BILL ANALYSIS                                                                                                                                                                                                    




                                                                  AB 1591
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          Date of Hearing:   April 21, 2010

                     ASSEMBLY COMMITTEE ON LABOR AND EMPLOYMENT
                                Sandre Swanson, Chair
                    AB 1591 (Yamada) - As Amended:  April 14, 2010
           
          SUBJECT  :   Payment of wages.

           SUMMARY  :   Specifies that the use of payroll cards for the  
          payment of wages must be voluntary.  Specifically,  this bill  :

          1 Prohibits an employer from requiring an employee to receive  
            his or her wages by payroll card unless the employee  
            voluntarily agrees in writing to do so and the employer offers  
            the employee an alternative lawful method to receive his or  
            her wages.

          2)Defines "payroll card" as a stored-value card, or other access  
            mechanism, issued to an employee by an employer, or other  
            entity on behalf of the employer, onto which the employer  
            provides the employee access to his or her wages for  
            withdrawal or transfer by the employee.

          3)Makes existing civil and criminal penalties regarding payment  
            of wages applicable to violations of these requirements.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :

           Background on Payroll Debit Cards  

          Payroll cards or "pay cards" (also referred to as "stored-value  
          cards") were introduced in the last decade, but have seen an  
          increase in recent years as companies such as Visa and  
          MasterCard began offering their own versions of the service

          A 2005 analysis<1> prepared by the California Research Bureau  
          provides the following summary of the history of payroll debit  
          cards:

               "Stored value cards were introduced in the early 1970s with  
               "closed loop systems" on college campuses.  Students used  


               -------------------------
          <1> Hora, Raymond.  "Pay Cards as a Payroll Option."  California  
          Research Bureau (September 2005).








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               these cards for meals, bookstore purchases and other  
               campus-related expenses.  In a closed system (close-loop),  
               the card can only be used for restricted purposes.  More  
               recently, there are gift certificates and gift cards that  
               can only be used at the sponsoring merchants' locations.   
               Other examples include mass transit cards and pre-paid  
               phone cards. 

               "Open loop systems," another category of stored value card,  
               were introduced in the mid-1990s in Manhattan, New York,  
               when Visa Cash, Mondex, and MasterCard branded cards were  
               introduced into the market.  Open system (open-loop) cards  
               are widely used beyond the issuer's location through a  
               universal network for PIN-based or signature-based  
               transactions.  Open loop systems were further developed and  
               used during the 1996 Olympic games in Atlanta, by  
               participants using a stored value card with the different  
               merchants.  According to industry estimates, more than  
               2,000 stored value programs are available, with roughly  
               seven million Visa- or MasterCard- branded stored value  
               cards in the marketplace today. 

               Pay Cards, also known as Payroll Cards, use open loop  
               systems.  This gives the cardholder the ability to purchase  
               items wherever merchants participate in the brand of card,  
               whether it is Visa or MasterCard.  Once a purchase has been  
               made, the funds stored within the card are automatically  
               deducted.  The cards may also be used at ATMs to withdraw  
               cash or get cash back from retailers.

               Pay Cards are being marketed by third party vendors and  
               financial institutions to employers as a means of reducing  
               the cost of processing paper payroll checks.  In general,  
               an employer establishes an account with a selected program  
               and the program issues the Pay Cards, although some Pay  
               Card companies have business partners that actually issue  
               the physical card.

               In order to establish an account with a Pay Card program,  
               an employer pays an initial fee. The continuing monthly  
               costs of Pay Cards are largely dependant on the volume of  
               employees using the cards and the fees imposed by the  
               program and bank.  The employer deposits funds into a bank  
               account that is managed by the Pay Card company, which  
               issues individual Pay Cards credited with the proper  









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               payroll amount for each employee. Each cardholder is issued  
               a Personal Identification Number (PIN) to use with the  
               card. An employee has the choice to withdraw the funds all  
               at once as cash or to use the card as a debit card, without  
               needing to establish a personal banking account.

               Depending on the Pay Card program's cardholder fee  
               schedules, the employee may or may not get charged a  
               monthly fee, ATM withdrawal fee, and other fee.  Pay Cards  
               may be used at an ATM to withdraw cash or to get cash-back  
               from participating retail stores. The purchasing power of  
               the cardholder can extend to online payments, bill  
               payments, and any other financial transaction.  For every  
               processed pay period, the card is either recharged  
               physically at a designated station or electronically. A  
               payroll program can also issue disposable cards loaded with  
               a fixed sum instead of reloadable cards. Some programs  
               offer the option of unnamed cards to protect the identity  
               of the cardholder. 

               Depending on the features of the Pay Card program, the  
               cardholder has access to account balance and other  
               transaction activity via the Internet or through a 1-800  
               number, and can transfer funds between two cards.  Pay  
               Cards generally are used wherever Visa or MasterCard is  
               accepted (depending on the card issuer and the brand of  
               card).  These cards may be used internationally to withdraw  
               funds or make payments if the merchant accepts the branded  
               card.  In the event that the card is lost or stolen,  
               cardholders are usually issued a replacement card in five  
               to ten business days."







           Treatment Under California Law  

          California law currently only allows three types of payment for  
          employment: cash, check, and direct deposit. (California Labor  
          Code sections 213 and 226).  Specifically, these provisions of  
          law:
           









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                 Authorize employers to pay employee wages in cash, as  
               long as accompanied by a written itemized statement. 

                 Authorize employers to pay employee wages by check or  
               similar instrument, as long as it is negotiable and payable  
               in cash, on demand, without discount, at an established  
               place of business in the state, and is accompanied by a  
               written itemized statement. 

                 Authorize employers to deposit employee wages directly  
               into an account in any bank, savings and loan association,  
               or credit union of the employee's choice in the state,  
               provided that the employee has voluntarily authorized the  
               deposit. 


          The California Labor Code does not expressly allow nor restrict  
          the usage of pay cards, or stored value cards, in compensating  
          employee wages. 

          Labor Code sections 221, 224 and 226 prohibit employers from  
          charging employees to access their payroll money or from  
          withholding any amount of an employee's wages.  Under Labor Code  
          section 212, employers are required to provide a location for  
          employees to cash out paychecks at face value, without a  
          discount.  Section 212 legally obligates the employer to issue  
          paychecks that are "negotiable and payable in cash, on demand,  
          without discount, at some established place of business in the  
          state." 

          With respect to other states, a 2008 legislative briefing paper  
          prepared by the American Payroll Association states the  
          following:

               "The wage payment statutes in most states identify the  
               methods of wage payment that are permitted under that  
               state's law.  At the time that most of these statutes were  
               enacted, however, payment through a stored value card was  
               not envisioned.  In the past few years, several states have  
               responded to the new technology by revising their wage  
               payment statutes and regulations to expressly authorize  
               this form of wage payment.  These states include Colorado,  
               Delaware, Kansas, Maine, Maryland, Michigan, Minnesota,  
               Nevada, New Hampshire, North Dakota, Oklahoma Oregon,  
               Virginia and West Virginia.









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               In certain other states (e.g., NC, TX) , the agencies  
               responsible for enforcing the state wage and hour laws have  
               posted enforcement positions on their Web sites declaring  
               that voluntary payment by debit card is a lawful method of  
               wage payment under the state's current wage payment statute  
               provided certain conditions are satisfied. 

               In the remaining states, the wage payment laws uniformly  
               permit payment by cash or check, and some form of direct  
               deposit (either voluntary or mandatory).  For purposes of  
               this analysis, the state wage payment statutes generally  
               fall into the following four categories: (1) statutes that  
               permit payment by cash, check and direct deposit only; (2)  
               statutes that allow the employer and employee to agree to  
               other forms of wage payment; (3) statutes that permit  
               payment by "other acknowledgements of indebtedness"; and  
               (4) statutes that do not regulate the method of wage  
               payment."

           Prior Legislation on Payroll Cards and Related Issues  

          AB 822 (Benoit) of 2005 would have amended the Labor Code to  
          specifically authorize an employer to deposit employee wages on  
          electronic paycards, as specified, including a requirement that  
          the practice be voluntarily authorized by the employee.  That  
          bill was sponsored by the California Chamber of Commerce.   
          However, opponents expressed concerns that such legislation  
          would circumvent the requirement that wages be payable "without  
          discount" due to a lack of limitation on fees and other  
          protections.  

          At the time, opponents pointed out that the rise in the use of  
          electronic pay cards has not been without criticism.  For  
          example, some consumer advocates have argued that this trend  
          sends the wrong message to the working poor about the value of  
          saving money.  In addition, some critics have argued that this  
          method of payment benefits the employers and banks more than the  
          workers by simply shifting costs from the company to the worker.  
           According to some advocates, banks can benefit by this method  
          because they can invest the funds that are stored on the cards;  
          however, workers generally do not earn interest or any of the  
          other benefits associated with having a bank account.

          The committee analysis of AB 822 pointed out that Consumers  









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          Union has pointed out the following issues and questions, among  
          others, for employers and workers to consider in contemplating  
          the use of pay cards generally:

                     Can the card be overdrawn?  Some payroll cards are  
                 set up so that they cannot be used if there is no money  
                 in the account.  Other cards allow employees to take more  
                 money out that has been paid, subject to a high overdraft  
                 fee.
                     Some payroll cards allow for payday loans or cash  
                 advances from future paychecks that have not yet been  
                 made.  These loans and advances can have high fees.
                     If the employee owes money to the bank or company  
                 that issues the card, can it take payroll funds to repay  
                 that debt?  Can other creditors reach into the account  
                 and take or freeze employee pay?
                     Some payroll cards offer a feature for direct bill  
                 payment (such as utility bills), but other cards do not.
                     Does the contract between the employer and the bank  
                 or pay card company protect private information about  
                 where and when employees use the card, and for what  
                 purposes?
                     Can employees obtain all of the information about  
                 the card (including customer service) in a primary  
                 language other than English?
                     Some pay card providers charge consumers a fee per  
                 minute to speak to a customer service representative.

          Testimony was taken on AB 822, but no vote was taken at the time  
          and the bill did not pass the Legislature.

          A separate but related issue also arose several years ago  
          following concerns that some banks in California were charging  
          check-cashing fees to non-customers to cash their payroll  
          checks.  Several measures were introduced in an attempt to  
          address these issues, including the following:

                   SB 1188 (Florez) of 2006 would have defined "without  
                discount" for purposes of payment of wages by check or  
                similar instrument to mean without a fee charged by the  
                bank or place of business at which the instrument is  
                payable.  SB 1188 passed this committee but failed passage  
                in the Assembly Committee on Banking and Finance.
                   SB 778 (Florez) of 2005 would have added a provision  
                to the Financial Code to specifically prohibit a  









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                depository institution that issues paychecks on behalf of  
                a business client from assessing any charge or fee on an  
                individual seeking to cash a paycheck issued by the  
                business client if the paycheck is in payment of wages  
                due, or to become dues, or as an advance on wages to be  
                earned.  SB 778 failed passage in the Assembly Committee  
                on Banking and Finance.
                   SB 1916 (Florez) of 2004 would have required the state  
                to make fee-free paycheck cashing services to its  
                employees.  SB 1916 was referred to the Assembly Committee  
                on Banking and Finance but was never heard.
                   SB 1904 (Florez) of 2004 had many versions.   
                Originally, the bill would have prohibited a bank from  
                charging an individual who lacked an account at that bank  
                a fee for cashing his or her paycheck if that paycheck was  
                provided to the employee by a business client of the bank.  
                 However, the bill was subsequently amended in the  
                Assembly Committee on Banking and Finance to instead  
                exempt employers from the provisions of Labor Code Section  
                212(a) if they offered direct deposit to their employees  
                and either (1) advised the employees that a transaction  
                fee could be avoided if the employee authorized the direct  
                deposit, (2) agreed to pay the transaction fee, or (3)  
                arranged with the financial institution to avoid the  
                transaction fee.  SB 1904 was re-referred to this  
                committee.  However, it was subsequently amended on August  
                9, 2004 back to the prior version of the bill and  
                re-referred back to the Assembly Committee on Banking and  
                Finance where it failed passage.

           The Subsequent (2008) Division of Labor Standards Enforcement  
          Opinion Letter
           
          Despite the fact that the 2005 legislation did not pass the  
          Legislature, in 2008 the Division of Labor Standards Enforcement  
          (DLSE) issued an opinion letter in response to an inquiry from  
          two companies<2> concerning whether the use of "payroll debit  
          cards" and "paycards" complies with California law.

          DLSE stated that the payroll cards at issue in that case  
          involved both the direct deposit of wages and a means of  
          accessing those wages using an electronic card.  Accordingly,  
          they stated that the program must satisfy the requirements set  


          ---------------------------
          <2> The opinion letter was directed to two payroll card provider  
          companies, rather than to an employer or employers.








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          for in Labor Code section 213(d) for direct deposit, including  
          that the employee participation be voluntary.  





          DLSE also indicated that the "voluntariness" requirement was  
          also in accord with the requirements of the federal Electronic  
          Fund Transfer Act (EFTA) 15 U.S.C. Section 1693 et seq.  The  
          EFTA is implemented and administered by the Board of Governor of  
          the Federal Reserve System (FRB) through "Regulation E" (12 CFR  
          Part 205), which was amended in July 2007 to expressly make  
          "payroll cards" subject to the EFTA.  Therefore, in its opinion  
          letter DLSE stated the following:

               "Employee choice is thus a fundamental condition for  
          payment methods utilizing
               direct deposits under California wage payment law.  Also,  
          the optional nature of an
               employee's participation is further mandated under FRB's  
          Regulation E which states:
               'No financial institution or other person may require a  
          consumer to establish an
               account for receipt of electronic fund transfers with a  
          particular institution as a
               condition of employment or receipt of governmental  
          benefit.' (12 CFR  205.10(e)?

               ?Since an employee's participation in the payroll card  
          program is optional and
               provided that the employee has voluntarily and specifically  
          authorized the deposit,
               the payroll card programs simply provide another  
          alternative for employees to
               receive their wage payments by direct deposit.  Thus, the  
          two programs sufficiently
               satisfy the voluntary requirement in Labor Code section  
          213(d)."

          In addition, the DLSE opinion letter stated that the program  
          must satisfy the requirements for payment using an  
          acknowledgment of indebtedness under section 212(a) such as the  
          requirement that wages be payable in cash, on demand, without  
          discount, at an established place of business in the state.   









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          According to DLSE's letter, one transaction each pay period  
          without fees satisfied the requirement that wages be payable on  
          demand without discount. 

           ARGUMENTS IN SUPPORT  :

          According to the author, this bill was introduced in response to  
          a number of complaints she received from individuals who  
          received mandatory payroll cards for work they performed in  
          retail establishments over the holiday season.

          The author states that unfortunately, in many instances, the  
          financial institution is one that is chartered out of state and  
          has extremely limited presence within the state.  Often this  
          representation is a single branch within the state and no ATMs.   
          This means that the employee only has two options of receiving  
          their wages: use an ATM of a different bank that will force an  
          ATM fee in the range of $2 to $3, or use the card as a debit  
          card at a retailer for a purchase and "cash back", which may  
          incur a point-of-sale fee.  The author argues that most retail  
          employers with minimum wage and part-time employees use this  
          payment method.  In addition, many of these workers have  
          multiple jobs with a different payroll card for each.  This  
          means that if these low-income workers withdraw their wages only  
          once a week, they could be spending up to 10 percent of their  
          income on ATM fees.

          The author states that current law prohibits employers from  
          issuing wages in a form that forces the employee to receive  
          their wages at a discount.  The law also states that having one  
          place of business within the state where the employee can redeem  
          their wages without discount satisfies this requirement of the  
          law.  This has proven insufficient as many payroll card  
          providers from out of state have established one place of  
          business in the entire state and then proceeded to operate  
          throughout the entire state.  This leaves employees with few or  
          no options to receive their wages in full for their labor.  

          The author argues that while payroll cards provide benefits to  
          employers, from the perspective of the employee, payroll cards  
          can be inconvenient and costly compared to cash, check, or  
          direct deposit into an employee's personal account at their  
          chosen financial institution.  Therefore, the author states that  
          this bill required employers to offer their employees  
          alternative methods of payment and to obtain the written consent  









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          of an employee before issuing a payroll card.  

          Writing in support of this bill, Consumers Union argues that,  
          although payroll cards have increased in use, they may not  
          provide the best method for obtaining wages for all consumers.   
          They state that some payroll cards may have high fee structures,  
          some payroll cards may not be easily used, or some payroll cards  
          may simply be too burdensome to use.  This bill ensures that  
          consumers will have a choice in the method in which they obtain  
          their wages.

           COMMITTEE STAFF COMMENT  :

          If DLSE's legal interpretation of the interplay between Labor  
          Code sections 212 and 213 and federal regulations is correct,  
          then a question may be raised as to whether this bill is  
          necessary since Labor Code section 213(d) is clear that the  
          employee must "voluntarily authorize" the transaction and the  
          DLSE has opined as such.  If DLSE's opinion letter is lawful and  
          correct, then this perhaps becomes an enforcement question as to  
          why employees are currently being required to accept payment of  
          wages via payroll card without their consent. 

          However, the general legality and applicability of DLSE opinion  
          letters is subject to some debate.  This may be especially true  
          in this case in light of the fact that previous legislative  
          proposals to specifically authorize payroll cards did not pass  
          the Legislature.  Therefore, since the statute is silent, some  
          may disagree with DLSE's legal opinion that such a form of  
          payment is lawful under existing California law (or even whether  
                                                        they had authority to issue such an opinion letter).  As a  
          result, there may be concern that this bill may authorize  
          payroll cards while only codifying a "voluntariness" requirement  
          - without some of the fee limitations and other consumer  
          protections that were raised during the 2005 legislative  
          discussion of this issue.

          On April 16, 2010, the author's office indicated that she would  
          like to have testimony heard on the bill, but no vote taken.  

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Consumers Union









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           Opposition 
           
          None on file.

           
          Analysis Prepared by  :    Ben Ebbink / L. & E. / (916) 319-2091