BILL ANALYSIS                                                                                                                                                                                                    






                         SENATE COMMITTEE ON EDUCATION
                              Gloria Romero, Chair
                           2009-2010 Regular Session
                                        

          BILL NO:       SB 375
          AUTHOR:        Hancock
          INTRODUCED:    February 26, 2009
          FISCAL COMM:   Yes            HEARING DATE:  April 1, 2009
          URGENCY:       No             CONSULTANT:Kathleen Chavira

           SUBJECT  :  Seismic Mitigation of School Facilities
          
           SUMMARY  

          This bill requires the State Allocation Board (SAB) to  
          review regulations and criteria for funding eligibility and  
          to adopt new regulations for apportioning funds provided  
          under the Seismic Mitigation Program (SMP), requires that  
          the apportionments fund specified expenses, and requires  
          that the SAB create an unfunded approval list of applicants  
          with school buildings determined to be seismically at risk.  


           BACKGROUND  

          AB 300 (Corbett, Chapter 622, Statutes of 1999) required  
          the Department of General Services (DGS) to conduct a  
          seismic safety inventory of California's K-12 school  
          buildings.  In 2002, DGS and the Division of the State  
          Architect released the report "Seismic Safety Inventory of  
          California Schools."  The report identified 7,537 buildings  
          that were of 12 construction types, collectively known as  
          Category 2 construction that would not perform well in an  
          earthquake.

          Current law establishes the School Facility Program (SFP)  
          under which the state provides general obligation bond  
          funding for various school construction projects, including  
          new construction, modernization, joint-use facilities, and  
          programs to specifically address the construction needs of  
          overcrowded schools, charter schools, and career technical  
          education facilities.  Proposition 1D, (AB 127, Nunez,  
          Chapter 35, Statutes of 2006), passed by voters in November  
          2006, among other things, provided up to $199.5 million for  
          seismic mitigation of school facilities that are the most  




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          vulnerable Category 2 buildings (as defined in the report  
          submitted pursuant to AB 300) and that pose an unacceptable  
          risk of injury to students during a seismic event.  

           ANALYSIS
           
           This bill  :

          1)   Requires the State Allocation Board (SAB) to review  
               the regulations and criteria for funding eligibility  
               under the Seismic Mitigation Program (SMP).

          2)   Requires the State Allocation Board (SAB) adopt  
               regulations to provide districts and county offices  
               with greater access to funding under the Seismic  
               Mitigation Program (SMP).

          3)   Requires the SAB to review and adopt new regulations  
               for apportioning funds provided by Proposition 1D.

          4)   Requires that apportionments from the SMP fund:

                    a)             Evaluations by a structural  
                    engineer or equivalent professional.

                    b)             Repair, reconstruction, or  
                    replacement of seismically at-risk buildings.

               c)        Interim housing for displaced students.

          5)   Requires the SAB to create an unfunded approval list  
               of applications with school buildings determined to be  
               seismically at risk. 

          6)   Makes a number of related findings and declarations.

           STAFF COMMENTS  

           1)   What is the problem  ? The SAB adopted regulations for  
               the implementation of the Seismic Mitigation Program  
               (SMP) and became effective in April 2008.  These  
               regulations establish the specific Category 2  
               construction types, specify ground shaking factor  
               criteria, require building occupancy by students and  
               teachers, and require districts to submit a structural  
               engineering report identifying building deficiencies  




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               in order to be eligible for this funding. As of March  
               2009, only two buildings with a total estimated  
               retrofitting cost of $14 million were determined to  
               meet the requirements to qualify for state funding  
               under the SMP.  According to the author, the  
               eligibility criteria for this program are too  
               stringent, and some districts have reported that the  
               related costs of structural evaluations and interim  
               housing (which are not currently funded under the  
               program) are prohibitive.  This bill proposes  
               statutory changes to broaden the eligibility criteria  
               and to specifically authorize the use of these funds  
               to include the specified costs. 

           2)   Fiscal implications  .  The AB 300 report estimated the  
               cost for retrofitting school buildings that are not  
               expected to perform well in future earthquakes at $4.7  
               billion, with the cost for retrofitting the most  
               vulnerable buildings estimated at $800 million.   
               However, according to DGS, the survey of information  
               for completion of the AB 300 report was conducted from  
               archival records of the Division of the State  
               Architect approved file sets for new construction  
               projects and may contain a number of buildings that  
               may have been demolished, retrofitted or sold.   
               Arguably, the provision of $199.5 million in  
               Proposition 1D was an effort to identify the cost and  
               scope of the retrofitting necessary for some of the  
               most vulnerable buildings and to inform the  
               Legislature regarding the need and magnitude of funds  
               it might consider making available for this purpose in  
               future bond proposals.  While there is clearly a need  
               to facilitate the flow of funds from the Seismic  
               Mitigation Program (SMP) program, broadening  
               eligibility criteria and expanding the use of these  
               funds for specified costs could result in a reduced  
               number of projects receiving funding for these  
               purposes. 

           3)   Administrative vs. statutory solutions  .  At its last  
               meeting (March 25, 2009), the State Allocation Board  
               (SAB), cognizant of the limited participation in the  
               SMP, reviewed several policy options for facilitating  
               the distribution of these funds to eligible districts.  
                The Division of the State Architect expressed a  
               willingness to work with the Office of Public School  




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               Construction (OPSC) to develop recommendations for  
               changes to the eligibility criteria for consideration  
               by the SAB at its next meeting (April 22, 2009).   
               Modifying eligibility criteria and creation of an  
               unfunded list were both acknowledged as issues that  
               could be addressed via the regulatory process by the  
               SAB.

               The SAB is the policy level body for the school  
               facility programs administered through the OPSC and  
               regulations adopted by this body generally undergo  
               extensive review and discussion by districts and other  
               interested parties prior to coming before the SAB.  It  
               appears that such a process has been initiated, and  
               that some of the changes proposed by this bill are  
               already under consideration and can be accomplished  
               via the SAB regulatory process.  In contrast, the  
               staff of the OPSC has opined that provision of funds  
               for interim housing and structural engineering reports  
               requires statutory authorization. In order to ensure  
               that the SAB has the opportunity to fully consider the  
               policy implications of the proposed changes staff  
               recommends the bill be amended to delete the  
               provisions that require modification of criteria and  
               create an unfunded list, and that the bill authorize  
               the SAB to provide funding for structural reports and  
               interim housing. 

           4)   Technical Amendments  .  

               a)        Page 2, line 3, replace "an" with "a."

               b)        Page 2, lines 19 and 20, strike out  
                    "eligibility under the Seismic Mitigation  
                    Program" and insert, "seismic repair,  
                    reconstruction, or replacement projects pursuant  
                    to paragraph (1) of subdivision (a) of Section  
                    101012."

               c)        Page 3, lines 7 and 7, strike out "made  
                    pursuant to the Seismic Mitigation Program" and  
                    insert, "granted pursuant to paragraph (1) of  
                    subdivision (a) of Section 101012 for seismic  
                    repair, reconstruction, or replacement of school  
                    facilities."





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           SUPPORT  

          American Federation of State, County and Municipal  
          Employees (AFL-CIO)
          California School Boards Association
          Coalition for Adequate School Housing

           OPPOSITION

           None received.