BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



           ------------------------------------------------------------ 
          |SENATE RULES COMMITTEE            |                  AB 1413|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
          |(916) 651-1520         Fax: (916) |                         |
          |327-4478                          |                         |
           ------------------------------------------------------------ 
           
                                         
                                 THIRD READING


          Bill No:  AB 1413
          Author:   Fong (D)
          Amended:  9/2/11 in Senate
          Vote:     21

           
          PRIOR VOTES NOT RELEVANT 


           SUBJECT  :    Elections

           SOURCE  :     Author


           DIGEST  :    This bill (1) clarifies and strengthens existing 
          law that states the domicile of a Member of the Legislature 
          or a member of Congress shall be conclusively presumed to 
          be at the residence address indicated on that person's 
          currently filed affidavit of registration, (2) makes 
          numerous technical and substantive changes to the "top two" 
          primary law and other related statutes.

           Senate Floor Amendments  of 9/2/11 delete the prior version 
          which made minor and technical changes in the Political 
          Reform Act and instead provides for the above language.

           ANALYSIS  :    

          Existing law:

          1. Requires that primary elections for Congress and for 
             state elective office, other than Superintendent of 
             Public Instruction (SPI), be conducted in a manner such 
                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          2

             that every voter, regardless of party affiliation, may 
             vote for any candidate for that office without regard to 
             the political party of the candidate, provided that the 
             voter is otherwise eligible to vote for that office.

          2. Provides that the two candidates that receive the 
             highest number of votes at a primary election for 
             Congress or for state elective office other than SPI, 
             regardless of political affiliation, move on to the 
             general election.

          3. Allows any candidate for congressional or state elective 
             office, except a candidate for SPI, to choose to have 
             his or her political party preference, or lack of party 
             preference, indicated on the ballot.

          4. Permits a voter to declare a party preference when he or 
             she registers to vote.  Requires that the option for a 
             voter to choose "No Party Preference" be placed at the 
             beginning of the listing of qualified political parties 
             on the voter registration card.  

          5. Defines the term "voter-nominated office" to include all 
             congressional and state elective offices, except for 
             SPI.

          6. Prohibits write-in votes from being counted at the 
             general election for a voter-nominated office.

          7. Provides that for the purposes of the state's election 
             laws, the domicile of a person is that place in which 
             his or her habitation is fixed, wherein the person has 
             the intention of remaining, and to which, whenever he or 
             she is absent, the person has the intention of 
             returning.  Provides that at a given time, a person may 
             have only one domicile.

          8. Provides that the domicile of a Member of the 
             Legislature or a Representative in the Congress of the 
             United States is conclusively presumed to be at the 
             residence address indicated on that person's currently 
             filed affidavit of registration.

          This bill makes numerous substantive and technical changes 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          3

          to state election law to implement the top two primary 
          election system and clarifies a provision of law that 
          governs residency determinations for members of the 
          Legislature and Congress.  Specifically, this bill:

          1. Specifies that when a voter registers to vote and 
             chooses a political party, that voter is affiliating 
             with that political party, rather than declaring a 
             preference for that political party.

          2. Conforms the procedure for presidential electors to be 
             chosen by the Democratic Party to the top two primary 
             system, by providing that the Democratic candidate who 
             receives the most votes in the primary election for 
             Congress and for United States Senate each choose a 
             presidential elector, rather than having the Democratic 
             nominees for Congress and United States Senate choosing 
             presidential electors.

          3. Requires that the option for a voter to decline to state 
             a party affiliation be placed at the end of the listing 
             of qualified political parties on the voter registration 
             card.  Permits the Secretary of State (SOS) to continue 
             to supply existing voter registration cards prior to 
             printing new or revised forms that reflect this change.

          4. Permits candidate filing for a voter-nominated office to 
             re-open if only one candidate who is affiliated with a 
             particular political party has declared a candidacy for 
             nomination at the primary election for that office, and 
             that candidate dies after the deadline for delivery of 
             nomination documents to the elections official but not 
             less than 83 days before the election.  Permits 
             nomination documents, in this case, to be submitted 
             until 5 p.m. on the 74th day prior to the election.

          5. Modifies the format of the declaration of candidacy and 
             nomination papers to conform to the top two primary 
             system.  Requires a candidate for voter-nominated office 
             to include a certification of his or her partisan 
             affiliation history for the previous 10 years on the 
             nomination papers that he or she files.

          6. Provides that if a candidate for voter-nominated office 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          4

             dies prior to the primary election, and that candidate 
             receives a sufficient number of votes to entitle him or 
             her to appear on the ballot at the general election if 
             he or she had lived until after the election, the name 
             of that deceased candidate shall appear on the ballot at 
             the general election.

          7. Provides that if a candidate for voter-nominated office 
             who is entitled to appear on the general election ballot 
             dies, the name of that candidate nonetheless shall 
             appear on the general election ballot.  

          8. Provides that if a candidate for voter-nominated office 
             who is deceased receives a majority of votes cast for 
             the office at the general election, a vacancy shall 
             exist in the office to which he or she was elected.  
             Provide that this vacancy shall be filled in the same 
             manner as if the candidate had died subsequent to taking 
             office.

          9. Requires the SOS to write an explanation of electoral 
             procedure for party-nominated office, voter-nominated 
             office, and nonpartisan office that will appear in the 
             state ballot pamphlet.  Requires an explanation of the 
             electoral procedure for voter-nominated office to be 
             included in the voter information portion of the sample 
             ballot at any special election held to fill a vacancy in 
             the Legislature or in Congress.

          10.Modifies the manner in which the party preference 
             designation for a candidate for voter-nominated office 
             will appear on the ballot, pursuant to the following:

             A.    Provide that if the candidate has a political 
                party affiliation, and has chosen to have that 
                affiliation printed on the ballot, the affiliation 
                shall appear in the following manner:  "Preference: 
                _______ Party."

             B.    Provide that if the candidate does not have a 
                political party affiliation, and has chosen to have 
                that lack of affiliation printed on the ballot, the 
                designation shall appear in the following manner:  
                "Preference: None selected."

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          5


             C.    Provide that if a candidate does not wish to have 
                his or her party affiliation, or lack of affiliation, 
                printed on the ballot, the designation shall appear 
                in the following manner:  "Preference: Withheld by 
                candidate."

          11.Provides flexibility to counties in the placement on the 
             ballot of the party affiliation of Presidential 
             candidates.

          12.Eliminates certain type-size and typeface requirements 
             for instructions that must be printed on the ballot.  
             Clarifies and shortens the instructions that appear on 
             the ballot.

          13.Provides that spaces for write-in candidates will not be 
             printed on the ballot for voter-nominated offices at the 
             general election.

          14.Clarifies a provision of law that governs residency 
             determinations for members of the Legislature and 
             Congress.  

          15.Repeals various statutory language that has no legal 
             effect.

          16.Makes various technical and non-substantive changes.

           Background  
          
           Top Two Primary and Ballot Formatting Issues  .  In February 
          2009, the Legislature approved SCA 4 (Maldonado), 
          Resolution Chapter 2, Statutes of 2009, which was enacted 
          by the voters as Proposition 14 on the June 2010 Statewide 
          Primary Election Ballot.  Proposition 14 implemented a "top 
          two" primary election system in California for most 
          elective state and federal offices.  At primary elections, 
          voters are able to vote for any candidate, regardless of 
          party, and the two candidates who receive the most votes, 
          regardless of party, advance to the General Election.

          At the same time that it passed SCA 4, the Legislature also 
          approved and the Governor signed SB 6 (Maldonado), Chapter 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          6

          1, Statutes of 2009.  SB 6 made various changes to state 
          statute that became effective upon the approval of 
          Proposition 14 by the voters.  While many of the changes to 
          state law made by SB 6 were merely conforming changes to 
          provide for a "top two" primary system, some of the changes 
          were more substantive.  For instance, for offices that are 
          subject to the top two primary, SB 6 prohibited write-in 
          votes from being counted at the November general election 
          and required independent candidates to appear on the ballot 
          at the primary election (under the law prior to the 
          adoption of SB 6, independent candidates only appeared on 
          the ballot at the general election).  Additionally, SB 6 
          required the state voter registration form to be redesigned 
          and required certain new information to be printed on the 
          ballot at elections for state and federal office.

          In March 2010, the Assembly Elections and Redistricting 
          Committee held an oversight hearing on the impacts of the 
          top two primary election system and SB 6 on election costs 
          and administration.  Among other testimony, the committee 
          heard from elections officials who indicated that certain 
          aspects of SB 6 could significantly increase the length of 
          ballots at primary elections, thus increasing election 
          costs.  Specifically, elections officials expressed concern 
          with the format in which a candidate's party preference was 
          to appear on the ballot, with the length of language that 
          will be printed on the ballot to explain the top two 
          primary process, and with certain type size and typeface 
          requirements for language that must be included on the 
          ballot.

          This bill makes various modifications to the language that 
          will appear on the ballot to address these formatting 
          concerns.  This bill shortens the format in which a 
          candidate's party preference is displayed on the ballot, 
          shortens and clarifies the ballot instructions that appear 
          on the ballot, and eliminates certain type size and 
          typeface requirements to give county elections officials 
          greater flexibility to format their ballots.  These changes 
          should help address some of the concerns raised by 
          elections officials in this committee's oversight hearing.

           Party Preference vs. Party Affiliation  .  Under the 
          provisions of SCA 4 and Proposition 14, a candidate for 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          7

          voter nominated office may choose to have his or her 
          political party preference, or lack of political party 
          preference, printed on the ballot.  SB 6 made corresponding 
          changes to state statute, but also changed the manner in 
          which voters registered to vote, allowing voters to state a 
          party preference on the voter registration card, rather 
          than allowing voters to affiliate with a political party 
          when completing the voter registration card.  This change 
          could have broader impacts than intended - if voters who 
          declare a party preference for a particular political party 
          are not deemed to be members of that party, this change 
          could have implications on whether or not California voters 
          are able to participate in the political parties' primary 
          elections for President, among other consequences.

          This bill provides that voters would be given the option of 
          affiliating with a political party on the voter 
          registration form, rather than stating a party preference.  
          Candidates for voter nominated office would still have the 
          ability to have the name of their preferred qualified 
          political party included on the ballot, or would have the 
          option of having that information left off the ballot.

           Death of a Candidate  .  Under the provisions of SB 6, if a 
          candidate for voter-nominated office at the general 
          election dies, depending on when that candidate dies, he or 
          she may be replaced on the ballot by the next highest 
          vote-getter from the primary election.  This could lead to 
          some unusual, and potentially undesirable, situations.  For 
          instance, in a district where voters strongly prefer one 
          political party, if that party's only candidate dies, he or 
          she could be replaced on the ballot by a candidate from a 
          different political party.  This, combined with the fact 
          that write-in votes are prohibited at the general election 
          for voter nominated offices, could result in voters being 
          left to choose between two candidates who are 
          unrepresentative of the policy preferences of the vast 
          majority of voters in the district.  Similarly, if a number 
          of candidates chose not to run for an office because a 
          popular incumbent was running for re-election, and that 
          incumbent subsequently died, voters could be forced to 
          choose from a pool of lesser-qualified candidates.

          In fact, state law already recognizes the potential for 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          8

          such a situation in races for non-partisan office, and 
          provides a mechanism to protect against this type of 
          situation.  In certain circumstances, when an incumbent 
          candidate for non-partisan office dies before the election, 
          state law provides for the election to be canceled and a 
          special election to be held at a future date.

          This bill provides that when a candidate for voter 
          nominated office dies, the name of that candidate will 
          nonetheless remain on the ballot.  If the deceased 
          candidate is one of the top two vote getters at the primary 
          election, the name of that deceased candidate will also 
          appear on the ballot at the general election.  If the 
          deceased candidate prevails at a general election, there 
          will be a vacancy in the office that is filled in the same 
          manner as if the vacancy had occurred after the candidate 
          had taken office.

           Write-In Candidates  .  One of the provisions of SB 6 
          prohibited write-in votes from being counted at a general 
          election for a voter-nominated office.  Other provisions of 
          law that require that write-in spaces appear on the ballot, 
          however, were unaffected.  This could create confusion, and 
          could mislead voters into thinking that write-in votes for 
          candidates for voter-nominated office at a general election 
          will be counted.  This bill eliminates write-in spaces on 
          the ballot for voter-nominated offices at the general 
          election in order to avoid this confusion.

           Domicile and Residency  .  The Elections Code provides that 
          "the domicile of a person is the place in which his or her 
          habitation is fixed, wherein the person has the intent of 
          remaining, and to which, whenever he or she is absent, the 
          person has the intention of returning."  Existing law also 
          provides that, at a given time, a person may have only one 
          domicile.  

          At the same time, existing law provides that "the residence 
          of a person is that place in which the person's habitation 
          is fixed for some period of time, but where he or she does 
          not have the intention of remaining."

          In 1984, the Legislature approved and the Governor signed 
          AB 1798 (W. Brown), Chapter 21, Statutes of 1984, which 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          9

          provided that for the purposes of determining the domicile 
          of a member of the Legislature or a Representative in the 
          Congress of the United States, it is conclusively presumed 
          that the residence address indicated on that person's 
          currently filed affidavit of registration is the person's 
          domicile.  AB 1798 was approved in recognition of the fact 
          that sitting members of the Legislature and Congress face 
          special circumstances because of the nature of their jobs, 
          and that those circumstances could create situations where 
          a consideration of the factors traditionally used to 
          determine a person's domicile could create an inaccurate 
          impression of the true domicile of a member of the 
          Legislature or of Congress.  For example, members of the 
          Legislature and of Congress may spend long periods of time 
          away from the districts that they represent in order to 
          serve their constituents in Sacramento or in Washington, 
          D.C., respectively.  Similarly, incumbent legislators and 
          members of Congress may be forced to relocate involuntarily 
          due to redistricting in order to continue to represent 
          their constituents.  As the analysis of AB 1798 by the 
          Assembly Elections, Reapportionment, and Constitutional 
          Amendments Committee noted, "Ýb]ecause of the nature of 
          their position, changing conditions in housing, employment 
          and schooling, and other factors, including, but not 
          limited to, nonstop reapportionment, Representatives in 
          Congress and Members of the Legislature are finding 
          themselves to be in a ? situation with other classes of 
          people requiring a separate determination of domicile."

          A recent Court of Appeals decision held that the conclusive 
          presumption established by AB 1798 only applies, however, 
          if the elected official can demonstrate that the address 
          listed on the affidavit of registration is a legal 
          residence of that official.   People v. Superior Court  , No. 
          B232709, (Second Dist., Div. Five, July 12, 2011).  As 
          described by a California court in  Federal Deposit Ins. 
          Corp. v. Superior Court  (1997) 54 Cal.App.4th 337, however, 
          conclusive presumptions are "not truly rules of evidence, 
          but are substantive rules of law, which exist to further 
          particular social policies and purposes."  In light of this 
          substantive rule of law, then, state courts have further 
          held that "Ýe]vidence is inadmissible to rebut a conclusive 
          presumption."   People v. Thompson  (1979) 89 Cal.App.3d 193. 
           AB 1798 enacted a conclusive presumption specifically 

                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          10

          because the circumstances faced by members of the 
          Legislature and of Congress can create situations where the 
          evidence that is typically relied upon to determine a 
          person's domicile will create an inaccurate picture of the 
          true domicile of a member of the Legislature or of 
          Congress.  As a result, the Appellate Court decision seems 
          to undermine the intent of the conclusive presumption 
          established by AB 1798.

          This bill clarifies the language of the conclusive 
          presumption that was created by AB 1798, making it explicit 
          that the domicile of a member of the Legislature or of 
          Congress is conclusively presumed to be the address that 
          the official lists on his or her affidavit of voter 
          registration in the section of the affidavit that asks for 
          the affiant's place of residence.

           Comments  
          
          According to the author's office, in 2009, as part of a 
          state budget agreement, a measure was placed on the ballot 
          for the voters to consider authorizing a "top two" primary 
          election system.  At the same time that measure was 
          approved, the Legislature also approved a series of changes 
          to the Elections Code to implement a top two primary 
          election system.

          Unfortunately, due to the nature in which those statutory 
          changes were adopted, they created a number of problems for 
          the effective and efficient operation of elections.  Last 
          year, the Assembly Elections and Redistricting Committee 
          held an oversight hearing to hear from elections officials 
          about some of the problems with those statutory changes.  
          Among other problems, county elections officials testified 
          that certain ballot printing requirements created an 
          unnecessary burden, and could significantly increase 
          election costs.

          Since that time, state and county elections officials have 
          been working diligently to develop fixes that will help 
          implement the top two primary system in a more effective 
          manner.  This bill reflects much of that work, and makes a 
          number of technical and substantive changes to assist 
          elections officials in carrying out their responsibilities. 
                        
                                                           CONTINUED





                                                               AB 1413
                                                                Page 
          11

           In addition, this bill addresses a few other substantive 
          and technical issues with the implementation of the top two 
          primary election system.

          Finally, AB 1413 also provides important clarification to a 
          provision of state law that governs residency 
          determinations for members of the Legislature and Congress. 
           An appellate court recently read that provision of law in 
          a manner that is inconsistent with the legislative history.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes   
          Local:  No

          DLW:mw  9/6/11   Senate Floor Analyses 

                       SUPPORT/OPPOSITION:  NONE RECEIVED

                                ****  END  ****
          


























                                                           CONTINUED