BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                           Senator Christine Kehoe, Chair


          SB 204 (Liu) - State Route 710: sale of excess properties for 
          local alternative transportation improvement program.
          
          Amended: August 24, 2012        Policy Vote: not relevant
          Urgency: No                     Mandate: No
          Hearing Date: August 31, 2012                          
          Consultant: Mark McKenzie       
          
          This bill meets the criteria for referral to the Suspense File. 

          
          Bill Summary: SB 204 would require the California Transportation 
          Commission (CTC) and the Department of Transportation (Caltrans) 
          to declare as excess property the surface estates of properties 
          acquired for construction of the State Highway Route (SR) 710 
          Gap Closure Project and require Caltrans to sell those 
          properties, as specified.  Proceeds from the sale of the excess 
          properties would be used to fund projects in a local alternative 
          transportation improvement program (LATIP) developed by the Los 
          Angeles County Metropolitan Transportation Authority (MTA) and 
          approved by the CTC.  At least 25 percent of the proceeds must 
          be used to construct soundwalls on SR 210, and no funds may be 
          used for activities related to the tunnel alternative to the 
          surface SR 710 Gap Closure Project.

          Fiscal Impact: 
              Loss of funds to the State Highway Account, potentially 
              over $200 million, that would otherwise be available for 
              projects on the state highway system, including for the SR 
              710 tunnel alternative, absent this bill.  This bill would 
              instead require all proceeds from the sale of excess 
              properties to be used for soundwalls on SR 210, replacement 
              housing and relocation assistance, and local transportation 
              projects in the LATIP.

              Unknown administrative costs to CTC to approve the LATIP 
              and make findings that the plan includes feasible funding, 
              plans, and capacity to meet the requirements of the bill, 
              including the provisions for housing relocation assistance 
              and replacement housing units, for which CTC does not have 
              current in-house expertise.









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              Potential risks to federal funds for the SR 710 Gap Closure 
              Project by providing relocation assistance to current 
              tenants that are expressly ineligible under federal law.

          Background: Under existing law, whenever Caltrans determines 
          that real property acquired for highway purposes is no longer 
          necessary, that property may be sold or exchanged upon terms, 
          standards, and conditions established by the CTC.  Proceeds from 
          the sale are returned to the State Highway Account.  If a 
          proposed state highway route location is rescinded, existing law 
          requires Caltrans to sell any excess real property acquired for 
          the rescinded route location and use the proceeds to fund the 
          state highway project proposed as the alternative to the 
          rescinded route.

          Existing law, specific to the State Route (SR) 84 and SR 238 
          corridors in Alameda County, authorize the county or affected 
          cities to partner with the local transportation planning agency 
          to develop a LATIP that addresses transportation problems and 
          opportunities in the area that would have been served by the 
          state highway project that was deemed infeasible and never 
          built.  The CTC must approve the LATIP, after which local 
          agencies use the proceeds from Caltrans' eventual sale of the 
          parcels to fund the approved LATIP.  With respect to the SR 238 
          corridor, the LATIP must also include programs to provide 
          relocation benefits to displaced residents and to replace 
          housing units from which low- and moderate-income residents are 
          displaced pursuant to a specified consent decree.  The SR 238 
          corridor LATIP provisions explicitly prohibit state highway 
          account funds from being used for the housing provisions of the 
          LATIP and prohibit excess property and the proceeds from the 
          sale of those properties from being used for housing purposes.

          For decades Caltrans has proposed the SR 710 extension project 
          to close a roughly 4.5-mile unconstructed gap in the freeway 
          from just north of SR 10 in Los Angeles to SR 210 in Pasadena.  
          This gap affects the cities of Alhambra, Pasadena, South 
          Pasadena, and a portion of Los Angeles.  Beginning in 1953, when 
          the location of the SR 710 Gap Closure Project was originally 
          identified, Caltrans has acquired nearly 600 properties in the 
          corridor with the intent to eventually remove structures and 
          construct the freeway project.  The proposed project has 
          engendered considerable and ongoing controversy over the years, 
          evoking both strong support and opposition from various parties, 








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          and has been the subject of numerous lawsuits.  Caltrans has 
          been an unwilling long-term property manager for years, which 
          has also been the subject of controversy and the subject a 
          recent Bureau of State Audit report that criticized Caltrans' 
          management of over 400 rental properties.  

          Over the past forty years, alternative concepts have been 
          proposed and evaluated to complete the SR 710 freeway and close 
          the 4.5 mile gap in the corridor.  To date, none of the 
          previously proposed and evaluated alternatives have been 
          successful in satisfying the regional mobility needs and 
          community/environmental concerns because they would traverse 
          highly developed urbanized neighborhoods and require substantial 
          amounts of right-of-way along the alignments.  In response to 
          negative reactions, and to decrease the potential impact of 
          completing the SR 710, a tunnel concept was proposed for 
          assessment as a potential option to the surface alternatives.  
          MTA, as the lead agency, has completed the feasibility 
          assessment of a tunnel alternative to extend the SR 710 from its 
          current terminus at Valley Boulevard in the City of Los Angeles 
          to Interstate 210 in the City of Pasadena.  Generally, the study 
          concluded that the tunnel concept is feasible.  MTA is currently 
          in the midst of an environmental review of the SR 710 study 
          area.  Caltrans projects that completion of the draft 
          environmental impact report and selection of a locally preferred 
          alternative to the surface gap closure project is approximately 
          three years away.  Consideration of the option of a surface 
          construction alternative is not likely to be eliminated before 
          that time.

          Proposed Law: SB 204 would authorize MTA to propose a LATIP by 
          which MTA may use the proceeds from the sale of surplus 
          properties in the SR 710 study area to address transportation 
          problems and opportunities in the cities in which the surplus 
          property is located.  Specifically, this bill would:
           Require CTC and Caltrans to declare as surplus the surface 
            properties acquired for construction of the SR 710 extension 
            in Pasadena, South Pasadena, Alhambra, and the City of Los 
            Angeles upon the elimination of a surface freeway construction 
            alternative from further consideration in the environmental 
            review of the SR 710 North Gap Closure Project, or completion 
            of the draft environmental impact report and Caltrans' 
            selection of the locally preferred alternative for that 
            project, whichever occurs first.  








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           Require Caltrans, after declaring the properties surplus, to 
            sell the properties and grant tenants in good standing of 
            non-residential properties a right of first refusal to 
            purchase the property they rent, lease, or occupy at fair 
            market value.
           Authorize MTA, in consultation with Caltrans and acting 
            jointly with the cities in which excess properties are 
            located, to develop and file with the CTC a LATIP that 
            addresses transportation problems and opportunities in those 
            cities.
           Provide CTC with final authority regarding the content and 
            approval of the LATIP and require CTC to make a finding that 
            the plan includes feasible funding, plans, and capacity to 
            meet all legal requirements.
           Require Caltrans to deposit all proceeds from the sale of the 
            excess properties in the SR 710 corridor, less any 
            reimbursements due to the federal government and all costs 
            incurred in the sale of those excess properties, into a 
            separate account.  
           Require CTC to allocate these funds for transportation 
            projects in the LATIP or to meet the housing obligations of 
            the LATIP.  At least 25 percent of the proceeds must be 
            allocated to construct soundwalls on SR 210, as specified.
           Prohibit the expenditure of proceeds from the sale of 
            properties on any activity to advance any subsurface 
            alternative (i.e., tunnel) as the SR 710 North Gap Closure 
            Project, including, all planning, studying, staffing, or 
            construction.
           Authorize MTA, with the concurrence of the CTC and Caltrans, 
            to use its own funds to develop or advance a project included 
            in the LATIP prior to availability of sufficient funds from 
            the sale of the excess properties.
           Require the SR 710 LATIP to include specified programs for 
            relocation assistance to residents displaced by LATIP 
            projects, for relocation advice and moving expenses for those 
            not eligible for assistance, and for providing replacement 
            housing for low or moderate income persons and families.  
            Replacement units must be completed within four years and the 
            program would include an objective that at least 20 percent of 
            all new housing units be affordable to low- or moderate-income 
            households.

          Related Legislation: AB 113 (Portantino), as introduced in 2009, 
          would have required Caltrans to sell real property acquired in 








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          the SR 710 corridor and directed a portion of the proceeds equal 
          to Caltrans' original acquisition price into the State Highway 
          Account, and the remainder to the General Fund for higher 
          education purposes.  The bill failed passage in the Assembly 
          Transportation Committee and was subsequently amended to deal 
          with a different subject.

          AB 1617 (Liu), introduced in 2005, would have required Caltrans 
          to compile an inventory of properties in the SR 710 proposed 
          right-of-way that are deemed surplus to any reasonable likely 
          alignment, and to offer the properties for sale, and to provide 
          first priority to long-term residents, as specified.  The bill 
          failed passage in the Senate Transportation and Housing 
          Committee.  

          Staff Comments: This bill is intended to expedite the sale of 
          properties in the current surface SR 710 Gap Closure Project 
          area and to keep the proceeds from the sale of those properties 
          for local transportation projects and housing and relocation 
          assistance for those displaced by those projects, other than the 
          now-proposed tunnel.  Absent this bill, those proceeds would 
          revert to the State Highway Account and become subject to the 
          formulas for statewide distribution, or for use as a replacement 
          to the rescinded state highway route.  According to the author, 
          "The communities in which the properties were acquired for the 
          project as originally conceived have been impacted by having 
          these properties off the tax rolls and in public rather than 
          private ownership for over 50 years.  It is appropriate that the 
          broader community benefit from the construction of truly local 
          alternative transportation improvement projects distributed 
          throughout the study area rather than being applied to the 710 
          project itself."

          According to a March 1, 2012 estimate by Caltrans, the market 
          value of the SR 710 parcels is approximately $279 million, 
          although this estimate is not based on an official appraisal.  
          Absent this bill, the proceeds from the sale of these properties 
          would be deposited into the State Highway Account for use on 
          other highway projects in the state.  This bill would authorize 
          MTA to propose, and CTC to adopt, an LATIP that addresses 
          transportation problems in the Pasadena, South Pasadena, 
          Alhambra, and Los Angeles, even if they are not related to 
          transportation issues related to the unbuilt SR 710 Gap Closure 
          Project.  The bill requires the LATIP to also include specified 








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          programs for relocation assistance and replacement housing for 
          those displaced by LATIP projects.  Instead of the proceeds from 
          the sales of excess properties in the SR 710 corridor being 
          deposited into the State Highway Account, the proceeds would be 
          used for the LATIP projects and housing relocation assistance 
          and replacement programs.  As a result, the bill would result in 
          a loss to the State Highway Account of over $200 million.

          Caltrans notes that under federal law, relocation assistance and 
          replacement housing may not be provided to tenants being 
          displaced by a project from homes for which relocation 
          assistance or replacement housing has already been provided when 
          the properties were originally acquired.  As a result, the bill 
          could place several billion dollars in federal funds for an SR 
          710 Gap Closure Project at risk.

          This bill is generally based on the LATIP provisions that allow 
          cities in Alameda County to use the proceeds from the sale of 
          surplus properties in the SR 84 and SR 238 corridors for local 
          transportation projects.  Nonetheless, this bill differs from 
          the Alameda County LATIP provisions in the following ways: 
           MTA, rather than the affected cities, is the lead LATIP 
            applicant but must act jointly with those cities.
           In approving the LATIP, the CTC must find that the plan 
            includes feasible funding, plans, and capacity to meet all 
            legal requirements. 
           There is no prioritization of LATIP funding for projects in a 
            local voter-approved transportation sales tax measure.  
           Proceeds from the sale of surplus properties may be used for 
            the housing obligations of the LATIP in addition to 
            transportation purposes.  The SR 238 LATIP provisions only 
            include housing-related assistance as a result of a consent 
            decree.
           Most importantly, the SR 84 and SR 238 LATIPs were intended to 
            replace the state highway project that was never going to be 
            built, while the SR 710 Gap Closure Project is still a viable 
            project.

          The committee may wish to consider whether this bill is 
          premature since the SR 710 project planning is currently 
          underway and any alternatives to the surface construction 
          project are not likely to be identified for at least three 
          years.  In addition, the Committee may wish to consider whether 
          the bill should explicitly preclude any proceeds from the sale 








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          of excess properties acquired for the surface construction of 
          the SR 710 gap closure from being spent on the tunnel option 
          since that option would alleviate transportation issues in the 
          immediate area and the region.

          Staff notes that Streets and Highways Code § 167 explicitly 
          prohibits the Legislature from enacting legislation containing 
          specific individual transportation projects.  The provision of 
          this bill that requires at least 25 percent of proceeds from the 
          sale of excess properties be allocated for the construction of 
          soundwalls on SR 210 appears to be a violation of this statute.

          This bill was referred to the committee under Senate Rule 29.10 
          in order for the committee to review the new subject matter of 
          this bill.  On a concurrence hearing such as this, the committee 
          may only take one of two actions: 1) hold the bill; or 2) return 
          the bill to the Senate Floor for concurrence in Assembly 
          amendments.  Although the bill meets the criteria for referral 
          to the Suspense File, the Committee does not have this option.