BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              A
                             2011-2012 Regular Session               B

                                                                     8
                                                                     2
                                                                     6
          AB 826 (Atkins)                                             
          As Amended June 21, 2011 
          Hearing date:  July 5, 2011
          Penal Code
          AA:mc

                                       PAROLEES:

                               INTEGRATED SERVICES FOR

                        MENTALLY ILL PAROLEES (ISMIP) PROGRAM

                                           
                                       HISTORY

          Source:  Housing California

          Prior Legislation: AB 900 (Solorio) - Ch. 7, Stats. 2007
                       AB 2034 (Steinberg) - Ch. 518, Stats. 2000
                       AB 34 (Steinberg) - Ch. 617, Stats. 1994

          Support: Unknown

          Opposition:None known

          Assembly Floor Vote:  N/A



                                         KEY ISSUE
           
          SHOULD A NEW LAW BE ENACTED TO AUTHORIZE THE CALIFORNIA DEPARTMENT 
          OF CORRECTIONS AND REHABILITATION TO CREATE AN INTEGRATED SERVICES 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageB

          FOR MENTALLY ILL PAROLEES PROGRAM, AS SPECIFIED?




                                       PURPOSE

          The purpose of this bill is to enact detailed statutory 
          authority for CDCR to create an Integrated Services for Mentally 
          Ill Parolees (ISMIP) program, as specified.

           Current law  creates in state government the Department of 
          Corrections and Rehabilitation ("CDCR"), headed by a secretary 
          who is appointed by the Governor, subject to Senate           
          confirmation, and serves at the pleasure of the Governor.  CDCR 
          consists of Adult Operations, Adult Programs, Juvenile Justice, 
          the Corrections Standards Authority, the Board of Parole         
            Hearings, the State Commission on Juvenile Justice, the Prison 
          Industry Authority, and the Prison Industry Board.  (Government 
          Code § 12838 (a).)   

           Current law  generally provides that inmates serving a 
          determinate term of imprisonment shall be released on parole for 
          a period of three years.  (Penal Code § 3000.)

           Current law  generally requires that as a condition of parole, 
          prisoners who have a severe mental disorder, as specified, be 
          evaluated and treated by the State Department of Mental Health, 
          and further requires that the State Department of Mental Health 
          provide the necessary treatment.  (Penal Code § 2962.)

           Current law  authorizes the Secretary of CDCR to enter into a 
          memorandum of understanding with the Administrative Offices of 
          the Courts for parolee reentry court programs which shall, with 
          the assistance of the parolee's parole agent, direct the 
          treatment and supervision of parolees who would benefit from 
          community drug treatment or mental health treatment.  (Penal 
          Code § 3015.)

           Current law  authorizes CDCR to "obtain day treatment, and to 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageC

          contract for crisis care services, for parolees with mental 
          health problems.  Day treatment and crisis care services should 
          be designed to reduce parolee recidivism and the chances that a 
          parolee will return to prison.  The department shall work with 
          counties to obtain day treatment and crisis care services for 
          parolees with the goal of extending the services upon completion 
          of the offender's period of parole, if needed."  (Penal Code § 
          3073.)
           
           "Integrated Services for Mentally Ill Parolees" Program
           
          This bill  would enact detailed statutory authority for CDCR to 
          create, pursuant to section 3073, an Integrated Services for 
          Mentally Ill Parolees (ISMIP) program with the following 
          features and requirements:

           This bill  would state that the ISMIP "is a comprehensive model 
          that provides varied levels of care, supportive and transitional 
          housing, and an array of mental health rehabilitative services 
          that assist with the development of independent living in the 
          least restrictive environment possible."

           This bill  would provide that an "inmate is eligible for ISMIP 
          participation and shall qualify for the program if all of the 
          following are applicable:

             A.   He or she participates in the Enhanced Outpatient 
               Program, the Correctional Clinical Case Management System, 
               or receives a higher level of mental health care while in 
               prison.
             B.   The inmate voluntarily chooses to participate in the 
               ISMIP program.
             C.   He or she is assigned a date of release within 60 to 180 
               days."

           This bill  would require CDCR to "prioritize for participation in 
          ISMIP inmates designated as eligible for the Enhanced Outpatient 
          Program and who are likely to become homeless upon release," as 
          specified below.  "Afterwards, the department shall give 
          priority to inmates participating in the Correctional Clinical 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageD

          Case Management System and who are likely to become homeless 
          upon release," as specified below.  "Once participants likely to 
          become homeless are served, the department shall prioritize, for 
          ISMIP participation, all other Enhanced Outpatient Program then 
          Correctional Clinical Case Management System participants."

           This bill  would provide that for these purposes parolees who are 
          "likely to become homeless upon release" are individuals who 
          have a history of homelessness and who satisfy either of the 
          following:

             (A)  Lacking an identified fixed, regular, and adequate 
               nighttime residence for release.
             (B)  His or her only identified nighttime residence for 
               release includes a supervised publicly or privately 
               operated shelter designed to provide temporary living 
               accommodations, or a public or private place not designed 
               for, or is not ordinarily used as, a regular sleeping 
               accommodation for human beings.

           This bill  would require CDCR in implementing these provisions to 
          "contract with ISMIP service providers that have at least five 
          years of experience providing integrated services to homeless 
          people with mental illness.  Selected providers shall offer 
          whatever services participants require to obtain and maintain 
          health and housing stability," as specified,<1> while 
          participants are on parole, including, but not limited to, all 
          of the following:

                  (1)       Case management services.
                  (2)       Coordination of mental health, medical, and 
                    substance abuse services.
                  (3)       Parole discharge planning.
                  (4)       Housing location services.
                  -----------------------
          <1> The cross-reference is to Section 5806 of the Welfare and 
          Institutions Code, which generally enumerates "service 
          standards" DMH must establish to "ensure that members of the 
          target population are identified, and services provided to 
          assist them to live independently, work, and reach their 
          potential as productive citizens."



                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageE

                  (5)       Rental subsidies.
                  (6)       Linkage to other services, as needed.

           This bill  would require that at "least 60 days prior to the 
          release of an ISMIP participant, a department-selected ISMIP 
          service provider shall do, or coordinate with a subcontractor to 
          do, all of the following:

             (1)  Draft a discharge plan with the participant that 
               includes transition into housing that serves the 
               participant's needs and is affordable, such as permanent 
               supportive housing or a transitional housing program that 
               includes support services and demonstrates a clear 
               transition pathway to permanent housing.
             (2)  Engage the participant to actively participate in 
               services upon release, including connecting the participant 
               with the participant's parole case manager.
             (3)  Assist the participant in obtaining identification, if 
               necessary.
             (4)  Assist the participant in applying for any benefits for 
               which the participant is eligible.

           This bill  would require that, to "facilitate the transition of 
          ISMIP participants into permanent supportive housing, ISMIP 
          service providers shall prioritize housing opportunities that 
          are supported by the Mental Health Services Act, the Mental 
          Health Services Act Housing Program, or other funding sources 
          that finance permanent supportive housing for persons with 
          mental illness."

           This bill  also would require ISMIP service providers to 
          "identify housing opportunities that satisfy both of the 
          following:

             (A)  Are located in apartments, single-room occupancy 
               buildings, townhouses, or single-family homes or provided 
               through rent-subsidized apartments leased in the open 
               market or set aside within privately-owned buildings.
             (B)  Are not subject to community care licensing requirements 
               or are exempt from licensing under Section 1504.5 of the 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageF

               Health and Safety Code.

           This bill  would require ISMIP service providers to report to 
          CDCR on the outcomes of services provided to ISMIP participants 
          within 12, 24, and 36 months of contract implementation. 
          Reported outcomes shall include, but not be limited to, all of 
          the following:

             (A)  The number of participants served.
             (B)  The types of services provided to program participants.
             (C)  The outcomes of participants, including the number of 
               participants who remain stably housed in permanent 
               supportive housing, the number of participants who ceased 
               to participate in the program and the reasons, and the 
               number of participants who have been arrested and dates of 
               arrest.
             (D)  The number of participants who successfully transitioned 
               to county mental health programs.
             (E)  The recidivism rate of program participants compared to 
               the recidivism rate for Enhanced Outpatient Program and 
               Correctional Clinical Case Management System parolees 
               living in the same county who did not participate in ISMIP.

           This bill  would require CDCR to report annually by February 1, 
          2013, and every February 1 thereafter, to the chairpersons of 
          the Joint Legislative Budget Committee, the Assembly Committee 
          on Budget, the Senate Committee on Budget and Fiscal Review, the 
          Assembly Committee on Public Safety, Senate Committee on Public 
          Safety, the Assembly Committee on Housing and Community 
          Development, and the Senate Committee on Transportation and 
          Housing all of the following information:

             (A)  The number of individuals who participated in the ISMIP 
               program during the previous fiscal year.
             (B)  The number of participants who remain housed.
             (C)  The number of participants who returned to prison or 
               jail.

           This bill  would provide that its provisions "shall only be 
          operative when the Legislature appropriates moneys for 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageG

          Integrated Services for Mentally Ill Parolees (ISMIP) in the 
          Budget Act for each fiscal year."

           This bill  further would provide that all "activities identified 
          in this act as the responsibility of ISMIP service provider 
          contractors shall be deemed appropriate expenditures of ISMIP 
          funds."

           This bill  contains uncodified legislative findings and 
          declarations concerning mentally ill parolees, as specified.


                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION
          
          For the last several years, severe overcrowding in California's 
          prisons has been the focus of evolving and expensive litigation. 
           As these cases have progressed, prison conditions have 
          continued to be assailed, and the scrutiny of the federal courts 
          over California's prisons has intensified.  

          On June 30, 2005, in a class action lawsuit filed four years 
          earlier, the United States District Court for the Northern 
          District of California established a Receivership to take 
          control of the delivery of medical services to all California 
          state prisoners confined by the California Department of 
          Corrections and Rehabilitation ("CDCR").  In December of 2006, 
          plaintiffs in two federal lawsuits against CDCR sought a 
          court-ordered limit on the prison population pursuant to the 
          federal Prison Litigation Reform Act.  On January 12, 2010, a 
          three-judge federal panel issued an order requiring California 
          to reduce its inmate population to 137.5 percent of design 
          capacity -- a reduction at that time of roughly 40,000 inmates 
          -- within two years.  The court stayed implementation of its 
          ruling pending the state's appeal to the U.S. Supreme Court.  

          On May 23, 2011, the United States Supreme Court upheld the 
          decision of the three-judge panel in its entirety, giving 
          California two years from the date of its ruling to reduce its 
          prison population to 137.5 percent of design capacity, subject 
          to the right of the state to seek modifications in appropriate 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageH

          circumstances.  
           
          In response to the unresolved prison capacity crisis, in early 
          2007 the Senate Committee on Public Safety began holding 
          legislative proposals which could further exacerbate prison 
          overcrowding through new or expanded felony prosecutions.     

           This bill  does not appear to aggravate the prison overcrowding 
          crisis described above.


                                      COMMENTS

          1.  Stated Need for This Bill
           
          The author states:

               By not adequately targeting mentally ill parolees who 
               are homeless upon parole, the current ISMIP program 
               will not make a big enough impact on reducing 
               recidivism (and the fiscal burden that recidivism 
               creates).  When Senators Steinberg and Lowenthal 
               helped advocate for these resources to be included in 
               the CDCR budget in 2007, their vision was that it 
               would target homeless persons, because homelessness 
               drastically increases the chances of recidivism (many 
               homeless persons recidivate within the first 72 
               hours).  Furthermore, persons with mental illness are 
               far more likely to maintain stability in regards to 
               medication when stably housed.   

               I'm attaching information on how AB 2034 provided 
               evidence based outcomes for homeless mentally ill 
               adults.  This legislation is modeled after that 
               program, which allowed for a "whatever it takes" array 
               of services that included housing to meet the needs of 
               participants.  The key section of data I'm copying and 
               pasting here:

               In 2000, California began implementing AB 2034, a bill 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageI

               known as "Systems of Care for Severely Mentally Ill 
               Homeless."  This "whatever it takes" approach is 
               tailored to each individual and provides a home with 
               services, counseling, and whatever else is needed to 
               transition homeless people with mental illnesses from 
               a temporary shelter or the streets into a more stable, 
                sustainable living situation.
               The program produced astounding results.  Among the 
               4,900 participants there was a:
                     72% reduction in the number of days 
                    incarcerated;
                     67% reduction in the number of days spent 
                    homeless;
                     56% reduction in the number of days 
                    hospitalized;
                     65% increase in the number of days of full-time 
                    employment; and a
                     280% increase in the number of individuals 
                    receiving wages.

               The results provide clear evidence that this method of 
               combining a permanent, affordable home with readily 
               available supportive services works for people who 
               face the most complex challenges: those who are not 
               only homeless, but also have serious, persistent 
               mental illness conditions and very low incomes.

          2.  Background
           
          This bill generally codifies a program already operated by CDCR, 
          with some added priorities and delineated requirements.  The 
          Division of Adult Parole Operations issued a February 2011 
          report describing its services to mentally ill inmates.<2>  The 
          report states the following with respect to parolees:

               ----------------------
          <2> On file in the Committee offices.  The report reflects 
          similar information from an earlier report available online at 
          http://cmhda.org/go/Portals/0/CMHDA%20Files/Committees/Forensics/
          Handouts/2009_Handouts/0910_ 
          Handouts/CDCR_MI_Parolee_Services_Description_(10-01-09).pdf.



                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageJ

               As of December 2010, the statewide mentally ill 
               parolee population was 22,156.
               Mentally ill parolees account for approximately 20% of 
               the overall parolee
               population. . . .

               In California Fiscal Year (FY) 99/00, CDCR implemented 
               the Mental HealthServices Continuum Program (MHSCP), 
               which provides pre-release planning and post-release 
               treatment for mentally ill parolees. The MHSCP 
               consists of:

               1. Transitional Case Management Program for the 
               Mentally Ill (TCMP-MI):
               TCMP-MI consists of two contractors which provide 
               pre-release
               assessments for all inmates identified as part of the 
               prison's Mental Health
               Services Delivery System.  The services begin 90 days 
               prior to parole and
               conclude upon parole.  TCMP-MI provides needed 
               information to the POC
               staff for intake and treatment preparation.

               2. POC: POC provides mental health assessments and 
               treatment upon and throughout parole.  Treatment 
               consists of medication management, group therapy, and 
               individual therapy for parolees at high risk of 
               criminal behavior due to their mental illness.  POC 
               conduct evaluations and provide services in CDCR 
               parole offices located throughout the State.

               The MHSCP does not provide for supportive or 
               transitional housing, mental health board & care, 
               assisted living, crisis management beds, or in-patient 
               treatment.  POC provides clinical services and 
               medication management solely on
               an outpatient basis.

               On February 5, 2007, the Division of Adult Parole 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageK

               Operations (DAPO)
               implemented a new program to assist in recidivism 
               reduction by providing
               increased frequency of clinical services to mentally 
               ill parolees upon parole from
               prison.  Upon parole, inmates designated as:

                EOP are scheduled for 8 consecutive POC appointments 
               which occur within 120 days of release from 
               incarceration.

                CCCMS parolees are scheduled for 4 consecutive POC 
               appointments which occur within 90 days of release 
               from incarceration.

               At completion of the initial POC appointments that 
               mentally ill parolees attend
               upon parole, the frequency and duration of continued 
               outpatient mental health
               treatment is determined by POC clinical staff.

               This enhancement was approved as a result of 
               evidence-based research
               conducted by the University of California, Los Angeles 
               (UCLA), Integrated
               Substance Abuse Programs.  The UCLA research revealed 
               a strong positive relationship between the number of 
               POC sessions attended and recidivism risk.
               Specifically, the greater number of POC contacts a 
               mentally ill parolee has, the
               less likely he or she is returned to prison, and that 
               enhancing retention in the
               program would further reduce recidivism outcomes. . . 
               .

                Enhanced Services for Mentally Ill Parolees

               California Assembly Bill (AB) 900, Chapter 7, Statutes 
               of 2007, added California
               Penal Code section (PC) 3073 that authorizes CDCR to 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageL

               contract with California
               Counties for Day Treatment Programming and Mental 
               Health Crisis intervention
               and services.

               AB 900 also included 13 conditions outlined in 
               paragraphs (1) to (13) of section
               PC 7021(a) that must be met prior to the release of 
               Phase II funding.  Condition
               (8) reads "At least 300 parolees are being served in 
               day treatment or crisis care
               services, pursuant to Section 3073."

               As a result of stakeholders informing CDCR that the 
               language in AB 900
               pertaining to Day Treatment Programming is an outdated 
               model which does not
               correspond with the current adult system of care 
               models that many counties are
               conforming to, the AB 900 Definitions Committee, 
               defined Day Treatment
               Programming as "Mental Health Rehabilitative Services 
                                                          designed to target
               individual needs of mentally ill parolee-clients."

               CDCR developed the program description consistent with 
               the adult system of
               care model, which began through the implementation of 
               Chapter 617 of the
               Statutes of 1999 for adult mental health and related 
               items, and expanded by

               Chapter 518 of the Statutes of 2000, to provide models 
               for parolees with serious
               mental illness that can meet the performance outcomes 
               required by the
               Legislature.







                                                                     (More)











               The program has been named "Integrated Services for 
               Mentally Ill Parolees"
               (ISMIP).  ISMIP is a comprehensive model which 
               provides varied levels of care,
               supportive/transitional housing, and an array of 
               mental health rehabilitative services that assist with 
               the development of independent living in the least
               restrictive environment possible.

               Each parolee-client shall have a clearly designated 
               mental health personal
               services coordinator (Case Manager) who, as a part of 
               a multidisciplinary
               treatment team, is responsible for providing or 
               assuring needed services.  Case
               Manager responsibilities include:

                Complete assessment of the parolee-client's needs 
               and goals.
                Development of the parolee-client-driven personal 
               services plan.
                Linkage with all appropriate community services.
                Housing referrals.
                Monitoring the quality and follow through of 
               services.
                Provide individualized coaching to achieve the goals 
               identified in the personal service plan.  

               Service plans are individualized to meet the needs of 
               each parolee-client as determined through goal 
               directed objectives, which can include but are not 
               limited to:

                Live in the most independent, least restrictive 
               housing feasible in the local
               community.  Provision for housing for parolee-clients 
               that is immediate,
               transitional, or permanent.
                Engage in the highest level of work or productive 




                                                                     (More)







                                                            AB 826 (Atkins)
                                                                      PageN

               activity appropriate to
               their abilities and experience.
                Obtain an income (including assistance with applying 
               for and denial appeals for benefit entitlements such 
               as Social Security, Medi-Cal, and Veterans).
                Self-manage their serious mental illness and exert 
               as much control as possible over both the day-to-day 
               and long-term decisions that affect their lives.
                Coordination and access to mental health services 
               such as: medications, psychiatric and psychological 
               services.
                Provision for services to be parolee-client directed 
               and employs psychosocial rehabilitation and recovery 
               principles.
                Substance abuse services.
                Provision for family support and consultation 
               services, parenting support and consultation services, 
               and peer support or self-help group support.
                Create and maintain a support system consisting of 
               friends, family, and participation in community 
               activities.
                Access an appropriate level of academic education, 
               career-specific trade, or skill training as determined 
               necessary to meet the goal oriented objective.
                Transitional planning and linkage for continuation 
               of services upon discharge from parole.  Please Note: 
               Services provided after discharge from parole cannot 
               be at the expense of CDCR.

          3.  What This Bill Would Do
             
          This bill generally would codify the ISMIP program described 
          above, which CDCR has been conducting for some mentally ill 
          parolees over the last few years.  Key elements of the bill 
          include prioritization of inmates who are likely to become 
          homeless upon release; a requirement that service providers 
          offer whatever services participants require to obtain and 
          maintain health and housing stability, and draft a discharge 
          plan with the participant that includes transition into 
          appropriate and affordable housing; and including rental 












                                                            AB 826 (Atkins)
                                                                      PageO

          subsidies as part of what's permissible under the program.  


                                   ***************