BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                   SB 150|
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                                 THIRD READING


          Bill No:  SB 150
          Author:   Wright (D)
          Amended:  4/16/09
          Vote:     27

           
           SENATE PUBLIC SAFETY COMMITTEE  :  7-0, 4/14/09
          AYES:  Leno, Benoit, Cedillo, Hancock, Huff, Steinberg,  
            Wright

           SENATE APPROPRIATIONS COMMITTEE  :  12-0, 5/28/09
          AYES:  Kehoe, Cox, Corbett, Denham, DeSaulnier, Hancock,  
            Leno, Oropeza, Runner, Walters, Wyland, Yee
          NO VOTE RECORDED:  Wolk


           SUBJECT  :    Sentence enhancements:  choice of terms

           SOURCE  :     Los Angeles District Attorneys Office


           DIGEST  :    This bill (1) allows courts, when imposing  
          sentence enhancements that provide for an upper, middle or  
          lower term, to select the appropriate term at the court's  
          discretion, (2) requires the court to state its reasons on  
          the record, and (3) provides a "sunset" date of January 1,  
          2011, for these provisions.

           ANALYSIS  :    Existing law provides that when a judgment of  
          imprisonment is to be imposed and the statute specifies  
          three possible terms, the choice of the appropriate term  
          shall rest within the sound discretion of the court.  At  
          least four days prior to the time set for imposition of  
                                                           CONTINUED





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          judgment, either party or the victim, or the family of the  
          victim if the victim is deceased, may submit a statement in  
          aggravation or mitigation.  In determining the appropriate  
          term, the court may consider the record in the case, the  
          probation officer's report, other reports including reports  
          received pursuant to Section 1203.03 and statements in  
          aggravation or mitigation submitted by the prosecution, the  
          defendant, or the victim, or the family of the victim if  
          the victim is deceased, and any further evidence introduced  
          at the sentencing hearing.  The court shall select the term  
          which, in the court's discretion, best serves the interests  
          of justice.  The court shall set forth on the record the  
          reasons for imposing the term selected and the court may  
          not impose an upper term by using the fact of any  
          enhancement upon which sentence is imposed under any  
          provision of law.  A term of imprisonment shall not be  
          specified if imposition of sentence is suspended.  

          This section, to the extent it was modified by SB 40  
          (Romero) to address  Cunningham v. California  in 2007,  
          sunsets on January 1, 2009.  [Section 1170(b) of the Penal  
          Code]

          Existing law provides that the Judicial Council shall seek  
          to promote uniformity in sentencing under Section 1170, by:

          1. The adoption of rules providing criteria for the  
             consideration of the trial judge at the time of  
             sentencing regarding the court's decision to:

             A.    Grant or deny probation.

             B.    Impose the lower, middle, or upper prison term.

             C.    Impose concurrent or consecutive sentences.

             D.    Determine whether or not to impose an enhancement  
                where that determination is permitted by law.

          2. The adoption of rules standardizing the minimum content  
             and the sequential presentation of material in probation  
             officer reports submitted to the court.

          This section, to the extent it was modified by SB 40  







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          (Romero) to address  Cunningham v. California  in 2007,  
          sunsets on January 1, 2009.  [Section 1170.3 of the Penal  
          Code]

          Existing law, in the form of the California Rules of Court,  
          provides that: 

          1. When a sentence of imprisonment is imposed, or the  
             execution of a sentence of imprisonment is ordered  
             suspended, the sentencing judge must select the upper,  
             middle, or lower term on each count for which the  
             defendant has been convicted, as provided in Section  
             1170(b) and these rules. 

          2. In exercising his/her discretion in selecting one of the  
             three authorized prison terms referred to in Section  
             1170(b), the sentencing judge may consider circumstances  
             in aggravation or mitigation, and any other factor  
             reasonably related to the sentencing decision.  The  
             relevant circumstances may be obtained from the case  
             record, the probation officer's report, other reports  
             and statements properly received, statements in  
             aggravation or mitigation, and any evidence introduced  
             at the sentencing hearing.

          3. To comply with Section 1170(b), a fact charged and found  
             as an enhancement may be used as a reason for imposing  
             the upper term only if the court has discretion to  
             strike the punishment for the enhancement and does so.   
             The use of a fact of an enhancement to impose the upper  
             term of imprisonment is an adequate reason for striking  
             the additional term of imprisonment, regardless of the  
             effect on the total term. 
          
          4. A fact that is an element of the crime upon which  
             punishment is being imposed may not be used to impose a  
             greater term. 

          5. The reasons for selecting one of the three authorized  
             prison terms referred to in Section 1170(b) must be  
             stated orally on the record. 

          Existing case law establishes that, contrary to the holding  
          of the California Supreme Court in  People v. Black  , 35  







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          Cal.4th 1238 (2005), California's determinate sentencing  
          law prior to the enactment of SB 40 (Romero) (2007)  
          violated the right of the accused to a trial by jury, as  
          guaranteed by the Sixth Amendment to the United States  
          Constitution.  [  Cunningham v. California  , 2007 U.S. LEXIS  
          1324 (U.S. 2007)]

          Existing case law established that to adjust California's  
          sentencing law to make it conform to Constitutional  
          requirements, California may either require juries "to find  
          any fact necessary to the imposition of an elevated  
          sentence" or "permit judges genuinely 'to exercise broad  
          discretion . . . within a statutory range.'"  [  Cunningham  
          v. California  , 2007 U.S. LEXIS 1324 (U.S. 2007)]

          Existing law amended Sections 1170 and 1170.3 of the Penal  
          Code, in response to the  Cunningham  decision, to make the  
          choice of lower, middle, or upper prison term one within  
          the sound discretion of the court.  [SB 40 (Romero),  
          Chapter 3, Statutes of 2007]
            
          Existing law includes the following legislative findings  
          that were adopted as part of SB 40 (2007): 

            It is the intent of the Legislature in enacting this  
            provision to respond to the decision of the United States  
            Supreme Court in Cunningham v. California, No. 05-6551,  
            2007 U.S. Lexis 1324.  It is the further intent of the  
            Legislature to maintain stability in California's  
            criminal justice system while the criminal justice and  
            sentencing structures in California sentencing are being  
            reviewed.

          Existing law amending Sections 1170 and 1170.3 of the Penal  
          Code (SB 40) also included a "sunset" provision declaring  
          that its provisions remain in effect only until January 1,  
          2009, unless a later enacted statute, that is enacted  
          before that date, deletes or extends that date.  SB 1701  
          (Romero) Chapter 416, Statutes of 2008, extended that  
          sunset date to January 1, 2011.

          Existing law provides that certain sentencing enhancements  
          carry an additional penalty of a lower, middle, or upper  
          term of years.  These sections require the court to impose  







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          the middle term on the enhancement unless there are  
          circumstances in aggravation or mitigation.  [Section  
          186.22, 186.33, 12021.5, 12022.2, 12022.3, and 12022.4 of  
          the Penal Code]  

          This bill, when a sentence enhancement calls for the court  
          to select either a lower, middle, or upper term, deletes  
          the requirement that the court impose the middle term  
          unless there are circumstances in aggravation or mitigation  
          and, instead, provides that the choice of term will be  
          within the court's discretion.  The court will be required  
          to state its reasons for its sentencing choice on the  
          record.

          This bill provides that its provisions "sunset" at the same  
          time as the similar provisions of SB 40, January 1, 2011,  
          unless a statute enacted before that date either deletes or  
          extends that date.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

                          Fiscal Impact (in thousands)

           Major Provisions         2009-10    2010-11    2011-12        Fund  

          Judge authority to apply        Unknown, potentially  
          significant costs      General
          upper term of enhancement

          Judge authority to apply         Unknown, potentially  
          significant costs      General
          lower term of enhancement

           SUPPORT  :   (Verified  5/28/09)

          Los Angeles District Attorney's Office (source)
          California Peace Officers' Association
          California Police Chiefs Association
          California State Sheriffs' Association
          Crime Victims United of California
          Department of Justice







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           ARGUMENTS IN SUPPORT  :    According to the author:

            "In 2007, the United States Supreme Court held that  
            California's determinate sentencing law violated a  
            defendant's right to a jury trial because a judge was  
            required to make factual findings in order to justify  
            imposing the maximum term of a sentencing triad.   
             Cunningham v. California  (2007) 549 US 270.  The Supreme  
            Court suggested that this problem could be corrected by  
            either providing for a jury trial on the sentencing issue  
            or by giving judges authority to impose either higher  
            term without additional findings of fact.  SB 40  
            corrected the constitutional problem by giving judges  
            this discretion.  SB 40's approach was embraced by the  
            California Supreme Court in  People v. Sandoval  (2007) 41  
            Cal 4th 825, 843-852.

            "However, SB 40 neglected to apply the fix to sentence  
            enhancements.  Without SB 40 constitutional fix, a judge  
            arguably has no authority to apply the upper term of a  
            sentence enhancement. 

            "Thirty-eight sentence enhancements are currently subject  
            to the unconstitutional sentencing scheme set forth in  
            current law.  The conduct which these enhancements reach  
            includes hate crime, use of or being armed with deadly  
            weapons during sex crimes or attempted sex crimes,  
            intentional infliction of great bodily injury or death as  
            a result of discharging a firearm from a vehicle, and  
            possession of metal penetrating ammunition during the  
            commission of a felony. Without SB 40's constitutional  
            fix, a court is without legal authority to impose the  
            upper or maximum term of an enhancement.

            "This bill corrects the above problem by applying SB 40's  
            constitutional fix to sentence enhancements."


          RJG:mw  5/28/09   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE








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