BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              A
                             2011-2012 Regular Session               B

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          AB 526 (Dickinson)                                          
          As Amended June 15, 2012 
          Hearing date:  June 26, 2012
          Penal Code
          AA:mc

                       BOARD OF STATE AND COMMUNITY CORRECTIONS:

                                       DUTIES  


                                       HISTORY

          Source:  Author

          Prior Legislation: SB 92 (Committee on Budget and Fiscal Review) 
          - Ch. 36, Stats. 2011

          Support: California Coalition for Youth; Little Hoover 
                   Commission; California Cities Gang Prevention Network; 
                   PICO California; Sacramento Area Congregations 
                   Together; State Advisory Committee on Juvenile Justice 
                   and Delinquency Prevention                             

          Opposition:Chief Probation Officers of California; California 
                   Probation, Parole and Correctional Association (unless 
                   amended)

          Assembly Floor Vote:  Ayes  74 - Noes  0








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                                                         AB 526 (Dickinson)
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                                         KEY ISSUE
           
          THE PURPOSE OF THIS BILL IS TO ADD SPECIFIED DUTIES FOR THE NEW 
          BOARD OF STATE AND COMMUNITY CORRECTIONS, AS SPECIFIED.




                                          
                                       PURPOSE

          The purpose of this bill is to add the following duties for the 
          Board of State and Community Corrections ("BSCC") which, as of 
          July 1, 2013, will succeed the Corrections Standards Authority: 
          1) identify common purpose delinquency and gang intervention and 
          prevention grants for the purpose of consolidation, as 
          specified; 2) develop incentives for local government to develop 
          comprehensive regional partnerships, as specified; and 3) 
          develop, by January 1, 2014, "funding allocation policies to 
          ensure that within three years no less than 70 percent of 
          funding for gang and youth violence suppression, intervention, 
          and prevention programs and strategies is used in programs that 
          utilize promising and proven evidence-based principles and 
          practices."

           Current law  provides for the "Corrections Standards Authority," 
          ("CSA") an entity within the California Department of 
          Corrections and Rehabilitation ("CDCR"), as specified.  (Penal 
          Code
          § 6024.)

           Current law  establishes, commencing July 1, 2012, the "Board of 
          State and Community Corrections," ("BSCC") as the successor 
          entity to CSA, an entity independent of CDCR, as specified.  
          (Penal Code § 6024.)  Current law provides the following mission 
          for the BSCC:

               The mission of the board shall include providing 
               statewide leadership, coordination, and technical 
               assistance to promote effective state and local 




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               efforts and partnerships in California's adult and 
               juvenile criminal justice system, including addressing 
               gang problems.  This mission shall reflect the 
               principle of aligning fiscal policy and correctional 
               practices, including, but not limited
               to prevention, intervention, suppression, supervision, 
               and incapacitation, to promote a justice investment 
               strategy that fits each county and is consistent with 
               the integrated statewide goal of improved public 
               safety through cost-effective, promising, and 
               evidence-based strategies for managing criminal 
               justice populations.  (Penal Code § 6024(b).)

           Current law enumerates specified duties for the BSCC, including 
          requiring it to:

                 Receive and disburse federal funds, and perform all 
               necessary and appropriate services in the performance of 
               its duties as established by federal acts.
                 Develop comprehensive, unified, and orderly procedures 
               to ensure that applications for grants are processed 
               fairly, efficiently, and in a manner consistent with the 
               mission of BSCC.
                 Cooperate with and render technical assistance to the 
               Legislature, state agencies, units of general local 
               government, combinations of those units, or other public or 
               private agencies, organizations, or institutions in matters 
               relating to criminal justice and delinquency prevention.
                 Conduct evaluation studies of the programs and 
               activities assisted by the federal acts.
                 Identify and evaluate state, local, and federal gang and 
               youth violence suppression, intervention, and prevention 
               programs and strategies, along with funding for those 
               efforts.  The board shall assess and make recommendations 
               for the coordination of the state's programs, strategies, 
               and funding that address gang and youth violence in a 
               manner that maximizes the effectiveness and coordination of 
               those programs, strategies, and resources.  The board shall 
               communicate with local agencies and programs in an effort 
               to promote the best practices for addressing gang and youth 




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               violence through suppression, intervention, and prevention.
                 Collect county criminal justice realignment plans within 
               two months of adoption by the county boards of supervisors. 
                Commencing January 1, 2013, and annually thereafter, the 
               board shall collect and analyze available data regarding 
               the implementation of the local plans and other 
               outcome-based measures, as defined by the board in 
               consultation with the Administrative Office of the Courts, 
               the Chief Probation Officers of California, and the 
               California State Sheriffs' Association. 
                 By July 1, 2013, and annually thereafter, the board 
               shall provide to the Governor and the Legislature a report 
               on the implementation of the plans described above.  (Penal 
               Code § 6027.)<1>

           Current law  also requires the BSCC to"(i)dentify, promote, and 
          provide technical assistance relating to evidence-based 
          programs, practices, and innovative projects consistent with the 
          mission of the board."  (Penal Code § 6027(b)(2).)

           This bill  would revise this provision to include a reference to 
          "promising" projects.

           This bill  would require the BSCC to "(i)dentify delinquency and 
          gang intervention and prevention grants that have the same or 
          similar program purpose, are allocated to the same entities, 
          serve the same target populations, and have the same desired 
          ---------------------------
          <1>   In addition to these duties, BSCC (and its predecessor 
          entities) also is required to establish minimum standards for 
          local correctional facilities (Penal Code § 6030), to inspect 
          local detention facilities biennially (Penal Code §§ 6031 and 
          6031.1), to conduct biennial inspections of local juvenile 
          facilities, as specified (Welfare and Institutions Code § 209), 
          and to engage in related efforts with respect to standards and 
          conditions in local facilities where minors are detained, as 
          specified.  (See WIC §§ 207.1, 210, and 210.2.)  In addition to 
          its ongoing duties, CSA/BSCC is statutorily tasked with 
          administering certain programs, such as the AB 900 Local Jail 
          Construction Financing Program, the Juvenile Justice Crime 
          Prevention Act, and the Youthful Offender Block Grant.



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          outcomes for the purpose of consolidating grant funds and 
          programs and moving toward a unified single delinquency 
          intervention and prevention grant application process in 
          adherence with all applicable federal guidelines and mandates."

           This bill  would require BSCC to "(d)evelop incentives for units 
          of local government to develop comprehensive regional 
          partnerships whereby adjacent jurisdictions pool grant funds in 
          order to deliver services to a broader target population and 
          maximize the impact of state funds at the local level."

           Current law  requires the BSCC to "(i)dentify and evaluate state, 
          local, and federal gang and youth violence suppression, 
          intervention, and prevention programs and strategies, along with 
          funding for those efforts.  The board shall assess and make 
          recommendations for the coordination of the state's programs, 
          strategies, and funding that address gang and youth violence in 
          a manner that maximizes the effectiveness and coordination of 
          those programs, strategies, and resources. The board shall 
          communicate with local agencies and programs in an effort to 
          promote the best practices for addressing gang and youth 
          violence through suppression, intervention, and prevention."

           This bill  additionally would require BSCC, by January 1, 2014, 
          to "develop funding allocation policies to ensure that within 
          three years no less than 70 percent of funding for gang and 
          youth violence suppression, intervention, and prevention 
          programs and strategies is used in programs that utilize 
          promising and proven evidence-based principles and practices."
           

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
                                      ("ROCA")
          
          In response to the unresolved prison capacity crisis, since 
          early 2007 it has been the policy of the chair of the Senate 
          Committee on Public Safety and the Senate President pro Tem to 
          hold legislative proposals which could further aggravate prison 
          overcrowding through new or expanded felony prosecutions.  Under 
          the resulting policy known as "ROCA" (which stands for 




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          "Receivership/Overcrowding Crisis Aggravation"), the Committee 
          has held measures which create a new felony, expand the scope or 
          penalty of an existing felony, or otherwise increase the 
          application of a felony in a manner which could exacerbate the 
          prison overcrowding crisis by expanding the availability or 
          length of prison terms (such as extending the statute of 
          limitations for felonies or constricting statutory parole 
          standards).  In addition, proposed expansions to the 
          classification of felonies enacted last year by AB 109 (the 2011 
          Public Safety Realignment) which may be punishable in jail and 
          not prison (Penal Code section 1170(h)) would be subject to ROCA 
          because an offender's criminal record could make the offender 
          ineligible for jail and therefore subject to state prison.  
          Under these principles, ROCA has been applied as a 
          content-neutral, provisional measure necessary to ensure that 
          the Legislature does not erode progress towards reducing prison 
          overcrowding by passing legislation which could increase the 
          prison population.  ROCA will continue until prison overcrowding 
          is resolved.

          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           On June 30, 2005, in a class action lawsuit filed four years 
          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 
          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 
          ruling pending the state's appeal to the U.S. Supreme Court.  

          On May 23, 2011, the United States Supreme Court upheld the 
          decision of the three-judge panel in its entirety, giving 
          California two years from the date of its ruling to reduce its 




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          prison population to 137.5 percent of design capacity, subject 
          to the right of the state to seek modifications in appropriate 
          circumstances.  Design capacity is the number of inmates a 
          prison can house based on one inmate per cell, single-level 
          bunks in dormitories, and no beds in places not designed for 
          housing.  Current design capacity in CDCR's 33 institutions is 
          79,650.

          On January 6, 2012, CDCR announced that California had cut 
          prison overcrowding by more than 11,000 inmates over the last 
          six months, a reduction largely accomplished by the passage of 
          Assembly Bill 109.  Under the prisoner-reduction order, the 
          inmate population in California's 33 prisons must be no more 
          than the following:

                 167 percent of design capacity by December 27, 2011 
               (133,016 inmates);
                 155 percent by June 27, 2012;
                 147 percent by December 27, 2012; and
                 137.5 percent by June 27, 2013.
               
          This bill does not aggravate the prison overcrowding crisis 
          described above under ROCA.


                                      COMMENTS

          1.  Stated Need for This Bill

           The author states:

               In 2009, the Assembly Committee on Accountability and 
               Administrative Review (AAR) held a hearing on Youth 
               Crime Prevention and Juvenile Justice Funding.  The 
               Committee found that despite an increasing body of 
               knowledge that juvenile justice programs operating 
               according to evidenced based practices were most 
               effective in achieving the goal of reducing gang 
               violence, few state agencies require gang intervention 
               and prevention funding be allocated to evidenced 




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               programs that incorporate such practices.  The 
               Committee adopted a recommendation that state agencies 
               adopt an evidenced based program policy for the 
               allocation funding. 

               Further, the former Office of Gang and Youth Policy 
               Violence (OGYVP) recommended to the Assembly Select 
               Committee on Delinquency Prevention and Youth 
               Development that requiring or incentivizing local 
               agencies to form regional partnerships and pool gang 
               related funding will deliver services to a broader 
               target population and maximize state funding at the 
               local level.  OGYVP also recommended that grouping 
               different funding streams that serve the same purpose, 
               and establishing a single application process would 
               reduce redundancy among local agencies that must now 
               submit multiple grant requests for funding, which 
               address similar problems, and that grouping would make 
               for a more efficient grant process.

               AB 526 would implement the recommendations made by the 
               Assembly AAR Committee and the former OGYVP.  . . .   

               As of January 1, 2012, the BSCC assumes responsibility 
               of OGYVP functions.  However, BSCC's enabling statute 
               does not address the need to focus gang 
               intervention/prevention funding on programs that 
               operate according to evidenced based principles and 
               practices, nor streamline the application process, and 
               encourage regional partnerships.  AB 526 would make 
               clear that these requirements be part of the BSCC 
               grant making process.

               The AAR Committee, and the Select Committee on 
               Delinquency Prevention and Youth Development have 
               found that the State spends in excess of $1 billion 
               annually on youth crime prevention and Juvenile 
               Justice funding, with about 75% of that money coming 
               from state coffers.  Despite these expenditures, the 
               state has little ability to determine which programs 




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               have been the most effective at preventing youth crime 
               and lowering recidivism rates among juvenile 
               offenders.  Programs operating according to evidence 
               based practices, however, have been independently 
               evaluated and proven to be effective in studies 
               comparing program participants to a control group, and 
               then replicated by others with similar successful 
               outcomes.  By focusing gang prevention/intervention 
               funding on such programs the state is more likely to 
               get a better return on its investment.

               Additionally, 17 different state agencies allocate 
               funding to programs addressing juvenile justice, 
               delinquency and youth development, but with little 
               coordination and collaboration among them.  The grant 
               process is often duplicated many times over for 
               applicants, and the many funding silos prevent 
               achieving program synergies among grant recipients.  
               AB 526 will initiate consolidating the grant process, 
               beginning with the BSCC, thereby reducing local 
               frustration in having to file multiple grant 
               applications for program with similar objectives, and 
               utilize program dollars more efficiently and 
               effectively.  Over time, what starts at the BSCC, can 
               be replicated by other agencies funding juvenile 
               justice programs.
           
           2.  What This Bill Would Do
           
          This bill would add the following duties for the new Board of 
          State and Community Corrections:

                 identify delinquency and gang intervention and 
               prevention grants that have the same or similar program 
               purpose, are allocated to the same entities, serve the same 
               target populations, and have the same desired outcomes for 
               the purpose of consolidating grant funds and programs and 
               moving toward a unified single delinquency intervention and 
               prevention grant application process in adherence with all 
               applicable federal guidelines and mandates;




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                 develop incentives for local government to develop 
               comprehensive regional partnerships, as specified; and 
                 develop, by January 1, 2014, "funding allocation 
               policies to ensure that within three years no less than 70 
               percent of funding for gang and youth violence suppression, 
               intervention, and prevention programs and strategies is 
               used in programs that utilize promising and proven 
               evidence-based principles and practices."

          As noted above, the reconfigured BSCC will become operational on 
          July 1st.  In addition to its continuing responsibilities from 
          when it was the Corrections Standards Authority and before that 
          the Board of Corrections, the new BSCC will be expected to 
          emerge as a key state entity responsible for facilitating issues 
          relating to the 2011 Public Safety Realignment.  As noted in the 
          March 22, 2012, Agenda for Subcommittee No. 5 of the Senate 
          Budget and Fiscal Review Committee concerning BSCC:

               The Board will be critical to the implementation and 
               success of the 2011 public safety realignment.  One of 
               the key drivers in establishing the Board was the need 
               for a state/local body that could serve as the 
               backbone of California's public safety continuum.  To 
               facilitate local success, California needs to 
               strategically coordinate support, foster local 
               leadership, target resources and provide technical 
               assistance.  Per statute, the Board will be charged 
               with "providing statewide leadership, coordination, 
               and technical assistance to promote effective state 
               and local efforts and partnerships in California's 
               adult and juvenile criminal justice system, including 
               addressing gang problems.  This mission shall reflect 
               the principle of aligning fiscal policy and 
               correctional practices, including, but not limited to 
               prevention, intervention, suppression, supervision, 
               and incapacitation, to promote a justice investment 
               strategy that fits each county and is consistent with 
               the integrated statewide goal of improved public 
               safety through cost effective, promising, and 
               evidence-based strategies for managing criminal 




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               justice
               populations."

               The Board also will have the duty to "collect and 
               maintain available information and data about state 
               and community correctional policies, practices, 
               capacities, and needs, including, but not limited to, 
               prevention, intervention, suppression, supervision, 
               and incapacitation, as they relate to both adult 
               corrections, juvenile justice, and gang problems.  The 
               Board shall seek to collect and make publicly 
               available up-to-date data and information reflecting 
               the impact of state and community correctional, 
               juvenile justice, and gang-related policies and 
               practices enacted in the state, as well as information 
               and data concerning promising and evidence-based 
               practices from other jurisdictions."

               Within these responsibilities, the Board will play a 
               key role in collecting, maintaining, and reporting 
               data regarding the 2011 public safety realignment.  
                                         Such data will be critical in understanding how 
               resources should be allocated and how program success 
               is ultimately measured.

               It is worth noting that there is significant interest 
               in researching and reporting on aspects of the 2011 
               public safety realignment from within academic and 
               private foundation communities.  One project of note, 
               The Partnership for Community Excellence (The 
               Partnership) established by California Forward, seeks 
               to develop a "hub" to coordinate efforts to assist 
               local governments in implementing public safety 
               realignment.  The Partnership notes that the state has 
               not provided any direction or assistance to counties 
               in developing integrated strategies to reduce costs 
               and improve outcomes.  This effort highlights the 
               urgency for the Board to assume its responsibilities 
               in ensuring that California has an efficient and 
               effective approach to public safety in a time of such 




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               momentous change.<2>

          Members may wish to discuss the timing and potential impact of 
          adding additional statutory duties and priorities for an entity 
          that faces many challenges relating both to its structural 
          reformation (independence from CDCR), its ongoing duties (for 
          example, implementation of the SB 81 Local Youthful Offender 
          Rehabilitative Facilities Construction Financing Program) and 
          the added duties and expectations surround the BSCC concerning 
          the public safety realignment.

          3.  Opposition

           The Chief Probation Officers of California opposes this bill, 
          and urges that specified funding, such as the Youthful Offender 
          Block Grant, Juvenile Justice Crime Prevention Funds, Juvenile 
          Program and Camps Funding, and other realignment dollars be 
          expressly excluded from the scope of this bill.  As currently 
          drafted, the bill would require, "By January 1, 2014, the board 
          shall develop funding allocation policies to ensure that within 
          three years no less than 70 percent of funding for gang and 
          youth violence suppression, intervention, and prevention 
          programs and strategies is used in programs that utilize 
          promising and proven evidence-based principles and practices."  
          CPOC submits in part:

               These funds currently have very specific and well 
               adhered to reporting requirements as well as clearly 
               defined distribution processes.  To include these 
               funds in the provisions of this bill could result in 
               the reduction or redirection of critical juvenile 
               justice funds.

          The programs noted by CPOC all are part of realignment funding, 
          and the funding allocation methods for them set by statute.  
          Thus, funding for these programs is outside of BSCC's control, 
          ---------------------------
          <2>   See 
          http://sbud.senate.ca.gov/sites/sbud.senate.ca.gov/files/SUB5/322
          2012Sub5CorrectionsAgenda.pdf.




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          and no policy adopted by BSCC could affect how these funds are 
          allocated.  In this way, it does not appear that the provisions 
          of this bill could affect the programs noted by CPOC.

          4.  Background

           The March 22, 2012 Agenda for Subcommittee 5 of the Senate 
          Budget and Fiscal Review Committee provides the following brief 
          summary of the history and purposes of the new Board of State 
          and Community Corrections ("BSCC"), which becomes effective July 
          1 of this year:

               Originally, the Board of Corrections (BOC) was 
               established in 1944 as
               part of the state prison system.  Effective July 1, 
               2005, as part of the corrections agency consolidation, 
               the Corrections Standards Authority (CSA) was created 
               within CDCR by bringing together the BOC and the 
               Correctional Peace Officers Standards and Training 
               (CPOST) commission.  The reorganization consolidated 
               the duties and functions of the BOC and CPOST and 
               entrusted the CSA with new responsibilities.

               The CSA works in partnership with city and county 
               officials to develop and maintain standards for the 
               construction and operation of local jails and juvenile 
               detention facilities and for the employment and 
               training of local corrections and probation personnel. 
                The CSA also inspects local adult and juvenile 
               detention facilities, administers funding programs for 
               local facility construction, administers grant 
               programs that address crime and delinquency, and 
               conducts special studies relative to the public safety 
               of California's communities.

               The CSA currently operates using a four divisional 
               structure:

                Facilities Standards and Operations Division.  The 
               Facilities Standards and




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               Operations Division works in collaboration with local 
               corrections agencies to
               maintain and enhance the safety, security, and 
               efficiency of local jails and
               juvenile detention facilities.
                Corrections Planning and Programs Division. The 
               Corrections Planning and
               Programs Division plans, develops, and administers 
               programs in collaboration
               with local and State corrections agencies to enhance 
               the effectiveness of
               correctional systems and improve public safety.
                Standards and Training for Corrections Division. The 
               Standards and
               Training for Corrections Division works in 
               collaboration with State and local
               corrections and public/private training providers in 
               developing and administering
               programs designed to ensure the competency of State 
               and local corrections
               professionals.
                County Facilities Construction Division.  The County 
               Facilities Construction
               Division works in collaboration with State and local 
               government agencies in
               administering funding for county detention facility 
               construction projects, for the
               purpose of enhancing public safety and conditions of 
               confinement.

               Legislation associated with the 2011 Budget Act 
               abolished the CSA and established the new Board of 
               State and Community Corrections (Board) as an 
               independent entity, effective July 1, 2012.  The Board 
               will absorb the previous functions of the CSA as well 
               as other public safety programs previously 
               administered by the California Emergency Management 
               Agency (CalEMA).  Specific statutory changes include:

                Abolish the CSA within CDCR and established the 




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               Board as an independent
               entity.
                Transfer the powers and duties of the CSA to the 
               Board.
                Transfer certain powers and duties that currently 
               reside with CalEMA to the
               Board.
                Eliminate the California Council on Criminal Justice 
               and assigned its powers and duties to the Board.
                Reestablish CPOST within CDCR.


































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               The Board will provide statewide leadership, 
               coordination, and technical assistance to promote 
               effective state and local efforts and partnerships in 
               California's adult and juvenile criminal justice 
               system.  Particularly important in the next several 
               years will be coordinating with and assisting local 
               governments as they implement the realignment of many 
               adult offenders to local government jurisdictions that 
               began in 2011.  The Board will guide statewide public 
               safety policies and ensure that all available 
               resources are maximized and directed to programs that 
               are proven to reduce crime and recidivism among all 
               offenders.

               The new Board will be an entity independent from CDCR. 
                The Board will continue to be chaired by the 
               Secretary of CDCR, and its vice-chair will be a local 
               law enforcement representative.  The Board will have 
               12 members, streamlined from both its immediate 
               predecessor (CSA), with 19 members, and its former 
               predecessor (BOC), which had 15 members.  Members will 
               reflect state, local, judicial, and public 
               stakeholders.<3> 
           

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          <3> Id.



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