BILL ANALYSIS Ó SENATE COMMITTEE ON PUBLIC SAFETY Senator Loni Hancock, Chair A 2011-2012 Regular Session B 5 2 6 AB 526 (Dickinson) As Amended June 15, 2012 Hearing date: June 26, 2012 Penal Code AA:mc BOARD OF STATE AND COMMUNITY CORRECTIONS: DUTIES HISTORY Source: Author Prior Legislation: SB 92 (Committee on Budget and Fiscal Review) - Ch. 36, Stats. 2011 Support: California Coalition for Youth; Little Hoover Commission; California Cities Gang Prevention Network; PICO California; Sacramento Area Congregations Together; State Advisory Committee on Juvenile Justice and Delinquency Prevention Opposition:Chief Probation Officers of California; California Probation, Parole and Correctional Association (unless amended) Assembly Floor Vote: Ayes 74 - Noes 0 (More) AB 526 (Dickinson) PageB KEY ISSUE THE PURPOSE OF THIS BILL IS TO ADD SPECIFIED DUTIES FOR THE NEW BOARD OF STATE AND COMMUNITY CORRECTIONS, AS SPECIFIED. PURPOSE The purpose of this bill is to add the following duties for the Board of State and Community Corrections ("BSCC") which, as of July 1, 2013, will succeed the Corrections Standards Authority: 1) identify common purpose delinquency and gang intervention and prevention grants for the purpose of consolidation, as specified; 2) develop incentives for local government to develop comprehensive regional partnerships, as specified; and 3) develop, by January 1, 2014, "funding allocation policies to ensure that within three years no less than 70 percent of funding for gang and youth violence suppression, intervention, and prevention programs and strategies is used in programs that utilize promising and proven evidence-based principles and practices." Current law provides for the "Corrections Standards Authority," ("CSA") an entity within the California Department of Corrections and Rehabilitation ("CDCR"), as specified. (Penal Code § 6024.) Current law establishes, commencing July 1, 2012, the "Board of State and Community Corrections," ("BSCC") as the successor entity to CSA, an entity independent of CDCR, as specified. (Penal Code § 6024.) Current law provides the following mission for the BSCC: The mission of the board shall include providing statewide leadership, coordination, and technical assistance to promote effective state and local (More) AB 526 (Dickinson) PageC efforts and partnerships in California's adult and juvenile criminal justice system, including addressing gang problems. This mission shall reflect the principle of aligning fiscal policy and correctional practices, including, but not limited to prevention, intervention, suppression, supervision, and incapacitation, to promote a justice investment strategy that fits each county and is consistent with the integrated statewide goal of improved public safety through cost-effective, promising, and evidence-based strategies for managing criminal justice populations. (Penal Code § 6024(b).) Current law enumerates specified duties for the BSCC, including requiring it to: Receive and disburse federal funds, and perform all necessary and appropriate services in the performance of its duties as established by federal acts. Develop comprehensive, unified, and orderly procedures to ensure that applications for grants are processed fairly, efficiently, and in a manner consistent with the mission of BSCC. Cooperate with and render technical assistance to the Legislature, state agencies, units of general local government, combinations of those units, or other public or private agencies, organizations, or institutions in matters relating to criminal justice and delinquency prevention. Conduct evaluation studies of the programs and activities assisted by the federal acts. Identify and evaluate state, local, and federal gang and youth violence suppression, intervention, and prevention programs and strategies, along with funding for those efforts. The board shall assess and make recommendations for the coordination of the state's programs, strategies, and funding that address gang and youth violence in a manner that maximizes the effectiveness and coordination of those programs, strategies, and resources. The board shall communicate with local agencies and programs in an effort to promote the best practices for addressing gang and youth (More) AB 526 (Dickinson) PageD violence through suppression, intervention, and prevention. Collect county criminal justice realignment plans within two months of adoption by the county boards of supervisors. Commencing January 1, 2013, and annually thereafter, the board shall collect and analyze available data regarding the implementation of the local plans and other outcome-based measures, as defined by the board in consultation with the Administrative Office of the Courts, the Chief Probation Officers of California, and the California State Sheriffs' Association. By July 1, 2013, and annually thereafter, the board shall provide to the Governor and the Legislature a report on the implementation of the plans described above. (Penal Code § 6027.)<1> Current law also requires the BSCC to"(i)dentify, promote, and provide technical assistance relating to evidence-based programs, practices, and innovative projects consistent with the mission of the board." (Penal Code § 6027(b)(2).) This bill would revise this provision to include a reference to "promising" projects. This bill would require the BSCC to "(i)dentify delinquency and gang intervention and prevention grants that have the same or similar program purpose, are allocated to the same entities, serve the same target populations, and have the same desired --------------------------- <1> In addition to these duties, BSCC (and its predecessor entities) also is required to establish minimum standards for local correctional facilities (Penal Code § 6030), to inspect local detention facilities biennially (Penal Code §§ 6031 and 6031.1), to conduct biennial inspections of local juvenile facilities, as specified (Welfare and Institutions Code § 209), and to engage in related efforts with respect to standards and conditions in local facilities where minors are detained, as specified. (See WIC §§ 207.1, 210, and 210.2.) In addition to its ongoing duties, CSA/BSCC is statutorily tasked with administering certain programs, such as the AB 900 Local Jail Construction Financing Program, the Juvenile Justice Crime Prevention Act, and the Youthful Offender Block Grant. (More) AB 526 (Dickinson) PageE outcomes for the purpose of consolidating grant funds and programs and moving toward a unified single delinquency intervention and prevention grant application process in adherence with all applicable federal guidelines and mandates." This bill would require BSCC to "(d)evelop incentives for units of local government to develop comprehensive regional partnerships whereby adjacent jurisdictions pool grant funds in order to deliver services to a broader target population and maximize the impact of state funds at the local level." Current law requires the BSCC to "(i)dentify and evaluate state, local, and federal gang and youth violence suppression, intervention, and prevention programs and strategies, along with funding for those efforts. The board shall assess and make recommendations for the coordination of the state's programs, strategies, and funding that address gang and youth violence in a manner that maximizes the effectiveness and coordination of those programs, strategies, and resources. The board shall communicate with local agencies and programs in an effort to promote the best practices for addressing gang and youth violence through suppression, intervention, and prevention." This bill additionally would require BSCC, by January 1, 2014, to "develop funding allocation policies to ensure that within three years no less than 70 percent of funding for gang and youth violence suppression, intervention, and prevention programs and strategies is used in programs that utilize promising and proven evidence-based principles and practices." RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION ("ROCA") In response to the unresolved prison capacity crisis, since early 2007 it has been the policy of the chair of the Senate Committee on Public Safety and the Senate President pro Tem to hold legislative proposals which could further aggravate prison overcrowding through new or expanded felony prosecutions. Under the resulting policy known as "ROCA" (which stands for (More) AB 526 (Dickinson) PageF "Receivership/Overcrowding Crisis Aggravation"), the Committee has held measures which create a new felony, expand the scope or penalty of an existing felony, or otherwise increase the application of a felony in a manner which could exacerbate the prison overcrowding crisis by expanding the availability or length of prison terms (such as extending the statute of limitations for felonies or constricting statutory parole standards). In addition, proposed expansions to the classification of felonies enacted last year by AB 109 (the 2011 Public Safety Realignment) which may be punishable in jail and not prison (Penal Code section 1170(h)) would be subject to ROCA because an offender's criminal record could make the offender ineligible for jail and therefore subject to state prison. Under these principles, ROCA has been applied as a content-neutral, provisional measure necessary to ensure that the Legislature does not erode progress towards reducing prison overcrowding by passing legislation which could increase the prison population. ROCA will continue until prison overcrowding is resolved. For the last several years, severe overcrowding in California's prisons has been the focus of evolving and expensive litigation. On June 30, 2005, in a class action lawsuit filed four years earlier, the United States District Court for the Northern District of California established a Receivership to take control of the delivery of medical services to all California state prisoners confined by the California Department of Corrections and Rehabilitation ("CDCR"). In December of 2006, plaintiffs in two federal lawsuits against CDCR sought a court-ordered limit on the prison population pursuant to the federal Prison Litigation Reform Act. On January 12, 2010, a three-judge federal panel issued an order requiring California to reduce its inmate population to 137.5 percent of design capacity -- a reduction at that time of roughly 40,000 inmates -- within two years. The court stayed implementation of its ruling pending the state's appeal to the U.S. Supreme Court. On May 23, 2011, the United States Supreme Court upheld the decision of the three-judge panel in its entirety, giving California two years from the date of its ruling to reduce its (More) AB 526 (Dickinson) PageG prison population to 137.5 percent of design capacity, subject to the right of the state to seek modifications in appropriate circumstances. Design capacity is the number of inmates a prison can house based on one inmate per cell, single-level bunks in dormitories, and no beds in places not designed for housing. Current design capacity in CDCR's 33 institutions is 79,650. On January 6, 2012, CDCR announced that California had cut prison overcrowding by more than 11,000 inmates over the last six months, a reduction largely accomplished by the passage of Assembly Bill 109. Under the prisoner-reduction order, the inmate population in California's 33 prisons must be no more than the following: 167 percent of design capacity by December 27, 2011 (133,016 inmates); 155 percent by June 27, 2012; 147 percent by December 27, 2012; and 137.5 percent by June 27, 2013. This bill does not aggravate the prison overcrowding crisis described above under ROCA. COMMENTS 1. Stated Need for This Bill The author states: In 2009, the Assembly Committee on Accountability and Administrative Review (AAR) held a hearing on Youth Crime Prevention and Juvenile Justice Funding. The Committee found that despite an increasing body of knowledge that juvenile justice programs operating according to evidenced based practices were most effective in achieving the goal of reducing gang violence, few state agencies require gang intervention and prevention funding be allocated to evidenced (More) AB 526 (Dickinson) PageH programs that incorporate such practices. The Committee adopted a recommendation that state agencies adopt an evidenced based program policy for the allocation funding. Further, the former Office of Gang and Youth Policy Violence (OGYVP) recommended to the Assembly Select Committee on Delinquency Prevention and Youth Development that requiring or incentivizing local agencies to form regional partnerships and pool gang related funding will deliver services to a broader target population and maximize state funding at the local level. OGYVP also recommended that grouping different funding streams that serve the same purpose, and establishing a single application process would reduce redundancy among local agencies that must now submit multiple grant requests for funding, which address similar problems, and that grouping would make for a more efficient grant process. AB 526 would implement the recommendations made by the Assembly AAR Committee and the former OGYVP. . . . As of January 1, 2012, the BSCC assumes responsibility of OGYVP functions. However, BSCC's enabling statute does not address the need to focus gang intervention/prevention funding on programs that operate according to evidenced based principles and practices, nor streamline the application process, and encourage regional partnerships. AB 526 would make clear that these requirements be part of the BSCC grant making process. The AAR Committee, and the Select Committee on Delinquency Prevention and Youth Development have found that the State spends in excess of $1 billion annually on youth crime prevention and Juvenile Justice funding, with about 75% of that money coming from state coffers. Despite these expenditures, the state has little ability to determine which programs (More) AB 526 (Dickinson) PageI have been the most effective at preventing youth crime and lowering recidivism rates among juvenile offenders. Programs operating according to evidence based practices, however, have been independently evaluated and proven to be effective in studies comparing program participants to a control group, and then replicated by others with similar successful outcomes. By focusing gang prevention/intervention funding on such programs the state is more likely to get a better return on its investment. Additionally, 17 different state agencies allocate funding to programs addressing juvenile justice, delinquency and youth development, but with little coordination and collaboration among them. The grant process is often duplicated many times over for applicants, and the many funding silos prevent achieving program synergies among grant recipients. AB 526 will initiate consolidating the grant process, beginning with the BSCC, thereby reducing local frustration in having to file multiple grant applications for program with similar objectives, and utilize program dollars more efficiently and effectively. Over time, what starts at the BSCC, can be replicated by other agencies funding juvenile justice programs. 2. What This Bill Would Do This bill would add the following duties for the new Board of State and Community Corrections: identify delinquency and gang intervention and prevention grants that have the same or similar program purpose, are allocated to the same entities, serve the same target populations, and have the same desired outcomes for the purpose of consolidating grant funds and programs and moving toward a unified single delinquency intervention and prevention grant application process in adherence with all applicable federal guidelines and mandates; (More) AB 526 (Dickinson) PageJ develop incentives for local government to develop comprehensive regional partnerships, as specified; and develop, by January 1, 2014, "funding allocation policies to ensure that within three years no less than 70 percent of funding for gang and youth violence suppression, intervention, and prevention programs and strategies is used in programs that utilize promising and proven evidence-based principles and practices." As noted above, the reconfigured BSCC will become operational on July 1st. In addition to its continuing responsibilities from when it was the Corrections Standards Authority and before that the Board of Corrections, the new BSCC will be expected to emerge as a key state entity responsible for facilitating issues relating to the 2011 Public Safety Realignment. As noted in the March 22, 2012, Agenda for Subcommittee No. 5 of the Senate Budget and Fiscal Review Committee concerning BSCC: The Board will be critical to the implementation and success of the 2011 public safety realignment. One of the key drivers in establishing the Board was the need for a state/local body that could serve as the backbone of California's public safety continuum. To facilitate local success, California needs to strategically coordinate support, foster local leadership, target resources and provide technical assistance. Per statute, the Board will be charged with "providing statewide leadership, coordination, and technical assistance to promote effective state and local efforts and partnerships in California's adult and juvenile criminal justice system, including addressing gang problems. This mission shall reflect the principle of aligning fiscal policy and correctional practices, including, but not limited to prevention, intervention, suppression, supervision, and incapacitation, to promote a justice investment strategy that fits each county and is consistent with the integrated statewide goal of improved public safety through cost effective, promising, and evidence-based strategies for managing criminal (More) AB 526 (Dickinson) PageK justice populations." The Board also will have the duty to "collect and maintain available information and data about state and community correctional policies, practices, capacities, and needs, including, but not limited to, prevention, intervention, suppression, supervision, and incapacitation, as they relate to both adult corrections, juvenile justice, and gang problems. The Board shall seek to collect and make publicly available up-to-date data and information reflecting the impact of state and community correctional, juvenile justice, and gang-related policies and practices enacted in the state, as well as information and data concerning promising and evidence-based practices from other jurisdictions." Within these responsibilities, the Board will play a key role in collecting, maintaining, and reporting data regarding the 2011 public safety realignment. Such data will be critical in understanding how resources should be allocated and how program success is ultimately measured. It is worth noting that there is significant interest in researching and reporting on aspects of the 2011 public safety realignment from within academic and private foundation communities. One project of note, The Partnership for Community Excellence (The Partnership) established by California Forward, seeks to develop a "hub" to coordinate efforts to assist local governments in implementing public safety realignment. The Partnership notes that the state has not provided any direction or assistance to counties in developing integrated strategies to reduce costs and improve outcomes. This effort highlights the urgency for the Board to assume its responsibilities in ensuring that California has an efficient and effective approach to public safety in a time of such (More) AB 526 (Dickinson) PageL momentous change.<2> Members may wish to discuss the timing and potential impact of adding additional statutory duties and priorities for an entity that faces many challenges relating both to its structural reformation (independence from CDCR), its ongoing duties (for example, implementation of the SB 81 Local Youthful Offender Rehabilitative Facilities Construction Financing Program) and the added duties and expectations surround the BSCC concerning the public safety realignment. 3. Opposition The Chief Probation Officers of California opposes this bill, and urges that specified funding, such as the Youthful Offender Block Grant, Juvenile Justice Crime Prevention Funds, Juvenile Program and Camps Funding, and other realignment dollars be expressly excluded from the scope of this bill. As currently drafted, the bill would require, "By January 1, 2014, the board shall develop funding allocation policies to ensure that within three years no less than 70 percent of funding for gang and youth violence suppression, intervention, and prevention programs and strategies is used in programs that utilize promising and proven evidence-based principles and practices." CPOC submits in part: These funds currently have very specific and well adhered to reporting requirements as well as clearly defined distribution processes. To include these funds in the provisions of this bill could result in the reduction or redirection of critical juvenile justice funds. The programs noted by CPOC all are part of realignment funding, and the funding allocation methods for them set by statute. Thus, funding for these programs is outside of BSCC's control, --------------------------- <2> See http://sbud.senate.ca.gov/sites/sbud.senate.ca.gov/files/SUB5/322 2012Sub5CorrectionsAgenda.pdf. (More) AB 526 (Dickinson) PageM and no policy adopted by BSCC could affect how these funds are allocated. In this way, it does not appear that the provisions of this bill could affect the programs noted by CPOC. 4. Background The March 22, 2012 Agenda for Subcommittee 5 of the Senate Budget and Fiscal Review Committee provides the following brief summary of the history and purposes of the new Board of State and Community Corrections ("BSCC"), which becomes effective July 1 of this year: Originally, the Board of Corrections (BOC) was established in 1944 as part of the state prison system. Effective July 1, 2005, as part of the corrections agency consolidation, the Corrections Standards Authority (CSA) was created within CDCR by bringing together the BOC and the Correctional Peace Officers Standards and Training (CPOST) commission. The reorganization consolidated the duties and functions of the BOC and CPOST and entrusted the CSA with new responsibilities. The CSA works in partnership with city and county officials to develop and maintain standards for the construction and operation of local jails and juvenile detention facilities and for the employment and training of local corrections and probation personnel. The CSA also inspects local adult and juvenile detention facilities, administers funding programs for local facility construction, administers grant programs that address crime and delinquency, and conducts special studies relative to the public safety of California's communities. The CSA currently operates using a four divisional structure: Facilities Standards and Operations Division. The Facilities Standards and (More) AB 526 (Dickinson) PageN Operations Division works in collaboration with local corrections agencies to maintain and enhance the safety, security, and efficiency of local jails and juvenile detention facilities. Corrections Planning and Programs Division. The Corrections Planning and Programs Division plans, develops, and administers programs in collaboration with local and State corrections agencies to enhance the effectiveness of correctional systems and improve public safety. Standards and Training for Corrections Division. The Standards and Training for Corrections Division works in collaboration with State and local corrections and public/private training providers in developing and administering programs designed to ensure the competency of State and local corrections professionals. County Facilities Construction Division. The County Facilities Construction Division works in collaboration with State and local government agencies in administering funding for county detention facility construction projects, for the purpose of enhancing public safety and conditions of confinement. Legislation associated with the 2011 Budget Act abolished the CSA and established the new Board of State and Community Corrections (Board) as an independent entity, effective July 1, 2012. The Board will absorb the previous functions of the CSA as well as other public safety programs previously administered by the California Emergency Management Agency (CalEMA). Specific statutory changes include: Abolish the CSA within CDCR and established the (More) AB 526 (Dickinson) PageO Board as an independent entity. Transfer the powers and duties of the CSA to the Board. Transfer certain powers and duties that currently reside with CalEMA to the Board. Eliminate the California Council on Criminal Justice and assigned its powers and duties to the Board. Reestablish CPOST within CDCR. (More) The Board will provide statewide leadership, coordination, and technical assistance to promote effective state and local efforts and partnerships in California's adult and juvenile criminal justice system. Particularly important in the next several years will be coordinating with and assisting local governments as they implement the realignment of many adult offenders to local government jurisdictions that began in 2011. The Board will guide statewide public safety policies and ensure that all available resources are maximized and directed to programs that are proven to reduce crime and recidivism among all offenders. The new Board will be an entity independent from CDCR. The Board will continue to be chaired by the Secretary of CDCR, and its vice-chair will be a local law enforcement representative. The Board will have 12 members, streamlined from both its immediate predecessor (CSA), with 19 members, and its former predecessor (BOC), which had 15 members. Members will reflect state, local, judicial, and public stakeholders.<3> *************** --------------------------- <3> Id. (More) AB 526 (Dickinson) PageQ