BILL ANALYSIS                                                                                                                                                                                                    Ó






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2011-2012 Regular Session


          SB 63 (Price)
          As Amended April 25, 2011
          Hearing Date: May 10, 2011
          Fiscal: No
          Urgency: No
          SK
                    

                                        SUBJECT
                                           
                     Automatic External Defibrillators: Immunity

                                      DESCRIPTION  

          This bill would provide that it is the intent of the Legislature 
          that all public high schools acquire and maintain at least one 
          automatic external defibrillator (AED).  This bill would require 
          schools that decide to acquire and maintain an AED, or to 
          continue to use and maintain an existing AED, to comply with 
          specified requirements relating to, among other things, 
          maintenance and testing of the device.  This bill would also 
          provide immunity from liability for a school district and its 
          employees, as specified.  

                                      BACKGROUND  

          An AED is a medical device which is used to administer an 
          electric shock through the chest wall to the heart after someone 
          suffers cardiac arrest.  Built-in computers assess the patient's 
          heart rhythm, determine whether the person is in cardiac arrest, 
          and signal whether to administer the shock.  Audible cues guide 
          the user through the process. 

          In 1999, the Legislature passed and the Governor signed SB 911 
          (Figueroa, Ch. 163, Stats. 1999) which created a qualified 
          immunity from civil liability for trained persons who use AEDs 
          in good faith and without compensation when rendering emergency 
          care or treatment at the scene of an emergency.  SB 911 also 
          provided for immunity from liability for persons or entities 
          that acquire an AED, provided that the person or entity has 
          complied with specified maintenance, training, and notice 
                                                                (more)



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          requirements.  The immunity does not apply in cases of personal 
          injury or wrongful death resulting from gross negligence or 
          willful or wanton misconduct.  AB 2041 (Vargas, Ch. 718, Stats. 
          2002) expanded this immunity by relaxing the requirement that 
          building owners must ensure that expected AED users complete 
          training as a condition of immunity.  AB 2041 was enacted with a 
          five-year sunset which was extended another five years to 
          January 1, 2013 by AB 2083 (Vargas, Ch. 85, Stats. 2006).  

          In 2005, AB 254 (Nakanishi, Ch. 111, Stats. 2005) amended the 
          above provisions to specify that, if an AED is placed in a 
          public or private K-12 school, the school principal must 
          annually provide school administrators and staff with a brochure 
          describing the proper use of an AED, post similar information 
          next to the AED, and designate trained employees to be available 
          to respond to an emergency that may involve the use of an AED 
          during normal operating hours.

          This bill would provide that it is the intent of the Legislature 
          that all public high schools acquire and maintain at least one 
          AED.  This bill would require schools that decide to acquire and 
          maintain an AED to comply with specified requirements and would 
          also provide immunity from liability for a school district and 
          its employees, as specified.  

                                CHANGES TO EXISTING LAW
           
           Existing law  provides for immunity from liability for any person 
          who, in good faith and not for compensation, renders emergency 
          care using an AED at the scene of an emergency.  (Civ. Code Sec. 
          1714.21(b).)

           Existing law  provides that a person or entity that acquires an 
          AED for emergency use is not liable for any civil damages 
          resulting from any acts or omissions when the AED is used to 
          render emergency care provided that the person or entity has 
          complied with the maintenance, training, and notice requirements 
          described in more detail below.  (Civ. Code Sec. 1714.21(d).)

           Existing law  provides that the qualified immunity described 
          above does not apply in the case of personal injury or wrongful 
          death that results from the gross negligence or willful or 
          wanton misconduct of the person who uses the AED to render 
          emergency care.  (Civ. Code Sec. 1714.21(f).)

           Existing law  provides that any person or entity that acquires an 
                                                                      



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          AED is not liable for any civil damages resulting from any acts 
          or omissions in the rendering of the emergency care if that 
          person or entity does all of the following:
           Complies with all regulations governing the placement of an 
            AED; 
           Ensures all of the following:
             o    the AED is maintained and regularly tested, as 
               specified; 
             o    the AED is checked for readiness after each use and at 
               least once every 30 days if it has not been used in the 
               preceding 30 days.  Records of these checks must be 
               maintained;
             o    that any person who renders emergency care using the AED 
               activates the emergency medical services system as soon as 
               possible, and reports any use of the AED to the local EMS 
               agency;
             o    for every AED unit acquired up to five units, at least 
               one employee per unit must complete a training course in 
               cardiopulmonary resuscitation and AED use.  After the first 
               five AED units are acquired, for each additional five units 
               acquired, one employee shall be trained beginning with the 
               first unit acquired.  Acquirers of AEDs shall have trained 
               employees who should be available to respond to an 
               emergency that may involve the use of an AED during normal 
               operating hours;
             o    there is a written plan describing the procedures to be 
               followed in the event of an emergency that may involve 
               using an AED;
             o    if an AED is placed in a public or private K-12 school, 
               the principal must annually provide school administrators 
               and staff with a brochure describing the proper use of an 
               AED, post similar information next to the AED, and 
               designate trained employees to be available to respond to 
               an emergency that may involve the use of an AED during 
               normal operating hours; and  
           Any person or entity that supplies an AED shall: (1) notify an 
            agent of the local EMS agency of the existence, location, and 
            type of AED acquired; and (2) provide the AED acquirer with 
            information regarding the AED's use, installation, operation, 
            training, and maintenance.  (Health & Saf. Code Sec. 
            1797.196(b).) 

           Existing law  provides that the qualified immunity described 
          above does not apply in the case of personal injury or wrongful 
          death that results from the gross negligence or willful or 
          wanton misconduct of the person who uses the AED to render 
                                                                      



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          emergency care.  (Health & Saf. Code Sec. 1797.196(e).)

           Existing law  provides that the above-described provisions sunset 
          on January 1, 2013 and, after that date, are replaced by 
          provisions requiring maintenance of the unit and training for 
          expected AED users. (Health & Saf. Code Sec. 1797.196(g).) 

           This bill  would provide that it is the intent of the Legislature 
          that all public high schools acquire and maintain at least one 
          AED.  

           This bill  would provide that if a public high school decides to 
          acquire and maintain an AED, or decides to continue to use and 
          maintain an existing AED, it must comply with the following:
           Place an AED in a centralized location on campus;
           Ensure that an AED is available for use at a school-sponsored 
            athletic event;
           Ensure and maintain records of the following:
             o    That the AED is maintained and regularly tested 
               according to the operation and maintenance guidelines set 
               forth by the manufacturer, and
             o    That the AED is checked for readiness after each use and 
               at least once every 30 days if the AED has not been used 
               during the preceding 30 days;
           Prepare a written medical emergency preparedness plan that 
            describes the procedures to be followed in the event of an 
            emergency.  The plan shall include (but not be limited to) 
            calling 911; and 
           Require all school employees expected to administer an AED in 
            an emergency to complete a training course in cardiopulmonary 
            resuscitation and AED use, as specified.  

           This bill  would provide that an employee of a school district 
          who renders emergency care or treatment under the bill is not 
          liable for civil damages resulting from the use, attempted use, 
          or nonuse of an AED, except in the case of personal injury or 
          wrongful death that results from gross negligence or willful or 
          wanton misconduct on the part of the person who uses, or 
          maliciously fails to use an AED to render emergency care or 
          treatment. 

           This bill  would also provide that an employee or school district 
          is not liable for civil damages resulting from any act or 
          omission in rendering the emergency care or treatment if a 
          school district employee uses, attempts to use, or does not use 
          an AED consistent with the requirements of the bill.  This 
                                                                      



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          immunity from liability also does not apply in the case of 
          personal injury or wrongful death that results from gross 
          negligence or willful or wanton misconduct on the part of the 
          person who uses, or maliciously fails to use an AED to render 
          emergency care or treatment. 

           This bill  would permit a public high school to solicit and 
          receive nonstate funds to acquire and maintain an AED.  Those 
          funds shall only be used to acquire and maintain an AED and to 
          provide training to school employees regarding AED use.

                                        COMMENT
           
          1.  Stated need for the bill  
          
          The author writes:
          
            The bill is simply intended to encourage school districts and 
            schools to acquire and maintain defibrillators, while 
            maintaining many of the safeguards already in existing law.  
            The bill was amended in Senate Education Committee to remove 
            the mandate that schools acquire AEDs. While many schools in 
            the state have at least one AED on campus, many do not.  . . . 
               

            The use of an automated external defibrillator (AED) is 
            essential for any chance of survival.  Studies by the American 
            Heart Association also show that the single determinant of 
            survival after SCA Ýsudden cardiac arrest] is the time from to 
            defibrillation, with survival rates declining 7 percent to 10 
            percent per minute for every minute that defibrillation is 
            delayed.  According to the Sudden Cardiac Arrest Association, 
            ventricular fibrillation studies show that if early 
            defibrillator is provided within the first five minutes, the 
            odds are 90 percent that the victims life can be saved.  After 
            the first minute, the survival rate drops ten percent with 
            every minute.  

            The National Athletic Trainer's Association reports that more 
            than 100 young athletes die each year in sport-related 
            incidents and estimates that close to half of these deaths are 
            attributed to sudden cardiac arrest.  The American Heart 
            Association reports that about 5,800 children 18 years old and 
            under suffer out-of-hospital cardiac arrest each year.  The 
            incidence of out-of-hospital sudden cardiac arrest in high 
            school athletes ranges from .28 to 1 death per 100,000 high 
                                                                      



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            school athletes annually in the United States.

          2.  Immunity from liability generally tracks existing law; 
            amendment suggested so this provision more closely aligns with 
            existing law  

          Existing law already provides immunity protection to laypersons 
          who use, fail to use, or attempt to use an AED to render 
          emergency care, provided that they do not act with gross 
          negligence or willful or wanton misconduct.  This bill similarly 
          provides immunity from liability specifically for school 
          districts and their employees who use, attempt to use, or fail 
          to use an AED.  As under existing law, this immunity does not 
          apply in the case of personal injury or wrongful death that 
          results from gross negligence or willful or wanton misconduct on 
          the part of the person who uses, attempts to use or maliciously 
          fails to use an AED to render emergency care or treatment.  

          This immunity provision is generally consistent with Health and 
          Safety Code Section 104113, relating to health studios, with one 
          important exception.  That code section provides immunity from 
          liability for owners, managers, employees, and other responsible 
          authorities when an employee renders emergency care or treatment 
          using an AED provided that the health studio facility fully 
          complies with requirements relating to the placement of the AED, 
          maintenance, testing, and training (see Comment 3 for discussion 
          of these requirements).  And, Civil Code Section 1714.21(d) and 
          Health and Safety Code Section 1797.196(b) also require that the 
          same placement, maintenance, testing, and training requirements 
          must be complied with in order for the person who acquired the 
          AED to be immune from liability.

          This bill does not contain a similar provision specifying that 
          the placement, maintenance, testing, and training requirements 
          must be met in order for the immunity to attach.  The following 
          suggested amendment would address this issue:

           Suggested amendment  : 

          On page 5, line 1, after "AED" insert "provided that the school 
          fully complies with subdivision (b)"

          3.  Requirements intended to be consistent with existing law; 
            amendments suggested to carry out author's intent  

          This bill would require public high schools that decide to 
                                                                      



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          acquire and maintain an AED to comply with the following 
          requirements: (1) place an AED in a centralized location on 
          campus; (2) ensure that an AED is available for use at a 
          school-sponsored athletic event; (3) ensure and maintain records 
          of the following: (a) that the AED is maintained and regularly 
          tested according to the operation and maintenance guidelines set 
          forth by the manufacturer; and (b) that the AED is checked for 
          readiness after each use and at least once every 30 days if the 
          AED has not been used during the preceding 30 days; (4) prepare 
          a written medical emergency preparedness plan that describes the 
          procedures to be followed in the event of an emergency (the plan 
          must include-but not be limited to-calling 911); and (5) require 
          all school employees expected to administer an AED in an 
          emergency to complete a training course in cardiopulmonary 
          resuscitation and AED use.

          This bill would also provide immunity from liability for a 
          school district and its employees, as specified.  As a result, 
          it is important that those persons and entities comply with the 
          above requirements in order to assure that any AED used in an 
          emergency is maintained properly and checked regularly to best 
          ensure the safety of both the victim and the AED user.  The 
          author's office indicates that these provisions of the bill are 
          intended to be consistent with other provisions of law that 
          impose maintenance, training, and similar requirements.  While 
          this is the case for the most part, there are a few differences 
          of note, as described below.

              a.   Maintenance and regular testing requirements  

            For example, the two main statutes relating to AED use-Health 
            and Safety Code Section 1797.196 and Health and Safety Code 
            Section 104113-use identical language in describing the 
            requirements that must be met.  They both require that the AED 
            be maintained and regularly tested according to the operations 
            and maintenance guidelines set forth by the manufacturer, 
            American Heart Association, and American Red Cross as well as 
            any applicable rules and regulations set forth under the 
            federal Food and Drug Administration and any other applicable 
            state and federal authority.  

            This bill, on the other hand, requires only that the 
            guidelines set forth by the manufacturer be met.  (See 
            subdivision (f), below for suggested amendments to address 
            this issue.)

                                                                      



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              b.   Placement of AED 

             Both Health and Safety Code sections also require that the 
            person or entity acquiring the AED comply with all regulations 
            governing the placement of the AED.  This bill does not 
            contain that same requirement, which is critical since the 
            placement of an AED can be the key to whether it may be used 
            successfully or not.  (See subdivision (f), below for 
            suggested amendments to address this issue.)

              c.   Checks for readiness

             In addition, both Health and Safety Code sections require that 
            the AED be checked for readiness after each use and at least 
            once every 30 days if the AED has not been used in the 
            preceding 30 days.  Records of those checks must be 
            maintained.  

            This bill also requires checking the AED consistent with the 
            above-referenced Health and Safety Code sections, but it does 
            not require that records of the checks be maintained.  (See 
            subdivision (f), below for suggested amendments to address 
            this issue.)

              d.   Activation of the emergency medical services system and 
               reporting

             Both Health and Safety Code sections also require that any 
            person who renders emergency care or treatment using the AED 
            must activate the emergency medical services system as soon as 
            possible, and must report any use of the AED to the local 
            Emergency Medical Services agency.  This bill does not contain 
            this language.  (See subdivision (f), below for suggested 
            amendments to address this issue.)

            The American Heart Association's (AHA) report, "Community Lay 
            Rescuer Automated External Defibrillation Programs: Key State 
            Legislative Components and Implementation Strategies . . . ," 
            Circulation: Journal of the American Heart Association, 2006 
            recommends a "Link with the EMS System" as one of the four 
            essential elements for a successful AED program that 
            should-like training and maintenance-be included in state AED 
            legislation.  In fact, the AHA report provides that 
            notification to the local EMS system should be an 
            "expectation," and state AED legislation should provide that 
            an owner "shall" be required to notify the local EMS.  The 
                                                                      



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            report explains the rationale for notification, stating that 
            "Ýi]f the dispatcher knows the type and location of an AED at 
            the site of the emergency, the dispatcher can direct the 
            rescuer to get the AED and can coach the rescuer in both CPR 
            and AED use." 

              e.   Training; number of employees who must be trained 

             Finally, the existing Health and Safety Code provisions 
            require training and specify that for every AED unit acquired 
            up to five units, at least one employee per unit must complete 
            a training course in cardiopulmonary resuscitation and AED use 
            that complies with the regulations adopted by the Emergency 
            Medical Services Authority and the standards of the American 
            Heart Association or the American Red Cross.  After the first 
            five AED units are acquired, for each additional five units 
            acquired, one employee shall be trained beginning with the 
            first unit acquired.  Acquirers of AEDs shall have trained 
            employees who should be available to respond to an emergency 
            that may involve the use of an AED during normal operating 
            hours.  

            This bill does not contain these provisions and instead 
            requires that public high schools that voluntarily elect to 
            acquire and maintain an AED, or to continue to use and 
            maintain an existing AED, must require all school employees 
            expected to administer an AED in an emergency to complete a 
            training course in cardiopulmonary resuscitation and AED use 
            that complies with the regulations adopted by the Emergency 
            Medical Services Authority and the standards of the American 
            Heart Association or the American Red Cross.      

            This deviation from the existing Health and Safety Code 
            provisions would appear appropriate in the case of schools as 
            there is likely to be more than one school employee who is 
            "expected to administer an AED in an emergency" and would 
            therefore, under this bill, be required to be trained.  As a 
            result, if a high school elected to acquire and maintain an 
            AED, that school must train all employees who are expected to 
            use the AED.  

            In explaining the importance of training, the AHA notes the 
            following about training in its "AED Programs Q & A": 
                  
               If AEDs are so easy to use, why do people need formal 
               training in how to use them?  An AED operator must know how 
                                                                      



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               to recognize the signs of a sudden cardiac arrest, when to 
               activate the EMS system, and how to do CPR.  It's also 
               important for operators to receive formal training on the 
               AED model they will use so that they become familiar with 
               the device and are able to successfully operate it in an 
               emergency.  Training also teaches the operator how to avoid 
               potentially hazardous situations.

              f.   Amendments to address differences 

             The following amendments are suggested to address the 
            differences between this bill and existing law in order to 
            make them consistent, as the author intends:

             Suggested amendments:  

             1.   On page 3, line 39, after "visitors" insert "and ensure 
               that the placement of the AED complies with all regulations 
               governing its placement"

             2.   On page 4, line 10, after "manufacturer" insert "the 
               American Heart Association, and the American Red Cross, and 
               according to any applicable rules and regulations set forth 
               by the governmental authority under the federal Food and 
               Drug Administration and any other applicable state and 
               federal authority"

             3.   On page 4, line 14, after the period insert "Records of 
               those checks shall be maintained."
                                                      
             4.   On page 4, between lines 15 and 16, insert "Ensure that 
               a person who renders emergency care or treatment to a 
               person in cardiac arrest by using an AED activates the 
               emergency medical services system as soon as possible, and 
               reports the use of the AED to the local Emergency Medical 
               Services agency."



          4.  Location of AEDs critical  

          This bill would require public high schools that elect to 
          acquire and maintain an AED, or continue to use and maintain an 
          existing AED, to place the AED in a centralized location on 
          campus for the purpose of preventing deaths resulting from 
          sudden cardiac arrests among pupils, faculty, and visitors. 
                                                                      



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          The California Association of Joint Powers Authorities (CAJPA) 
          is opposed to this measure and raises concerns that "strict 
          compliance with SB 63 mandates may be impossible with a single 
          AED given that multiple athletic events frequently occur at the 
          same time on a school campus.  . . .  It is also important to 
          note that, due to the quickness with which an AED is needed, 
          simply keeping it at a central location may be entirely 
          ineffective in case of immediate need."

          CAJPA raises an important point with respect to the location of 
          the AED.  Because school campuses are often large and, as CAJPA 
          notes, "multiple athletic events frequently occur at the same 
          time on a school campus," the issue of AED placement is 
          critical.  Although the bill would not require that a specified 
          number of AEDs be installed, experts such as the American Heart 
          Association recommend that organizations "Ýc]onsider placing 
          more than one AED at a location that covers a large area . . . 
          while there's no research that indicates a recommended coverage 
          area for an AED,  . . . achieving a 3-minute response time 
          should be the primary guide to making placement decisions."  In 
          addition, it should be noted that the three-minute response time 
          must take into account the time to get to the AED and the time 
          to get back to the victim.  

          As a result, public high schools that elect to acquire and 
          maintain an AED, or continue to use and maintain an existing 
          AED, should consider installing AEDs in multiple locations, as 
          it may not be sufficient to install an AED in one location 
          alone.  The following amendment would add this consideration to 
          the intent language:

             Suggested amendment  :  
           
            On page 3, line 30 after "(AED)" insert "and consider 
            installing AEDs in multiple locations"

          5.  Existing law contains provisions relating to AEDs in schools  

          Under existing law, if an AED is placed in a public or private 
          K-12 school, the principal must annually provide school 
          administrators and staff with a brochure, approved as to 
          contents and style by the American Heart Association or the 
          American Red Cross, describing the proper use of an AED.  The 
          principal must also ensure that similar information is posted 
          next to the AED and must notify school employees as to location 
                                                                      



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          of all AEDs on campus.

          Existing law also requires the principal to designate trained 
          employees who shall be available to respond to an emergency that 
          may involve the use of an AED during normal operating hours, 
          which are defined to mean during the hours of classroom 
          instruction and any school-sponsored activity occurring on 
          school grounds.  

          This bill would not change these requirements, which sunset on 
          January 1, 2013. 

          6.  Opposition   

          As noted above, CAJPA opposes this measure.  The association 
          argues that the maintenance and testing standards in the bill 
          may be impracticable, in part because standards may change or 
          instruction manuals lost by the school.  CAJPA also contends 
          that the bill's requirement that all school employees expected 
          to administer an AED in an emergency must be trained raises 
          concerns because there are "no objective limitations or 
          definitions as to who is 'expected' to be responsible for such 
          an administration."  Staff notes that existing law, as noted 
          above, requires the principal-when an AED is placed in a 
          school-to designate trained employees who shall be available to 
          respond to an emergency that may involve the use of an AED 
          during normal operating hours.  As a result, in schools that 
          have AEDs, principals should already be making these 
          determinations.  

          CAJPA raises concerns that the bill "provides immunity for 
          emergency care by a school employee using an AED; however, there 
          is no extension of immunity to the school district.  ÝThe bill] 
          provides immunity to an employee and the school district for use 
          of an AED 'consistent with the requirements of this section.'  
          CAJPA is concerned that even minor flaws of training, 
          maintenance, recordkeeping, an 'unexpected user,' etc. nullifies 
          SB 63's immunities." 

          CAJPA also raises concerns that the immunity applies except in 
          cases of gross negligence (and willful or wanton misconduct, 
          which CAJPA does not defend).  On this point, CAJPA writes, 
          "Ýw]hile 'gross negligence' is defined as 'an extreme departure 
          from the ordinary standard of conduct,' there really are no 
          legal parameters or guidelines to help define what would 
          constitute 'gross negligence' in this context." Again, staff 
                                                                      



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          notes that existing law-contained in both Civil Code Section 
          1714.21 and Health and Safety Code Section 104113-both already 
          provide that gross negligence is excluded from immunity 
          protections. 

          7.  Additional amendments  

          The author has agreed to the following additional amendments:

             a.   On page 2, line 9, delete "extremely accurate,"

             b.   On page 2, delete lines 17 and 18

             c.   On page 3, delete lines 1 and 2

             d.   On page 3, delete lines 19-22

             e.   On page 3, line 39, after "faculty," insert "employees,"


           Support  :  California Chapters of the American Red Cross; 
          California Medical Association; California Professional 
          Firefighters; California State PTA; Sudden Cardiac Arrest 
          Association  

           Opposition  :  California Association of Joint Powers Authorities

                                        HISTORY
           
           Source  :  Author

           Related Pending Legislation  :  None Known

           Prior Legislation  :  See Background

           Prior Vote  :

          Senate Committee on Health (Ayes 8, Noes 1) 
          Senate Committee on Education (Ayes 10, Noes 0)

                                   **************
                                          




                                                                      



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