BILL ANALYSIS                                                                                                                                                                                                    �          1







                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          AB 306 -  Gatto                                   Hearing Date:  
          July 5, 2011               A
          As Amended:         June 14, 2011            FISCAL       B
                                                                        
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                                      DESCRIPTION
           
           Current law  that sunsets January 1, 2012, requires the CPUC to 
          require each investor owned utility (IOU) to assess as a 
          ratepayer surcharge, commonly known as the Public Goods Charge 
          (PGC), $228 million per year for energy efficiency, $65.5 
          million for renewable energy, and $62.5 million for energy 
          research development and demonstration (RD&D).

           Current law  sunsets January 1, 2012, requires the CEC to 
          develop, implement, and administer a program to fund public 
          interest energy RD&D activities that, as determined by the CEC, 
          are not adequately provided for by competitive and regulated 
          markets.   

           Current law  establishes the goal of the CEC's RD&D program, 
          known as the Public Interest Energy Research program (PIER) as 
          developing, and helping bring to market, energy technologies 
          that provide increased environmental benefits, greater system 
          reliability, lower system costs, and tangible benefits to 
          electric utility customers. 

           Current law  and CEC regulations specify the process for CEC to 
          solicit applications for PIER research awards, including 
          criteria for evaluating competing proposals and making research 
          awards with PIER funds.

           Current law  provides funding for CEC operations from, among 
          other sources, a usage-based monthly surcharge on electric 
          utility customers that is deposited in the Energy Resources 
          Program Account (ERPA).













           Current law  establishes the Renewable Resources Trust Fund 
          (RRTF) with up to $65.5 million per year collected from a 
          customer surcharge to support renewable energy programs 
          administered by the State Energy Resources Conservation and 
          Development Commission (CEC).

           This bill  would require the CEC to conduct research on 
          generating electricity using piezoelectric technology under 
          roadways and railways and require CEC to collaborate with the 
          Department of Transportation to establish pilot projects using 
          this technology if CEC finds, based on initial research, that 
          the technology has the potential to generate electricity with 
          performance, reliability, and cost projections that are 
          comparable to existing renewable or emerging renewable energy 
          sources.

           This bill  would authorize the CEC, upon appropriation by the 
          Legislature, to use PIER or ERPA funds to conduct this research 
          and pilot projects.

                                      BACKGROUND
           
          PIER Program Grant Award Criteria - The PIER program was 
          established in 1996 for the purpose of ensuring continuation of 
          public interest energy research after deregulation of the 
          state's wholesale electricity markets.  The program is funded 
          solely by the Public Goods Charge.  The general goal of the PIER 
          program is to develop, and help bring to market, energy 
          technologies that provide increased environmental benefits, 
          greater system reliability, lower system costs, and tangible 
          benefits to electric utility customers through the following 
          investments:

                     Advanced transportation technologies that reduce air 
                 pollution and greenhouse gas emissions beyond applicable 
                 standards, and that benefit electricity and natural gas 
                 ratepayers.

                     Increased energy efficiency in buildings, 
                 appliances, lighting, and other applications beyond 
                 applicable standards, and that benefit electric utility 
                 customers.












                     Advanced electricity generation technologies that 
                 exceed applicable standards to increase reductions in 
                 greenhouse gas emissions from electricity generation, and 
                 that benefit electric utility customers.

                     Advanced electricity technologies that reduce or 
                 eliminate consumption of water or other finite resources, 
                 increase use of renewable energy resources, or improve 
                 transmission or distribution of electricity generated 
                 from renewable energy resources.

          Current law directs that, to achieve these goals, the CEC shall 
          adopt a portfolio approach for the program that does all of the 
          following:

                     Effectively balances the risks, benefits, and time 
                 horizons for various activities and investments that will 
                 provide tangible energy or environmental benefits for 
                 California electricity customers.

                     Emphasizes innovative energy supply and end use 
                 technologies, focusing on their reliability, 
                 affordability, and environmental attributes. 

                     Includes projects that have the potential to enhance 
                 transmission and distribution capabilities.

                     Includes projects that have the potential to enhance 
                 the reliability, peaking power, and storage capabilities 
                 of renewable energy.

                     Demonstrates a balance of benefits to all sectors 
                 that contribute to the Public goods Charge.

                     Addresses key technical and scientific barriers.

                     Demonstrates a balance between short-term, mid-term, 
                 and long-term potential.

                     Ensures that prior, current, and future research not 
                 be unnecessarily duplicated.
                     Provides for the future market utilization of 











                 projects funded through the program.

                     Ensures an open project selection process and 
                 encourages the awarding of research funding for a diverse 
                 type of research as well as a diverse award recipient 
                 base and equally considers research proposals from the 
                 public and private sectors.

                     Coordinates with other related research programs.

          Current law also requires the CEC to give preference to 
          "California-based entities" in making grant awards and 
          authorizes the CEC to negotiate with PIER grant recipients for 
          the state to collect an equitable share of rights in any 
          intellectual property derived as a result of PIER-funded 
          research.  

          PIER Already Funds Piezoelectric Technology Research - The CEC 
          has already spent about $400,000 in PIER funds on research of 
          piezoelectric technology conducted over the past eight years as 
          part of the Enabling Technology Demonstration (ETD) program that 
          PIER manages through the California Institute for Energy and the 
          Environment at the University of California Berkeley.  According 
          to CEC, the UC Berkeley research team is currently developing 
          piezoelectric technologies for two smart grid applications.  The 
          results of PIER-funded piezoelectric technology research are 
          expected to be summarized in a final report in the 2012-13 time 
          frame.

          Piezoelectric Technology - Piezoelectricity is the charge that 
          accumulates in certain materials, such as crystals and ceramics, 
          in response to applied mechanical strain.  Piezoelectric 
          material emits electrical impulses when pressure is put on it. 
          By installing piezoelectric material under roads, it is possible 
          to capture the mechanical energy that is usually released 
          through vibrations and heat as cars and trucks travel over the 
          roadway. According to the author, this energy, which is usually 
          lost, can then be converted it into electrical energy and stored 
          at the roadside to be used to power roadside lighting, call 
          boxes, or even plugged straight in to local distribution grids.  


          Review of PIER - In order to evaluate whether the PIER program 











          that sunsets on January 1, 2012, should be reauthorized, this 
          committee has conducted several informational hearings and 
          investigation of the program and the nearly $700 million in 
          research funds awarded since the program began. In February, the 
          Legislative Analyst's Office (LAO) issued a report based on its 
          independent review of the PIER program and recommended, among 
          other things, that PIER-funded research should be more narrowly 
          and strategically focused on meeting the state's technological 
          challenges to meeting its ambitious energy goals.  

                                       COMMENTS
           
              1.   Author's Purpose  .  According to the author, this bill 
               will ensure that CEC conducts research on piezoelectric 
               energy-harvesting technology, which he claims is a 
               promising technology that allows use of the roadways as a 
               means of offsetting the emissions from cars by producing 
               green electricity from the transportation system.

              2.   Legislature Dictating PIER Awards  . This bill raises the 
               issue of whether it is appropriate for the Legislature to 
               dictate what research awards the CEC should make, 
               effectively bypassing the CEC's process for comparing and 
               evaluating which research projects should receive limited 
               PIER funds.  The Legislature has required CEC to consider 
               many criteria, specified above, regarding individual 
               research awards and the entire portfolio of research 
               funded.  Sidestepping that process with legislation 
               requiring funding for a specific technology undermines the 
               integrity of that process and the goals of the program as 
               defined by the Legislature. It also opens the floodgates 
               for advocates of other technologies to pursue legislation 
               rather than follow the CEC's established process.

              3.   Jumping to First in Line  .  The CEC has about $70 million 
               in PIER funds to award research grants each year but 
               receives applications for many more grants than it can 
               fund.  According to the CEC, in the past two years alone, 
               48 worthwhile proposals totaling $30 million and 153 small 
               grants totaling $8 million had to be rejected because of 
               insufficient PIER funds even though they met the criteria 
               defined by the Legislature, passed technical merit, and had 
               potential to advance technologies and provide public 











               benefits.  Projects denied funding include research on 
               renewable energy technologies in agricultural communities, 
               integration of biomass and solar energy, and net zero 
               energy homes, to name a few.  This bill puts research on 
               piezoelectric technology first in line, with no 
               consideration of whether it has met the criteria other 
               research projects must meet, and bumping out other projects 
               that have already been deemed worthy of funding.

              4.   Is This Bill Necessary  ?  CEC already is funding research 
               on piezoelectric technology and has authority under current 
               law to award additional PIER funds for more related 
               research.  CEC expects the results of this research to be 
               available within the next year or so, which will likely 
               inform CEC's decision on whether more funding is warranted. 
                However, the focus of the current piezoelectric research 
               is at the micro-watt level for demand response 
               applications, and this bill seeks to fund research at the 
               kilo-watt and megawatt level.

              5.   ERPA Funds Not for Research  .  ERPA funds are collected 
               from a surcharge on ratepayers in order to provide funding 
               for administration of the CEC.  Authorizing CEC to use ERPA 
               funds for energy research contravenes the PIER program and 
               would make those funds unavailable for their intended 
               purpose.  If CEC cannot make up for the loss from other 
               funding streams, the CEC potentially could increase the 
               ERPA surcharge on electricity ratepayers, although any 
               significant increase would require legislation because the 
               surcharge already is near the maximum rate allowed under 
               existing law. 

              6.   Transportation Pilot Projects  .  This bill was heard in 
               the Senate Transportation and Housing Committee on June 29. 
                The committee amended the bill to require that the 
               Department of Transportation follow its established testing 
               protocol outlined in that committee's analysis.  It should 
               be noted, however, that the bill requires the department to 
               collaborate with CEC on a pilot project only after the 
               CEC's initial research, and only if the CEC finds, based on 
               that research, that the technology "has the potential to 
               generate electricity with performance, reliability, and 
               cost projections that are comparable to existing renewable 











               or emerging renewable energy sources."

              7.   Focus on Renewable Energy  .  The author claims that 
               piezoelectric energy-harvesting technology is a promising 
               technology for developing renewable energy.  It requires 
               the pilot projects if the CEC finds, based on the initial 
               research, that the technology meets specified criteria as a 
               renewable energy source.  Given this focus on renewable 
               energy, and given that the RRTF has a positive fund 
               balance, funding from the RRTF may be more appropriate for 
               this bill.  Thus, the author and committee may wish to 
               consider amending the bill to strike out page 2, lines 16 
               to 21, inclusive, and insert:

                 (c) The commission may expend the moneys in the 
                 Renewable Resources Trust Fund, upon appropriation by 
                 the Legislature, to implement this section.

              8.   Competitive Bid Research Award  .  The author claims that 
               this bill is not intended to result in CEC awarding a sole 
               source contract for a particular company and that the CEC 
               should instead solicit competitive bids.  Thus, the author 
               and committee may wish to amend the bill to provide that, 
               if funding is appropriated for the initial research 
               required by this bill, a research award can be made only by 
               a competitive bid process.
                
              9.   Ratepayer Impact  .  The sources of potential funding for 
               the research this bill would require are derived from 
               ratepayer surcharge on electricity customers.

                                      PRIOR VOTES
           
          Senate Transportation and Housing Committee                    
          (9-0)
          Assembly Floor                     (73-3)
          Assembly Appropriations Committee  (12-5)
          Assembly Transportation Committee  (11-1)
          Assembly Natural Resources Committee                           
          (6-1)

                                       POSITIONS
           











           Sponsor:
           
          Author

           Support:
           
          California Lieutenant Governor
          Center for Climate Change Solutions-UCLA
          Channel Technologies Inc.
          Environmental Defense Fund
          Professor Qibing Pei, Materials Science and Engineering at UCLA
          Sierra Club California
          State Building and Construction Trades Council of California
          Valley Industry & commerce Association
          An Individual

           Oppose:
           
          Pacific Gas and Electric Company
          Southern California Edison (unless amended)
          
          Jacqueline Kinney 
          AB 306 Analysis
          Hearing Date:  July 5, 2011