BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                   AB 973|
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                                 THIRD READING


          Bill No:  AB 973
          Author:   Campos (D)
          Amended:  8/30/11 in Senate
          Vote:     21

           
           SENATE JUDICIARY COMMITTEE  :  4-0, 6/21/11
          AYES:  Evans, Blakeslee, Corbett, Leno
          NO VOTE RECORDED:  Harman

           SENATE APPROPRIATIONS COMMITTEE  :  8-1, 8/25/11
          AYES:  Kehoe, Alquist, Emmerson, Lieu, Pavley, Price, 
            Runner, Steinberg
          NOES:  Walters

           ASSEMBLY FLOOR  :  51-24, 6/1/11 - See last page for vote


           SUBJECT  :    Trial courts:  budget process:  public notice

           SOURCE  :     American Federation of State, County and 
          Municipal 
                      Employees, AFL-CIO


           DIGEST  :    This bill requires trial courts, prior to 
          adopting a baseline budget plan for the fiscal year, to 
          allow public input and comment on the proposed plan and to 
          hold a public hearing on the plan, as specified.  This bill 
          requires a trial court proposing to close a courtroom or 
          close/reduce hours of clerks' offices to provide the 
          required 60-day advance written notice by electronic 
          distribution and to include in the notice information on 
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          how the public may comment on the plan.  This bill requires 
          the court to review and consider all comments received and 
          provide immediate notification of any plan changes.  The 
          provisions of this bill sunset on January 1, 2017.

           ANALYSIS  :    

           Existing Law

           Existing law authorizes the Judicial Council, as part of 
          its trial court budget process, to seek input from groups 
          and individuals as it deems appropriate.  Existing law 
          specifies that the trial court budget process may include, 
          among other things, the:  (a) receipt of budget requests 
          from the trial courts; (b) review of trial courts' budget 
          requests; (c) annual adoption of the projected cost of 
          court operations in the subsequent fiscal year; (d) annual 
          approval of a schedule for the allocation of moneys to 
          individual courts and an overall trial court budget; (e) 
          reallocation of funds during the fiscal year to ensure 
          equal access to the trial courts by the public, to improve 
          trial court operations, and to meet trial court 
          emergencies; and (f) establishment of rules regarding a 
          court's authority to transfer trial court funding moneys 
          from one functional category to another in order to address 
          needs in any functional category.  (Government Code Section 
          68502.5(a).)

          Existing law provides that the Judicial Council shall 
          retain the ultimate responsibility to adopt a budget and 
          allocate funding for the trial courts and perform the other 
          activities listed above that best assure the courts' 
          ability to carry out their functions, promote 
          implementation of statewide policies, and promote the 
          immediate implementation of efficiencies and cost saving 
          measures in court operations, in order to guarantee equal 
          access to the courts.  (Government Code Section 
          68502.5(c).)

          Existing rules of court provide for the inspection and 
          copying of judicial administrative records, unless the 
          records are exempt.  (California Rules of Court, Rule 
          10.500.)


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          This bill requires a trial court, prior to adopting a 
          baseline budget plan for the fiscal year, to provide the 
          public with notice of the plan and an opportunity for input 
          by the submission of written comments.  Among other things, 
          this bill requires the court to allow public input by the 
          submission of written comments or by holding a public 
          hearing on the trial court's proposed baseline budget plan, 
          but requires public input by both of those means on and 
          after January 1, 2015.

          The provisions of this bill sunset on January 1, 2017.

          Existing law requires a trial court to provide written 
          notice to the public not less than 60 days prior to closing 
          any courtroom, or closing or reducing the hours of clerks' 
          offices during regular business hours.  That notice shall 
          be provided by conspicuous posting within or about its 
          facilities, on its Web site, and to the Judicial Council.  
          The notice must include the scope of the closure or 
          reduction in hours, and the financial constraints or other 
          reasons that make the closure or reduction necessary.  
          (Government Code Section 68106(b).)

          Existing law requires the Judicial Council, within 15 days 
          of receiving the notice, to post the information on its Web 
          site and to provide the Senate and Assembly Judiciary 
          Committees and the Senate Budget and Fiscal Review 
          Committee, and the Assembly Budget Committee with copies of 
          the notices.  Existing law provides that the Legislature 
          intends to review this information to ensure that 
          California trial courts remain open and accessible to the 
          public.  (Government Code Section 68106(b).)

          This bill requires a trial court to additionally provide 
          the notice described above electronically to individuals 
          who have subscribed to the court's electronic distribution 
          service.

          This bill provides that the notice shall include 
          information on how the public may provide written comments 
          during the 60-day period regarding the court's plan for 
          closing a courtroom or closing or reducing clerks' office 
          hours.


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          This bill requires the court, if its plan changes as a 
          result of the comments received, to immediately provide 
          notice to the public by posting a revised notice within or 
          about its facilities, on its Web site, and by electronic 
          distribution to individuals who have subscribed to the 
          court's electronic distribution service.

          This bill requires the court to review and consider all 
          comments received, but would provide that these 
          requirements shall not be construed to obligate courts to 
          provide responses to the comments received or for any other 
          reason.

           Background
           
          As a result of the current fiscal crisis, the Judicial 
          branch-and trial courts in particular-has faced significant 
          funding challenges over the last several years which 
          resulted in an unprecedented one-day per month closure of 
          courthouses across the state.  Although those courthouse 
          closures have generally ended for the time being, the 
          Judicial Council notes that "Ýi]n an effort to meet these 
          challenges while remaining open on all non-judicial 
          holidays and to preserve as fully as possible access to 
          court services for all litigants, some superior courts may 
          adopt plans to institute limited services days.  A limited 
          services day is one on which a court might close one or 
          more courtrooms or reduce the hours of one or more of its 
          clerks' offices, or both."

          Existing law requires trial courts to notify the public and 
          the Judicial Council 60 days prior to closing a courtroom 
          or closing or reducing the hours of clerks' offices.  The 
          Judicial Council, in turn, must provide this information to 
          the Legislature and post it on its Web site.  That 
          information, which is available at 
          www.courts.ca.gov/12973.htm, currently shows that seven 
          counties have notified the Judicial Council of limited 
          service hours which range from reducing the hours of 
          clerks' offices to providing that a court may meet in a 
          community once every other month rather than once every 
          month.

          This bill, sponsored by the American Federation of State, 

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          County and Municipal Employees (AFSCME), AFL-CIO, would 
          provide for public comment and review concerning a court's 
          plan to close a courtroom or close or reduce the hours of 
          clerks' offices.  The bill would also require a trial court 
          to hold a public hearing on its proposed baseline budget 
          plan prior to its adoption.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          According to the Senate Appropriations Committee:

                          Fiscal Impact (in thousands)

           Major Provisions                2011-12     2012-13    
           2013-14   Fund
           
          Public hearings,                             Unknown; cost 
          pressure of $100                             General*
          notification, solicit/annually through 2014, potential 
          review public commentscosts of $100 annually thereafter

          *Trial Court Trust Fund

           SUPPORT  :   (Verified  8/30/11)

          American Federation of State, County and Municipal 
          Employees, AFL-CIO 
             (source)
          San Bernardino Public Employees Union
          San Luis Obispo County Employees Association
          Service Employees International Union

           ARGUMENTS IN SUPPORT  :    The author writes, "Since the 
          enactment of the Trial Court Funding Act of 1997, the 
          mechanisms for public oversight and accountability of the 
          California Superior Courts Ýwere] removed.  Existing law 
          requires a decentralized system of trial court management 
          managed by a Presiding Judge.  The Superior Courts are also 
          not subject to the provisions of the Brown Act or the 
          Bagley-Keene Open Meeting Act.

          "Neither the Legislature nor the Judicial Council of 
          California has ultimate responsibility for the daily 

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          operations of the trial courts and the services provided to 
          the public; that responsibility rests with each Superior 
          Court.  However, the Superior Courts are not required by 
          either the Brown Act or the Bagley-Keene Open Meeting Act 
          to conduct public meetings, and Superior Courts do not 
          voluntarily do so. 

          The sponsor, American Federation of State, County and 
          Municipal Employees (AFSCME), AFL-CIO, writes that prior to 
          the enactment of the Trial Court Funding Act of 1997, "The 
          Courts were under the jurisdiction of the county 
          governments.  During this time, the public was afforded the 
          opportunity to provide their direct input over the 
          administration of local court operations.  They were able 
          to express their opinions at County Board of Supervisor 
          meetings and to elect individuals who had the ultimate 
          responsibility of overseeing daily court operations."  
          AFSCME writes that this bill would "restore public 
          oversight and accountability to the California Superior 
          Court system."


           ASSEMBLY FLOOR  : 
          AYES: Alejo, Allen, Ammiano, Atkins, Beall, Block, 
            Blumenfield, Bonilla, Bradford, Brownley, Buchanan, 
            Butler, Charles Calderon, Campos, Carter, Cedillo, 
            Chesbro, Davis, Dickinson, Eng, Feuer, Fong, Fuentes, 
            Furutani, Galgiani, Gatto, Gordon, Hall, Hayashi, Roger 
            Hernández, Hill, Huber, Hueso, Huffman, Lara, Bonnie 
            Lowenthal, Ma, Mendoza, Mitchell, Monning, Pan, Perea, 
            Portantino, Skinner, Solorio, Swanson, Torres, 
            Wieckowski, Williams, Yamada, John A. Pérez
          NOES: Achadjian, Conway, Cook, Donnelly, Fletcher, Beth 
            Gaines, Grove, Hagman, Halderman, Harkey, Jones, Knight, 
            Logue, Mansoor, Miller, Morrell, Nestande, Nielsen, 
            Norby, Olsen, Silva, Smyth, Valadao, Wagner
          NO VOTE RECORDED: Bill Berryhill, Garrick, Gorell, 
            Jeffries, V. Manuel Pérez


          RJG:do  8/30/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE


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