BILL ANALYSIS                                                                                                                                                                                                    






          SENATE PUBLIC EMPLOYMENT & RETIREMENT    BILL NO: AB 1821
          Lou Correa, Chair             Hearing date: June 14, 2010
          AB 1821 (Ma)    as amended  3/25/10          FISCAL:  YES

           CALPERS:  1959 SURVIVOR BENEFIT
           
           HISTORY  :            

              Sponsor:  California Public Employees' Retirement System  
          (CalPERS)

              Prior Legislation:  none

           ASSEMBLY VOTES  :

              PER & SS             4-2       4/21/10
              Appropriations       12-5      5/05/10
              Assembly Floor       50-25     6/01/10
           
          SUMMARY  : 

          Would merge the first, second, and third levels of the 1959  
          Survivor Benefit for contracting local agencies of CalPERS  
          that currently provide one of those levels of benefits to  
          employees, and allow CalPERS to suspend employee premiums of  
          $2 monthly when the funding pool is determined to contain  
          surplus funds.

          This merge would result in higher benefit levels for  
          survivors currently in the first and second levels (who would  
          be paid at the third level) and provide increased funding  
          stability for the employers participating in the third level.

           BACKGROUND AND ANALYSIS  : 
          
          1)  Existing law  :

             a)   establishes the 1959 Survivor Benefit, a survivor  
               benefit paid in a similar manner to the survivor benefit  
               provided by Social Security.  The benefit is provided  
               for survivors of employees who do not participate in  
               Social Security and who die prior to retirement from non  
               work-related causes.
          Pamela Schneider
          Date:  6/7/10                                          Page 1  











             b)   defines an eligible survivor as a spouse or  
               registered domestic partner who either cares for  
               dependent children or has reached age 62 or older.  A  
               dependent child is defined as one who is has never been  
               married, is living with the surviving spouse or domestic  
               partner, and is under age 22.  The dependent child may  
               be over age 22 if the child is incapacitated due to a  
               disability that began prior to age 22.  Finally, if  
               there is no surviving spouse or child, a surviving  
               parent who was dependent on the employee at the time of  
               his or her death may receive the benefit.





            c)   establishes six levels of 1959 Survivor Benefit,  
          including the following:

           --------------------------------------------------------------- 
          | Level  |      Who      | Monthly Benefit Amount  | Status of  |
          |        | Participates  |                         |   Level    |
          |--------+---------------+-------------------------+------------|
          |First   |Local          |With 1 child:            |Closed      |
          |        |Contracting    |           $360          |Since       |
          |        |Agencies       |With 2 or more children: |1/1/1994    |
          |        |               |   $430                  |            |
          |        |               | Spouse only at age 62:  |            |
          |        |               |     $180                |            |
          |--------+---------------+-------------------------+------------|
          |Second  |Local          |With 1 child:            |Closed      |
          |        |Contracting    |           $450          |Since       |
          |        |Agencies       |With 2 or more children: |1/1/1994    |
          |        |               |   $538                  |            |
          |        |               | Spouse only at age 62:  |            |
          |        |               |     $225                |            |
          |--------+---------------+-------------------------+------------|
          |Third   |Local          |With 1 child:            |Closed      |
          |        |Contracting    |           $700          |Since       |
          |        |Agencies       |With 2 or more children: |7/1/2001    |
          |        |               |   $840                  |            |
          |        |               | Spouse only at age 62:  |            |
          Pamela Schneider
          Date:  6/7/10                                          Page 2  










          |        |               |     $350                |            |
          |--------+---------------+-------------------------+------------|
          |Fourth  |Local          |With 1 child:            |Contract    |
          |        |Contracting    |           $1900         |Option      |
          |        |Agencies       |With 2 or more children: |since       |
          |        |               |   $2280                 |7/1/2001    |
          |        |               | Spouse only at age 60:  |            |
          |        |               |     $950                |            |
          |--------+---------------+-------------------------+------------|
          |Fifth   |State and      |With 1 child:            |Established |
          |        |School         |           $1500         |level       |
          |        |Employers      |With 2 or more children: |since       |
          |        |               |   $1800                 |1/1/2000    |
          |        |               | Spouse only at age 60:  |            |
          |        |               |     $750                |            |
          |--------+---------------+-------------------------+------------|
          |Indexed |Local          |With 1 child:            |Contract    |
          |(increas|Contracting    |           $1149         |option      |
          |e of    |Agencies       |With 2 or more children: |since1/1/200|
          |2%      |               |   $1723                 |0           |
          |annually|               | Spouse only at age 60:  |            |
          |)       |               |     $574                |            |
           --------------------------------------------------------------- 

             d)   requires that participating employees pay $2 per  
               month and that employers pay any remaining costs to fund  
               the benefit, up to $2 per month, after which the cost  
               (if it is more than $4 per month) is to be split equally  
               between employer and employee.

             e)   allows CalPERS to pool the premiums for this benefit  
               and requires that premiums paid for the 1959 Survivor  
               Benefit may only be used to pay for that benefit.

              2)   This bill  :

             a)   allows CalPERS to transfer pooled assets from the  
               first two levels to the third level, and to increase  
               survivor benefits in the first two levels to the third  
               level of benefits. Survivors in the first two levels  
               will receive a better benefit and the infusion of assets  
               into the third level funding pool will strengthen the  
               funded status of that pool and ensure continued full  
          Pamela Schneider
          Date:  6/7/10                                          Page 3  










               funding of premiums.

             b)   allows CalPERS to suspend employee premiums of $2 per  
               month as long as the third level funding pool contains  
               surplus funds.

           




          FISCAL IMPACT  :
           
           According to the Assembly fiscal analysis, this bill creates  
          no direct costs to employers or employees of CalPERS'  
          contracting agencies.  There would be a decrease to the  
          actuarial 
          surplus in the survivor benefit program, due to the increased  
          benefits for survivors in the first two benefit levels;  
          however, the projected surplus for the combined pool would  
          remain above $58 million-and total assets of the merged pool  
          are expected to be more than three times needed to fund  
          projected benefits.

           COMMENTS  :
          
          1)   Argument in support  

          According to the sponsor:
           
            CalPERS, there are approximately 13,000 participants in the  
            first two levels.  The third level has approximately 46,000  
            participants.  Benefits in the first three levels are set  
            in statute and do not increase; therefore, premiums are  
            extremely stable.

            While employers are not required to pay when the pools are  
            fully funded, existing law requires participating employees  
            to pay monthly premiums of a minimum of $2, even when the  
            pools are fully funded.  Thus, in some of the funding  
            pools, large surpluses build up over the years.  In the  
            case of the first and second levels, they are funded at  
            approximately 1000% and 300% respectively.  The third level  
          Pamela Schneider
          Date:  6/7/10                                          Page 4  










            is estimated to be funded at approximately 250%.  These  
            funding levels take into account recent losses generated by  
            the economic downturn.  After combining the three pools,  
            the funding level of the third pool will be an estimated  
            300%.

            While this bill "would result in a higher benefit or  
            potential higher benefit for the small number of members  
            currently in the 1st and 2nd level pools, the large  
            surpluses that exist in the first two pools will be used to  
            reduce the probability of future employer contributions for  
            contracting agencies in the 3rd level pool".


          2)   SUPPORT:

                 California Public Employees' Retirement System  
          (CalPERS)
               California State Sheriffs' Association (CSSA)
          
          3)   OPPOSITION  :

               None to date




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          Pamela Schneider
          Date:  6/7/10                                          Page 5