BILL ANALYSIS SENATE COMMITTEE ON PUBLIC SAFETY Senator Mark Leno, Chair A 2009-2010 Regular Session B 2 6 3 AB 2635 ( Portantino) 5 As Amended April 5, 2010 Hearing date: June 29, 2010 Health and Safety Code SM:dl INVOLUNTARY AIDS TESTING: NON-SWORN FINGERPRINT COLLECTERS HISTORY Source: American Federation of State, County, and Municipal Employees, AFL-CIO Prior Legislation: AB 169 (Portantino) - Ch. 147, Stats. 2009 AB 2737 (Feuer) - Ch. 554, Stats. 2008 AB 2423 (Cardenas) - Ch. 342, Stats. 2002 SB 2056 (Brulte) - Ch. 254, Stats. 1998 AB 1385 (Alpert) - Ch. 519, Stats. 1998 SB 1239 (Russell) - Ch. 708, Stats. 1994 Support: AFSCME Local 3090 Opposition:None known Assembly Floor Vote: Ayes 76 - Noes 0 KEY ISSUE SHOULD NON-SWORN EMPLOYEES OF A LAW ENFORCEMENT AGENCY WHOSE JOB DESCRIPTION ENTAILS THE COLLECTION OF FINGERPRINTS BE ADDED TO (More) AB 2635 (Portantino) PageB THE LIST OF PERSONS WHO MAY SEEK TO HAVE AN ARRESTEE'S BLOOD TESTED, EITHER VOLUNTARILY OR BY COURT ORDER, FOR SPECIFIED COMMUNICABLE DISEASES WHEN EXPOSED TO AN ARRESTEE'S BODILY FLUIDS WHILE ACTING WITHIN THE SCOPE OF THEIR DUTIES? PURPOSE The purpose of this bill is to add non-sworn employees of a law enforcement agency whose job description entails the collection of fingerprints to the list of persons who may seek to have an arrestee's blood tested, either voluntarily or by court order, for specified communicable diseases when exposed to an arrestee's bodily fluids while acting within the scope of their duties. Existing law provides that any peace officer, firefighter, custodial officer, as defined, custody assistant, as defined, non-sworn uniformed employee of a law enforcement agency whose job entails the care or control of inmates in a detention facility, or emergency medical personnel who, while acting within the scope of his or her duties, is exposed to an arrestee's blood or bodily fluids, as defined in Section 121060.1, shall do the following: Prior to filing a petition with the court, a licensed health care provider shall notify the arrestee of the bloodborne pathogen exposure and make a good faith effort to obtain the voluntary informed consent of the arrestee or the arrestee's authorized legal representative to perform a test for Human Immunodeficiency Virus (HIV), hepatitis B, and hepatitis C. The voluntary informed consent shall be in writing. Once consent is given in writing, the arrestee shall provide three specimens of blood for testing as provided in this chapter. If voluntary informed consent is not given in writing, the affected individual may petition, ex parte, the court for an order requiring testing as (More) AB 2635 (Portantino) PageC provided in this chapter. The petition shall include a written certification by a health care professional that an exposure, including the nature and extent of the exposure, has occurred. (Health & Safety Code 121060 (a).) Existing law provides that the court shall promptly conduct a hearing upon a petition filed pursuant to the above provisions. If the court finds that probable cause exists to believe that a possible bloodborne pathogen exposure, as defined in Section 121060.1, took place between the arrestee and the peace officer, firefighter, custodial officer, as defined, custody assistant, as defined, a non-sworn uniformed employee of a law enforcement agency whose job entails the care or control of inmates in a detention facility, or emergency medical personnel, as specified, the court shall order that the arrestee provide three specimens of blood for testing as specified. (Health & Safety Code 121060 (b).) Existing law states that, except as provided below, copies of the test results shall be sent to the arrestee, each peace officer, firefighter, custodial officer, as defined, custody assistant, as defined, non-sworn uniformed employee of a law enforcement agency whose job entails the care or control of inmates in a detention facility, and emergency medical personnel named in the petition and his or her employing agency, officer, or entity, and if the arrestee is incarcerated or detained, to the officer in charge and the chief medical officer of the facility where the person is incarcerated or detained. (Health & Safety Code 121060 (c)(1).) Existing law states that the person whose sample was tested, shall be advised that he or she will be informed of the hepatitis B, hepatitis C, and HIV test results only if he or she wishes to be so informed. If the person consents to be informed of the hepatitis B, hepatitis C, and HIV test results, then he or she shall sign a form documenting that consent. The person's refusal to sign that form shall be construed to be a refusal to be informed of the hepatitis B, hepatitis C, and HIV test results. (Health & Safety Code 121060 (c)(2).) (More) AB 2635 (Portantino) PageD Existing law states that, except as otherwise provided under this section, all confidentiality requirements regarding medical records shall apply to the test results obtained. (Health & Safety Code 121060 (c)(3).) This bill adds nonsworn employees of a law enforcement agency whose job description entails the collection of fingerprints, to the list of persons who may seek to have an arrestee's blood tested, either voluntarily or by court order, for specified communicable diseases when exposed to an arrestee's bodily fluids while acting within the scope of their duties. RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION The severe prison overcrowding problem California has experienced for the last several years has not been solved. In December of 2006 plaintiffs in two federal lawsuits against the Department of Corrections and Rehabilitation sought a court-ordered limit on the prison population pursuant to the federal Prison Litigation Reform Act. On January 12, 2010, a federal three-judge panel issued an order requiring the state to reduce its inmate population to 137.5 percent of design capacity -- a reduction of roughly 40,000 inmates -- within two years. In a prior, related 184-page Opinion and Order dated August 4, 2009, that court stated in part: "California's correctional system is in a tailspin," the state's independent oversight agency has reported. . . . (Jan. 2007 Little Hoover Commission Report, "Solving California's Corrections Crisis: Time Is Running Out"). Tough-on-crime politics have increased the population of California's prisons dramatically while making necessary reforms impossible. . . . As a result, the state's prisons have become places "of extreme peril to the safety of persons" they house, . . . (Governor Schwarzenegger's Oct. 4, 2006 Prison Overcrowding State of Emergency Declaration), while contributing little to the safety of California's (More) AB 2635 (Portantino) PageE residents, . . . . California "spends more on corrections than most countries in the world," but the state "reaps fewer public safety benefits." . . . . Although California's existing prison system serves neither the public nor the inmates well, the state has for years been unable or unwilling to implement the reforms necessary to reverse its continuing deterioration. (Some citations omitted.) . . . The massive 750% increase in the California prison population since the mid-1970s is the result of political decisions made over three decades, including the shift to inflexible determinate sentencing and the passage of harsh mandatory minimum and three-strikes laws, as well as the state's counterproductive parole system. Unfortunately, as California's prison population has grown, California's political decision-makers have failed to provide the resources and facilities required to meet the additional need for space and for other necessities of prison existence. Likewise, although state-appointed experts have repeatedly provided numerous methods by which the state could safely reduce its prison population, their recommendations have been ignored, underfunded, or postponed indefinitely. The convergence of tough-on-crime policies and an unwillingness to expend the necessary funds to support the population growth has brought California's prisons to the breaking point. The state of emergency declared by Governor Schwarzenegger almost three years ago continues to this day, California's prisons remain severely overcrowded, and inmates in the California prison system continue to languish without constitutionally (More) AB 2635 (Portantino) PageF adequate medical and mental health care.<1> The court stayed implementation of its January 12, 2010 ruling pending the state's appeal of the decision to the U.S. Supreme Court. On Monday, June 14, 2010, The U.S. Supreme Court agreed to hear the state's appeal in this case. This bill does not appear to aggravate the prison overcrowding crisis described above. COMMENTS 1. Need for This Bill According to the author: AFSCME has brought to my attention that there are other employees who come in contact with arrestees who are frequently exposed to blood and other bodily fluids who are not covered by this provision of law. AB 2635 will add employees of a law enforcement agency whose duties include collection of fingerprints. Last year I authored AB 169, a measure that included non-sworn uniformed officers to the category of employees (law enforcement and emergency medical services personnel) who after exposure to an arrestees bodily fluids, may have that arrestee's blood tested, either voluntarily or by court order, for specified communicable diseases. AB 2635 corrects an oversight of employees of a law enforcement agency that take fingerprints of arrestees. These employees frequently ---------------------- <1> Three Judge Court Opinion and Order, Coleman v. Schwarzenegger, Plata v. Schwarzenegger, in the United States District Courts for the Eastern District of California and the Northern District of California United States District Court composed of three judges pursuant to Section 2284, Title 28 United States Code (August 4, 2009). (More) AB 2635 (Portantino) PageG come in contact with the blood and bodily fluids of arrestees during the booking and fingerprinting process. 2. Background This bill was heard by the Senate Health Committee on June 16, 2010 where it passed (8-0). Last year both this Committee and the Senate Health Committee heard and approved a similar bill to add other non-sworn employees who may seek to have an arrestee's blood tested, either voluntarily or by court order, for specified communicable diseases when exposed to an arrestee's bodily fluids while acting within the scope of their duties. (AB 169 (Portantino) - Ch. 147, Stats. 2009.) The analysis prepared by the Senate Health Committee last year of AB 169 includes the following background information: Background According to the National Institute for Occupational Safety and Health, exposures to blood and other body fluids occur across a wide variety of occupations. Health care workers, as well as emergency response and public safety personnel, can be exposed to blood through needlestick and other sharps injuries, as well as through mucous membrane and skin exposures. The pathogens of primary concern for the CDC (Centers for Disease Control) and the National Institute for Occupational Safety and Health are the human immunodeficiency virus (HIV), hepatitis B virus (HBV), and hepatitis C virus (HCV). According to CDC recommendations, wounds and skin sites that have been in contact with blood or bodily fluids should be washed with soap and water; and mucous membranes should be flushed with water. Immediate evaluation must be performed by a health care professional. The evaluation should determine the type of exposure, infectious status of the source, and the susceptibility of the exposed person in order to determine the treatment course. (More) AB 2635 (Portantino) PageH Post-exposure prophylaxis Post-exposure prophylaxis (PEP) is a short-term treatment to reduce the likelihood of infection after exposure to a number of contagious diseases, including HIV, HBV, and HCV. PEP is considered a second line of defense when preventive efforts have failed or were not possible, as is the case with sexual assault or occupational exposure. In the case of HIV, PEP typically involves providing one or several anti-HIV drugs within 72 hours of exposure, which are then taken for a four- to six-week period. According to the World Health Organization (WHO), in order for PEP to be most effective in preventing HIV infection, treatment should be commenced as soon as possible after exposure and, ideally, within two to four hours. One of the first examples of PEP effectiveness was reported in a 1995 study, which showed fewer HIV infections after occupational exposure among health care workers who used PEP versus those who took no prophylaxis after exposure. A recent Canadian study found that, of 160 patients who had been exposed to HIV and received PEP treatment, only one infection was reported. CDC recommendations for HBV exposure include the initiation of the hepatitis B vaccine series to an unvaccinated person who has been exposed. PEP with hepatitis B immune globulin (HBIG) and/or hepatitis B vaccine series should be considered after an evaluation of the HBV status of the source and the vaccination and vaccine-response status of the exposed person. According to the CDC, in the occupational setting, multiple doses of PEP for HBV, initiated within one week following exposure, provides an estimated 75 percent protection from infection. According to the CDC, the estimated risk for infection after a needlestick or cut exposure to HCV-infected blood is approximately 1.8 percent. Additionally, several studies have attempted to (More) AB 2635 (Portantino) PageI assess the effectiveness of potential post-exposure treatment for HCV, but have been difficult to interpret. No clinical trials have been conducted to assess postexposure use of antiviral agents (interferon) to prevent HCV infection, and antivirals are not FDA approved for this use. The CDC states that an established infection might need to be present before interferon can be an effective treatment. 3. Involuntary AIDS Testing Upheld in California California courts have determined that the involuntary testing scheme in Health and Safety Code Sections 101050 et seq., falls within the "special needs" exception to the Fourth Amendment right against unreasonable searches and seizures. (Johnetta J. v. Municipal Court (1990) 218 Cal. App. 3d 1255.) (The Court in Johnetta J. construed former Health and Safety Code Sections 199.5 et seq., which were added by initiative (Prop. 96), approved by the electorate on Nov. 8, 1988. It is the predecessor of Health and Safety Code Sections 121050 et seq.) The Court stated: The complex social realities of AIDS which have given rise to Proposition 96 have also given rise to careful scrutiny of petitioner's challenge to the statute. In the words of one New York court, "AIDS is a terrible and tragic reality in our . . . nation [] and world. Although many approach AIDS victims with sympathy and compassion, AIDS has all too frequently been the occasion for discrimination, stigmatization, and hysteria. As an institution which is and should be a bulwark against discrimination of all kinds, the court system must be especially wary about attacks on individual and social rights made in the guise of health-related AIDS claims. [para.] [T]he potential for misuse . . . cannot be overlooked, particularly when coupled with possible racism or homophobia, given the composition of the major groups 'at risk' for AIDS." The " 'devastating effects of [AIDS] and (More) AB 2635 (Portantino) PageJ widespread lack of knowledge about it have produced deep anxieties, and considerable hysteria, about the disease and those [who] suffer from it. . . .' " " 'AIDS is the modern day equivalent of leprosy. AIDS, or a suspicion of AIDS, can lead to discrimination in employment, education, housing and even medical treatment.' " (More) Skinner itself was not decided without a dissenting voice cautioning that "[h]istory teaches that grave threats to liberty often come in times of urgency, when constitutional rights seem too extravagant to endure. The World War II relocation-camp cases, Hirabayashi v. United States [1943] 320 U.S. 81; Korematsu v. United States [1944] 323 U.S. 214 and the Red Scare and McCarthy-Era internal subversion cases, Schenck v. United States [1919] 249 U.S. 47; Dennis v. United States [1951] 341 U.S. 494 are only the most extreme reminders that when we allow fundamental freedoms to be sacrificed in the name of real or perceived exigency, we invariably come to regret it." This is not such a case. The electorate has enacted a statute which is narrowly drawn to respond to a serious state interest. Rather than a blanket testing requirement of entire classes of persons, or an exclusion from society, occupation, or housing of persons infected with the AIDS virus, Proposition 96 applies only when (1) a person is charged in a criminal complaint with assaulting or otherwise interfering with a public safety employee and (2) the assailant's conduct has resulted in the transfer of bodily fluids to that employee. Testing cannot occur until a court is petitioned and holds a hearing, at which the court must find probable cause of a fluid transfer. Testing must be accomplished in a medically approved manner, and its results are subject to strict rules of nondisclosure. We also note that petitioner is not a random, innocent victim of an uncontrolled testing scheme. Under the statutory procedure at issue, testing is permitted only on persons formally accused of assaults or other offenses against peace officers, firefighters and emergency medical personnel resulting in the transfer of bodily fluids. Persons (More) AB 2635 (Portantino) PageL committing criminal offenses are generally forewarned that they are subject to some intrusions on their civil liberties. For example, even prior to any conviction they are subject to arrest, to pretrial incarceration (subject to having to post reasonable bail if they can do so, or release on their own recognizance if they qualify), to compulsory court appearances, and to reasonable searches and seizures of their persons, houses, papers and effects. In appropriate cases, blood samples may be obtained from the accused. Petitioner initiated the operation of the statute by her assault upon the deputy, thus voluntarily placing herself in a different category than the innocent or unsuspecting person she hypothecates as a potential victim of a renegade testing scheme. Accordingly, we hold that with regard to public safety employees suffering subcutaneous bites in the course of their duties, Proposition 96's mandatory scheme of blood testing does not violate the Fourth Amendment or the California right of privacy.(Johnetta J. v. Municipal Court, 218 Cal.App.3d 1255, 1284-1285 (1990).) 4. Effect of This Bill Existing law establishes a procedure whereby any peace officer, firefighter, custodial officer, as defined, custody assistant, as defined, non-sworn uniformed employee of a law enforcement agency whose job entails the care or control of inmates in a detention facility, or emergency medical personnel, is exposed to an arrestee's blood or bodily fluids, may request a court order to have the arrestee's blood tested for bloodborne diseases. (Health and Safety Code section 121060.) This bill would allow " non-sworn employees of a law enforcement agency whose job description entails the collection of fingerprints " to utilize the same procedure, if exposed to an arrestee's blood or bodily fluids, to learn if they have been exposed AB 2635 (Portantino) PageM to a potentially life-threatening bloodborne disease in the course of performing their job. IS IT CONSISTENT WITH THE INTENT OF THE ORIGINAL LEGISLATION ALLOWING SPECIFIED PUBLIC SAFETY EMPLOYEES WHO HAVE COME IN CONTACT WITH AN ARRESTEE'S BLOOD OR BODILY FLUIDS THE RIGHT TO HAVE THE ARRESTEE TESTED FOR BLOODBORNE DISEASES TO EXTEND THAT RIGHT TO NON-SWORN EMPLOYEES OF A LAW ENFORCEMENT AGENCY WHOSE JOB DESCRIPTION ENTAILS THE COLLECTION OF FINGERPRINTS? WOULD THE RATIONALE IN THE COURT CASE APPROVING THAT PROCEDURE APPLY EQUALLY TO THESE ADDITIONAL PUBLIC SAFETY EMPLOYEES? ***************