its infectiousness. Mandates that the Department of Public Health (DPH) shall adopt regulations by January 1, 2010 to regulate facilities that perform sperm processing, to establish standards for the proper handling and storage of sperm samples that carry HIV or HTLV-1. Requires that, until DPH adopts these regulations, facilities that perform sperm processing shall follow facility and sperm processing guidelines developed by the American Society for Reproductive Medicine (ASRM). Stipulates that sperm whose donor has tested reactive for HIV or HTLV-1 may be used for purposes of insemination if the recipient already has been previously documented with HIV or HTLV-1 infection and where informed and mutual consent has occurred. Requires the physician providing insemination or assistive reproductive technology to notify the recipient that sperm processing may not eliminate all risks of HIV or HTLV transmission, testing of the sperm may have adverse effects on the sperm, and that sperm may be tested to determine whether it is reactive for HIV or HTLV. Requires the physician to provide prophylactic treatments to the recipient, including, but not limited to, antiretroviral treatments to reduce the risk of acquiring STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 3 infection during the insemination or advanced reproductive technology. After the insemination or other advanced reproductive technology, the physician must also perform appropriate follow-up testing of the recipient for HIV or HTLV-1, and recommend ongoing monitoring by a physician during treatment and pregnancy. If the recipient tests reactive for either disease, the physician must inform the recipient of appropriate treatments. Additionally, requires the physician to verify and document that the donor of the HIV or HTLV-1 reactive sperm is under a physician's care to minimize the risk of transmission during the course of the insemination or advanced reproductive technology. Provides that DPH may adopt regulations requiring additional screening tests of donors of tissue. This bill: Allows DPH to use a modified expedited rulemaking process to adopt regulations to regulate facilities that perform sperm processing. Allows DPH to adopt ASRM guidelines as initial regulations until the department promulgates regulations. In the absence of any regulations from DPH, sperm processing facilities are to follow guidelines developed by the ASRM. Requires the physician providing insemination or assistive reproductive technology to notify the recipient of the following: That the recipient must provide documentation of an established ongoing relationship with another physician to ensure the provision of proper medical care during and after completion of fertility services. ASRM's medical guidelines for HIV and HTLV testing after use of sperm from an HIV or HTLV reactive donor, and that recommendations regarding follow-up testing will be documented in the recipient's medical record. Deletes the following: The requirement that physicians inform the recipient of potential adverse effects the testing may have on processed sperm. The requirement that physicians provide prophylactic treatments and follow-up testing following insemination. The requirement that the physician inform the recipient STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 4 of appropriate treatments, in the event the recipient tests reactive for HIV or HTLV following insemination. Requires that the physician, assuming ongoing care of the recipient, shall treat or provide information regarding referral to a physician who can provide ongoing treatment, in the event the recipient tests reactive for HIV or HTLV following insemination. Deletes the requirement that sperm, whose donor has tested reactive for HIV or HTLV-1, may be used for purposes of insemination if the recipient already has been previously documented with HIV or HTLV-1 infection and where informed and mutual consent has occurred. Adds an urgency clause, to take effect immediately in order to help prevent the spread of HIV. Changes statutory references from HTLV-1 to HTLV, and makes other technical changes. FISCAL IMPACT This bill has not been analyzed by a fiscal committee. BACKGROUND AND DISCUSSION Prior to 2007, California and Delaware were the only states to prohibit the use of sperm from an HIV-infected man from being used in assistive reproductive technologies (ART). SB 443 (Migden, Chapter 207, Statutes of 2007) was passed in 2007 for the purpose of removing that prohibition; however, the American Society for Reproductive Medicine (ASRM) contends that two technical issues arose in the implementation of the bill: 1) the language in SB 443 was vague regarding physician responsibilities, and 2) the terms used in statute were not consistent with the terms used in the field. AB 1487, sponsored by ASRM, seeks to clarify these ambiguities by specifying which medical professionals are responsible for the care of an HIV/HTLV infected sperm donor, and for the follow-up care of the recipient. The bill also changes references to HTLV-1 to HTLV to be more inclusive of both types of HTLV viruses that affect humans. STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 5 Sperm washing Individuals infected with HIV are now living longer, healthier lives and are choosing to have children. Many are seeking fertility services to maximize reproductive potential and/or minimize the transmission risk to their partners and children. Medical advances have dramatically reduced the vertical transmission rate (mother to fetus) and neonatal morbidity of several viruses, including HIV. Sperm washing is one such advancement. Sperm washing is a standard procedure used in infertility treatments, in which individual sperm are separated from the seminal fluid by spinning it in a centrifuge. The sperm are then used in intrauterine insemination (IUI) or invitro fertilization (IVF). Since HIV infection is carried in the seminal fluid, rather than the sperm, it has come to be used by HIV discordant couples (one partner is infected with the virus and the other is not) to reduce the risk of passing the virus from the father to the mother or child. According to ASRM, quantitative assessment of HIV in semen before and after the sperm wash procedure indicates that more than 99 percent of HIV is removed by this procedure. Similar sperm preparation techniques have been used to separate other diseases from sperm, such as Hepatitis C. Existing donor screening guidelines The Food and Drug Administration (FDA) mandates that all anonymous and known directed semen donors be screened for high-risk factors and clinical evidence of infectious diseases, and be tested serologically (meaning an analysis of the blood serum) for chronic viral infections, including HTLV. Though there is no FDA or other legal requirement for viral screening of sexually intimate partners undergoing fertility treatment, the ASRM contends that such screening can help ensure that appropriate precautions are taken to minimize the risk of viral transmission to partners and offspring. American Society for Reproductive Medicine The American Society for Reproductive Medicine (ASRM) is a professional organization of physicians, psychologists, nurses, educators, researchers, administrators and lawyers who promote standards of health care and scholarship in the field of reproductive medicine. ASRM has developed STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 6 practice guidelines for reducing the risk of viral transmission during fertility treatment, that cover patient counseling, facilities, sperm washing methods, and virus-specific risk reduction strategies. ASRM contends that their guidelines establish updated standards of clinical care and are modified as the field changes with ongoing research. Some of ASRM's recommendations include excluding anonymous and known directed sperm donors who engage in any high-risk sexual activities from donating sperm. They also recommend that any couple in which one or both partners are infected with a sexually transmissable pathogenic virus should receive in-depth preconceptional counseling on the risks of sexual and vertical transmission of their infections. In circumstances involving an infected man and uninfected woman, ASRM recommends donor insemination as the safest option. ASRM claims that the field of assisted reproduction for HIV-discordant couples is rapidly evolving and it is most appropriate to avoid mandating specific requirements in statute that may quickly become obsolete as the field advances. Related bills AB 1397 (Hill) of 2009 is nearly identical to this bill. It was vetoed by the Governor with the message: "While I support the intent of this bill, some provisions inappropriately restrict the administrative and regulatory authority of the Department of Public Health for adopting or modifying the American Society for Reproductive Medicine guidelines. I would be willing to reconsider a bill that does not infringe on the Department's regulatory authority." Prior legislation AB 995 (Block), Chapter 497, Statutes of 2009, exempts a licensed physician or podiatrist acting within the scope of his or her license and practicing in a lawful practice setting who stores and uses a human cell, tissue, or cellular- or tissue-based product that is either a medical device or a biologic product, as defined, from tissue bank licensure. To be eligible for this exemption, the bill requires the entity where the physician or podiatrist practices to notify the Department of Public Health of STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 7 specified information. SB 1184 (Kuehl), Chapter 347, Statutes of 2008, requires each clinical laboratory to report all CD4+ T-Cell test results to the local health officer within seven days of the completion of the test. If a CD4+ T-Cell test result is related to a case of HIV infection, the local health officer would be required to report the case of HIV infection or AIDS to the department within 45 days of receipt of the laboratory report. Also requires a physician providing insemination or advanced reproductive technologies to, among other things, verify, and document in the recipient's medical record, that the donor of sperm who tests reactive for HIV or HTLV-1 is under the care of a physician managing the HIV or HTLV-1 to minimize the risk of transmission during the course of insemination or advanced reproductive technology services. SB 443 (Migden), Chapter 207, Statutes of 2007, authorizes the use of sperm whose donor has tested reactive for HIV or HTLV-1 for the purposes of insemination or advanced reproductive technology only after the donor's sperm has been effectively processed to minimize the infectiousness of the sperm for that specific donation, and where informed and mutual consent has occurred. Requires DPH to adopt regulations by January 1, 2010, regulating facilities that perform sperm processing pursuant to specified provisions. Requires a physician providing insemination or advanced reproductive technologies to provide prophylactic treatments, including, antiretroviral treatments, to the recipient to reduce the risk of acquiring infection during and subsequent to insemination, and to perform appropriate follow-up testing of the recipient for HIV or HTLV-1 following the insemination or other advanced reproductive technology. AB 441 (Mazzoni/Richter), Chapter 511, Statutes of 1997, creates an exception to the prohibition of the transfer of any tissues, as defined, into the body of another person unless the donor of the tissues has been screened and found nonreactive for evidence of infection with HIV, agents of viral hepatitis, human T lymphotrophic virus-1, and syphilis. The bill authorizes a recipient of sperm to consent to therapeutic insemination of sperm or other reproductive use of sperm even if the donor of the sperm is STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 8 found reactive for hepatitis B, hepatitis C, or syphilis, if the sperm donor is the spouse, partner, or designated donor, of the recipient and if certain other conditions are met. AB 525 (Speier), Chapter 659, Statutes of 1993, authorizes the recipient of sperm, from a donor known to the recipient, to waive a second or repeat screening of that donor if the recipient is informed of the requirements for testing donors under California law and signs a written waiver. Revised the definition of "transplantation" to include the transfer of tissue from a donor to the body of that donor. Arguments in support The sponsor (ASRM) claims that AB 1487 is needed to allow HIV-discordant couples to safely pursue assisted reproduction technologies to start biological families, without putting the non-HIV positive partner or baby at risk. The sponsor contends that hundreds of people are waiting to use ART services, but the physicians that provide these services believe current law is unworkable and need the clarifications in this bill in order to provide their services. The sponsor contends that without this bill, many of these couples will likely try to conceive naturally, which could lead to transmission of the virus. PRIOR ACTIONS This bill was substantively amended since it was transferred to the Senate. Prior votes are not relevant. COMMENTS 1. Amendments to address AB 1397 veto message. When AB 1397 was brought before the Senate Health Committee in 2009, the author agreed to amend the bill to allow for a modified rule-making process to address the fact that the DPH was behind in their promulgation of these regulations. The regulations were originally due to be adopted in January 2010, but it is unclear how far the department has gotten in their development of these regulations. Regulations can generally take anywhere from two to three years to complete. The modified process had been used STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 9 previously in other bills to expedite the often-lengthy timeline of the regular rulemaking process, and has been included in a number of other bills in the 2009-10 Session that the committee has heard, including SB 975 (Price), SB 1332 (Dutton), and AB 995 (Block). As staff understands the veto message, the administration's concern was that AB 1397 as written would have limited DPH's authority to modify or add to the ASRM guidelines. The author's intent is to address the governor's concern, however staff suggest additional amendments in the mock-up below to reflect this. 2. Additional clarifications. In addition, the committee suggests other clarifications to ensure the department can effectively utilize the expedited rulemaking process, and extending the deadline for the regulations to be adopted, which are also included in this mock-up. Mock -up of suggested amendments: (Beginning page 4, line 30) (ii) Not later than January 1,20102014, the department shall adopt regulations regulating facilities that perform sperm processing, pursuant to this subparagraph, that prescribe standards for the handling and storage of sperm samples of carriers of HIV, HTLV, or any other virus as deemed appropriate by the department. The department may propose to adopt, as initial regulations, guidelines made by the American Society for Reproductive Medicine. Notice of the department's proposed adoption of the regulations shall be posted on the department's Internet Web site for at least 45 days. Public comment shall be accepted by the department for at least 30 days after the conclusion of the 45-day posting periodposting of the notice. If a member of the public requests a public hearing during the 30-day comment period, the hearing shall be held prior to the adoption of the regulations. If no member of the public requests a public hearing, the regulations will be deemed adopted at the conclusion of the 30 day public comment period. Comments received shall be considered prior to the adoption of the final initial regulations. The department may modify any guidance published by the American Society for Reproductive Medicinebased on the comments received. Adoption of initial regulations by the department pursuant STAFF ANALYSIS OF ASSEMBLY BILL 1487 (Hill) Page 10 to this subdivision shall not be subject to the rulemaking requirements of Chapter 3.5 (commencing with Section 11340) of Part 1 of Division 3 of Title 2 of the Government Code and written responses to public comments shall not be required. Updates to the regulations shall be adopted pursuant to the same process. Until the department adopts these regulations, facilities that perform sperm processing pursuant to this section shall follow facility and sperm processing guidelines for the reduction of viral transmission developed by the American Society for Reproductive Medicine. Nothing in this section shall prevent the department from monitoring and inspecting facilities that process sperm to ensure adherence to the regulations, or, until regulations are adopted, to the guidelines set forth by the American Society for Reproductive Medicine. 3. Double referral. This bill has been double referred to the Judiciary Committee. POSITIONS Support: American Society for Reproductive Medicine Oppose: None received -- END --