BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                  AB 1821|
          |Office of Senate Floor Analyses   |                         |
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           ------------------------------------------------------------ 
           
                                         
                                 THIRD READING


          Bill No:  AB 1821
          Author:   Ma (D)
          Amended:  6/23/10 in Assembly
          Vote:     21

           
           SENATE PUBLIC EMP. & RET. COMMITTEE  :  4-1, 6/14/10
          AYES:  Correa, Corbett, Ducheny, Liu
          NOES:  Ashburn
          NO VOTE RECORDED:  Cox

           SENATE APPROPRIATIONS COMMITTEE  :  7-4, 8/12/10
          AYES:  Kehoe, Alquist, Corbett, Leno, Price, Wolk, Yee
          NOES:  Ashburn, Emmerson, Walters, Wyland

           ASSEMBLY FLOOR  :  50-25, 6/1/10 - See last page for vote


           SUBJECT  :    Public Employees Retirement System:   
          preretirement death 
                      benefits

           SOURCE  :     California Public Employees Retirement System


           DIGEST  :    This bill uses the excess reserves from the  
          California Public Employees Retirement System 1959 Survivor  
          Benefit Program to merge the first, second and third  
          benefit levels into a single contracting agency pool paying  
          the current Level 3 survivor benefit.

           ANALYSIS  :    

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                                                               AB 1821
                                                                Page  
          2

           Existing Law

           1.Establishes the 1959 Survivor Benefit, a survivor benefit  
            paid in a similar manner to the survivor benefit provided  
            by Social Security.  The benefit is provided for  
            survivors of employees who do not participate in Social  
            Security and who die prior to retirement from non  
            work-related causes.

          2.Defines an eligible survivor as a spouse or registered  
            domestic partner who either cares for dependent children  
            or has reached age 62 or older.  A dependent child is  
            defined as one who has never married, is living with the  
            surviving spouse or domestic partner, and is under the  
            age of 22.  The dependent child may be over the age of 22  
            if the child is incapacitated due to a disability that  
            began prior to age 22.  Finally, if there is no surviving  
            spouse or child, a surviving parent who was dependent on  
            the employee at the time of his or her death may receive  
            the benefit.

          3.Establishes six levels of 1959 Survivor Benefit,  
            including the following:  
           


           ------------------------------------------------------------ 
          | Level |      Who      |Monthly Benefit Amount | Status of  |
          |       | Participates  |                       |   Level    |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |First  |Local          |With 1 child:          |Closed      |
          |       |Contracting    |             $360      |Since       |
          |       |Agencies       |                       |1/1/1994    |
          |       |               |With 2 or more         |            |
          |       |               |children:    $430      |            |
          |       |               |                       |            |
          |       |               | Spouse only at age    |            |
          |       |               |62:       $180         |            |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |Second |Local          |With 1 child:          |Closed      |
          |       |Contracting    |             $450      |Since       |
          |       |Agencies       |                       |1/1/1994    |

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                                                               AB 1821
                                                                Page  
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          |       |               |With 2 or more         |            |
          |       |               |children:    $538      |            |
          |       |               |                       |            |
          |       |               | Spouse only at age    |            |
          |       |               |62:       $225         |            |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |Third  |Local          |With 1 child:          |Closed      |
          |       |Contracting    |             $700      |Since       |
          |       |Agencies       |                       |7/1/2001    |
          |       |               |With 2 or more         |            |
          |       |               |children:    $840      |            |
          |       |               |                       |            |
          |       |               |                       |            |
          |       |               | Spouse only at age    |            |
          |       |               |62:       $350         |            |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |Fourth |Local          |With 1 child:          |Contract    |
          |       |Contracting    |            $1900      |Option      |
          |       |Agencies       |                       |since       |
          |       |               |With 2 or more         |7/1/2001    |
          |       |               |children:    $2280     |            |
          |       |               |                       |            |
          |       |               |                       |            |
          |       |               | Spouse only at age    |            |
          |       |               |60:      $950          |            |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |Fifth  |State and      |With 1 child:          |Established |
          |       |School         |             $1500     |level       |
          |       |Employers      |                       |since       |
          |       |               |With 2 or more         |1/1/2000    |
          |       |               |children:    $1800     |            |
          |       |               |                       |            |
          |       |               | Spouse only at age    |            |
          |       |               |60:      $750          |            |
          |       |               |                       |            |
          |-------+---------------+-----------------------+------------|
          |Indexed|Local          |With 1 child:          |Contract    |
          |       |Contracting    |            $1149      |option      |
          |(increa|Agencies       |                       |since1/1/200|
          |se of  |               |With 2 or more         |0           |
          |2%     |               |children:   $1723      |            |

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                                                               AB 1821
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          4

          |annuall|               |                       |            |
          |y)     |               |Spouse only at age 60: |            |
          |       |               |      $574             |            |
          |       |               |                       |            |
           ------------------------------------------------------------ 
           
           4.Requires that participating employees pay $2 per month  
            and that employers pay any remaining costs to fund the  
            benefit, up to $2 per month, after which the cost (if it  
            is more than $4 per month) is to be split between  
            employer and employee.

          5.Allows the California Public Employees' Retirement System  
            (CalPERS) to pool the premiums for this benefit and  
            requires that premiums paid for the 1959 Survivor Benefit  
            may only be used to pay for that benefit.  

           This bill:

          1.Allows CalPERS to transfer pooled assets from the first  
            two levels to the third level, and to increase survivor  
            benefits in the first two levels to the third level of  
            benefits.  Survivors in the first two levels will receive  
            a better benefit and the infusion of assets into the  
            third level funding pool will strengthen the funded  
            status of that pool and ensure continued full funding of  
            premiums.

          2.Allows CalPERS to suspend employee premiums of $2 per  
            month as long as the third level funding contains surplus  
            funds and the surplus exceeds 200 percent of the total  
            liabilities of the pool.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

                          Fiscal Impact (in thousands)

           Major Provisions             2010-11             2011-12          
              2012-13            Fund
           
          Admin costs                              -- minor,  

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                                                               AB 1821
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          absorbable --                       Special*

          Higher benefit                  -- unknown, potentially  
          over $150 --          Special*

          *Public Employees Retirement Fund

           SUPPORT  :   (Verified  8/16/10)

          California Public Employees' Retirement System (source)
          California State Sheriffs' Association

           ARGUMENTS IN SUPPORT  :    According to the sponsor, CalPERS,  
          "There are approximately 13,000 participants in the first  
          two levels.  The third level has approximately 46,000  
          participants.  Benefits in the first three levels are set  
          in statute and do not increase; therefore, premiums are  
          extremely stable.

          "While employers are not required to pay when the pools are  
          fully funded, existing law requires participating employees  
          to pay monthly premiums of a minimum of $2, even when the  
          pools are fully funded.  Thus, in some of the funding  
          pools, large surpluses build up over the year.  In the case  
          of the first and second levels, they are funded at  
          approximately 1000% and 300% respectively.  The third level  
          is estimated to be funded at approximately 250%.  These  
          funding levels take into account recent losses generated by  
          the economic downturn.  After combining the three pools,  
          the funding level of the third pool will be an estimated  
          300%.

          "While this bill 'would result in a higher benefit or  
          potential higher benefit for the small number of members  
          currently in the 1st and 2nd level pools, the large  
          surpluses that exist in the first two pools will be used to  
          reduce the probability of future employer contributions for  
          contracting agencies in the 3rd level pool.'"


           ASSEMBLY FLOOR  : 
          AYES:  Ammiano, Arambula, Bass, Beall, Block, Blumenfield,  
            Bradford, Brownley, Buchanan, Caballero, Charles  
            Calderon, Carter, Chesbro, Coto, Davis, De La Torre, De  

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                                                               AB 1821
                                                                Page  
          6

            Leon, Eng, Evans, Feuer, Fong, Furutani, Galgiani,  
            Gilmore, Hall, Hayashi, Hernandez, Hill, Huber, Huffman,  
            Jones, Lieu, Bonnie Lowenthal, Ma, Mendoza, Monning,  
            Nava, V. Manuel Perez, Portantino, Ruskin, Salas,  
            Saldana, Skinner, Solorio, Swanson, Torlakson, Torres,  
            Torrico, Yamada, John A. Perez
          NOES:  Adams, Anderson, Bill Berryhill, Blakeslee, Conway,  
            DeVore, Emmerson, Fletcher, Fuller, Gaines, Garrick,  
            Hagman, Harkey, Jeffries, Knight, Logue, Miller,  
            Nestande, Niello, Nielsen, Norby, Silva, Smyth, Tran,  
            Villines
          NO VOTE RECORDED:  Tom Berryhill, Cook, Fuentes, Audra  
            Strickland, Vacancy


          CPM:cm  8/16/10   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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