BILL ANALYSIS Ó SENATE JUDICIARY COMMITTEE Senator Noreen Evans, Chair 2011-2012 Regular Session SB 63 (Price) As Amended April 25, 2011 Hearing Date: May 10, 2011 Fiscal: No Urgency: No SK SUBJECT Automatic External Defibrillators: Immunity DESCRIPTION This bill would provide that it is the intent of the Legislature that all public high schools acquire and maintain at least one automatic external defibrillator (AED). This bill would require schools that decide to acquire and maintain an AED, or to continue to use and maintain an existing AED, to comply with specified requirements relating to, among other things, maintenance and testing of the device. This bill would also provide immunity from liability for a school district and its employees, as specified. BACKGROUND An AED is a medical device which is used to administer an electric shock through the chest wall to the heart after someone suffers cardiac arrest. Built-in computers assess the patient's heart rhythm, determine whether the person is in cardiac arrest, and signal whether to administer the shock. Audible cues guide the user through the process. In 1999, the Legislature passed and the Governor signed SB 911 (Figueroa, Ch. 163, Stats. 1999) which created a qualified immunity from civil liability for trained persons who use AEDs in good faith and without compensation when rendering emergency care or treatment at the scene of an emergency. SB 911 also provided for immunity from liability for persons or entities that acquire an AED, provided that the person or entity has complied with specified maintenance, training, and notice (more) SB 63 (Price) Page 2 of ? requirements. The immunity does not apply in cases of personal injury or wrongful death resulting from gross negligence or willful or wanton misconduct. AB 2041 (Vargas, Ch. 718, Stats. 2002) expanded this immunity by relaxing the requirement that building owners must ensure that expected AED users complete training as a condition of immunity. AB 2041 was enacted with a five-year sunset which was extended another five years to January 1, 2013 by AB 2083 (Vargas, Ch. 85, Stats. 2006). In 2005, AB 254 (Nakanishi, Ch. 111, Stats. 2005) amended the above provisions to specify that, if an AED is placed in a public or private K-12 school, the school principal must annually provide school administrators and staff with a brochure describing the proper use of an AED, post similar information next to the AED, and designate trained employees to be available to respond to an emergency that may involve the use of an AED during normal operating hours. This bill would provide that it is the intent of the Legislature that all public high schools acquire and maintain at least one AED. This bill would require schools that decide to acquire and maintain an AED to comply with specified requirements and would also provide immunity from liability for a school district and its employees, as specified. CHANGES TO EXISTING LAW Existing law provides for immunity from liability for any person who, in good faith and not for compensation, renders emergency care using an AED at the scene of an emergency. (Civ. Code Sec. 1714.21(b).) Existing law provides that a person or entity that acquires an AED for emergency use is not liable for any civil damages resulting from any acts or omissions when the AED is used to render emergency care provided that the person or entity has complied with the maintenance, training, and notice requirements described in more detail below. (Civ. Code Sec. 1714.21(d).) Existing law provides that the qualified immunity described above does not apply in the case of personal injury or wrongful death that results from the gross negligence or willful or wanton misconduct of the person who uses the AED to render emergency care. (Civ. Code Sec. 1714.21(f).) Existing law provides that any person or entity that acquires an SB 63 (Price) Page 3 of ? AED is not liable for any civil damages resulting from any acts or omissions in the rendering of the emergency care if that person or entity does all of the following: Complies with all regulations governing the placement of an AED; Ensures all of the following: o the AED is maintained and regularly tested, as specified; o the AED is checked for readiness after each use and at least once every 30 days if it has not been used in the preceding 30 days. Records of these checks must be maintained; o that any person who renders emergency care using the AED activates the emergency medical services system as soon as possible, and reports any use of the AED to the local EMS agency; o for every AED unit acquired up to five units, at least one employee per unit must complete a training course in cardiopulmonary resuscitation and AED use. After the first five AED units are acquired, for each additional five units acquired, one employee shall be trained beginning with the first unit acquired. Acquirers of AEDs shall have trained employees who should be available to respond to an emergency that may involve the use of an AED during normal operating hours; o there is a written plan describing the procedures to be followed in the event of an emergency that may involve using an AED; o if an AED is placed in a public or private K-12 school, the principal must annually provide school administrators and staff with a brochure describing the proper use of an AED, post similar information next to the AED, and designate trained employees to be available to respond to an emergency that may involve the use of an AED during normal operating hours; and Any person or entity that supplies an AED shall: (1) notify an agent of the local EMS agency of the existence, location, and type of AED acquired; and (2) provide the AED acquirer with information regarding the AED's use, installation, operation, training, and maintenance. (Health & Saf. Code Sec. 1797.196(b).) Existing law provides that the qualified immunity described above does not apply in the case of personal injury or wrongful death that results from the gross negligence or willful or wanton misconduct of the person who uses the AED to render SB 63 (Price) Page 4 of ? emergency care. (Health & Saf. Code Sec. 1797.196(e).) Existing law provides that the above-described provisions sunset on January 1, 2013 and, after that date, are replaced by provisions requiring maintenance of the unit and training for expected AED users. (Health & Saf. Code Sec. 1797.196(g).) This bill would provide that it is the intent of the Legislature that all public high schools acquire and maintain at least one AED. This bill would provide that if a public high school decides to acquire and maintain an AED, or decides to continue to use and maintain an existing AED, it must comply with the following: Place an AED in a centralized location on campus; Ensure that an AED is available for use at a school-sponsored athletic event; Ensure and maintain records of the following: o That the AED is maintained and regularly tested according to the operation and maintenance guidelines set forth by the manufacturer, and o That the AED is checked for readiness after each use and at least once every 30 days if the AED has not been used during the preceding 30 days; Prepare a written medical emergency preparedness plan that describes the procedures to be followed in the event of an emergency. The plan shall include (but not be limited to) calling 911; and Require all school employees expected to administer an AED in an emergency to complete a training course in cardiopulmonary resuscitation and AED use, as specified. This bill would provide that an employee of a school district who renders emergency care or treatment under the bill is not liable for civil damages resulting from the use, attempted use, or nonuse of an AED, except in the case of personal injury or wrongful death that results from gross negligence or willful or wanton misconduct on the part of the person who uses, or maliciously fails to use an AED to render emergency care or treatment. This bill would also provide that an employee or school district is not liable for civil damages resulting from any act or omission in rendering the emergency care or treatment if a school district employee uses, attempts to use, or does not use an AED consistent with the requirements of the bill. This SB 63 (Price) Page 5 of ? immunity from liability also does not apply in the case of personal injury or wrongful death that results from gross negligence or willful or wanton misconduct on the part of the person who uses, or maliciously fails to use an AED to render emergency care or treatment. This bill would permit a public high school to solicit and receive nonstate funds to acquire and maintain an AED. Those funds shall only be used to acquire and maintain an AED and to provide training to school employees regarding AED use. COMMENT 1. Stated need for the bill The author writes: The bill is simply intended to encourage school districts and schools to acquire and maintain defibrillators, while maintaining many of the safeguards already in existing law. The bill was amended in Senate Education Committee to remove the mandate that schools acquire AEDs. While many schools in the state have at least one AED on campus, many do not. . . . The use of an automated external defibrillator (AED) is essential for any chance of survival. Studies by the American Heart Association also show that the single determinant of survival after SCA Ýsudden cardiac arrest] is the time from to defibrillation, with survival rates declining 7 percent to 10 percent per minute for every minute that defibrillation is delayed. According to the Sudden Cardiac Arrest Association, ventricular fibrillation studies show that if early defibrillator is provided within the first five minutes, the odds are 90 percent that the victims life can be saved. After the first minute, the survival rate drops ten percent with every minute. The National Athletic Trainer's Association reports that more than 100 young athletes die each year in sport-related incidents and estimates that close to half of these deaths are attributed to sudden cardiac arrest. The American Heart Association reports that about 5,800 children 18 years old and under suffer out-of-hospital cardiac arrest each year. The incidence of out-of-hospital sudden cardiac arrest in high school athletes ranges from .28 to 1 death per 100,000 high SB 63 (Price) Page 6 of ? school athletes annually in the United States. 2. Immunity from liability generally tracks existing law; amendment suggested so this provision more closely aligns with existing law Existing law already provides immunity protection to laypersons who use, fail to use, or attempt to use an AED to render emergency care, provided that they do not act with gross negligence or willful or wanton misconduct. This bill similarly provides immunity from liability specifically for school districts and their employees who use, attempt to use, or fail to use an AED. As under existing law, this immunity does not apply in the case of personal injury or wrongful death that results from gross negligence or willful or wanton misconduct on the part of the person who uses, attempts to use or maliciously fails to use an AED to render emergency care or treatment. This immunity provision is generally consistent with Health and Safety Code Section 104113, relating to health studios, with one important exception. That code section provides immunity from liability for owners, managers, employees, and other responsible authorities when an employee renders emergency care or treatment using an AED provided that the health studio facility fully complies with requirements relating to the placement of the AED, maintenance, testing, and training (see Comment 3 for discussion of these requirements). And, Civil Code Section 1714.21(d) and Health and Safety Code Section 1797.196(b) also require that the same placement, maintenance, testing, and training requirements must be complied with in order for the person who acquired the AED to be immune from liability. This bill does not contain a similar provision specifying that the placement, maintenance, testing, and training requirements must be met in order for the immunity to attach. The following suggested amendment would address this issue: Suggested amendment : On page 5, line 1, after "AED" insert "provided that the school fully complies with subdivision (b)" 3. Requirements intended to be consistent with existing law; amendments suggested to carry out author's intent This bill would require public high schools that decide to SB 63 (Price) Page 7 of ? acquire and maintain an AED to comply with the following requirements: (1) place an AED in a centralized location on campus; (2) ensure that an AED is available for use at a school-sponsored athletic event; (3) ensure and maintain records of the following: (a) that the AED is maintained and regularly tested according to the operation and maintenance guidelines set forth by the manufacturer; and (b) that the AED is checked for readiness after each use and at least once every 30 days if the AED has not been used during the preceding 30 days; (4) prepare a written medical emergency preparedness plan that describes the procedures to be followed in the event of an emergency (the plan must include-but not be limited to-calling 911); and (5) require all school employees expected to administer an AED in an emergency to complete a training course in cardiopulmonary resuscitation and AED use. This bill would also provide immunity from liability for a school district and its employees, as specified. As a result, it is important that those persons and entities comply with the above requirements in order to assure that any AED used in an emergency is maintained properly and checked regularly to best ensure the safety of both the victim and the AED user. The author's office indicates that these provisions of the bill are intended to be consistent with other provisions of law that impose maintenance, training, and similar requirements. While this is the case for the most part, there are a few differences of note, as described below. a. Maintenance and regular testing requirements For example, the two main statutes relating to AED use-Health and Safety Code Section 1797.196 and Health and Safety Code Section 104113-use identical language in describing the requirements that must be met. They both require that the AED be maintained and regularly tested according to the operations and maintenance guidelines set forth by the manufacturer, American Heart Association, and American Red Cross as well as any applicable rules and regulations set forth under the federal Food and Drug Administration and any other applicable state and federal authority. This bill, on the other hand, requires only that the guidelines set forth by the manufacturer be met. (See subdivision (f), below for suggested amendments to address this issue.) SB 63 (Price) Page 8 of ? b. Placement of AED Both Health and Safety Code sections also require that the person or entity acquiring the AED comply with all regulations governing the placement of the AED. This bill does not contain that same requirement, which is critical since the placement of an AED can be the key to whether it may be used successfully or not. (See subdivision (f), below for suggested amendments to address this issue.) c. Checks for readiness In addition, both Health and Safety Code sections require that the AED be checked for readiness after each use and at least once every 30 days if the AED has not been used in the preceding 30 days. Records of those checks must be maintained. This bill also requires checking the AED consistent with the above-referenced Health and Safety Code sections, but it does not require that records of the checks be maintained. (See subdivision (f), below for suggested amendments to address this issue.) d. Activation of the emergency medical services system and reporting Both Health and Safety Code sections also require that any person who renders emergency care or treatment using the AED must activate the emergency medical services system as soon as possible, and must report any use of the AED to the local Emergency Medical Services agency. This bill does not contain this language. (See subdivision (f), below for suggested amendments to address this issue.) The American Heart Association's (AHA) report, "Community Lay Rescuer Automated External Defibrillation Programs: Key State Legislative Components and Implementation Strategies . . . ," Circulation: Journal of the American Heart Association, 2006 recommends a "Link with the EMS System" as one of the four essential elements for a successful AED program that should-like training and maintenance-be included in state AED legislation. In fact, the AHA report provides that notification to the local EMS system should be an "expectation," and state AED legislation should provide that an owner "shall" be required to notify the local EMS. The SB 63 (Price) Page 9 of ? report explains the rationale for notification, stating that "Ýi]f the dispatcher knows the type and location of an AED at the site of the emergency, the dispatcher can direct the rescuer to get the AED and can coach the rescuer in both CPR and AED use." e. Training; number of employees who must be trained Finally, the existing Health and Safety Code provisions require training and specify that for every AED unit acquired up to five units, at least one employee per unit must complete a training course in cardiopulmonary resuscitation and AED use that complies with the regulations adopted by the Emergency Medical Services Authority and the standards of the American Heart Association or the American Red Cross. After the first five AED units are acquired, for each additional five units acquired, one employee shall be trained beginning with the first unit acquired. Acquirers of AEDs shall have trained employees who should be available to respond to an emergency that may involve the use of an AED during normal operating hours. This bill does not contain these provisions and instead requires that public high schools that voluntarily elect to acquire and maintain an AED, or to continue to use and maintain an existing AED, must require all school employees expected to administer an AED in an emergency to complete a training course in cardiopulmonary resuscitation and AED use that complies with the regulations adopted by the Emergency Medical Services Authority and the standards of the American Heart Association or the American Red Cross. This deviation from the existing Health and Safety Code provisions would appear appropriate in the case of schools as there is likely to be more than one school employee who is "expected to administer an AED in an emergency" and would therefore, under this bill, be required to be trained. As a result, if a high school elected to acquire and maintain an AED, that school must train all employees who are expected to use the AED. In explaining the importance of training, the AHA notes the following about training in its "AED Programs Q & A": If AEDs are so easy to use, why do people need formal training in how to use them? An AED operator must know how SB 63 (Price) Page 10 of ? to recognize the signs of a sudden cardiac arrest, when to activate the EMS system, and how to do CPR. It's also important for operators to receive formal training on the AED model they will use so that they become familiar with the device and are able to successfully operate it in an emergency. Training also teaches the operator how to avoid potentially hazardous situations. f. Amendments to address differences The following amendments are suggested to address the differences between this bill and existing law in order to make them consistent, as the author intends: Suggested amendments: 1. On page 3, line 39, after "visitors" insert "and ensure that the placement of the AED complies with all regulations governing its placement" 2. On page 4, line 10, after "manufacturer" insert "the American Heart Association, and the American Red Cross, and according to any applicable rules and regulations set forth by the governmental authority under the federal Food and Drug Administration and any other applicable state and federal authority" 3. On page 4, line 14, after the period insert "Records of those checks shall be maintained." 4. On page 4, between lines 15 and 16, insert "Ensure that a person who renders emergency care or treatment to a person in cardiac arrest by using an AED activates the emergency medical services system as soon as possible, and reports the use of the AED to the local Emergency Medical Services agency." 4. Location of AEDs critical This bill would require public high schools that elect to acquire and maintain an AED, or continue to use and maintain an existing AED, to place the AED in a centralized location on campus for the purpose of preventing deaths resulting from sudden cardiac arrests among pupils, faculty, and visitors. SB 63 (Price) Page 11 of ? The California Association of Joint Powers Authorities (CAJPA) is opposed to this measure and raises concerns that "strict compliance with SB 63 mandates may be impossible with a single AED given that multiple athletic events frequently occur at the same time on a school campus. . . . It is also important to note that, due to the quickness with which an AED is needed, simply keeping it at a central location may be entirely ineffective in case of immediate need." CAJPA raises an important point with respect to the location of the AED. Because school campuses are often large and, as CAJPA notes, "multiple athletic events frequently occur at the same time on a school campus," the issue of AED placement is critical. Although the bill would not require that a specified number of AEDs be installed, experts such as the American Heart Association recommend that organizations "Ýc]onsider placing more than one AED at a location that covers a large area . . . while there's no research that indicates a recommended coverage area for an AED, . . . achieving a 3-minute response time should be the primary guide to making placement decisions." In addition, it should be noted that the three-minute response time must take into account the time to get to the AED and the time to get back to the victim. As a result, public high schools that elect to acquire and maintain an AED, or continue to use and maintain an existing AED, should consider installing AEDs in multiple locations, as it may not be sufficient to install an AED in one location alone. The following amendment would add this consideration to the intent language: Suggested amendment : On page 3, line 30 after "(AED)" insert "and consider installing AEDs in multiple locations" 5. Existing law contains provisions relating to AEDs in schools Under existing law, if an AED is placed in a public or private K-12 school, the principal must annually provide school administrators and staff with a brochure, approved as to contents and style by the American Heart Association or the American Red Cross, describing the proper use of an AED. The principal must also ensure that similar information is posted next to the AED and must notify school employees as to location SB 63 (Price) Page 12 of ? of all AEDs on campus. Existing law also requires the principal to designate trained employees who shall be available to respond to an emergency that may involve the use of an AED during normal operating hours, which are defined to mean during the hours of classroom instruction and any school-sponsored activity occurring on school grounds. This bill would not change these requirements, which sunset on January 1, 2013. 6. Opposition As noted above, CAJPA opposes this measure. The association argues that the maintenance and testing standards in the bill may be impracticable, in part because standards may change or instruction manuals lost by the school. CAJPA also contends that the bill's requirement that all school employees expected to administer an AED in an emergency must be trained raises concerns because there are "no objective limitations or definitions as to who is 'expected' to be responsible for such an administration." Staff notes that existing law, as noted above, requires the principal-when an AED is placed in a school-to designate trained employees who shall be available to respond to an emergency that may involve the use of an AED during normal operating hours. As a result, in schools that have AEDs, principals should already be making these determinations. CAJPA raises concerns that the bill "provides immunity for emergency care by a school employee using an AED; however, there is no extension of immunity to the school district. ÝThe bill] provides immunity to an employee and the school district for use of an AED 'consistent with the requirements of this section.' CAJPA is concerned that even minor flaws of training, maintenance, recordkeeping, an 'unexpected user,' etc. nullifies SB 63's immunities." CAJPA also raises concerns that the immunity applies except in cases of gross negligence (and willful or wanton misconduct, which CAJPA does not defend). On this point, CAJPA writes, "Ýw]hile 'gross negligence' is defined as 'an extreme departure from the ordinary standard of conduct,' there really are no legal parameters or guidelines to help define what would constitute 'gross negligence' in this context." Again, staff SB 63 (Price) Page 13 of ? notes that existing law-contained in both Civil Code Section 1714.21 and Health and Safety Code Section 104113-both already provide that gross negligence is excluded from immunity protections. 7. Additional amendments The author has agreed to the following additional amendments: a. On page 2, line 9, delete "extremely accurate," b. On page 2, delete lines 17 and 18 c. On page 3, delete lines 1 and 2 d. On page 3, delete lines 19-22 e. On page 3, line 39, after "faculty," insert "employees," Support : California Chapters of the American Red Cross; California Medical Association; California Professional Firefighters; California State PTA; Sudden Cardiac Arrest Association Opposition : California Association of Joint Powers Authorities HISTORY Source : Author Related Pending Legislation : None Known Prior Legislation : See Background Prior Vote : Senate Committee on Health (Ayes 8, Noes 1) Senate Committee on Education (Ayes 10, Noes 0) ************** SB 63 (Price) Page 14 of ?