BILL ANALYSIS Ó AB 1929 Page 1 Date of Hearing: May 1, 2012 ASSEMBLY COMMITTEE ON ELECTIONS AND REDISTRICTING Paul Fong, Chair AB 1929 (Gorell) - As Amended: April 16, 2012 SUBJECT : Elections: casting ballots. SUMMARY : Provides that "casting a ballot," for purposes of the definition of a voting system, does not include the physical or electronic marking of a ballot, and is limited to the act of a voter submitting his or her marked ballot for tabulation at a polling place, through the mail, or, for special absentee voters, by facsimile transmission. EXISTING LAW : 1)Defines a "voting system" as any mechanical, electromechanical, or electronic system and its software, or any combination of these used to cast or tabulate votes, or both. 2)Prohibits a voting system or part of a voting system from being connected to the Internet at any time, or from electronically receiving or transmitting election data through an exterior communication network, including public telephone system, when the communication originates from or terminates at a polling place, satellite location, or counting center; or from receiving or transmitting wireless communications or wireless data transfers. 3)Prohibits a voting system, in whole or in part, from being used unless it has received the approval of the Secretary of State (SOS) prior to any election at which it is to be first used. 4)Prohibits a jurisdiction from purchasing or contracting for a voting system, in whole or in part, unless it has received the approval of the SOS. 5)Permits a person or corporation owning or being interested in a voting system or a part of a voting system to apply to the SOS to examine it and report on its accuracy and efficiency to fulfill its purpose. AB 1929 Page 2 FISCAL EFFECT : Keyed non-fiscal by the Legislative Counsel. COMMENTS : 1)Purpose of the Bill : According to the author: The Uniformed Military & Overseas Voter Act (UMOVA) gave California $2 million in funding to implement the Department of Defense's Federal Voting Assistance Program, which seeks to assist overseas military with voting in local and national elections. The California Secretary of State is overseeing the implementation of this program. The delays caused by the current voting system disenfranchises United States citizens who are serving in the military overseas because the current voting process often does not allow ballots to be received by election offices in time to be counted. It is vital to protect the constitutional right of all U.S. citizens to vote, particularly those who are risking their lives overseas in order to protect the freedom and rights of all US citizens. By utilizing the available technology today, we can ensure that our service men and women overseas can exercise their Constitutional right as U.S. citizens. AB 1929 clarifies some of the definitions and terms within California's current election code to pave a path for a smooth implementation of a voting system that allows military overseas to electronically print their ballot and cast their vote via fax or mail. This would drastically speed up the amount of time it takes for military personnel overseas to cast their vote and ensures their votes are counted. 2)Fundamental Change In What Constitutes Voting System : The changes to current law this bill proposes is a major departure from what currently constitutes a voting system. Under current law, a voting system is considered any mechanical, electromechanical, or electronic system and its software or any combination of these that is used to cast or tabulate votes or both. According to an opinion by the SOS, this means that a system must be treated as a voting system it if includes software to enable marking ballots using the voter's computer. However, under current law, no voting system or part of a voting system may be connected to the Internet at AB 1929 Page 3 any time. Therefore, the SOS contends that "use of a voting system that delivers ballots to voters via the Internet and permits marking of votes on the ballots using the voter's computer or any other computer is prohibited." The sponsor of this bill, Democracy Live, a private company that has developed an onscreen ballot marking device (also known as a ballot marking wizard), argues that the act of casting a ballot is significantly different than the act of tabulating a ballot and the changes proposed in this bill reflect their fundamental difference of interpretation. Background material provided by the author's office, which supports their claim, included an unofficial opinion by the federal Election Assistance Commission (EAC) which opines that the "Ýb]allot marking wizards themselves do not serve a tabulation function," and would not meet the definition of a voting system as defined by the 2005 Voluntary Voting Systems Guidelines and therefore would not be considered eligible for testing or certification under the federal EAC program. Additionally, as mentioned above, existing law currently requires the SOS to test, review and approve any voting system to be used in California. Therefore, under existing law and the SOS's opinion, the onscreen electronic ballot marking device developed by Democracy Live could be considered a voting system, however would not be approved by the SOS, as current law does not allow for a voting system to be directly connected to the Internet. As mentioned above, the change this bill proposes would redefine casting a ballot in a way that would eliminate the test, review and approval of the SOS. The committee may wish to consider whether permitting the use of a device created by a third party for use by the electorate to assist in their right to vote without the review or approval of any governmental entity is prudent. 3)Broad Application : The author and sponsor of the bill argue that the intent of the bill is to clarify the definition of "casting a ballot" to help facilitate voting for military, overseas and disabled voters. While this may be the proponents' intent, the bill in its present form does not accomplish the stated objectives and has much broader effects. For example, this bill is not limited to certain types or classes of voters, and as a result it would apply to all AB 1929 Page 4 voters. If this bill were to be signed into law, it could potentially be used by significantly more voters than it was intended. Although the proponents of this bill talk about the advantages of allowing voters other than overseas and military voters to return a ballot by facsimile, this bill does not authorize other voters to send their vote by mail (VBM) ballots via facsimile. If this bill were to be approved and signed into law, only those voters considered "special absentee voters" would be authorized to submit their ballot via facsimile. The committee may wish to consider whether this bill accomplishes the proponents' intentions. Additionally, the committee may wish to consider adding language to narrow the scope of the bill to apply to those voters in which the author and sponsor seek to assist. 4)Security Concerns : The sponsor of this bill, Democracy Live, states that the device that they developed to allow a voter to electronically mark his or her ballot temporarily captures and stores the information marked on the voter's ballot in order to allow for the transfer of information to be formatted onto a portable document format (pdf) that the voter may then print out and mail or fax to their county elections official. After the voter has printed his or her ballot, the information temporarily captured by Democracy Live is then purged. Notwithstanding the specifics of how Democracy Live's system works, nothing in this bill explicitly provides rules for the capture or storage of data. As a result, any person or company that was developing technology to permit a voter to electronically mark his or her ballot would not necessarily be required to purge the data and could theoretically store the information permanently or manipulate the data for its own purposes. Furthermore, there are no requirements in the bill for encryption, security or other safeguards to protect against information being intercepted during transmission. For instance, any individual, company, or organization would have the ability to create a device which assists a voter to mark his or her ballot and would not be required to comply with any rules or regulations that prevent the third party from capturing and storing the voter's private information or selections. An individual could theoretically develop a AB 1929 Page 5 similar program or device and bring it to a nursing home with the intent to assist voters to mark their ballots. Absent any rules or regulations to prohibit a third party from capturing or storing information, a voter's private information could be compromised, a voter's selections could be manipulated, or the version of the ballot seen by the voter could be incomplete or incorrect (for instance, as ballots could have incorrect information about certain candidates or ballot measures, or could omit candidates or measures from the ballot entirely). The committee should consider whether this bill contains sufficient safeguards to ensure a voter's private information and voting selections are protected. 5)Facilitating Voting: Over the last nine years, the Legislature has made a number of changes to state law to facilitate voting for military voters and other California residents who are outside of the United States. AB 188 (Maze), Chapter 347, Statutes of 2003, streamlined a number of provisions of state law to make it easier for overseas voters to receive their ballots and cast a vote. Among other provisions, AB 188 allowed any VBM ballot request received from an overseas voter to be considered a request for voter registration; made all overseas voters permanent VBM voters; required that all overseas voters be mailed a VBM ballot 60 days before the election to ensure that the voter has sufficient time to receive, complete, and return his or her ballot; and allowed the elections official to send an overseas voter his or her ballot by electronic transmission. AB 2941 (Bates), Chapter 821, Statutes of 2004, permitted special absentee voters who are temporarily living outside the United States to return their ballots by facsimile transmission. AB 2941 was intended to accommodate voters who, due to potential delays in international mail delivery and structural barriers present in combat areas, may not be able to receive, vote, and return a ballot in the 60-day period provided for overseas voters. AB 2786 (Salas), Chapter 252, Statutes of 2008, extended the sunset date on the provisions of AB 2941 and AB 2369 (Block), Chapter 261, Statutes of 2010, removed the sunset date on the provisions of AB 2941 and made the program permanent. Furthermore, at the federal level, in 2009, President Obama AB 1929 Page 6 signed into law the Military and Overseas Voter Empowerment (MOVE) Act to expand the 1986 Uniformed and Overseas Citizens Absentee Voting Act (UOCAVA), which was established to protect the rights of service members to vote in federal elections regardless of where they are stationed. The MOVE Act builds on UOCAVA to provide greater protections for service members, their families, and other overseas citizens. The provisions of the MOVE Act have been in effect since the November 2010 election. However, as mentioned above, California law already includes provisions to facilitate voting by military members and other California residents who are outside of the US, as such the SOS's office and local elections officials only had to make minimal adjustments to their practices in order to be in compliance. For example, the MOVE Act requires states to establish procedures to allow overseas voters to request voter registration applications and absentee ballot applications by mail or electronically, and requires at least one means of electronic communication for voters to request, and for all states to send, voter registration applications, absentee ballot applications, and voting information. As mentioned above, current law allows a special absentee voter to register to vote and apply for VBM ballot by facsimile transmission and allows elections officials to send a VBM ballot by mail, facsimile, or electronic transmission. Moreover, exceeding the requirement of the MOVE Act, current law also allows a special absentee voter who is temporarily living outside of the US to return his or her ballot by facsimile transmission. 6)What is the Urgency ? As the committee is aware, it is a presidential election year and the primary is scheduled for June 5th while the general election is scheduled for November 6th. Should this bill be approved and signed into law, it is likely to be in place for the November election, due to the urgency clause. With the new circumstances and challenges surrounding our upcoming elections, which include the implementation of the "top two" primary system and the recent and upcoming United States Postal Service closures, the committee should consider whether adding a new untested and unproven method which allows a voter to electronically mark his or her ballot is prudent at this time. As such, the committee may wish to consider removing the urgency clause from this measure. AB 1929 Page 7 7)Arguments in Support : In support of this bill, California Council of the Blind, writes: AB 1929 would, by modifying the definition of voting system, allow counties, without the need for prior approval by the Secretary of State, Californians to electronically mark their ballots without going to the polling place and then submit them either by mail or facsimile. Many Californians prefer to vote by mail. However, current law does not enable Californians who are blind or have low vision to vote in this manner without assistance in filling out their ballot. This bill would remove the legal impediment to this problem by allowing counties, if they so choose, to give voters who are blind or have low vision equal access to mail forms of balloting by marking the ballot electronically, just as they do at polling places. A county would be able to decide whether the specific type of electronic balloting technology would be sufficiently secure and, of course, the voter would need to provide the paper ballot to the county. We would note, however, that the enactment of this measure should not be used as an excuse to close polling places or otherwise increase the impediments to voting at the polling place. Limiting the number of polling places is extremely burdensome for persons with visual impairments, most of whom are unable to drive. Fewer polling places means that it is more unlikely that person who are blind or have low vision will be able to access a polling place, either through walking or by public transit. 8)Arguments in Opposition : With an oppose unless amended position, the Secretary of State writes: One of the unintended consequences of this bill is that it permits the use of untested and unapproved voting systems that could threaten the integrity of elections. Under the new technology that would be permitted under this bill, each vote will be transmitted over the Internet in order to mark the voter's ballot onscreen. In the case of the system developed by Democracy Live, the sponsor of AB 1929, that vote will also be stored on the company's servers as part of the ballot marking process. Under current law, this type of onscreen ballot marking is AB 1929 Page 8 defined as being part of a "voting system," and the Secretary of State has the responsibility and authority to test and approve voting systems before they can be used in California. This bill redefines "casting a ballot" in a way that eliminates the ability of the Secretary of State to review and approve this voting system. Also, the bill takes out of the Secretary of State's purview certain types of ballot marking devices, such as the ES&S AutoMark. Thirteen counties use that device to comply with the Federal Help America Vote Act mandate to allow voters with disabilities to vote privately and individually in a polling place. This bill has the effect of eliminating the requirement that the Secretary of State test, review and approve for use the AutoMark and other similar devices, meaning voters who rely on these devices to cast a ballot will simply have to hope that they work. I am open to defining the technology that would be permitted under the bill as something other than a "voting system," but any new classification must include the ability of the Secretary of State to review, test and approve the use of the technology. 9)Related Legislation : AB 1805 (Huffman) which passed out of this committee on March 27, 2012, establishes new voting procedures for military and overseas voters, as defined, to comply with the UOCAVA and implement the policies of that act and the Uniform Military and Overseas Voters Act adopted by the National Conference of Commissioners on Uniform State laws. Among other provisions, AB 1805 expands the universe of people who can be considered military or overseas voters; expands the use of the Federal Write-In Absentee Ballot by allowing it to be used by military or overseas voters in non-federal elections; and makes other conforming changes, where appropriate in California, to ensure continuity and uniformity across state lines for military and overseas voters. REGISTERED SUPPORT / OPPOSITION : Support California Council of the Blind Disabled American Veterans, Department of California AB 1929 Page 9 Opposition Disability Rights California Secretary of State Debra Bowen (unless amended) Service Employees International Union Analysis Prepared by : Nichole Becker / E. & R. / (916) 319-2094