BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 2 X1
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          Date of Hearing:  March 7, 2011

                       ASSEMBLY COMMITTEE ON NATURAL RESOURCES
                                Wesley Chesbro, Chair
                SB 2 X1 (Simitian) - As Introduced:  February 1, 2011

           SENATE VOTE  :  26-11
           
          SUBJECT  :  Energy:  renewable energy resources

           SUMMARY  :  Increases California's Renewables Portfolio Standard 
          (RPS) goal from 20 percent by 2010 to 33 percent by 2020 and 
          revises specified provisions of the existing RPS statutes.

          EXISTING LAW  :

          1)The RPS requires investor-owned utilities (IOUs) and certain 
            other retail sellers of electricity to achieve a 20 percent 
            renewable energy portfolio by 2010 and establishes a detailed 
            process and standards for renewable energy procurement.

             a)   Requires local publicly-owned utilities (POUs) to 
               implement and enforce their own RPS programs, and report 
               their activities to the California Energy Commission (CEC). 
                POUs are not subject to the same detailed process and 
               standards as IOUs and other retail sellers subject to the 
               jurisdiction of the Public Utilities Commission (PUC).

             b)   Provides that eligible renewable technologies are 
               biomass, solar thermal, photovoltaic, wind, geothermal, 
               renewable fuel cells, small hydroelectric (30 megawatts or 
               less), digester gas, limited non-combustion municipal solid 
               waste conversion, landfill gas, ocean wave, ocean thermal, 
               and tidal current.

             c)   Provides that renewable resources located outside the 
               state are eligible if the facility commences operation 
               after January 1, 2005 and is connected to California's 
               transmission grid or delivers energy to California.

             d)   Defines and permits the use of unbundled/tradable 
               renewable energy credits (RECs) for RPS compliance, subject 
               to PUC approval, and authorizes the PUC to limit the amount 
               of RECs a retail seller may use for RPS compliance.









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             e)   Requires IOUs to submit annual RPS procurements plans 
               and meet a one percent per year annual procurement target.

             f)   Requires the PUC to adopt a market price referent (MPR) 
               as a benchmark for reasonable prices for RPS procurement by 
               IOUs.

             g)   Designates funds (approximately $165 million per year) 
               available to cover IOUs' RPS procurement costs which exceed 
               the MPR.  Once these funds are exhausted, IOUs are relieved 
               of their obligation to buy additional renewable energy 
               through the RPS procurement process, but may build or 
               continue to buy renewable energy through bilateral 
               contracts, notwithstanding this RPS "cost cap."

             h)   Permits specified multi-state IOUs with 60,000 or fewer 
               California customers to count renewable energy delivered in 
               other states under specified conditions.

          2)Requires the PUC to certify the public convenience and 
            necessity require a power plant or transmission line before an 
            IOU may begin construction (Certificate of Public Convenience 
            and Necessity, or CPCN).  The CPCN process includes 
            environmental review of the proposed project under the 
            California Environmental Quality Act (CEQA).

          3)Grants the CEC exclusive authority to license thermal power 
            plants 50 megawatts and larger and requires consultation with 
            specified agencies.  The CEC process is a certified regulatory 
            program under CEQA.

          4)The California Global Warming Solutions Act (AB 32) requires 
            the Air Resources Board (ARB) to adopt a statewide greenhouse 
            gas (GHG) emissions limit equivalent to 1990 levels by 2020 
            and adopt regulations to achieve maximum technologically 
            feasible and cost-effective GHG emission reductions.  Pursuant 
            to AB 32, ARB has adopted a Scoping Plan which includes 
            achieving a 33 percent RPS by 2020 as a key measure to achieve 
            the 2020 GHG emissions limit and, pursuant to Governor's 
            Executive Order S-21-09, ARB has adopted a 33 percent 
            Renewable Energy Standard by rulemaking.

           THIS BILL  :

          1)Replaces the existing 20 percent by 2010 RPS target and one 








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            percent annual procurement targets applicable to "retail 
            sellers", which include IOUs, energy service providers and 
            community choice aggregators, with the following targets:

             a)   20 percent on average from January 1, 2011 to December 
               31, 2013.

             b)   25 percent by December 31, 2016.

             c)   33 percent by December 31, 2020 and each year 
               thereafter.

            Instead of regular annual procurement targets, the 25 and 33 
            percent targets are preceded by a compliance period where the 
            quantity of renewable energy procured must reflect reasonable 
            progress in the intervening years sufficient to meet the next 
            target.  

          2)Repeals existing provisions requiring POUs to implement and 
            enforce their own RPS programs and instead applies to POUs the 
            same targets and dates listed above.

          3)Requires the CEC, in consultation with ARB, to adopt 
            regulations for enforcement of the RPS on POUs, including 
            providing for the imposition of penalties by ARB pursuant to 
            AB 32, upon referral by the CEC, for failure to comply with 
            the RPS.  Requires penalties imposed on POUs to be comparable 
            to penalties imposed by the PUC on retail sellers.  Requires 
            penalties collected by ARB to be expended for reducing air 
            pollution or greenhouse gases within the same geographic area 
            as the penalized POU.

          4)Permits retail sellers to take credit for future compliance 
            surpluses by requiring the PUC to adopt "banking" rules 
            permitting retail sellers apply excess procurement to 
            subsequent compliance periods.  Prohibits banking of 
            procurement associated with contracts of less than 10 years, 
            as well as RECs and other undelivered products.

          5)Excuses retail sellers from current and future accumulated 
            compliance deficits by prohibiting the addition of compliance 
            deficits from the existing RPS (for any retail seller 
            procuring at least 14 percent in 2010), as well as deficits 
            associated with the compliance periods created by the bill, to 
            a future compliance period.








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          6)Excuses retailer sellers from enforcement for failure to meet 
            targets if the retail seller demonstrates that any of the 
            following conditions are beyond its control and will prevent 
            compliance:

             a)   Inadequate transmission capacity for delivery of 
               sufficient renewable energy.

             b)   Permitting, interconnection or other delays for 
               renewable energy projects, or an insufficient supply of 
               available renewable energy.

             c)   Unanticipated curtailment of renewable energy necessary 
               to address the needs of a balancing authority (e.g. the 
               Independent System Operator).

          7)Repeals existing MPR, above-market funds and cost cap 
            provisions and instead requires the PUC to establish a cost 
            limit for each IOU according to specified criteria, requires 
            the PUC to report to the Legislature by 2016 regarding whether 
            IOUs can achieve 33 percent within the adopted cost limit, 
            authorizes the PUC to revise the cost limit once after 2016 if 
            necessary, and authorizes IOUs to stop procuring renewable 
            energy beyond the cost limit, unless additional renewable 
            energy can be procured without exceeding a de minimis increase 
            in rates.

          8)Sets aside 25 percent of the 33 percent renewable market for 
            IOU-owned generation by requiring the PUC to approve an 
            application by an IOU to construct, own and operate a 
            renewable energy facility until IOU-owned renewable facilities 
            equal 8.25 percent of the IOU's anticipated 2020 retail sales.

          9)Revises eligibility conditions to establish "balanced 
            portfolio" requirements for future procurement based on the 
            following three categories of renewable energy products:

             a)   Renewable energy interconnected to the grid within, 
               scheduled for direct delivery into, or dynamically 
               transferred to, a California balancing authority (i.e., 
               real renewable energy supplied to the California grid, 
               located within or directly proximate to the state).  Of the 
               total renewable energy contracts executed after June 1, 
               2010, the following percentages must fall into this 








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               category:

               i)     At least 50 percent for the 2011-2013 compliance 
                 period.
               ii)    At least 65 percent for the 2014-2016 compliance 
                 period.
               iii)   At least 75 percent thereafter.

             b)   Renewable energy where substitute non-renewable energy 
               is used to provide a reliable delivery schedule into a 
               California balancing authority (i.e., firmed and shaped 
               energy where substitute energy is used to compensate for 
               delivery problems due to intermittent generation or 
               inadequate transmission capacity from a remote renewable 
               resource).

             c)   Renewable energy products not meeting either condition 
               above, including unbundled RECs (i.e., the original source 
               of renewable energy must be located within the western 
               grid, but otherwise need not have a physical connection to 
               California).  Of the total renewable energy contracts 
               executed after June 1, 2010, the following percentages may 
               fall into this category:

               i)     Not more than 25 percent for the 2011-2013 
                 compliance period.
               ii)    Not more than 15 percent for the 2014-2016 
                 compliance period.
               iii)   Not more than 10 percent thereafter.

          10)Requires the PUC to authorize the use of RECs, subject to the 
            percent limits described above, and limits the use of RECs to 
            36 months from the initial date of generation of the 
            associated electricity.

          11)Increases eligibility for existing small hydroelectric 
            generation units from 30 megawatts to 40 megawatts, if the 
            unit is operated as part of a water supply or conveyance 
            system.

          12)Revises existing exceptions for multi-state IOUs with 60,000 
            or fewer California customers and adds new exceptions for 
            certain small IOUs and POUs, relaxing these utilities 
            obligations to procure eligible renewable energy resources, 
            according to their particular circumstances.








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          13)Amends existing "feed-in tariff" statute for small renewable 
            generators, which relies on the RPS MPR for pricing, to 
            account for this bill's repeal of the MPR, by requiring the 
            PUC to set a similar market price specifically for purposes of 
            the feed-in tariff statute.

          14)Requires the ISO and other California balancing authorities 
            to work cooperatively to integrate and interconnect renewable 
            energy resources according to specified criteria.

          15)Requires the PUC to determine the effective load carrying 
            capacity of wind and solar energy resources and use those 
            values in establishing the contribution of those resources 
            toward meeting resource adequacy requirements.

          16)Requires the Department of Fish and Game to establish an 
            internal division to perform comprehensive planning, 
            streamlined environmental compliance services, and ensure 
            timely completion of Natural Community Conservation Plans 
            related to development of renewable energy projects.

          17)Requires an applicant for certification by the CEC of a power 
            plant that is proximate to a military installation to notify 
            the Department of Defense (DOD) and include any comments 
            provided by DOD with its application.

          18)Requires the CEC to study, and report to the Legislature by 
            June 30, 2011, "run-of-river" hydroelectric facilities in 
            British Columbia to consider specified environmental impacts 
            and determine whether the facilities are, or should be, 
            eligible for RPS compliance.

          19)Requires the PUC and CEC to report every other year regarding 
            procurement and permitting progress, and requires the PUC to 
            report annually regarding specified RPS compliance issues, 
            including rate and cost impacts.

          20)Requires the PUC to approve an application to construct a 
            transmission line within 18 months under specified conditions.

          21)Appropriates $322,000 from the PUC Utilities Reimbursement 
            Account to the PUC for additional staffing related to 
            transmission lines.









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           FISCAL EFFECT  :  Unknown

           COMMENTS  :

          The existing RPS statute requires IOUs and certain other retail 
          energy providers, collectively referred to as "retail sellers," 
          to buy renewable electricity to the extent funds are available 
          to pay for any costs exceeding a market price set by the PUC.  
          Each IOU is required to increase its renewable procurement each 
          year by at least one percent of total sales, so that 20 percent 
          of its sales are renewable energy sources by December 31, 2010.  
          Once a 20 percent portfolio is achieved, no further increase is 
          required.  The PUC is required to adopt comparable requirements 
          for direct access energy service providers and community choice 
          aggregators.  Each local POU is required to implement and 
          enforce its own RPS, and report its progress to the CEC.

          For retail sellers, the RPS requires the PUC to adopt processes 
          for determining market prices, ranking renewable bids according 
          to cost and fit, flexible compliance rules and standard contract 
          terms.  The RPS requires IOUs to offer contracts of at least 10 
          years, unless the PUC approves shorter contracts.  This is 
          intended to support the development of new renewable energy 
          resources.

          The original RPS bill, SB 1078 (Sher), Chapter 516, Statutes of 
          2002, set a goal of 20 percent by 2017.  SB 107 (Simitian), 
          Chapter 464, Statutes of 2006, accelerated the deadline for 20 
          percent to 2010.  In the eight years since the RPS was enacted, 
          IOUs have advanced beyond their 2002 average starting point of 
          12 percent RPS, but none achieved 20 percent by the end of 2010. 
           According to the PUC, in 2010, the three largest IOUs served 
          17.9 percent of their load with renewable energy on average, up 
          from 15 percent in 2009.  PG&E achieved 17.7 percent, SCE 19.4  
          percent and SDG&E 11.9 percent.  POUs have adopted a range of 
          RPS standards and achieved a range of results.  The largest 
          POUs, Los Angeles Department of Water and Power and Sacramento 
          Municipal Utility District, have adopted 20 percent by 2010 
          targets and goals of at least 33 percent RPS by 2020.  They 
          report achieving 14 percent and 21 percent respectively through 
          2009.

          In 2009, the Governor vetoed companion bills passed by the 
          Legislature to establish a 33 percent RPS - SB 14 (Simitian) and 
          AB 64 (Krekorian).  Following the vetoes, the Governor issued an 








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          executive order directing ARB to implement a 33 percent RPS as a 
          GHG reduction measure pursuant to its authority under AB 32.  
          ARB adopted its 33 percent "renewable electricity standard" 
          (RES) on September 23, 2010.  The ARB rules are more stringent 
          than this bill with respect to compliance (e.g. ARB permits 
          fewer compliance and enforcement excuses), but less stringent 
          with respect to eligibility (e.g. ARB does not limit the use of 
          unbundled RECs).  On paper, the ARB rules promise to yield more 
          renewable energy procurement by 2020.  However, questions have 
          been raised regarding the permanence and legality of an RES 
          regulation based on an executive order.

          This bill is nearly identical to the final version of SB 722 
          (Simitian), which passed the Assembly in the final hour of the 
          2009-2010 session, but was held in the Senate for lack of a vote 
          before the session adjourned at midnight.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          AES
          American Federation of State, County and Municipal Employees
          American Lung Association
          Amonix
          Breathe California
          BrightSource Energy
          CalEnergy
          California Apollo Alliance
          California Association of Sanitation Agencies
          California Biomass Energy Alliance
          California Coalition of Utility Employees
          California Conference of Carpenters
          California Interfaith Power & Light
          California Labor Federation
          California League of Conservation Voters
          California State Pipe Trades Council
          California Wind Energy Association
          Calpine
          Catholic Charities, Diocese of Stockton
          City of Santa Clara
          Clean Air Now
          Clean Power Campaign
          CleanTECH San Diego
          Coalition for Clean Air








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          Construction Employers' Association
          Covanta
          Division of Ratepayer Advocates
          Ella Baker Center for Human Rights
          Energy Independence Now
          Environmental Defense Fund
          Environmental Entrepreneurs
          enXco
          First Solar
          Glendale Water & Power
          Horizon Wind Energy
          Iberdrola Renewables
          Independent Energy Producers Association
          Large Scale Solar Association
          National Parks and Conservation Association
          Natural Resources Defense Council
          NextEra Energy Resources
          Planning and Conservation League
          Power Company of Wyoming
          San Diego Gas and Electric
          Sanitation Districts of Los Angeles County
          Sierra Club California
          Southern California Edison
          State Association of Electrical Workers
          State Building & Construction Trades Council of California, 
          AFL-CIO
          Sun Power Corporation
          Terra-Gen Power
          The Solar Alliance
          The Utility Reform Network (TURN)
          Union of Concerned Scientists
          Vestas
          Vote Solar Initiative
          Western States Council of Sheetmetal Workers
           
          Opposition 
           
          Alliance for Retail Energy Markets
          California Alliance for Choice in Energy Solutions
          California Business Properties Association
          California Grocers Association
          California Manufacturers & Technology Association
          California Retailers Association
          California League of Food Processors
          Chemical Industry Council of California








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          Direct Energy Services, LLC
          School Project for Utility Rate Reduction
          Western States Petroleum Association


           Analysis Prepared by  :  Lawrence Lingbloom / NAT. RES. / (916) 
          319-2092