BILL ANALYSIS Ó SB 326 Page 1 Date of Hearing: June 21, 2011 ASSEMBLY COMMITTEE ON JUDICIARY Mike Feuer, Chair SB 326 (Yee) - As Amended: May 10, 2011 PROPOSED CONSENT SENATE VOTE : 39-0 SUBJECT : Court Records: Public Access KEY ISSUE : IN ORDER TO INCREASE TIMELY ACCESS TO COURT RECORDS, SHOULD COURTS THAT HAVE IMPLEMENTED THE STATE CASE MANAGEMENT SYSTEM PROVIDE THE PUBLIC WITH SAME-DAY ACCESS TO CERTAIN COURT RECORDS, TO THE EXTENT POSSIBLE AND PRACTICAL? FISCAL EFFECT : As currently in print this bill is keyed fiscal. SYNOPSIS This bill, sponsored by Californians Aware, Courthouse News Service and First Amendment Coalition, requires the Judicial Council, in consultation with stakeholder groups and within 18 months of the date of enactment of this bill, to adopt a rule of court to require courts that have fully implemented the California Case Management System (CCMS) to provide to the public, to the extent possible and practicable, with same-day access to specified court records. Although the public has a well-founded right of access to court records, the author reports increasing delays in public access to court records, with some courts apparently delaying public access for as much as several weeks for newly filed complaints. This bill should help improve timely access to court records. The bill is supported by, among others, American Federation of State, County and Municipal Employees, AFL-CIO and the California Newspaper Publishers Association. There is no known opposition. SUMMARY : Requires the Judicial Council to adopt a rule of court regarding same-day access to specified court records. Specifically, this bill : 1)Requires the Judicial Council, in consultation with stakeholder groups, to adopt, within 18 months of the date of enactment of this bill, a rule or rules of court to require SB 326 Page 2 courts that have fully implemented CCMS to provide the public, to the extent possible and practicable, with same-day access to case-initiating civil and criminal court records. 2)Defines "case-initiating civil and criminal court records" to mean: (1) any complaint or petition filed in an unlimited civil case; (2) any petition for writ of review; and (3) any indictment, information, or complaint in felony and misdemeanor criminal actions. Includes both electronic and nonelectronic records. Does not include records sealed or proposed to be sealed by court order or otherwise confidential, including, but not limited to, certain juvenile court, adoption, and family law records. 3)Provides that the Legislature specifically recognizes the importance of timely access not just to case-initiating civil and criminal court records, but to all court records and documents. Provides that nothing in this bill or in the rule or rules of court to be adopted pursuant to this bill may be construed to limit or otherwise negatively affect the public's right of timely access to court records as a general matter. EXISTING LAW : 1)Declares the people's right of access to information concerning the conduct of the people's business. (Cal. Const., Article I, Section 3.) 2)Provides that, unless access is otherwise restricted by law, court records shall be made reasonably accessible to all members of the public for viewing and duplication in paper or electronic form. (Government Code Section 68150(l).) 3)Provides that, unless confidentiality is required by law, court records are presumed to be open. Provides that court records sealed by court order are not open to public inspection. (Cal. Rules of Court, Rule 2.550.) COMMENTS : Courts have long held that the public has a right of access to court records. The California Supreme Court stated that "it is a first principle that the people have the right to know what is done in their courts." (In re Shortridge (1893) 99 Cal. 526, 530.) Public access is necessary because "if public court business is conducted in private, it becomes impossible to expose corruption, incompetence, inefficiency, prejudice, and SB 326 Page 3 favoritism." (Estate of Hearst v. Trustees of Hearst Testamentary Trust (1977) 67 Cal.App.3d 777, 784.) The right of public access to court records begins when the court record is filed with the court. (Bank of America National Trust & Savings Association v. Hotel Rittenhouse Associates (1986) 800 F.2d 339, 345.) Further, "Ýw]hile the courts have an inherent right to control their own records, preclusion from public inspection is permitted only upon a showing that revelation would tend to undermine individual security, personal liberty, or private property, or injure the public or the public good." (Copley Press, Inc. v. Superior Court (1992) 6 Cal.App.4th 106, 111.) This bill, sponsored by Californians Aware, Courthouse News Service, and the First Amendment Coalition, requires the Judicial Council to adopt a rule of court requiring courts that are using CCMS to provide the public, to the extent possible and practicable, with same-day access to case-initiating civil and criminal court records. Although the public has a well-founded right of access to court records, the author reports increasing delays in public access to court records, with some courts apparently delaying public access for as much as several weeks for newly filed complaints. Writes the author: Delays in public access to case-initiating documents have a special significance because those documents are the means by which the public becomes aware that the powers of the judiciary have been invoked with respect to a particular controversy or crime. However, the use of electronic technologies for filing court actions and modernizing access to court records have in many instances had the unintended consequence of increasing delays in access to those case-initiating court records. These delays in access are an obvious matter of concern to the news media, who are deprived of the ability to inform other interested members of the public on the new business of the courts while it is still newsworthy. They are also a problem for the parties to the proceeding, who may not be able to learn about a court controversy that directly impacts them until they receive service of the filing days - or even weeks - later. And delays in access may also SB 326 Page 4 impact those in the business and legal community who may be indirectly affected by a new legal proceeding. Finally, delays in access hinder the public's ability to oversee the activities of an important branch of government while those activities are still current, thus impairing the self-government that is so essential to the functioning of our democratic form of government. Getting news about what is happening in California's courts even a day late is not qualitatively different from getting stock quotes a day late. Delays make the information less useful, and hurt the public's ability to react appropriately to it. Given the fundamental role that an informed public plays in the healthy functioning of our government, this decline in timely information about our courts is a serious problem for Californians. This Bill Seeks to Provide Same-Day Access to Certain Court Records : Existing law provides the public with reasonable access to court records, but "reasonable access" is not defined. Proponents of this bill argue that, while some courts are providing same-day access to court records, many other courts have failed and refused to provide a system whereby the public has access to court record information in a timely manner. The sponsors report that courts are claiming that the use of electronic technologies for filing court actions and modernizing access to court records have in many instances increased delays in access to such case-initiating court records. While the author and the proponents no doubt would prefer a bill that requires same-day access to all court records, the bill, recognizing the courts' fiscal constraints, requires the Judicial Council, in consultation with stakeholder groups, to adopt, within 18 months of the date of enactment of this bill, a rule of court that requires courts that have fully implemented the CCMS to provide, to the extent possible and practicable, with same-day access to case-initiating civil and criminal court records. Given the acknowledged problems with CCMS, it is not at all clear when, or even if, CCMS will be implemented in all counties. Thus, it remains to be seen when the mandates of the rule required by this bill will go into effect in most courts. However, when it does, this bill will help increase timely public access to court records. The Judicial Council is neutral on the bill as amended, writing SB 326 Page 5 that the "council recognizes the importance of timely public access to court records. The only issue has been establishing reasonable parameters for providing such access. In its current form, SB 326 strikes a balance and will require timely public access without placing undue burdens on the courts that must provide this access." ARGUMENTS IN SUPPORT : In support of this bill, Courthouse News Service, a sponsor of this bill, writes: Courthouse News has directly experienced the deterioration of timely access to the civil court record. Its reporters make regular (in many cases, daily) in-person visits to courthouses throughout California to review newly filed civil complaints and determine which ones merit news coverage. When Courthouse News has encountered access delays, its first step has always been to try to resolve those delays through cooperative discussions with court staff. In the past, these efforts have worked well, usually leading to solutions that ensured that interested persons could review and report on new civil complaints in a timely manner without imposing any significant cost or burden on courts. In the last few years, however, Courthouse News has seen a fundamental shift in the landscape. Procedures that traditionally promoted timely access are unceremoniously dismantled or scaled back. And while Courthouse News has continued its attempts to resolve these problems through discussions with court staff, these efforts are becoming increasingly unproductive. Repeatedly, a solution reached after months of work with a particular court administrator disintegrates as soon as he or she leaves the court, and the delays return. Other courts have simply refused to improve access altogether. REGISTERED SUPPORT / OPPOSITION : Support Californians Aware (co-sponsor) Courthouse News Service (co-sponsor) First Amendment Coalition (co-sponsor) American Federation of State, County and Municipal Employees (AFSCME), AFL-CIO California Newspaper Publishers Association SB 326 Page 6 California Protective Parents Association Center for Judicial Excellence Pacific Media Workers Guild Opposition None on file Analysis Prepared by : Leora Gershenzon / JUD. / (916) 319-2334