BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1929
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          Date of Hearing:   May 1, 2012

                  ASSEMBLY COMMITTEE ON ELECTIONS AND REDISTRICTING
                                  Paul Fong, Chair
                    AB 1929 (Gorell) - As Amended:  April 16, 2012
           
          SUBJECT  :   Elections: casting ballots.

           SUMMARY  :   Provides that "casting a ballot," for purposes of the 
          definition of a voting system, does not include the physical or 
          electronic marking of a ballot, and is limited to the act of a 
          voter submitting his or her marked ballot for tabulation at a 
          polling place, through the mail, or, for special absentee 
          voters, by facsimile transmission.  

          EXISTING LAW  :

          1)Defines a "voting system" as any mechanical, 
            electromechanical, or electronic system and its software, or 
            any combination of these used to cast or tabulate votes, or 
            both.

          2)Prohibits a voting system or part of a voting system from 
            being connected to the Internet at any time, or from 
            electronically receiving or transmitting election data through 
            an exterior communication network, including public telephone 
            system, when the communication originates from or terminates 
            at a polling place, satellite location, or counting center; or 
            from receiving or transmitting wireless communications or 
            wireless data transfers.

          3)Prohibits a voting system, in whole or in part, from being 
            used unless it has received the approval of the Secretary of 
            State (SOS) prior to any election at which it is to be first 
            used.

          4)Prohibits a jurisdiction from purchasing or contracting for a 
            voting system, in whole or in part, unless it has received the 
            approval of the SOS.

          5)Permits a person or corporation owning or being interested in 
            a voting system or a part of a voting system to apply to the 
            SOS to examine it and report on its accuracy and efficiency to 
            fulfill its purpose.  









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           FISCAL EFFECT  :   Keyed non-fiscal by the Legislative Counsel.

           COMMENTS  : 
            
           1)Purpose of the Bill  :  According to the author:

               The Uniformed Military & Overseas Voter Act (UMOVA) gave 
               California $2 million in funding to implement the 
               Department of Defense's Federal Voting Assistance Program, 
               which seeks to assist overseas military with voting in 
               local and national elections.   The California Secretary of 
               State is overseeing the implementation of this program.

               The delays caused by the current voting system 
               disenfranchises United States citizens who are serving in 
               the military overseas because the current voting process 
               often does not allow ballots to be received by election 
               offices in time to be counted.  It is vital to protect the 
               constitutional right of all U.S. citizens to vote, 
               particularly those who are risking their lives overseas in 
               order to protect the freedom and rights of all US citizens. 
                By utilizing the available technology today, we can ensure 
               that our service men and women overseas can exercise their 
               Constitutional right as U.S. citizens.   

               AB 1929 clarifies some of the definitions and terms within 
               California's current election code to pave a path for a 
               smooth implementation of a voting system that allows 
               military overseas to electronically print their ballot and 
               cast their vote via fax or mail. This would drastically 
               speed up the amount of time it takes for military personnel 
               overseas to cast their vote and ensures their votes are 
               counted.

           2)Fundamental Change In What Constitutes Voting System  :  The 
            changes to current law this bill proposes is a major departure 
            from what currently constitutes a voting system.  Under 
            current law, a voting system is considered any mechanical, 
            electromechanical, or electronic system and its software or 
            any combination of these that is used to cast or tabulate 
            votes or both.  According to an opinion by the SOS, this means 
            that a system must be treated as a voting system it if 
            includes software to enable marking ballots using the voter's 
            computer.  However, under current law, no voting system or 
            part of a voting system may be connected to the Internet at 








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            any time.  Therefore, the SOS contends that "use of a voting 
            system that delivers ballots to voters via the Internet and 
            permits marking of votes on the ballots using the voter's 
            computer or any other computer is prohibited."  

          The sponsor of this bill, Democracy Live, a private company that 
            has developed an onscreen ballot marking device (also known as 
            a ballot marking wizard), argues that the act of casting a 
            ballot is significantly different than the act of tabulating a 
            ballot and the changes proposed in this bill reflect their 
            fundamental difference of interpretation.   Background 
            material provided by the author's office, which supports their 
            claim, included an unofficial opinion by the federal Election 
            Assistance Commission (EAC) which opines that the "Ýb]allot 
            marking wizards themselves do not serve a tabulation 
            function," and would not meet the definition of a voting 
            system as defined by the 2005 Voluntary Voting Systems 
            Guidelines and therefore would not be considered eligible for 
            testing or certification under the federal EAC program.  

          Additionally, as mentioned above, existing law currently 
            requires the SOS to test, review and approve any voting system 
            to be used in California.  Therefore, under existing law and 
            the SOS's opinion, the onscreen electronic ballot marking 
            device developed by Democracy Live could be considered a 
            voting system, however would not be approved by the SOS, as 
            current law does not allow for a voting system to be directly 
            connected to the Internet.

            As mentioned above, the change this bill proposes would 
            redefine casting a ballot in a way that would eliminate the 
            test, review and approval of the SOS.  The committee may wish 
            to consider whether permitting the use of a device created by 
            a third party for use by the electorate to assist in their 
            right to vote without the review or approval of any 
            governmental entity is prudent.

           3)Broad Application  :  The author and sponsor of the bill argue 
            that the intent of the bill is to clarify the definition of 
            "casting a ballot" to help facilitate voting for military, 
            overseas and disabled voters.  While this may be the 
            proponents' intent, the bill in its present form does not 
            accomplish the stated objectives and has much broader effects. 
             For example, this bill is not limited to certain types or 
            classes of voters, and as a result it would apply to all 








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            voters.  If this bill were to be signed into law, it could 
            potentially be used by significantly more voters than it was 
            intended.  

          Although the proponents of this bill talk about the advantages 
            of allowing voters other than overseas and military voters to 
            return a ballot by facsimile, this bill does not authorize 
            other voters to send their vote by mail (VBM) ballots via 
            facsimile.  If this bill were to be approved and signed into 
            law, only those voters considered "special absentee voters" 
            would be authorized to submit their ballot via facsimile.    

          The committee may wish to consider whether this bill 
            accomplishes the proponents' intentions.  Additionally, the 
            committee may wish to consider adding language to narrow the 
            scope of the bill to apply to those voters in which the author 
            and sponsor seek to assist.

           4)Security Concerns  :  The sponsor of this bill, Democracy Live, 
            states that the device that they developed to allow a voter to 
            electronically mark his or her ballot temporarily captures and 
            stores the information marked on the voter's ballot in order 
            to allow for the transfer of information to be formatted onto 
            a portable document format (pdf) that the voter may then print 
            out and mail or fax to their county elections official. After 
            the voter has printed his or her ballot, the information 
            temporarily captured by Democracy Live is then purged.

            Notwithstanding the specifics of how Democracy Live's system 
            works, nothing in this bill explicitly provides rules for the 
            capture or storage of data.  As a result, any person or 
            company that was developing technology to permit a voter to 
            electronically mark his or her ballot would not necessarily be 
            required to purge the data and could theoretically store the 
            information permanently or manipulate the data for its own 
            purposes.  Furthermore, there are no requirements in the bill 
            for encryption, security or other safeguards to protect 
            against information being intercepted during transmission.  

            For instance, any individual, company, or organization would 
            have the ability to create a device which assists a voter to 
            mark his or her ballot and would not be required to comply 
            with any rules or regulations that prevent the third party 
            from capturing and storing the voter's private information or 
            selections.  An individual could theoretically develop a 








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            similar program or device and bring it to a nursing home with 
            the intent to assist voters to mark their ballots.  Absent any 
            rules or regulations to prohibit a third party from capturing 
            or storing information, a voter's private information could be 
            compromised, a voter's selections could be manipulated, or the 
            version of the ballot seen by the voter could be incomplete or 
            incorrect (for instance, as ballots could have incorrect 
            information about certain candidates or ballot measures, or 
            could omit candidates or measures from the ballot entirely).  

            The committee should consider whether this bill contains 
            sufficient safeguards to ensure a voter's private information 
            and voting selections are protected.  

           5)Facilitating Voting:   Over the last nine years, the 
            Legislature has made a number of changes to state law to 
            facilitate voting for military voters and other California 
            residents who are outside of the United States.  AB 188 
            (Maze), Chapter 347, Statutes of 2003, streamlined a number of 
            provisions of state law to make it easier for overseas voters 
            to receive their ballots and cast a vote.  Among other 
            provisions, AB 188 allowed any VBM ballot request received 
            from an overseas voter to be considered a request for voter 
            registration; made all overseas voters permanent VBM voters; 
            required that all overseas voters be mailed a VBM ballot 60 
            days before the election to ensure that the voter has 
            sufficient time to receive, complete, and return his or her 
            ballot; and allowed the elections official to send an overseas 
            voter his or her ballot by electronic transmission.

            AB 2941 (Bates), Chapter 821, Statutes of 2004, permitted 
            special absentee voters who are temporarily living outside the 
            United States to return their ballots by facsimile 
            transmission.  AB 2941 was intended to accommodate voters who, 
            due to potential delays in international mail delivery and 
            structural barriers present in combat areas, may not be able 
            to receive, vote, and return a ballot in the 60-day period 
            provided for overseas voters.  

            AB 2786 (Salas), Chapter 252, Statutes of 2008, extended the 
            sunset date on the provisions of AB 2941 and AB 2369 (Block), 
            Chapter 261, Statutes of 2010, removed the sunset date on the 
            provisions of AB 2941 and made the program permanent.

            Furthermore, at the federal level, in 2009, President Obama 








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            signed into law the Military and Overseas Voter Empowerment 
            (MOVE) Act to expand the 1986 Uniformed and Overseas Citizens 
            Absentee Voting Act (UOCAVA), which was established to protect 
            the rights of service members to vote in federal elections 
            regardless of where they are stationed.  The MOVE Act builds 
            on UOCAVA to provide greater protections for service members, 
            their families, and other overseas citizens.

            The provisions of the MOVE Act have been in effect since the 
            November 2010 election.  However, as mentioned above, 
            California law already includes provisions to facilitate 
            voting by military members and other California residents who 
            are outside of the US, as such the SOS's office and local 
            elections officials only had to make minimal adjustments to 
            their practices in order to be in compliance.  For example, 
            the MOVE Act requires states to establish procedures to allow 
            overseas voters to request voter registration applications and 
            absentee ballot applications by mail or electronically, and 
            requires at least one means of electronic communication for 
            voters to request, and for all states to send, voter 
            registration applications, absentee ballot applications, and 
            voting information.  As mentioned above, current law allows a 
            special absentee voter to register to vote and apply for VBM 
            ballot by facsimile transmission and allows elections 
            officials to send a VBM ballot by mail, facsimile, or 
            electronic transmission.  Moreover, exceeding the requirement 
            of the MOVE Act, current law also allows a special absentee 
            voter who is temporarily living outside of the US to return 
            his or her ballot by facsimile transmission.

           6)What is the Urgency  ?  As the committee is aware, it is a 
            presidential election year and the primary is scheduled for 
            June 5th while the general election is scheduled for November 
            6th.  Should this bill be approved and signed into law, it is 
            likely to be in place for the November election, due to the 
            urgency clause.  With the new circumstances and challenges 
            surrounding our upcoming elections, which include the 
            implementation of the "top two" primary system and the recent 
            and upcoming United States Postal Service closures, the 
            committee should consider whether adding a new untested and 
            unproven method which allows a voter to electronically mark 
            his or her ballot is prudent at this time.  As such, the 
            committee may wish to consider removing the urgency clause 
            from this measure. 









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           7)Arguments in Support  :  In support of this bill, California 
            Council of the Blind, writes:

               AB 1929 would, by modifying the definition of voting 
               system, allow counties, without the need for prior approval 
               by the Secretary of State, Californians to electronically 
               mark their ballots without going to the polling place and 
               then submit them either by mail or facsimile.  Many 
               Californians prefer to vote by mail.  However, current law 
               does not enable Californians who are blind or have low 
               vision to vote in this manner without assistance in filling 
               out their ballot.  This bill would remove the legal 
               impediment to this problem by allowing counties, if they so 
               choose, to give voters who are blind or have low vision 
               equal access to mail forms of balloting by marking the 
               ballot electronically, just as they do at polling places.  
               A county would be able to decide whether the specific type 
               of electronic balloting technology would be sufficiently 
               secure and, of course, the voter would need to provide the 
               paper ballot to the county.  

               We would note, however, that the enactment of this measure 
               should not be used as an excuse to close polling places or 
               otherwise increase the impediments to voting at the polling 
               place.  Limiting the number of polling places is extremely 
               burdensome for persons with visual impairments, most of 
               whom are unable to drive.  Fewer polling places means that 
               it is more unlikely that person who are blind or have low 
               vision will be able to access a polling place, either 
               through walking or by public transit.

           8)Arguments in Opposition  :  With an oppose unless amended 
            position, the Secretary of State writes:

               One of the unintended consequences of this bill is that it 
               permits the use of untested and unapproved voting systems 
               that could threaten the integrity of elections. Under the 
               new technology that would be permitted under this bill, 
               each vote will be transmitted over the Internet in order to 
               mark the voter's ballot onscreen. In the case of the system 
               developed by Democracy Live, the sponsor of AB 1929, that 
               vote will also be stored on the company's servers as part 
               of the ballot marking process. 

               Under current law, this type of onscreen ballot marking is 








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               defined as being part of a "voting system," and the 
               Secretary of State has the responsibility and authority to 
               test and approve voting systems before they can be used in 
               California. This bill redefines "casting a ballot" in a way 
               that eliminates the ability of the Secretary of State to 
               review and approve this voting system. 

               Also, the bill takes out of the Secretary of State's 
               purview certain types of ballot marking devices, such as 
               the ES&S AutoMark. Thirteen counties use that device to 
               comply with the Federal Help America Vote Act mandate to 
               allow voters with disabilities to vote privately and 
               individually in a polling place. This bill has the effect 
               of eliminating the requirement that the Secretary of State 
               test, review and approve for use the AutoMark and other 
               similar devices, meaning voters who rely on these devices 
               to cast a ballot will simply have to hope that they work. 

               I am open to defining the technology that would be 
               permitted under the bill as something other than a "voting 
               system," but any new classification must include the 
               ability of the Secretary of State to review, test and 
               approve the use of the technology.

           9)Related Legislation  :  AB 1805 (Huffman) which passed out of 
            this committee on March 27, 2012, establishes new voting 
            procedures for military and overseas voters, as defined, to 
            comply with the UOCAVA and implement the policies of that act 
            and the Uniform Military and Overseas Voters Act adopted by 
            the National Conference of Commissioners on Uniform State 
            laws.  Among other provisions, AB 1805 expands the universe of 
            people who can be considered military or overseas voters; 
            expands the use of the Federal Write-In Absentee Ballot by 
            allowing it to be used by military or overseas voters in 
            non-federal elections; and makes other conforming changes, 
            where appropriate in California, to ensure continuity and 
            uniformity across state lines for military and overseas 
            voters.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Council of the Blind
          Disabled American Veterans, Department of California








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           Opposition 
           
          Disability Rights California
          Secretary of State Debra Bowen (unless amended)
          Service Employees International Union
           
          Analysis Prepared by  :    Nichole Becker / E. & R. / (916) 
          319-2094