BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 491
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          ASSEMBLY THIRD READING
          AB 491 (Portantino)
          As Amended May 10, 2011
          Majority vote 

           HEALTH              16-1                                        
           
           -------------------------------- 
          |Ayes:|Monning, Logue, Atkins,   |
          |     |Bonilla, Eng, Garrick,    |
          |     |Hayashi,                  |
          |     |Roger Hernández, Bonnie   |
          |     |Lowenthal, Mansoor,       |
          |     |Mitchell, Nestande, Pan,  |
          |     |V. Manuel Pérez, Silva,   |
          |     |Smyth                     |
          |     |                          |
          |-----+--------------------------|
          |Nays:|Gordon                    |
          |     |                          |
           -------------------------------- 

           SUMMARY  :  Revises existing law that sets forth requirements for 
          medical providers in clinical settings, at the time a test for 
          HIV is administered, to include HIV counselors in nonclinical  
           settings, to require informed consent, as specified, and to 
          specify information that must be shared.  Specifically,  this 
          bill  :  



          1)Deletes the requirement in existing law that a medical care 
            provider, before administering a HIV test in a clinical 
            setting, inform the patient that the test is planned, provide 
            information about the test, inform the patient that there are 
            numerous treatment options available for a patient who tests 
            positive for HIV and that a person who tests negative for HIV 
            should continue to be routinely tested, and instead requires 
            medical care providers and HIV counselors, in clinical and 
            nonclinical settings, to obtain the informed consent of the 
            person being tested, as defined by the federal Centers for 
            Disease Control and Prevention (CDC), and provide information 
            regarding HIV, the risks and benefits of testing, the 
            implications of HIV test results, and how test results will be 








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            communicated. 



          2)Makes other requirements for medical care providers when 
            ordering a HIV test in clinical settings applicable to HIV 
            counselors in nonclinical settings.



          3)Deletes an exemption from existing HIV test consent 
            requirements in the case that a person independently requests 
            an HIV test from the provider.  Deletes the requirement in 
            existing law for written informed consent in nonclinical 
            settings for HIV tests.



          4)Specifies that a separate written consent form for obtaining 
            informed consent for HIV testing is not required, and that the 
            informed consent for HIV testing can be obtained orally. 
            Prohibits anything in this bill from being construed to 
            eliminate the need for general informed consent for medical 
            care in writing, where that written consent is otherwise 
            required by law.  



          5)Requires medical care providers or HIV counselors, for 
            patients who test positive for HIV, to provide the person 
            being tested with linkages to care, and to document that this 
            information has been provided.  Requires linkages to care to 
            include providing information orally or in writing about 
            available treatment options and voluntary partner notification 
            services, and answering questions that the patient may have.  
            Requires the information to also include providing the patient 
            with contact information for HIV medical care, and support and 
            social services, in writing.

           EXISTING LAW  :

          1)Requires a medical care provider, prior to ordering an HIV 
            test, to provide information about the test to the patient, to 
            inform the patient that there are numerous treatment options 








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            available, and to inform the patient that a person who tests 
            negative for HIV should continue to be routinely tested 
            (informed consent in clinical settings).

          2)Prohibits an HIV test from being administered, unless the 
            person being tested or his or her parent, guardian, 
            conservator, signs a written statement documenting his or her 
            informed consent to the test (written informed consent in 
            non-clinical settings).

           FISCAL EFFECT  :  None 

           COMMENTS  :  According to the sponsor of this bill, the AIDS 
          Healthcare Foundation (AHF), over the past several years, the 
          Legislature and the Governor have led the charge to foster 
          widespread routine HIV screening.  One after another, barriers 
          to screening have been erased so that California can ensure an 
          optimal environment for people to learn their HIV status, get 
          into life-saving treatment and minimize transmission of the 
          virus to others.  AHF states that the most essential change in 
          law occurred with the passage of AB 682 (Berg), Chapter 550, 
          Statutes of 2007, when the consent standard for an HIV test was 
          changed from written informed consent to simple consent.  

          The CDC estimates that more than one million people are living 
          with HIV in the U.S.  Despite increases in the total number of 
          people living with HIV in the U.S. in recent years, the annual 
          number of new HIV infections has remained relatively stable.  
          However, new infections continue at far too high a level, with 
          an estimated 56,300 Americans becoming infected with HIV each 
          year.  More than 18,000 people with AIDS still die each year in 
          the U.S.  Gay, bisexual, and other men who have sex with men 
          (MSM) are strongly affected and represent the majority of 
          persons who have died.  Through 2007, more than 576,000 people 
          with AIDS in the U.S. have died since the epidemic began.  Among 
          racial/ethnic groups, African Americans face the most severe 
          burden of HIV/AIDS.  While blacks represent approximately 12% of 
          the U.S. population, they account for 46% of people living with 
          HIV in the U.S., as well as 45% of new infections each year.  
          MSM account for 53% of all new HIV infections in the U.S. each 
          year, and 48% of people living with HIV.  Individuals infected 
          through heterosexual contact account for 31% of annual new HIV 
          infections and 28% of people living with HIV.  Women account for 
          27% of annual new HIV infections and 25% of those living with 








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          HIV.  Finally, injection drug users represent 12% of annual new 
          HIV infections and 19% of those living with HIV. 

          According to the CDC, one in five of those people living with 
          HIV is unaware of their infection.  According to the California 
          Office of AIDS, there are approximately 30,000 HIV-infected 
          people in California who are unaware they are infected.  
          According to the CDC, when HIV is diagnosed early, appropriately 
          timed interventions, particularly highly active antiretroviral 
          therapy, can lead to improved health outcomes, including slower 
          clinical progression and reduced mortality.  Additionally, HIV 
          counseling with testing has been demonstrated to be an effective 
          intervention for HIV-infected participants, who increased safer 
          behaviors and decreased their risk behaviors. 

          According to research findings published in the March 14, 2007, 
          issue of the Journal of the American Medical Association, in May 
          2006, the San Francisco Department of Public Health Medical Care 
          System, which includes an acute care hospital, a long-term care 
          facility, and more than 15 primary health care centers, 
          eliminated the requirement for written consent for HIV tests 
          (but still obtained informed consent).  According to the 
          findings, the monthly rate of HIV testing increased steadily 
          after the change in policy (from 13.5 HIV tests per 1,000 
          patient-visits in June 2006 to 17.9 HIV tests per 1,000 
          patient-visits in December 2006).  The authors cautioned that 
          other events may have contributed to this increase of HIV 
          testing.  For example, the XVI International AIDS Conference in 
          mid-August 2006 and the release of the revised CDC 
          recommendations for HIV testing in September 2006 may have 
          heightened clinician and patient awareness and affected 
          clinicians' testing practices.  However, the authors stated that 
          the increase in testing appears to have begun before those 
          events and maintained a steady increase thereafter, so that 
          these events are unlikely to explain the increase in HIV 
          testing.  The authors called the results "hypothesis 
          generating," and called for further studies for confirmation.
             
           A July 2009 National Institutes of Health study of nine states 
          that had statutes requiring written informed consent prior to 
          routine HIV testing that was published in the American Journal 
          of Preventive Medicine found that after adjusting for other 
          state- and individual-level factors, people who resided in these 
          nine states were less likely to report a recent history of HIV 








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          testing. The authors concluded that written informed-consent 
          statutes are associated with a 12% reduction in HIV testing from 
          the baseline testing level of 17%.  One limitation of study that 
          was noted by the authors is that "many states require some 
          version of pre-test counseling, post-test counseling, or both, 
          with or without concurrent written pre-HIV test consent.  These 
          multiple variations of consent and counseling defied simple 
          categorization among the states included in the study.  If any 
          of these or other confounders were present, excluding them could 
          have biased the estimate of the true effect of consent statutes 
          on testing rates." 

          In June 2009 a study was published in the American Journal of 
          Public Health regarding New York's streamlined written informed 
          consent procedures, which included using a consent form that 
          encompasses consent to several HIV-related procedures, including 
          HIV antibody testing, resistance testing, viral load testing, 
          and incidence testing.  The study found that the streamlined 
          written consent procedures led to a 31% increase in the state's 
          HIV testing rate.

          In September 2006, the CDC published a 17-page report titled 
          "Revised Recommendations for HIV Testing of Adults, Adolescents, 
          and Pregnant Women in Health-Care Settings."  The CDC indicated 
          that its objectives in revising the recommendations were to 
          increase HIV screening of patients; foster earlier detection of 
          HIV infection; identify and counsel individuals with 
          unrecognized HIV infection and link them to clinical and 
          prevention service; and, further reduce perinatal transmission 
          of HIV in the country.  The CDC also indicated that the updated 
          recommendations were intended to inform the work of public and 
          private sector policy makers and service providers.  Major 
          revisions from previous publications include: 

          1)HIV screening is recommended for patients in all health care 
            settings after the patient is informed orally or in writing 
            that testing will be performed unless the patient declines 
            (opt-out screening).

          2)Separate written consent for HIV testing should not be 
            required; general consent for medical care should be 
            considered sufficient to encompass consent for HIV testing.

          3)Prevention counseling should not be required with HIV 








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            diagnostic testing as part of HIV screening programs in health 
            care settings.

          The CDC is currently formulating proposed guidelines 
          specifically for HIV testing in non-clinical settings.

          The CDC guidance with regard to consent and pretest information 
          for adolescents and adults are as follows: 

          1)Screening should be voluntary and undertaken only with the 
            patient's knowledge and understanding that HIV testing is 
            planned.

          2)Patients should be informed orally or in writing that HIV 
            testing will be performed unless they decline (opt-out 
            screening).  Oral or written information should include an 
            explanation of HIV infection and the meanings of positive and 
            negative test results, and the patient should be offered an 
            opportunity to ask questions and to decline testing.  With 
            such notification, consent for HIV screening should be 
            incorporated into the patient's general informed consent for 
            medical care on the same basis as are other screening or 
            diagnostic tests; a separate consent form for HIV testing is 
            not recommended.

          3)Easily understood informational materials should be made 
            available in the languages of the commonly encountered 
            populations within the service area.  The competence of 
            interpreters and bilingual staff to provide language 
            assistance to patients with limited English proficiency must 
            be ensured.

          4)If a patient declines an HIV test, this decision should be 
            documented in the medical record. 

          In 2007, there was extensive debate over AB 682 (Berg), which, 
          among other things, sought to revise statute that set forth 
          informed consent requirements for HIV testing.  The sponsors of
          AB 682, which included the sponsor of this bill, argued that 
          existing requirements created a barrier to administering HIV 
          tests because many healthcare providers would rather avoid the 
          subject of HIV than meet its high standard for consent, as they 
          are not comfortable or knowledgeable about the disease.  
          Opponents of AB 682 argued that specific written consent is 








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          beneficial both to the patient and the provider because it 
          documents that providers have satisfied their ethical and legal 
          obligations to obtain informed consent, and communication and 
          trust between the patient and the provider is enhanced - leading 
          to a greater likelihood that the person will seek and continue 
          needed treatment.  Both cited the 2006 CDC guidance in defense 
          of their arguments.  

          A compromise on the consent issue was reached in the Senate, and 
          was based on the CDC recommendation that consent for HIV 
          screening should be incorporated into a patient's general 
          informed consent for medical care.  The CDC recommendations 
          define "informed consent" as a "process of communication between 
          patient and provider through which an informed patient can 
          choose whether to undergo HIV testing or decline to do so.  
          Elements of informed consent typically include providing oral or 
          written information regarding HIV, the risks and benefits of 
          testing, the implications of HIV test results, how test results 
          will be communicated, and the opportunity to ask questions."  
          The final AB 682 language (and which is now law) tracks fairly 
          closely to these recommendations, and in effect permits HIV 
          testing without written informed consent in clinical settings by 
          medical care personnel, but did not amend the law with regard to 
          testing in non-clinical settings by non-medical personnel.  This 
          bill would remove the requirement for written informed consent 
          in nonclinical settings and require informed consent standard 
          across both settings and by both types of providers.
           

          Analysis Prepared by  :    Melanie Moreno / HEALTH / (916) 
          319-2097 


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