BILL ANALYSIS                                                                                                                                                                                                    







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       |Hearing Date:April 27, 2009        |Bill No:SB                         |
       |                                   |627                                |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                         Senator Gloria Negrete McLeod, Chair

                        Bill No:        SB 627Author:Calderon
                        As Amended:April 13, 2009Fiscal:  Yes

       SUBJECT:   Vehicles: catalytic converters: junk dealers
       
       SUMMARY:  Requires core recyclers and recyclers to comply with  
       additional recordkeeping and identification procedures and new  
       payment restrictions when purchasing catalytic converters, as  
       defined.

       Existing law, the Business and Professions Code:

  1)Regulates junk dealers and recyclers and defines "junk" as secondhand  
         and used machinery and all ferrous (containing iron) and  
         nonferrous (excludes iron) scrap metals (as defined) and alloys,  
         including any and all secondhand and used furniture, pallets, or  
         other personal property, excluding livestock.

  2)Defines "recycler" as any processor, recycling center, or noncertified  
         recycler, as defined, who buys or sells scrap metal that  
         constitutes "junk." 

  3)Requires junk dealers and recyclers to maintain a written record of  
         each sale or purchase made in the course of his or her business.   
         The record must include the place and date of the transaction; the  
         name, driver's license number and state of issue, and the license  
         plate number and state of issue of any motor vehicle used in  
         transporting the junk; the name and address of each person to whom  
         the junk is sold and that person's motor vehicle license number; a  
         description of the junk purchased or sold; and, a statement  
         indicating that the seller owns or is authorized to sell the junk.  
          Specifies that any person who makes or causes to be made any  
         false or fictitious statement regarding the written record is  
         guilty of a misdemeanor.  Requires the written information to be  
         reported to the chief of police or sheriff, as specified.





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  4)Requires every junk dealer and recycler to preserve the written record  
         for at least two years.

  5)Authorizes the periodic inspection by any officer holding a warrant,  
         any person appointed by the sheriff or any county or appointed by  
         the head of the police department of any city, or any officer  
         holding a court order directing him or her to examine the record  
         or property.

  6)Prohibits payment for nonferrous material unless the junk dealer or  
         recycler, does the following:

          a)   Makes payment by check mailed to the seller or collected by  
            the seller on the third business day after the sale.  The  
            seller may have the check mailed to an alternative address,  
            other than a post office box, if the junk dealer or recycler  
            obtains a copy of a driver's license or identification card,  
            and a gas or electric utility bill addressed to the seller at  
            the alternate address with a payment due date no more than two  
            months prior to the sale date.

          b)   Obtains a clear photograph or video of the seller.

          c)   Obtains a copy of the valid driver's license of the seller  
            containing a photograph and address or a copy of a state or  
            federal government-issued identification card containing a  
            photograph and address of the seller.

          d)   Obtains a clear photograph or video of the material being  
            purchased.

          e)   Preserves the information for at least two years from the  
            date of sale.

          f)   Obtains thumbprint of the seller, as proscribed by the  
            Department of Justice.

  7)Establishes fines and punishments for non-compliance in record keeping  
         and disclosure requirements:

          a)   For a first offense, a fine of not less than $1000, or  
            imprisonment for 30 days, or both fine and imprisonment;

          b)   For a second offense, a fine of not less than $2000, or  
            imprisonment for 30 days, or both fine and imprisonment.  In  





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            addition, the court may order the defendant to stop engaging in  
            the business of a junk dealer or recycler for up to 30 days

          c)   For a third or subsequent offense, a fine of not less than  
            $4,000, or imprisonment for six months, or both fine and  
            imprisonment.  In addition, the court shall order the defendant  
            to stop engaging in the business of a junk dealer or recycler  
            for not less than one year.

       Existing law, the Vehicle Code:

       1)Defines "automobile dismantler" as any person not otherwise  
         expressly excluded, as specified, who is engaged in the business  
         of buying, selling, or dealing in vehicles required to be  
         registered under the Vehicle Code, including non-repairable  
         vehicles, for the purpose of dismantling the vehicles, who buys or  
         sells the integral parts and component materials of those  
         vehicles, in whole or in part, or deals in used motor vehicle  
         parts.

       2)Requires persons seeking to operate an automobile dismantler  
         business to apply for and procure a license or temporary permit  
         from the Department of Motor Vehicles (DMV).  The law authorizes  
         DMV to refuse to issue, suspend or revoke a license or permit for  
         violations of the Vehicle Code, as specified.


       This bill:

    1)Establishes definitions for proposes of the bill:

          a)   "Core recycler" is a person or business that buys used  
            individual catalytic converters, transmissions, or other parts  
            previously removed from a vehicle; and specifies that a person  
            or business that buys a vehicle containing these parts is not a  
            core recycler.

          b)   "Recycler" has the same meaning as set forth in the Business  
            and Professions Code (see Existing law # 2), above).

    2)Requires a recycler or core recycler who accepts a catalytic  
         converter for recycling to maintain a written record that  
         contains:

          a)   The place and date of each sale or purchase.






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          b)   The name, valid driver's license number and state of issue,  
            or California-issued identification number, of the seller of  
            the catalytic converter and the vehicle license number,  
            including state of issue of a motor vehicle used in  
            transporting the catalytic converter to the recycler's or core  
            recycler's place of business.

          c)   A description of the catalytic converters purchased or sold,  
            including the item type and quantity, and identification  
            number, if any.

          d)   A statement indicating either that the seller is the owner  
            of the catalytic converter, or the name of the person from whom  
            he or she has obtained the catalytic converter, including the  
            business, if applicable, as shown on a signed transfer  
            document.

    3)Requires a recycler or core recycler who sells or ships used  
         catalytic converters to other recyclers or smelters to retain  
         information on the sale that includes:

          a)   Name and address of the buyer, or one receiving the  
            catalytic converters.

          b)   Number of catalytic converters being sold or shipped.

          c)   Amount that paid for the catalytic converters in the  
            transaction.

          d)   Date of the transaction.

    4)Prohibits payment for a catalytic converter unless the recycler or  
         core recycler, does the following:

          a)   Makes payment by check mailed to the seller or collected by  
            the seller on the third business day after the sale.  If the  
            seller is a business, the check may be mailed to the business  
            address, or the seller that is a business may receive immediate  
            payment.  The seller may have the check mailed to an  
            alternative address, other than a post office box, if the  
            recycler or core recycler obtains a copy of a driver's license  
            or identification card, and a gas or electric utility bill  
            addressed to the seller at the alternate address with a payment  
            due date not more than two months prior to the sale date.

          b)   Obtains a clear photograph or video of the seller.





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          c)   Obtains a copy of the valid driver's license of the seller  
            or seller's agent containing a photograph and address or a copy  
            of a state or federal government-issued identification card  
            containing a photograph and address of the seller or seller's  
            agent.

          d)   Obtains a clear photograph or video of the catalytic  
            converter.

         5)   Requires the recycler or core recycler to maintain the  
         information collected for at least two years, and make it  
         available for inspection by local law enforcement upon demand. 

         6)   Imposes a misdemeanor (crime) penalty for a person who:

          a)   Makes or causes to be made a false or fictitious statement  
            regarding any information required under the bill.

          b)   Violates the requirements of the bill.

         7)   Provides that the above requirements do not apply to coin  
         dealers or automobile dismantlers, as defined under the Vehicle  
         Code.

         8)   Specifies that upon conviction, a person who knowingly and  
         willfully violates the requirements of the bill shall be punished  
         as follows:

          a)   For a first conviction, by a fine of $1,000.

          b)   For a second conviction, by a fine of not less than $2,000.   
            In addition to the fine, the court may order the defendant to  
            cease engaging in the business of a recycler or core recycler  
            for up to 30 days.

          c)   For a third and subsequent conviction, by a fine of not less  
            than $4,000.  In addition to the fine, the court shall order  
            the defendant to cease engaging in the business of a recycler  
            or core recycler for not less than one year.


       FISCAL EFFECT:  Unknown.  This bill is keyed "fiscal" by Legislative  
       Counsel. 

       COMMENTS:





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       1.Purpose.  This bill is sponsored by the Author, who states that  
         catalytic converters are being stolen from cars and recycled for  
         the valuable metals inside.  Current law does not lay out  
         requirements for buyers or sellers of used catalytic converters.   
         Further, recyclers of automotive "systems" (i.e. Core recyclers)  
         are not specially defined in current law and therefore such  
         recyclers have not interpreted current law as including them.

       The Author states that catalytic converter theft has reached  
         epidemic proportions.  Parking lots and cars left on the street or  
         in driveways are vandalized by thieves that cut off catalytic  
         converters.  The thieves then take the converters to recyclers as  
         the metals inside the converters, such as platinum and rhodium,  
         are valuable and offer high pay from recyclers, according to the  
         Author.

       The Author indicates that this bill seeks to discourage thieves from  
         this practice by placing several restrictions and requirements on  
         recyclers who accept catalytic converters for recycling purposes.   
         The Author states that the bill also defines "core recyclers" who  
         recycle vehicle systems such as transmissions in order to make  
         sure that such core recyclers are included in the provisions of  
         the bill.

       2.Background.  Newspapers across the country have reported on the  
         catalytic converter epidemic.  People have often had their  
         catalytic converters removed from their cars repeatedly, and from  
         their own driveway. 

       In 2008, the Legislature passed  SB 691  (Calderon) and  AB 844   
         (Berryhill) to increase identification requirements for sellers  
         coming into recyclers with scrap metal.  Further, these bills  
         restricted how payments can be made and increased the penalties  
         for dishonest recyclers.

       This bill follows this same model by adding restrictions and  
         identification requirements to sellers of catalytic converters.   
         This measure mandates that all businesses that accept used  
         catalytic converters for recycling purposes must gather necessary  
         information from sellers.

       3.Prior Legislation.   SB 691  (Calderon, Chapter 730, Statutes of  
         2008) and  SB 844  (Berryhill, Chapter 731, Statutes of 2008) are  
         identical provisions which require junk dealers and recyclers to  
         comply with additional recordkeeping and identification procedures  





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         and new payment restrictions when purchasing nonferrous materials,  
         as defined.  These bills were enacted in response to the massive  
         increase of metal theft in California in recent years.  This  
         measure essentially mirrors those provisions, and likewise  
         requires:  

            a)     Additional Identification for sellers and a disclosure  
              of where materials came from.
            b)     Risk of fines or convictions for recyclers caught  
              violating this law.
            c)     Check-only transactions with a 3-day wait for  
              non-business sellers.
        
         SB 447  (Maldonado, Chapter 732, Statutes of 2008) requires a junk  
         dealer or recycler to report information about each sale or  
         purchase of junk to the chief of police of the city or the sheriff  
         of the county in which the junk dealer or recycler purchased the  
         junk, in the same manner as required by a secondhand dealer or  
         coin dealer, as specified.

          AB 1778  (Ma, Chapter 733, Statutes of 2008) prohibits a junk  
         dealer or recycler from providing payment for newspaper valued at  
         $50 or more or California redemption value (CRV) containers valued  
         at $100 or more unless certain requirements are met including  
         payment by check or electronic transfer, and copies of the  
         seller's identification, which must be retained for two years.

       4.Why are Catalytic Converters Being Stolen?  Catalytic converters  
         are devices that reduce pollution-causing emissions.  Since 1975,  
         all vehicles produced in the United States must have a catalytic  
         converter as part of the exhaust system.  Some vehicles may have  
         more than one catalytic converter.  The precious metals inside act  
         as catalysts; when hot exhaust enters the converter, a chemical  
         reaction occurs that renders toxic gases, such as carbon monoxide  
         and hydrocarbons, into less harmful emissions. 

       Stolen catalytic converters are sold to scrap yards from $50 to  
         $150, and when the current prices for precious metals are  
         considered one can easily understand the demand.  Rhodium sells  
         for roughly $9,500 an ounce, while platinum pays at about $2,000. 

       Meanwhile, victims of catalytic converter theft are left to deal  
         with the aftermath.  There's the hassle of a vehicle that can't be  
         safely driven, and the impact that has on the victim's life.   
         There's the high expense of having it towed to a local repair  
         shop, and replacement of catalytic converters can run anywhere  





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         from $300 to $3,000, depending on the make and model of the  
         vehicle.  
       
       5.What Thieves Look For.  According to insurance company and  
         industry publications, vehicles that sit higher from the ground,  
         such as trucks, pick-ups and SUVs, are particularly vulnerable to  
         catalytic converter theft because thieves can slide underneath  
         without having to jack up the vehicle to gain access to the  
         converter.  With just a few cuts of a battery-powered saw, the  
         converter can often be removed in less than a minute.  

       Thieves typically look for vehicles that are parked for prolonged  
         periods of time in large lots, such as shopping centers, mass  
         transit commuter lots or company parking lots.  "Corporate fleets  
         are particularly vulnerable, because thieves can hit multiple  
         vehicles in a single location," says Mike Ekiss, Associate Vice  
         President of Farm/Agribusiness and Loss Control for Nationwide  
         Insurance, "And if that happens, it can shut down a business for  
         days." 

       In the City of Riverside, the Police Department indicates that  
         statistics show that more than 90% of the victim vehicles are  
         1990s-era model Toyota trucks or SUV's.  "Thefts are occurring 24  
         hours a day on any day of the week.  According to reports,  
         apartment complex parking lots are a popular location for thieves  
         to seek out victims."
       
       6.Recent News Articles.  The Sacramento Bee states that California  
         Highway Patrol officials report that catalytic converter thefts  
         are rampant statewide.  Although a number of arrests have been  
         made, thefts continue to increase.  

       In an article focusing on catalytic converter theft across the  
         nation, USA Today states that California has become a hot spot,  
         especially in the Sacramento and San Francisco areas.  Thieves  
         sometimes steal vehicles and abandon them after removing the  
         converters. 
       
       7.Core Recyclers.  This bill defines "core recyclers" as a person or  
         business that buys used, individual catalytic converters,  
         transmissions, or other parts previously removed from a vehicle;  
         and specifies that a person or business that buys a vehicle  
         containing these parts is not a core recycler.  Typically in  
         automotive parts transactions, to ensue that as many parts get  
         recycled as possible, a core charge may be added to the price of  
         some parts, then the core charge is refunded to the customer when  





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         the original part is returned within an allotted timeframe.  The  
         term "core" stands for "cash on receipt of exchange."  It usually  
         refers to the basic elements of a part that can be rebuilt or  
         recycled.  It is common for core charges to be required when  
         buying brake shoes, or brake pads, break master cylinders,  
         starters, alternators, transmissions, engine blocks, and other  
         parts.

       The Author's staff indicates that "core recycler" is included in the  
         bill because there are a number of people that have not  
         interpreted current law as including them in the provisions which  
         relate to junk dealers or recyclers, and so they do not follow the  
         information collection, and payment requirements that are placed  
         upon recyclers.  By defining core recyclers, the Author is seeking  
         to close another loophole in the current system. 

        8.Policy Issue  :  Should these provisions be placed in the Business  
         and Professions Code?  As introduced, the bill would have  
         prohibited a recycler or junk dealer from accepting a catalytic  
         converter unless they are also licensed as an automobile  
         dismantler.  Since the laws which license and regulate automobile  
         dismantlers are located in the Vehicle Code (Division 5, Chapter  
         3, commencing with Section 11500), as initially drafted, it was  
         appropriate to cast the bill's provisions within that Code.   
         However, the April 13, 2009 amendments remove the requirement to  
         be licensed as an automobile dismantler.  The provisions relating  
         to scrap metal and junk dealers are appropriately located in the  
         Business and Professions Code.  Therefore consistency would  
         indicate that the bill's current provisions should be recast into  
         the Business and Professions Code.

       Staff recommends that the bill be amended to recast the current  
         provisions into the Business and Professions Code.  

       9.Possible Future Amendments.  According to the Author's office,  
         amendments may be made to this bill as it moves through the  
         legislative process, after it leaves this Committee.  Currently,  
         the Author is waiting on more detailed data from law enforcement  
         about where stolen catalytic converters are coming from, i.e.  
         muffler shops, individual thieves, dismantlers, etc.  According to  
         the Author's office, recycler transactions with licensed  
         automobile dismantlers may be exempted from many of the reporting  
         requirements in the bill if the data from law enforcement supports  
         this amendment.  I

       If this bill is substantially amended, the Committee should reserve  





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         the right to pull this bill back into Committee for hearing on any  
         new amendments. 

       
       SUPPORT AND OPPOSITION:
       
        Support  :  

       None received as of April 22, 2009

        Opposition  : 

        None received as of April 22, 2009



       Consultant:G. V. Ayers