BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1907
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          ASSEMBLY THIRD READING
          AB 1907 (Bonnie Lowenthal)
          As Amended  May 25, 2012
          Majority vote 

           PUBLIC SAFETY       5-0         APPROPRIATIONS      17-0        
           
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          |Ayes:|Ammiano, Knight, Hagman,  |Ayes:|Fuentes, Harkey,          |
          |     |Mitchell, Skinner         |     |Blumenfield, Bradford,    |
          |     |                          |     |Charles Calderon, Campos, |
          |     |                          |     |Davis, Donnelly, Gatto,   |
          |     |                          |     |Ammiano, Hill, Lara,      |
          |     |                          |     |Mitchell, Nielsen, Norby, |
          |     |                          |     |Solorio, Wagner           |
           ----------------------------------------------------------------- 
           
          SUMMARY  :  Provides that no individual sentenced to imprisonment 
          in county jail shall be administered any psychiatric medication 
          without his or her prior informed consent, unless specified 
          circumstances are met.   Additionally, makes conforming changes 
          to the process by which inmates of the California Department of 
          Corrections and Rehabilitation (CDCR) can be involuntarily 
          medicated.   Specifically,  this bill  :  

          1)States that a county department of mental health may seek to 
            initiate the involuntary psychiatric medication of an 
            individual sentenced to imprisonment in county jail for 
            specified felonies if all of the following conditions have 
            been met: 

             a)   A psychiatrist or psychologist has determined that the 
               inmate has a serious mental disorder;

             b)   A psychiatrist or psychologist has determined that, as a 
               result of that mental disorder, the inmate is gravely 
               disabled and does not have the capacity to refuse treatment 
               with psychiatric medication, or is a danger to self or 
               others;

             c)   A psychiatrist has prescribed one or more psychiatric 
               medications for the treatment of the inmate's disorder, has 
               considered the risks, benefits, and treatment alternatives 
               to involuntary medication, and has determined that the 








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               treatment alternatives to involuntary medication are 
               unlikely to meet the needs of the patient;

             d)   The inmate has been advised of the risks and benefits 
               of, and treatment alternatives to the psychiatric 
               medication and refuses, or is unable to consent to, the 
               administration of the medication;

             e)   The inmate is provided a hearing before a superior court 
               judge, a court-appointed commissioner or referee, or 
               court-appointed hearing officer;

             f)   The inmate is provided counsel at least 21 days prior to 
               the hearing, unless emergency medication is being 
               administered, as specified, in which case the inmate would 
               receive expedited access to counsel.  The hearing shall be 
               held not more than 30 days after the filing of the notice 
               with the superior court unless counsel for the inmate 
               agrees to extend the date of the hearing; 

             g)   The inmate and counsel are provided with written notice 
               of the hearing at least 21 days prior to the hearing, 
               unless emergency medication is being administered, as 
               specified, in which case the inmate would receive an 
               expedited hearing.  The written notice shall do all the 
               following:

               i)     Set forth the diagnosis, the factual basis for the 
                 diagnosis, the basis upon which psychiatric medication is 
                 recommended, the expected benefits of the medication, any 
                 potential side effects and risks to the inmate from the 
                 medication, and any alternatives to treatment with the 
                 medication;  

               ii)    Advise the inmate of his or her the right to be 
                 present at the hearing, the right to be represented by 
                 counsel at all stages of the proceedings, the right to 
                 present evidence, and the right to cross-examine 
                 witnesses.  Counsel for the inmate shall have access to 
                 all medical records and files of the inmate, but shall 
                 not have access to confidential sections of the inmate's 
                 central file which contain materials unrelated to medical 
                 treatment; and,









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               iii)   Inform the inmate of his or her right to contest the 
                 finding of the court-appointed hearing officer 
                 authorizing treatment with involuntary medication by 
                 filing a writ of administrative mandamus, as specified, 
                 and his or her right to file a petition for writ of 
                 habeas corpus with respect to any decision of the county 
                 department of mental health to continue treatment with 
                 involuntary medication after the court-appointed hearing 
                 officer has authorized treatment.  

             h)   A court-appointed hearing officer determines by clear 
               and convincing evidence that the inmate has a mental 
               illness or disorder, that as a result of that illness, the 
               inmate is gravely disabled and lacks the capacity to 
               consent to or refuse treatment with psychiatric medications 
               or is a danger to self or others if not medicated, that 
               there is no less intrusive alternative to involuntary 
               medication, and that the medication is in the inmate's best 
               medical interest.  In the event of any statutory notice 
               issues with either initial or renewal filings by the county 
               department of mental health, the court-appointed hearing 
               officer shall hear arguments as to why the case should be 
               heard, and shall consider factors such as the ability of 
               the inmate's counsel to adequately prepare the case and to 
               confer with the inmate, the continuity of care, and if 
               applicable, the need for protection of the inmate or 
               institutional staff that would be compromised by a 
               procedural default;  

             i)   The historical course of the inmate's mental disorder, 
               as determined by available relevant information about the 
               course of the inmate's mental disorder, shall be considered 
               when it has direct bearing on the determination of whether 
               the inmate is a danger to self or others, or is gravely 
               disabled and incompetent to refuse medication as a result 
               of the mental disorder; and,  

             j)   An inmate is entitled to file one motion for 
               reconsideration following a determination that he or she 
               may receive involuntary medication, and may seek a hearing 
               to present new evidence, upon good cause shown.  

          2)States that nothing in this section is intended to prohibit a 
            physician from taking appropriate action in an emergency.  








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          3)Defines "emergency" as when there is a sudden and marked 
            change in an inmate's mental condition so that action is 
            immediately necessary for the preservation of life or the 
            prevention of serious bodily harm to the inmate or others, and 
            it is impractical, due to the seriousness of the emergency, to 
            first obtain informed consent.  

          4)States that if psychiatric medication is administered in an 
            emergency, the medication shall only be that which is required 
            to treat the emergency condition and shall be administered for 
            only so long as the emergency continues to exist.  

          5)States that, if the county department of mental health's 
            clinicians identify a situation that jeopardizes the inmate's 
            health or well-being as the result of a serious mental 
            illness, and necessitates the continuation of emergency 
            medication beyond the initial 72 hours pending the full mental 
            health hearing, the county department may, in lieu of taking 
            the inmate to a facility for treatment, seek to continue 
            medication by giving notice to the inmate and his or her 
            counsel of its intention to seek an ex parte order to allow 
            the continuance of medication pending the full hearing.  The 
            notice must be served upon the inmate and counsel at the same 
            time the inmate is given written notice that the involuntary 
            medication proceedings are being initiated and is appointed 
            counsel.  

          6)Allows an ex parte order for the continued involuntary 
            medication of the inmate to be issued upon a showing that, in 
            the absence of the medication, there is a reasonable 
            likelihood that the emergency conditions are likely to 
            reoccur.

          7)Requires the ex parte order for the continued involuntary 
            medication of the inmate be supported by an affidavit from the 
            psychiatrist or psychologist showing specific facts.

          8)Gives the inmate and the inmate's counsel two business days to 
            respond to the county department's ex parte request to 
            continue interim medication, and may present facts supported 
            by an affidavit in opposition to the department's request.  

          9)Requires a court-appointed hearing officer to review the ex 








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            parte request and shall have three business days to determine 
            the merits of the department's request.  

          10)States that if the ex parte order for the continued 
            involuntary medication of the inmate is issued, the 
            psychiatrist may continue the administration of the medication 
            until a hearing before a court- appointed hearing officer.  

          11)Requires that, if an inmate is being involuntarily 
            administered psychiatric medication on an emergency basis and 
            the county elects to seek an ex parte order pursuant to this 
            subdivision, the county department of mental health file with 
            the superior court, and serve on the inmate and his or her 
            counsel, written notice unless the inmate gives informed 
            consent to continue the medication or a psychiatrist 
            determines that the psychiatric medication is not necessary 
            and administration of the medication is discontinued.  If 
            written notice is given, it must do the following:  

             a)   Set forth the diagnosis, the factual basis for the 
               diagnosis, the basis upon which psychiatric medication is 
               recommended, the expected benefits of the medication, any 
               potential side effects and risks to the inmate from the 
               medication, and any alternatives to treatment with the 
               medication;  

             b)   Advise the inmate of the right to be present at the 
               hearing, the right to be represented by counsel at all 
               stages of the proceedings, the right to present evidence, 
               and the right to cross-examine witnesses.  Counsel for the 
               inmate shall have access to all medical records and files 
               of the inmate, but shall not have access to confidential 
               sections of the inmate's central file which contain 
               materials unrelated to medical treatment; and,

             c)   Inform the inmate of his or her right to contest the 
               finding of the court-appointed hearing officer authorizing 
               treatment with involuntary medication by filing a writ of 
               administrative mandamus, as specified, and his or her right 
               to file a petition for writ of habeas corpus with respect 
               to any decision of the county department of mental health 
               to continue treatment with involuntary medication after the 
               court-appointed hearing officer has authorized treatment 
               with involuntary medication.








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          12)Requires that, if an inmate is being involuntarily 
            administered psychiatric medication on an emergency basis, a 
            hearing before a court-appointed hearing officer commence 
            within 21 days of the filing and service of notice, unless 
            counsel for the inmate agrees to a different time.

          13)Specifies that an inmate being involuntarily administered 
            psychiatric medication on an emergency basis has the same due 
            process protections as an inmate being involuntarily medicated 
            under a court order, the county department of mental health 
            must prove the same elements supporting involuntary 
            medication, and the court-ordered hearing officers is required 
            to make the same findings related to involuntary medication.  

          14)States that the determination that an inmate may receive 
            involuntary medication shall be valid for one year from the 
            date of the determination, regardless of whether the inmate 
            subsequently gives his or her informed consent.

          15)States that the involuntary medication must be discontinued 
            one year after the date of determination unless the inmate 
            gives his or her informed consent to the administration of the 
            medication or the county department of mental health files 
            with the superior court, no less than 21 days prior to the 
            expiration of the current order, a written notice indicating 
            the department's intent to renew the involuntary medication 
            order.  The notice must also be served on the inmate and his 
            or her counsel.  

          16)Specifies that the county department of mental health must 
            provide the same due process protection as those given for the 
            initial order.  

          17)States that renewal orders are valid for one year from the 
            date of the hearing. 

          18)Requires that an order renewing an existing order be granted 
            based on clear and convincing evidence that the inmate has a 
            serious mental disorder that requires treatment with 
            psychiatric medication, and that, but for the medication, the 
            inmate would revert to the behavior that was the basis for the 
            prior order authorizing involuntary medication, coupled with 
            evidence that the inmate lacks insight regarding his or her 








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            need for the medication, such that it is unlikely that the 
            inmate would be able to manage his or her own medication and 
            treatment regimen.  No new acts need to be alleged or proven.

          19)Requires that if the county department of mental health 
            wishes to add a basis to an existing order, the department 
            must give the inmate and the inmate's counsel notice in 
            advance of the hearing, specifying what additional basis is 
            being alleged and what qualifying conduct within the past year 
            supports the additional basis.  This additional basis must be 
            proved by the department by clear and convincing evidence to a 
            hearing by a court-appointed hearing officer.  

          20)Requires the renewal hearing be conducted prior to the 
            expiration of the current order.

          21)Specifies that in the event of a conflict between this 
            section and provisions of the Administrative Procedures Act, 
            as specified, this section controls.  

          22)Defines "counsel," for purposes of this section, to include a 
            county patient rights advocate.  

          23)Clarifies that the process for involuntarily medicating an 
            inmate of CDCR also applies to inmates housed within a state 
            prison.

          24)Clarifies that if an inmate of CDCR is administered 
            psychiatric medication involuntarily on an emergency basis, he 
            or she would receive an expedited hearing and must receive 
            expedited access to counsel.  

          25)States that in the event of any statutory notice issues with 
            either initial or renewal filings by the CDCR, the 
            administrative law judge (ALJ) shall hear arguments as to why 
            the case should be heard, and shall consider factors such as 
            the ability of the inmate's counsel to adequately prepare the 
            case and to confer with the inmate, the continuity of care, 
            and if applicable, the need for protection of the inmate or 
            institutional staff that would be compromised by a procedural 
            default.

          26)Removes the requirement that an inmate of CDCR who is 
            involuntarily administered psychiatric medication on an 








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            emergency basis only be medicated for five days unless an ALJ 
            issues an order authorizing the continuing involuntary 
            medication of the inmate.  

          27) Requires that, if CDCR's clinicians identify a situation 
            that jeopardizes the inmate's health or well-being as the 
            result and a serious mental illness, and necessitates the 
            continuation of emergency beyond the initial 72 hours pending 
            the full mental health hearing, CDCR will give notice to the 
            inmate and his or her counsel of its intention to seek an ex 
            parte order to allow the continuance of medication pending the 
            full hearing.  The notice must be served upon the inmate and 
            counsel at the same time the inmate is given written notice 
            that the involuntary medication proceedings are being 
            initiated and is appointed counsel.

          28)Specifies that an ex parte order for emergency involuntary 
            medication of an inmate of CDCR may be issued if there is a 
            showing that in the absence of medication, there is a 
            reasonable likelihood that the emergency conditions are likely 
            to reoccur and must be supported by an affidavit from the 
            psychiatrist showing specific facts.  

          29)Specifies that once CDCR has requested an ex parte order for 
            emergency involuntary medication of an inmate of CDCR, that 
            inmate and his or her counsel have two business days to 
            respond to the request and may present facts supported by an 
            affidavit in opposition to the request.  

          30)Requires an ALJ to review the ex parte request and shall have 
            three business days to determine the merits of the CDCR's 
            request.

          31)Clarifies that in order to renew an existing involuntary 
            medication order, CDCR must file with the Office of 
            Administrative Hearings a written notice indicating the 
            department's intent to new the existing order.  

          32)Specifies that an order to renew an existing involuntary 
            medication order for an inmate of CDCR, there must clear and 
            convincing evidence that the inmate has a serious mental 
            disorder that requires treatment with psychiatric medication, 
            along with other specified findings.  









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          33)Requires that if CDCR wishes to add a basis to an existing 
            order, the department must give the inmate and the inmate's 
            counsel notice in advance of the hearing, specifying what 
            additional basis is being alleged and what qualifying conduct 
            within the past year supports the additional basis.  This 
            additional basis must be proved by the department by clear and 
            convincing evidence by a hearing by an ALJ.  

          34)Requires CDCR to adopt regulations to fully implement this 
            section.  

          35)Replaces references to "psychotropic" medications with 
            "psychiatric" medications.  

          36)States that it is the intent of the Legislature with this 
            bill and AB 1114 (Bonnie Lowenthal), Chapter 665, Statutes of 
            2011, to terminate the injunction stemming from the decision 
            in Keyhea v. Rushen (1986) 178 Cal. App. 3d 536, as specified, 
            and to replace the provisions of the injunction with the 
            provisions contained in Penal Code Section 2602.  

           FISCAL EFFECT  :   According to the Assembly Appropriations 
          Committee:

          1)Likely minor net state costs/savings as a result of procedural 
            changes. 

          2)Unknown, potential moderate county jail savings to the extent 
            county jails opt to use the existing CDCR procedures.  CDCR 
            last year estimated potential savings in the $2 million range 
            from the chaptered 2011 bill (AB 1114 (Lowenthal)) that 
            established this process for CDCR, primarily as a result of 
            extending the renewal interval for many involuntary medication 
            cases from 180 days to 365 days.

           COMMENTS  :   According to the author, "AB 1907 extends the 
          streamlined process that currently applies only to inmates in 
          state prison to inmates sentenced to county jails, thereby 
          shortening the time frame from 45 days to no more than 30 days 
          for an inmate in a county jail to receive long-term medication 
          to improve their mental health if they are either gravely 
          disabled or a danger to themselves or others.

          "In addition, AB 1907 unifies the renewal timeline for 








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          involuntary treatment orders and simplifies the process and 
          terminology to ensure that the inmate is provided with 
          appropriate mental health treatment consistent with his or her 
          due process rights, and ensured that officials take into account 
          the inmate's mental health history when determining whether or 
          not the prisoner is gravely disabled or a danger to themselves 
          or others."

          Please see the policy committee analysis for a full discussion 
          of this bill.
           

          Analysis Prepared by  :    Milena Blake / PUB. S. / (916) 319-3744 



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