BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 366
                                                                  Page  1

          Date of Hearing:   May 18, 2011

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                Felipe Fuentes, Chair

                    AB 366 (Allen) - As Amended:  April 25, 2011 

          Policy Committee:                              Public 
          SafetyVote:  7-0

          Urgency:     No                   State Mandated Local Program: 
          No     Reimbursable:               

           SUMMARY  

          This bill modifies the process by which individuals who are 
          declared incompetent to stand trial (IST) can be medicated in 
          state hospitals.  Specifically, this bill:  

          1)States, when a court finds a defendant IST, the court shall 
            also determine if the defendant lacks capacity to make 
            decisions regarding antipsychotic medications. (Currently the 
            court only determines whether the defendant consents to 
            antipsychotic medication.) 

             a)   If the court finds the defendant has capacity to make 
               decisions regarding medication, and the defendant consents 
               to medication, the commitment order shall include 
               confirmation that medication may be administered as 
               prescribed by a psychiatrist, consistent with current law 
               and practice.

             b)   If the court finds the defendant has capacity to make 
               decisions regarding medications, and the defendant does not 
               consent, or the court determines the defendant does not 
               have capacity to make decisions regarding medication, the 
               court shall hear and determine whether, if the defendant is 
               not medicated, it is probable the defendant will cause harm 
               to self or others. If the court finds that harm may ensue, 
               the court shall issue an involuntary medication order to be 
               included in the commitment order, consistent with current 
               law and practice.

          2)Provides that if the treating psychiatrist certifies that 
            medication has become medically necessary, and the defendant 








                                                                  AB 366
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            revokes consent, or was not committed with an involuntary 
            medication order, antipsychotic medication may be administered 
            to the defendant for not more than 21 days.  

             a)   Within 72 hours of the certification, a two-person panel 
               comprised of a psychiatrist not involved in the defendant's 
               treatment and a patient representative shall review the 
               treating psychiatrist's certification.  If the panelists 
               concur, involuntary medications may continue for the 
               remainder of the 21 days. 

             b)   Concurrently, the treating psychiatrist must file with 
               the court a copy of the certification and a petition for an 
               order for involuntary medication beyond the 21-day period.  
               The court must hold a hearing within 18 days of the 
               certification. If as a result of the hearing, the court 
               finds medication should be administered beyond the 21-day 
               period, the court shall issue an order so authorizing.   
               The order shall be within three calendar days from the 
               hearing, no later than the expiration of the 21-day period. 
                

           FISCAL EFFECT  

          1)Moderate annual GF costs to DMH, likely in the range of 
            $125,000, primarily for the two-person involuntary medication 
            panels. Assuming about 2,000 annual IST commitments, if half 
            of the commitments do not have involuntary medication orders, 
            and 15% of them refuse medication, that would result in about 
            150 two-person panels.

          2)Unknown, potentially significant state trial court costs, 
            likely in the hundreds of thousands of dollars, to the extent 
            the court complies with holding a hearing within 18 days of 
            the treating psychiatrist's certification that the patient 
            needs involuntary medication. 

          3)Annual savings, potentially in excess of $1 million, to the 
            extent the proposed changes reduce violent patient-on-staff  
            incidents that result in significant amounts of overtime to 
            backup injured staff, as well as disability payments. 

            For example, based on DMH data, workers compensation claims at 
            Napa State Hospital alone in 2009 and 2010 resulted in more 
            than 20,000 missed work days, many of which are attributed to 








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            patient-on-staff incidents. In 2009 and 2010 combined, DMH 
            reported 266 patient-on-staff assaults at Napa.  

           COMMENTS  

           1)Rationale  . The author's intent is to make state hospitals 
            safer for patients and staff by improving the involuntary 
            medication process to eliminate treatment gaps for IST 
            patients who demonstrate they are a danger to self or others. 
            To this end the author proposes (a) requiring the court to 
            establish patient capacity at commitment and (b) a more 
            expeditious process for involuntary medication when a patient 
            revokes consent. 
          P
          According to the author, "The problem with existing law is that 
            a defendant, at the advice of counsel, may consent to the 
            administration of antipsychotic drugs yet may not be competent 
            to make that decision. Therefore, the state hospital may 
            receive a defendant who has initially consented to 
            antipsychotic medication yet does not have the capacity to 
            make that decision.  As a result, the defendant may 
            subsequently withdraw that consent and even though they 
            clearly do not have the capacity to make that decision, the 
            state hospital must obtain a new court order authorizing the 
            medication using the existing standard that the defendant 
            lacks the capacity to make decisions regarding antipsychotic 
            medication.

          "Rather than allowing a defendant to consent to a court order 
            that they don't have the capacity to consent to, the court 
            should establish that capacity up front rather than having to 
            immediately send the defendant back to court to get the order. 
             This would not eliminate any due process rights of the 
            defendant and would save precious time and resources of our 
            courts and state hospital systems.  In addition, it would 
            ensure that defendants are not left untreated and allowed to 
            mentally deteriorate while awaiting the new court order." 

            Referencing the expedited temporary involuntary medication 
            authority, the author states, "The problem with existing law 
            is that when defendants withdraw their consent to be 
            medicated, a new court order for medication may take weeks and 
            sometimes months.  For most patients, the lack of medication 
            causes further deterioration of their mental disease making it 
            harder to restore the defendant to competency, sometimes to 








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            the point where they may never be restored to competency.  
            Additionally, patients who are not only a danger to 
            themselves, but a danger to others, compromise the recovery of 
            other patients and create a very dangerous environment putting 
            the lives of all patients and staff at risk."

           2)Support  . AFSCME, which represents many of the state hospital 
            staff, is a sponsor of this bill and states, AB 366 is crucial 
            to the reform of the state's handling of its mentally ill 
            defendants. The provisions in this bill will ensure that 
            neither the public safety nor the defendant's rights are 
            compromised. 

           

           Analysis Prepared by  :    Geoff Long / APPR. / (916) 319-2081