BILL ANALYSIS                                                                                                                                                                                                    Ó






                                                       Bill No:  AB 
          1418
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2011-2012 Regular Session
                                 Bill Analysis


          AB 1418  Author:  Assembly Governmental Organization 
          Committee
          As Introduced:  March 21, 2011
          Hearing Date:  June 14, 2011
          Consultant:  Paul Donahue


           SUBJECT :  Gambling control; Key employees

           SUMMARY  :  Clarifies and updates the definition of "key 
          employee" in the Gambling Control Act.

           Existing law  :

          1) The Gambling Control Act (Bus. & Prof. Code § 19800 et 
          seq.) establishes a regulatory framework for gaming in 
          California, creating the California Gambling Control 
          Commission (Commission) with the authority to approve, 
          deny, revoke, or suspend gambling licenses and permits for 
          reasonable cause. 

          2) Establishes the Division of Gambling Control within the 
          Department of Justice (DOJ) to investigate and enforce 
          controlled gambling activities in the state.  The Attorney 
          General has established the Bureau of Gambling Control 
          within DOJ. 

          3) Requires certain people employed in the operation of a 














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          gambling enterprise, known as "key employees,"<1> to apply 
          for and obtain a key employee license. 

          4) Entitles the holder of a key employee license to work in 
          any key employee position at any gambling establishment, so 
          long as the key employee terminates employment with one 
          gambling establishment before commencing work for another. 

          5) Requires the Gambling Control Commission to establish a 
          program for portable personal licenses for key employees.





           This bill  :

          1)  Revises the definition of key employee as any natural 
          person employed in the operation of a gambling enterprise 
          in a supervisory capacity or empowered to make 
          discretionary decisions with regard to gambling operations.

          2)  Deletes the term "pit boss" in this context, change the 
          term "shift boss" to "shift manager," and specifically 
          include surveillance managers or supervisors within the 
          definition.

           COMMENTS  :
          
          1)  Background  :  The Act provides the Commission with 
          jurisdiction over the operation of gambling establishments 
          in California. The Act charges the Commission with 
          responsibility for assuring that gambling licenses are not 
          issued to, or held by, unqualified or disqualified persons, 
          or by persons whose operations are conducted in a manner 
          that is inimical to the public health, safety, or welfare.  
          The Act directs the Commission to issue licenses only to 
          -------------------------
          <1> Business and Professions Code § 19805 defines a "key 
          employee" to mean any natural person employed in the 
          operation of a gambling enterprise, in a supervisory 
          capacity, or empowered to make discretionary decisions that 
          regulate gambling operations, including, without 
          limitation, pit bosses, shift bosses, credit executives, 
          cashier operations supervisors, gambling operation managers 
          and assistant managers, managers or supervisors of security 
          employees, etc.





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          those persons of good character, honesty and integrity, 
          whose prior activities, criminal record, if any, 
          reputation, habits and associations do not pose a threat to 
          the public interest of this state.  DOJ conducts background 
          and field investigations and enforces the provisions of the 
          Act in this regard.

          2)  Purpose of the bill  :  AB 1418 changes the definition of 
          key employee to include persons who are empowered to make 
          discretionary decisions with regard to gambling operations, 
          rather than persons who are empowered to make discretionary 
          decisions that regulate gambling operations.  This change 
          provides the Commission with the authority to license those 
          persons that have control over gambling operations in card 
          clubs.  Furthermore, state and local governments regulate 
          gambling, not the card clubs.

          This bill also deletes the term "pit bosses" and "shift 
          bosses" from the definition of key employee and replaces it 
          with "shift managers."  The terms "pit bosses" and "shift 
          bosses" are more commonly used in Nevada casinos, not in 
          card clubs, which use the term "shift managers."  

          Finally, AB 1418 includes surveillance managers or 
          supervisors in the definition of key employee.  These 
          individuals play a key role in the security, oversight, and 
          investigations of card club activities.  

          3)  Related legislation  :

          SB 374 (Strickland, 2011) would authorize a key employee 
          with a valid personal portable license to work as a key 
          employee in any key employee position in more than one 
          gambling establishment. (Pending in Assembly G.O. 
          Committee)

          AB 293 (Mendoza, Stats. 2009, ch. 233) Among other things, 
          permits limited liability companies (LLCs) and its 
          officers, managers, members, or owners to be eligible for a 
          state gambling license. 

          SB 730 (Florez, Stats. 2008, ch. 438) requires the 
          California Gambling Control Commission to establish a 
          program for portable personal licenses for key employees.

          AB 1620 (Klehs, Stats. 2006, ch. 721) changed the license 





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          fee structure for card rooms licensed by the Gambling 
          Control Commission.

          SB 1198 (Florez, Stats. 2006, ch. 181) removed wagering 
          limits from the list of items that are considered to be an 
          "expansion of gambling" pursuant to the current moratorium 
          on the expansion of gambling in local cities and counties.

          AB 1753 (G.O. Committee, Stats. 2006, ch. 546) removed the 
          residency requirement for key employees of California card 
          rooms. The bill also revised penalties for violations of 
          state gambling laws, and enacted related provisions. 

          SB 8 (Lockyer, Stats. 1997, ch. 867) repealed the Gaming 
          Registration Act and enacted the Gambling Control Act, 
          under which the Department of Justice investigates and 
          enforces controlled gambling in the state.  It also 
          established the Gambling Control Commission to among other 
          things issue, suspend, or revoke gambling licenses. 

           SUPPORT:   None on file

           OPPOSE:   None on file

           FISCAL COMMITTEE:   Senate Appropriations Committee



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