BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                   AB 761|
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                                 THIRD READING


          Bill No:  AB 761
          Author:   Roger Hernández (D)
          Amended:  8/22/12 in Senate
          Vote:     21

           
           SENATE BUSINESS, PROF.& ECON. DEV. COMM.  :  9-0, 6/11/12
          AYES:  Price, Emmerson, Corbett, Correa, Hernandez, Negrete 
            McLeod, Strickland, Vargas, Wyland

           SENATE APPROPRIATIONS COMMITTEE  :  7-0, 7/2/12
          AYES:  Kehoe, Walters, Alquist, Dutton, Lieu, Price, 
            Steinberg
           
          SENATE FLOOR  :  36-0, 7/6/12 (Consent)
          AYES:  Alquist, Anderson, Blakeslee, Calderon, Cannella, 
            Corbett, Correa, De León, DeSaulnier, Dutton, Evans, 
            Fuller, Gaines, Hancock, Harman, Hernandez, Huff, Kehoe, 
            La Malfa, Leno, Lieu, Liu, Lowenthal, Negrete McLeod, 
            Pavley, Price, Rubio, Simitian, Steinberg, Strickland, 
            Vargas, Walters, Wolk, Wright, Wyland, Yee
          NO VOTE RECORDED:  Berryhill, Emmerson, Padilla, Runner
           
          ASSEMBLY FLOOR  :  74-0, 1/26/12 - See last page for vote


           SUBJECT  :    Optometrists

           SOURCE  :     California Optometric Association


           DIGEST  :    This bill provides that a laboratory director 
          may include a licensed optometrist and authorizes an 
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          optometrist to perform certain clinical laboratory tests or 
          examinations classified as waived under the Clinical 
          Laboratory Improvement Act (CLIA).

           Senate Floor Amendments  of 8/22/12 make technical change to 
          double-jointing amendments adopted on 8/16/12.

           Senate Floor Amendments  of 8/16/12 add double-jointing 
          language with SB 1481 (Negrete McLeod), and make clarifying 
          and conforming changes.

           ANALYSIS  :    

          Existing law:

          1. Provides for the licensure and regulation of 
             optometrists by the Board of Optometry (Board).  
             (Business and Professions Code (BPC) Section 3010)

          2. Requires certification by the Board for a licensed 
             optometrist to use therapeutic pharmaceutical agents.  
             (BPC Section 3041.3) 

          3. Authorizes a licensed optometrist certified to use 
             therapeutic pharmaceutical agents to diagnose and treat 
             specific conditions.  (BPC Section 3041(a)(5); Section 
             3041(b)(2)(c) et seq.)

          4. Provides for the licensure and regulation of clinical 
             laboratories and personnel by the Department of Public 
             Health (DPH).  (Division 2, Chapter 3, Articles 4-7, 
             Section 1260 et seq. of BPC; California Code of 
             Regulations (CCR) Title 17, Division 1, Chapter 2.  
             Often referred to as the "CLIA Law.")

          5. Prohibits the performance of a clinical laboratory test 
             or examination classified as waived under the federal 
             CLIA of 1988 unless the test or examination is performed 
             under the overall operation and administration of a 
             laboratory director, as defined, and is performed by 
             specified persons, including certain health care 
             personnel.  

          This bill:

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          1. Expands the category of persons who may perform CLIA 
             waived tests to include licensed optometrists if the 
             results of the tests can be lawfully utilized within 
             their practice.

          2. Provides that a laboratory director may include a 
             licensed optometrist serving as the director of a 
             laboratory which only performs specified CLIA waived 
             tests including the Rapid Pathogen Screening (RPS) Adeno 
             Detector and Tear Osmolarity Test (TOT). 

          3. Authorizes a licensed optometrist certified to use 
             therapeutic pharmaceutical agents to additionally 
             perform specified CLIA waived tests and examinations 
             that are necessary for the diagnosis of conditions and 
             diseases of the eye or ocular adnexa defined as the 
             adjacent structures of the eye including the extraocular 
             muscles and the eyelids, eyelashes, eyebrows and the 
             conjunctiva.

          4. Contains double-jointing language with SB 1481 (Negrete 
             McLeod).

           Background
           
           Federal CLIA of 1988  .  CLIA law specified that laboratory 
          requirements be based on the complexity of the test 
          performed.  It also established provisions for categorizing 
          a test as waived.  Tests may be waived from regulatory 
          oversight if they meet certain requirements established by 
          the statute.  On February 28, 1992, regulations were 
          published to implement CLIA. 

           Federal definition of CLIA waived tests  .  According to 
          Federal Regulation 493.15, CLIA-waived tests are test 
          systems that are simple laboratory examinations and 
          procedures which are cleared by FDA for home use, employ 
          methodologies that are so simple and accurate as to render 
          the likelihood of erroneous results negligible or pose no 
          reasonable risk of harm to the patient if the test is 
          performed incorrectly.

           California clinical laboratory personnel requirements  .  All 

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          persons performing, supervising, consulting on, or 
          directing clinical laboratory tests or examinations in 
          California must meet the requirements outlined in the BPC 
          irrespective of whether the clinical laboratory is operated 
          under a CLIA certificate or under a state license or 
          registration.  (CCR Title 17 Section 1039.2 (a))

          Currently, optometrists are certified to perform a number 
          of procedures, such as blood draws for patients suspected 
          of having diabetes, suture removal with prior approval of 
          the treating physician and use of an epinephrine 
          auto-injector to counteract anaphylactic reaction. 

           Center for Medicaid Services (CMS)  .  The CMS issued a memo 
          in September of 2006 to provide clarification regarding 
          optometrists serving as laboratory directors of moderate 
          complexity testing under CLIA.  The memo states, "The 
          Doctor of Optometry (OD) degree is suitable to meet the 
          personnel qualifications for laboratory director of 
          moderate complexity testing provided the testing is limited 
          to tests related to the medical specialty of optometry."  
          This bill allows optometrists to administer tests of simple 
          complexity including the RPS Adeno Detector and TOT. 

           RPS Adeno Detector  .  The RPS Adeno Detector quickly detects 
          the presence of adenovirus in the tear fluid.  Adenoviral 
          conjunctivitis, such as "pink eye," represents the most 
          common external ocular infection.  This in-office test 
          allows for the rapid detection of Adenoviral antigens 
          directly from human eye fluid on the lower conjunctiva.  
          RPS Adeno Detector kits do not require additional equipment 
          to administer or interpret.  Results are achieved in 10 
          minutes allowing the optometrist to provide a diagnosis and 
          implement a treatment plan before patients leave the 
          office.

           TOT  .  Dry eye disease is a common condition in which the 
          eye does not produce enough tears to keep the surface of 
          the eye sufficiently lubricated.  The TOT, produced by 
          TearLab Corporation, requires less than 50 nanoliters of 
          tear fluid in order to measure tear osmolarity or fluid of 
          the eye.  The TOT can produce a sample and test result in 
          less than 30 seconds.


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           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the Senate Appropriations Committee:

             Personnel costs of an estimated $128,000 in 2012-13, 
             offset by fees payable to the Clinical Laboratory 
             Improvement Fund for registration of optometrists to 
             perform waived testing.

             Personnel costs of an estimated $124,000 annually, 
             offset by fees payable to the Clinical Laboratory 
             Improvement Fund.

           SUPPORT  :   (Verified  7/3/12)

          California Optometric Association (source)
          AFSCME
          California Academy of Eye Physicians and Surgeons
          California Board of Optometry
          TearLab Corporation
          United Nurses Associations of California/Union of Health 
          Care Professionals


           ARGUMENTS IN SUPPORT  :    California Optometric Association, 
          the sponsor of this bill, asserts that this bill will allow 
          optometrists to provide better care to their patients.  
          Currently, patient safety is compromised because 
          optometrists cannot legally perform these tests during an 
          office visit.   For example, the RPS Adeno Detector can 
          diagnose viral conjunctivitis while the patient is still in 
          the office, which allows the doctor to make an accurate 
          diagnosis and limit spread of disease while simultaneously 
          reducing ocular antibiotic resistance.


           ASSEMBLY FLOOR  :  74-0, 1/26/12
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Beall, 
            Bill Berryhill, Block, Blumenfield, Bonilla, Bradford, 
            Brownley, Buchanan, Butler, Charles Calderon, Campos, 
            Carter, Cedillo, Chesbro, Conway, Cook, Dickinson, 
            Donnelly, Eng, Feuer, Fletcher, Fong, Fuentes, Beth 
            Gaines, Galgiani, Garrick, Gatto, Gordon, Grove, Hagman, 

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            Hall, Hayashi, Roger Hernández, Hill, Huber, Hueso, 
            Huffman, Jeffries, Jones, Knight, Lara, Logue, Bonnie 
            Lowenthal, Ma, Mansoor, Mendoza, Miller, Mitchell, 
            Monning, Morrell, Nestande, Nielsen, Norby, Olsen, Pan, 
            Perea, V. Manuel Pérez, Portantino, Silva, Skinner, 
            Solorio, Swanson, Torres, Valadao, Wagner, Wieckowski, 
            Williams, Yamada, John A. Pérez
          NO VOTE RECORDED:  Davis, Furutani, Gorell, Halderman, 
            Harkey, Smyth


          JJA:k  8/23/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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