BILL ANALYSIS                                                                                                                                                                                                    






                                                       Bill No:  SB  
          719
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2009-2010 Regular Session
                                 Staff Analysis



          SB 719  Author:  Huff
          As Introduced:  February 27, 2009
          Hearing Date:  April 14, 2009
          Consultant:  Chris Lindstrom


                                     SUBJECT  

                 State agency Internet Web sites: information.

                                   DESCRIPTION
           
          SB 719 requires each state department and agency to develop  
          and operate a searchable Internet Web site accessible by  
          the public that includes specified information relating to  
          expenditures of state funds, defined to include, among  
          other things, grants, contracts, subcontracts, purchase  
          orders, and tax refunds, rebates, and credits.   
          Specifically, this bill:

          1)Enacts the Taxpayer Transparency Act of 2009.

          2)Defines the following terms:

             a)   "Expenditure of state funds" means the expenditure  
               or transfer of any state appropriated or  
               nonappropriated funds in an amount in excess of one  
               thousand dollars ($1,000) by any department, agency,  
               office or entity of state government in forms  
               including, but not limited to:

                  i)        Contracts.
                  ii)          Expenditures from the reserve account  
                    for use in the event of any revenue fluctuations.
                  iii)         Grants.
                  iv)          Purchase orders.




          SB 719 (Huff) continued                                  
          Page 2
          


                  v)        Subcontracts.
                  vi)          Tax refunds, rebates, and credits.

             b)   "Expenditure of state funds" shall not include the  
               transfer of funds between two departments, agencies,  
               offices or entities of state government, or the  
               transfer of state or federal assistance payments to an  
               individual recipient or beneficiary of those  
               assistance payments.

             c)   "Searchable Internet Web site" means an Internet  
               Web site that allows the public to search and  
               aggregate information described in number 3 below and  
               is accessible from any department's or agency's  
               homepage.

          3)Requires each state department and agency, with  
            assistance from the office of the State Chief Information  
            Officer, the Department of Finance, and the Governor's  
            office, to develop and operate a searchable Internet Web  
            site, no later than January 1, 2010, that is accessible  
            by the public at no cost, that includes all of the  
            following:

             a)   For each expenditure of state funds, information  
               including, but not limited to:

                  i)        The name and principal location or  
                    residence of each entity or other recipient of  
                    the funds.
                  ii)          The amount of expenditure.
                  iii)         The type of transaction.
                  iv)          The identity of the department,  
                    agency, office, or other entity of state  
                    government making the expenditure.
                  v)        The budget program source for the  
                    expenditure.
                  vi)          A description of the purpose of the  
                    expenditure.
                  vii)         A description of any item purchased  
                    pursuant to the expenditure.
                  viii)        Any other information deemed relevant  
                    by the Department of Finance, the office of the  
                    Chief Information Officer, the Department of  
                    General Services, and the Governor's office.





          SB 719 (Huff) continued                                  
          Page 3
          


             b)   The ability of the user to view information on the  
               searchable Internet Web site in a format that is  
               searchable and that may be downloaded and managed by  
               the user with appropriate software.

             c)   The ability of users to provide input to each  
               respective department or agency regarding the utility  
               of the searchable Internet Web site and  
               recommendations for improvements to the searchable  
               Internet Web site.

          4)Requires the searchable Internet Web site to include  
            information for the 2008-09 fiscal year no later than  
            January 1, 2010, and thereafter, the searchable Internet  
            Web site shall include information for the most recently  
            completed month.

          5)Requires each department, agency, and entity of state  
            government to fully cooperate with the Department of  
            Finance, the office of the Chief Information Officer, the  
            Department of General Services, and the Governor's office  
            in compiling and providing all information necessary to  
            comply with the requirements of this section.

          6)Provides that nothing in this section requires disclosure  
            of information deemed confidential or otherwise exempt  
            from disclosure under state or federal law.


                                   EXISTING LAW

           Existing law imposes specified duties on state governmental  
          agencies and provides for public access to government  
          records.

          Existing law, the California State Constitution, provides  
          that California's citizens are entitled to a right to  
          privacy.


                                    BACKGROUND
           
          Purpose of the bill.  According to the author's office, "In  
          July, 2007, President Obama signed Reason Foundation's Oath  
          of Presidential Transparency, pledging his commitment to  
          "open, transparent, and accountable government principles.   




          SB 719 (Huff) continued                                  
          Page 4
          


          Every American has the right to know how the government  
          spends their tax dollars, but for too long that information  
          has been largely hidden from public view," said then  
          Senator Obama.

          According to the author's office, "Government transparency  
          is not a partisan issue.  Conversely, transparency is an  
          essential component of democracy as it allows taxpayers to  
          hold public officials accountable for their actions.   
          Unfortunately, California lacks a comprehensive and easily  
          searchable mechanism for taxpayers to track state  
          expenditures online.

          "Without a doubt, SB 719 will help reduce fraud, waste and  
          abuse.  By providing easy online access to comprehensive  
          government expenditure information, California taxpayers  
          will be given a tool that not only holds government  
          accountable, but also fosters a better understanding of the  
          ways in which government operates."

          Background.  The State Constitution requires that meetings  
          of public bodies and writings of public officials and  
          agencies be open to public scrutiny.  The State  
          Constitution also requires statutes or other types of  
          governmental decisions to be broadly interpreted to further  
          the people's right to access government information.  The  
          State Constitution requires governmental actions that limit  
          the right of access to demonstrate the need for that  
          restriction.  The State Constitution exempts some  
          information from disclosure, such as law enforcement  
          records.  



          California has a number of state statutes that provide for  
          the public's access to government information, including  
          documents and meetings.



          1)Access to Government Documents.  There are two basic laws  
            that provide for the public's access to government  
            documents:


             a)   The California Public Records Act establishes the  




          SB 719 (Huff) continued                                  
          Page 5
          


               right of every person to inspect and obtain copies of  
               state and local government documents.  The act  
               requires state and local agencies to establish written  
               guidelines for public access to documents and to post  
               these guidelines at their offices.


             b)   The Legislative Open Records Act provides that the  
               public may inspect legislative records.  The act also  
               requires legislative committees to maintain documents  
               related to the history of legislation.


          2)Access to Government Meetings.  There are two basic laws  
            that provide for the public's access to state government  
            meetings: 
          

             a)   The Bagley-Keene Open Meeting Act requires that  
               meetings of state bodies be conducted openly and that  
               documents related to a subject of discussion at a  
               public meeting be made available for inspection.


             b)   The Grunsky-Burton Open Meeting Act requires that  
               meetings of the Legislature be open to the public and  
               that all persons be allowed to attend the meetings.


          3)Some Information Exempt From Disclosure.  While laws  
            provide for public access to a significant amount of  
            information, they also allow some information to be kept  
            private.  Many of the exclusions are provided in the  
            interest of protecting the privacy of members of the  
            public.  For instance, medical testing records are exempt  
            from disclosure.  Other exemptions are provided for legal  
            and confidential matters.  For instance, governments are  
            allowed to hold closed meetings when considering  
            personnel matters or conferring with legal counsel.



          Legislative Trends.  In 2006, Congress passed and the  
          President signed into law the Federal Funding  
          Accountability and Transparency Act.  The law creates a  
          free, publicly searchable website for all federal contracts  




          SB 719 (Huff) continued                                  
          Page 6
          


          and grants.  The law requires access to data on all  
          payments of more than $25,000, with exceptions for  
          classified information, federal assistance payments made to  
          individuals, and an exclusion for federal employees.  The  
          website (  www.USASpending.gov  ) became operative on December  
          13, 2007.  

          The federal effort inspired elected officials in states  
          across the country to seek passage of similar legislation  
          or the execution of executive orders to promote  
          accountability and transparency in government expenditures.  
           In 2007, five states (Kansas, Oklahoma, Texas, and to a  
          more limited extent, Minnesota and Hawaii) passed  
          legislation that mandates the creation of comprehensive  
          websites for state expenditures.  In addition, a number of  
          states including Texas, Missouri, South Carolina, Alaska  
          and Louisiana have taken executive action to provide  
          taxpayers with an opportunity to access state expenditures.

          President Obama has called for a searchable Web site to  
          track federal economic stimulus spending.  Governor  
          Schwarzenegger has launched a Web site to ensure  
          transparency and accountability of federal economic  
          stimulus funding as it is received and expended by the  
          state.


          Governor Schwarzenegger also launched a Web site  
          (  www.reportingtransparency.ca.gov ) which makes publicly  
          available the Statement of Economic Interests Form 700 and  
          Travel Expense claims for the Governor's Office Senior  
          Staff and Deputies, Agency Secretaries, Agency  
          Undersecretaries and Department Directors.

          Arguments in support.  In support of the bill, California  
          Common Cause writes that it has long advocated for laws  
          that require greater and more accessible disclosure of  
          government information.  Last year's federal government  
          bailout program proved once again the importance of  
          allowing the public access to information about government  
          expenditures.  California Common Cause believes that by  
          embracing new technologies, government departments and  
          agencies can more easily make important financial  
          information available to the public.  This access to  
          information will in turn promote greater accountability of  
          officials responsible for dispensing funds.  




          SB 719 (Huff) continued                                  
          Page 7
          



          Moreover, California Common Cause writes that sunshine  
          ordinances have demonstrated that public access to  
          government information is the best means of assuring  
          ethical and accountable governance.  By requiring  
          information to be made public through online databases, SB  
          719 will ensure that departments' financial information is  
          not only available to the public but also easily  
          accessible.  This ease of accessibility is vital in a  
          climate where individuals serve as watchdogs for their own  
          government.

          In conclusion, California Common Cause believes that SB 719  
          will promote the kind government accountability and  
          openness that California desperately needs.  

          Staff Comments.  

          1)Compliance date.  This bill requires each state  
            department and agency, with assistance from the office of  
            the State Chief Information Officer, the Department of  
            Finance, and the Governor's office, to develop and  
            operate a searchable Internet Web site, no later than  
            January 1, 2010 - the effective date of the bill if  
            enacted.  Given the fact that some guidance will be  
            required to ensure that state departments and agencies do  
            not inadvertently release confidential information, the  
            author and the Committee may wish to consider pushing the  
            compliance date back by six months, to July 1, 2010.  

          2)$1,000 Expenditure threshold.  The federal government's  
            and other state's accountability and transparency laws  
            have differing expenditure thresholds.  Given that  
            California awards over $9.4 billion in state contracts,  
            alone, not considering other expenditures required to be  
            reported by the bill, it may be worthy of the author's  
            and Committee's consideration to increase the threshold  
            to a higher level, perhaps expenditures above $10,000?


                            PRIOR/RELATED LEGISLATION
           
           SB 502 (Walters), 2009-2010 Legislative Session  .  Similar  
          to SB 719 (Huff) of the 2009-2010 Legislative Session.  (In  
          Senate Governmental Organization Committee)
          




          SB 719 (Huff) continued                                  
          Page 8
          


           AB 1194 (Strickland), 2009-2010 Legislative Session  .   
          Similar to SB 719 (Huff) of the 2009-2010 Legislative  
          Session.  (In Assembly Business and Professions Committee)  

          SB 1494 (McClintock), 2007-2008 Legislative Session  .   
          Similar to SB 719 (Huff) of the 2009-2010 Legislative  
          Session.  (Held in Senate Appropriations Committee)
          
           AB 1843 (Garrick), 2007-2008 Legislative Session  .  Stated  
          that it is the intent of the Legislature to require the  
          Department of Finance to create, operate, and maintain a  
          searchable database, integrated within a statewide fiscal  
          information system, which provides the public with  
          information on how the state spends tax revenues.  (Held in  
          Assembly Appropriations Committee)
          
           AB 1393 (Leno), 2007-2008 Legislative Session  .  Would have  
          required by July 1, 2009, any state agency that publishes  
          an Internet Web site to include on its homepage specified  
          information that is not exempt from disclosure under the  
          California Public Records Act about how to contact the  
          agency, how to request records under the California Public  
          Records Act, and a form for submitting requests for records  
          online.  This bill also would have required the Department  
          of Justice to convene an advisory body to consider and make  
          recommendations for a statutory standard governing the  
          posting of requests and denials, and public documents not  
          exempt under the California Public Records Act, on the  
          Internet Web sites of state agencies, and report its  
          findings and recommendations to the Governor and  
          Legislature by January 1, 2009.  (Vetoed by the Governor)
          
           AB 2927 (Leno), 2005-2006 Legislative Session  .  Would have  
          required any state agency that publishes an Internet  
          Website to include on the homepage of that site specified  
          information that is not exempt from disclosure under the  
          California Public Records Act about how to contact the  
          agency, how to request records under the act, and a form  
          for submitting online requests for records.  This bill  
          would have authorized any person to bring an action to  
          enforce the duty of a state agency to post this information  
          and would provide for penalties including monetary awards  
          to be paid by the agency, with specified provisions to  
          become operative on January 1, 2008.  (Vetoed by the  
          Governor)
          




          SB 719 (Huff) continued                                  
          Page 9
          


           SB 503 (Figueroa), 2005-2006 Legislative Session  .  Would  
          have required each state or local body identified in  
          existing law that maintains an Internet Website, to make  
          the written guidelines accessible from the homepage of its  
          Website through a link entitled "Guidelines for How to  
          Obtain Public Records."  (Gutted and Amended in the  
          Assembly)
          
           SCA 1 (Burton), Resolution Chapter 1, Statutes of 2004  .   
          Placed Proposition 59 on the statewide ballot, which was  
          subsequently approved by the voters, to confer to the  
          people a right of access to information concerning the  
          conduct of the people's business.  Provides that the people  
          have a right of access to information concerning the  
          conduct of the people's business, and requires meetings of  
          public bodies and the writings of public officials and  
          agencies to be open to public scrutiny.  Requires a  
          statute, court rule or other authority to be broadly  
          construed if it furthers the right of access, and narrowly  
          construed if it limits the right of access.  Requires a  
          statute, court rule or other authority adopted after the  
          effective date of the constitutional amendment that limits  
          the right of access to include findings demonstrating the  
          interest protected, and the need for that protection.   
          Specifies that these provisions do not supersede or modify  
          the constitutionally guaranteed right to privacy, or affect  
          the construction of any statute, court rule or other  
          authority that protects that right to privacy.  Specifies  
          that these provisions do not supersede or modify any other  
          provision of the state Constitution.  Specifies that these  
          provisions do not affect the scope of permitted discovery  
          in judicial or administrative proceedings regarding  
          deliberations of the Legislature, its Members, employees,  
          committees and caucuses.

           SCA 7 (Burton), 2001-2002 Legislative Session  .  Would have  
          amended the Declaration of Rights contained in Article 1 of  
          the State Constitution to provide that the people of  
          California have a fundamental right of access to government  
          information subject to certain narrow exceptions.  (Held in  
          the Assembly)


           SUPPORT:   As of April 10, 2009:

          California Common Cause




          SB 719 (Huff) continued                                  
          Page 10
          



           OPPOSE:   None on file as of April 10, 2009.

           DUAL REFERRAL:   Senate Rules Committee
           
          FISCAL COMMITTEE:   Senate Appropriations Committee



                                   **********