BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                   AB 876|
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                                    CONSENT


          Bill No:  AB 876
          Author:   Valadao (R)
          Amended:  5/16/11 in Assembly
          Vote:     21

           
           SENATE HUMAN SERVICES COMMITTEE  :  7-0, 6/14/11
          AYES:  Liu, Emmerson, Berryhill, Hancock, Strickland, 
            Wright, Yee

           ASSEMBLY FLOOR  :  76-0, 5/19/11 - See last page for vote


           SUBJECT  :    In-Home Supportive Services program

           SOURCE  :     Author


           DIGEST  :    This bill narrows the circumstances that allow a 
          provider of in-home supportive services to sign, on the 
          client's behalf, the form that allows the client to hire a 
          provider with a criminal record that includes various 
          felonies. 

           ANALYSIS  :    

          Existing law:

          1. Establishes the In-Home Supportive Services (IHSS) 
             program to provide domestic services to qualifying 
             individuals allowing them to remain safely in their 
             homes.

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          2. Precludes from providing IHSS, for 10 years from the 
             date of conviction, persons found guilty of specific 
             felonies.

          3. Exempts from this 10-year ban an individual who has 
             obtained a certificate of rehabilitation. 

          4. Allows a recipient of IHSS who wishes to employ a 
             provider who is under the 10-year ban to submit to the 
             county an individual waiver of the exclusion.

          5. Prescribes that the individual waiver must be signed by 
             the IHSS client or by the client's "authorized 
             representative." 

          This bill redefines "authorized representative" to exclude 
          a provider with the criminal record unless that individual 
          is a parent, guardian, or person having legal custody of a 
          minor recipient, a conservator of an adult recipient, or a 
          spouse or registered domestic partner of a recipient. 

           Background  

          The 2009 IHSS budget trailer bill ÝAB19 X4 (Evans), Chapter 
          17, Statutes of 2009 Fourth Extraordinary Session] includes 
          provisions intended to prevent fraud in, and enhance the 
          integrity of the IHSS program.  As a condition of being 
          placed or maintained on a county's IHSS provider registry, 
          AB 19X4 (Evans) requires criminal background checks to be 
          completed for all prospective IHSS providers as of October 
          1, 2009, and to be completed by July 2, 2010 for anyone 
          already a provider on October 1, 2009.

          Under existing state law, consistent with federal Medicaid 
          law, an individual may not serve as a provider of services 
          under the IHSS program for 10 years following conviction 
          for specified crimes involving fraud against a government 
          health care or supportive services program, child 
          endangerment, or elder or dependent adult abuse.  (These 
          are commonly referred to as "Tier 1" offenses.)  The 2010 
          human services budget trailer bill ÝAB 1612 (Budget 
          Committee), Chapter 725, Statutes of 2010] provides for the 
          additional exclusion, with certain exceptions, of provider 
          applicants for 10 years following a conviction for a 

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          violent or serious felony, as defined in the Penal Code, 
          and other specified felonies.  These exclusions, referred 
          to as "Tier 2" offenses, apply to new provider applicants 
          prospectively, beginning 90 days after the effective date 
          of that bill.

          With respect to Tier 2 exclusions, AB 1612 (2010) provides 
          that a recipient who wishes to employ a provider applicant 
          who has been convicted of such an offense "may submit to 
          the county an individual waiver of the exclusion."  The 
          waiver form must be signed "by the recipient or by the 
          recipient's authorized representative, if applicable."  In 
          signing a waiver, the individual agrees that he/she is 
          "accepting the responsibility for this decision and the 
          risk of any potential actions that may occur as a result of 
          this decision."

          The AB 1612 exclusion for prior convictions of Tier 2 
          offenses was part of a larger budget compromise that was 
          not vetted through legislative policy committees.  The 
          provision of AB 1612 permitting an authorized 
          representative to sign a waiver on behalf of a recipient to 
          enable them to provide IHSS services does give the 
          appearance of a conflict of interest.  In effect, however, 
          what this provision does is to simply create a de facto 
          exception to the Tier 2 exclusions for parents of minors 
          and other authorized representatives.  This bill, with 
          specified exceptions, would eliminate that exception.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  6/15/11)

          Kings In-Home Supportive Services Public Authority

           ARGUMENTS IN SUPPORT  :    The Kings County In-Home 
          Supportive Services Public Authority writes:  "This bill 
          takes a major step toward protecting the most fragile 
          consumers of IHSS.  Existing law authorizes a recipient of 
          services who wishes to employ a provider applicant who has 
          been convicted of a specified offense to submit to the 
          county a prescribed individual waiver, signed by the 
          recipient, or by the recipient's authorized representative. 

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           This bill would prohibit an IHSS provider applicant from 
          signing his or her own individual waiver form as the 
          recipient's authorized representative."


           ASSEMBLY FLOOR  :  76-0, 5/19/11
          AYES:  Achadjian, Allen, Ammiano, Atkins, Beall, Bill 
            Berryhill, Block, Blumenfield, Bonilla, Bradford, 
            Brownley, Buchanan, Butler, Charles Calderon, Campos, 
            Carter, Cedillo, Chesbro, Conway, Cook, Davis, Dickinson, 
            Donnelly, Eng, Feuer, Fletcher, Fong, Fuentes, Furutani, 
            Beth Gaines, Galgiani, Garrick, Gatto, Gordon, Grove, 
            Hagman, Halderman, Hall, Harkey, Hayashi, Roger 
            Hernández, Hill, Huber, Huffman, Jeffries, Jones, Knight, 
            Lara, Logue, Bonnie Lowenthal, Ma, Mansoor, Mendoza, 
            Miller, Mitchell, Morrell, Nestande, Nielsen, Norby, 
            Olsen, Pan, Perea, V. Manuel Pérez, Portantino, Silva, 
            Skinner, Smyth, Solorio, Swanson, Torres, Valadao, 
            Wagner, Wieckowski, Williams, Yamada, John A. Pérez
          NO VOTE RECORDED:  Alejo, Gorell, Hueso, Monning


          CTW:mw  6/15/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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