BILL ANALYSIS Ó SB 233 Page 1 Date of Hearing: June 21, 2011 ASSEMBLY COMMITTEE ON HEALTH William W. Monning, Chair SB 233 (Pavley) - As Amended: May 18, 2011 SENATE VOTE : 37-0 SUBJECT : Emergency services and care. SUMMARY : Clarifies existing law to explicitly permit appropriate licensed personnel to perform consultations and treatment in an emergency department (ED) if within their existing scope of practice. Specifically, this bill : 1)Revises the existing definition of "emergency services and care" to mean medical screening, examination, and evaluation by a physician or surgeon, or, to the extent permitted by applicable law, other appropriate licensed personnel acting within their scope of licensure under the supervision of a physician and surgeon, to determine if an emergency medical condition or active labor exists. 2)Clarifies that, upon a determination that an emergency medical condition or active labor exists, "emergency services and care" also includes the care, treatment, and surgery, if within the scope of the appropriate licensed personnel's license, necessary to relieve or eliminate the emergency medical condition, within the capability of the facility. 3)Includes the rendering of a decision regarding hospitalization or transfer in the existing definition of "consultation" and authorizes other appropriate licensed personnel acting within their scope of licensure to provide consultation. 4)Requires the request for consultation to be made by the treating physician and surgeon, or by other appropriate licensed personnel acting within their scope of licensure, provided that it is made with the contemporaneous approval of the treating physician and surgeon. 5)Authorizes, in addition to a physician or surgeon, other appropriate licensed personnel acting within their scope of licensure to determine when a patient's emergency condition has been stabilized. SB 233 Page 2 6)Prohibits this bill from being construed to expand the scope of licensure for licensed personnel providing services in the ED. EXISTING FEDERAL LAW : 1)Establishes the Emergency Medical Treatment and Active Labor Act (EMTALA), which governs when and how a patient may be refused treatment or transferred from one hospital to another when the patient is in an unstable medical condition. 2)Permits, pursuant to EMTALA, an on-call physician, under hospital policies, the option to direct a non-physician practitioner or his/her representative to appear at a hospital and provide further assessment or stabilizing treatment to an individual. EXISTING STATE LAW : 1)Prescribes requirements similar to EMTALA that require emergency services to be provided to any person requesting the services or care, or for whom services or care is requested, for any condition in which the person is in danger of loss of life, or serious injury or illness, at any licensed health facility that maintains and operates an ED to provide emergency services to the public when the health facility has appropriate facilities and qualified personnel available to provide the services or care. 2)Defines "emergency services and care" as the medical screening, examination, and evaluation by a physician, or, to the extent permitted by applicable law, by other appropriate personnel under the supervision of a physician, to determine if an emergency medical condition or active labor exists, and, if it does, the care, treatment, and surgery by a physician necessary to relieve or eliminate the emergency medical condition, within the capability of the facility. 3)Defines "consultation" as the rendering of an opinion, advice, or prescribing treatment by telephone and includes, when determined to be medically necessary jointly by the emergency and specialty physicians, review of the patient's medical record, examination, and treatment of the patient in person by a specialty physician who is qualified to give an opinion or render the necessary treatment in order to stabilize the SB 233 Page 3 patient. 4)Establishes the Physician Assistant Practice Act administered by the Physician Assistant Committee of the Medical Board of California (MBC) to regulate physician assistants (PAs). 5)Allows a PA to perform those medical services as set forth by the regulations of MBC when the services are rendered under the supervision of a licensed physician and surgeon approved by MBC, except as otherwise provided. 6)Specifies, in regulations, that a PA may only perform those medical services which he or she is competent to perform and which are consistent with the PA's education, training, and experience, and which are delegated in writing (i.e., a Delegation of Services Agreement (DSA)) by a supervising physician who is responsible for the patients cared for by that PA. 7)Requires a PA and his/her supervising physician and surgeon to establish written guidelines for the adequate supervision of the PA, which may be satisfied by the adoption of protocols, as specified, for some or all of the tasks performed by the PA. 8)Establishes the Nursing Practice Act (NPA) administered by the Board of Registered Nursing (BRN) to regulate nurse practitioners (NPs). 9)Defines NP to mean a registered nurse (RN) who possesses additional preparation and skills in physical diagnosis, psycho-social assessment, and management of health-illness needs in primary health care, who has been prepared in a program that conforms to BRN standards and performs medical functions pursuant to standardized procedures developed and approved by the supervising physician and surgeon. 10)Authorizes PAs and NPs to administer or provide medication to a patient, or transmit orally or in writing on a patient's record or in a drug order, an order to a person who may lawfully furnish the medication or medical device, as specified. 11)Authorizes PAs and NPs to order durable medical equipment, certify unemployment insurance disability, and after SB 233 Page 4 consultation with the supervising physician, approve, sign, modify, or add to a plan of treatment or plan of care for individuals receiving home health services or personal care services. FISCAL EFFECT : According to the Senate Appropriations Committee, pursuant to Senate Rule 28.8, negligible state costs. COMMENTS : 1)PURPOSE OF THIS BILL . According to the author, this bill is prompted by a recent situation in which a physician was requested to provide a consultation in the ED at Mission Hospital in Orange County and sent his PA to provide the further assessment. The PA was subsequently prohibited from providing the consultation. The author maintains that although these types of services are routinely authorized by supervising physicians at hospitals, in this case, the hospital pointed out that existing law does not explicitly authorize a PA to perform consulting and treatment services in an ED setting. The author argues that state law is in conflict with EMTALA, which permits PAs to provide consults in the ED, and this bill would make state law consistent with federal law. The author adds that PAs working in specialty practice areas provide an essential service to the ED as they can expedite the admission or surgical preparation of the patient under the supervision of the physician and surgeon, and, in doing so, vacate a bed for an incoming ED patient. The author contends that as long as evaluation, consultation, and treatment is performed pursuant to a PA's scope of practice, DSA, and under the supervision of a physician and surgeon, this type of care by a PA is routine and should not be unduly restricted by omissions and lack of clarity in the current definition of emergency services and care in state law. 2)BACKGROUND . EMTALA was passed as part of the Consolidated Omnibus Budget Reconciliation Act of 1986. Under EMTALA, a patient who comes to, or is brought to the ED must be provided with an appropriate medical screening examination to determine if an emergency medical condition exists. If an emergency situation is determined, the hospital is obligated to either provide treatment until the patient is stable, or transfer the patient to another hospital in conformance with the statute's SB 233 Page 5 directives. The purpose of EMTALA is to prevent hospitals from rejecting patients, refusing to treat them, or transferring them to charity hospitals or county hospitals because they are unable to pay or are covered under the Medicare or Medicaid Programs. This purpose, however, does not limit the coverage of its provisions. EMTALA applies only to participating hospitals, i.e., hospitals that have entered into provider agreements under which they will accept payment from the federal Centers for Medicare and Medicaid Services under the Medicare Program for services provided to beneficiaries of that program. EMTALA applies to virtually all hospitals in the U.S., with the exception of the Shriners' Hospital for Crippled Children and many military hospitals. Its provisions apply to all patients and not just to Medicare patients. EMTALA allows an on-call physician, under hospital policies, the option of sending a representative, i.e., directing a non-physician practitioner or his/her representative to appear at the hospital and provide further assessment or stabilizing treatment to an individual. According to EMTALA, this determination should be based on the individual's medical need and the capacities of the hospital, and the applicable state's scope of practice laws, and hospital by-laws and rules and regulations. There are some instances in which the non-physician practitioner can provide the specialty treatment more expeditiously than the physician on-call. It is important to note, however, that the designated on-call physician is ultimately responsible for providing the necessary services to the individual regardless of who makes the in-person appearance. Furthermore, in the event that the treating physician disagrees with the on-call physician's decision to send a representative and requests the actual appearance of the on-call physician, then the on-call physician is required by EMTALA to appear in person. 3)SCOPE OF PRACTICE OF PAs and NPs. Current regulations specify that a PA may only provide those medical services which he or she is competent to perform, as determined by a supervising physician; that are consistent with the PA's education, training, and experience; and, that are delegated in writing by the supervising physician responsible for the patients SB 233 Page 6 cared for by the PA. The DSA is required to be signed and dated by the PA and supervising physician. It identifies what types of services the PA is allowed to perform, how they are performed, how patient charts will be reviewed and signed, and what type of medications the PA will transmit on behalf of the supervising physician. PAs may provide medical services pursuant to more than one DSA. Every practicing PA is required to have a DSA and make a copy available upon the request of the MBC. Failure to have a current DSA constitutes a violation and grounds for disciplinary action against a PA's license. Medical tasks performable by a PA may only be those that are usual and customary to the supervising physician's practice. Examples of such medical services include taking patient histories; ordering or transmitting orders for X-rays; initiating arrangements for hospital admissions; completing forms and charts for a patient's medical record; issuing or transmitting drug orders under specified conditions; performing surgical procedures that are customarily performed under local anesthesia; and, using ionizing radiation to perform certain types of medical imaging. NPs are RNs who are prepared by advanced education to provide primary care including medical procedures that may be required for a specialty area. According to information from BRN, the NP does not have an additional scope of practice beyond the usual RN scope and must rely on standardized procedures for authorization to perform overlapping medical functions. Pursuant to the NPA, NPs are authorized to perform nursing functions that are essential to providing primary health care and which do not require standardized procedures, such as physical and mental assessment; disease prevention and restorative measures; skin tests and immunization techniques; withdrawal of blood; and, authority to initiate emergency procedures. Standardized procedures are the legal mechanism for NPs to perform functions which would otherwise be considered the practice of medicine. Such functions include diagnosis of mental or physical conditions, the use of drugs in or upon human beings, and severing or penetrating tissue of human beings. The performance of any of these functions by a NP requires a standardized procedure. Standardized procedures must be developed collaboratively with staff from the health SB 233 Page 7 care facility where they will be utilized and approved by the NP's supervising physician and surgeon. 4)SUPPORT . The sponsor of this bill, the California Academy of Physician Assistants (CAPA), states that existing law allows PAs to perform a variety of medical services set forth by regulations adopted by the MBC when rendered under the supervision of a physician and surgeon. CAPA argues that this bill clarifies an inconsistency in state law by explicitly authorizing PAs and other mid-level practitioners to perform consultative and treatment services in the hospital ED, thereby increasing the provision of urgent medical care and decreasing patient overcrowding. The United Nurses Association of California/Union of Health Care Professionals adds that PAs provide valuable services within the health care team and this bill is needed to align state and federal law. 5)OPPOSITION . The California Nurses Association (CNA) objects to this bill and views it as an expansion of scope of practice and an encroachment into the practice of medicine. CNA asserts that the law is clear that physicians may provide emergency consults, care, treatment, and surgery; and allowing "other appropriate personnel" to provide these services raises concerns over whether or not any of these types of personnel retain the appropriate levels of training and competence to perform these services. CNA believes this bill lessens standards of care for patients by promoting the broad delegation of certain aspects of care, including consultations and stabilization determinations, to non-physician practitioners. 6)OPPOSE UNLESS AMENDED . The California Chapter of the American College of Emergency Physicians opposes this bill unless it is amended to clarify that the definitions of emergency services, care, and consultation include delivery by appropriate licensed personnel to the extent permitted by hospital by-laws or rules and regulations as provided under EMTALA and to require, when determined to be medically necessary, jointly by the treating physician and surgeon and consulting physician and surgeon, the consulting physician to examine and treat a patient in person. 7)PRIOR LEGISLATION . SB 1069 (Pavley and Fletcher), Chapter 512, Statutes of 2010, authorizes PAs, pursuant to a DSA, and NPs, pursuant to approved standardized procedures, to order SB 233 Page 8 durable medical equipment, certify unemployment insurance disability, and, after consultation with the supervising physician and surgeon, approve, sign, modify, or add to a plan of treatment or plan of care for individuals receiving home health services or personal care services. 8)AUTHOR'S AMENDMENT . The author will be offering an amendment to clarify that a consultation takes place using other means of communication other than by telephone. On page 4, line 25, after "telephone" insert "or by other means of communication". REGISTERED SUPPORT / OPPOSITION : Support California Academy of Physician Assistants (sponsor) Medical Board of California United Nurses Association of California/Union of Health Care Professionals Several individuals Opposition California Nurses Association Analysis Prepared by : Cassie Royce / HEALTH / (916) 319-2097