BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 535
                                                                  Page 1

          Date of Hearing:  August 29, 2012

                       ASSEMBLY COMMITTEE ON NATURAL RESOURCES
                                Wesley Chesbro, Chair
                   SB 535 (De León) - As Amended:  August 24, 2012

           SENATE VOTE  :  49-20
           
          SUBJECT  :  California Communities Healthy Air and Revitalization 
          Act

           SUMMARY  :  Requires the Governor's annual budget to include 
          funding, as specified, from the Greenhouse Gas (GHG) Reduction 
          Fund (GHGR Fund) for projects located within priority community 
          investment areas.  Requires a minimum of 10 percent of revenues 
          deposited in the GHGR Fund to be allocated, upon appropriation 
          by the Legislature, to benefit socioeconomically disadvantaged 
          communities impacted by air pollution and climate change.  

           EXISTING LAW  , under the California Global Warming Solutions Act 
          of 2006 (AB 32 (Nuñez), Chapter 488, Statutes of 2006):

          1)Requires the Air Resources Board (ARB), pursuant to AB 32, to 
            adopt a statewide GHG emissions limit equivalent to 1990 
            levels by 2020 and adopt regulations to achieve maximum 
            technologically feasible and cost-effective GHG emission 
            reductions.

          2)Authorizes ARB to adopt fees to be paid by the sources of GHG 
            emissions regulated pursuant to AB 32.  Fee revenues must be 
            deposited in the Air Pollution Control Fund and may be spent 
            for purposes of carrying out AB 32.

          3)Authorizes ARB to permit the use of market-based compliance 
            mechanisms to comply with GHG reduction regulations, to be 
            adopted by 2011 and operative by 2012, once specified 
            conditions are met.  Prior to adopting a market-based 
            compliance mechanism, to the extent feasible and in 
            furtherance of achieving the statewide GHG emissions limit, 
            ARB must:

             a)   Consider the potential for direct, indirect, and 
               cumulative emission impacts from these mechanisms, 
               including localized impacts in communities that are already 
               adversely impacted by air pollution.








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             b)   Design any market-based compliance mechanism to prevent 
               any increase in the emissions of toxic air contaminants or 
               criteria air pollutants.

             c)   Maximize additional environmental and economic benefits 
               for California, as appropriate.

          4)Requires ARB, to the extent feasible and in furtherance of 
            achieving the statewide GHG emissions limit, to:

             a)   Design market-based and certain other regulations, 
               including distribution of emissions allowances where 
               appropriate, in a manner that is equitable, seeks to 
               minimize costs and maximize the total benefits to 
               California, and encourages early action to reduce GHG 
               emissions.

             b)   Ensure that activities undertaken to comply with the 
               regulations do not disproportionately impact low-income 
               communities, and complement efforts to achieve and maintain 
               federal and state ambient air quality standards and to 
               reduce toxic air contaminant emissions.

          5)Requires ARB to ensure that the GHG emission reduction rules, 
            regulations, programs, mechanisms, and incentives under its 
            jurisdiction direct public and private investment toward the 
            most disadvantaged communities in California and provide an 
            opportunity for small businesses, schools, affordable housing 
            associations, and other community institutions to participate 
            in and benefit from statewide efforts to reduce GHG emissions.

          6)Creates the GHGR Fund and requires all moneys, except for 
            fines and penalties, collected by ARB from the auction or sale 
            of allowances pursuant to a market-based compliance mechanism 
            to be deposited in the GHGR Fund and available for 
            appropriation by the Legislature.

          7)Requires the Department of Finance (DOF) to submit proposed 
            legislation, on or before January 10, 2013, that provides a 
            detailed spending plan for moneys in the GHGR Fund, unless the 
            Legislature passes a bill on or before August 31, 2012, that 
            establishes a long-term spending strategy for moneys in the 
            GHGR Fund.  Requires any state agency, prior to expending any 
            moneys appropriated from the GHGR Fund, to prepare a specified 








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            record.

          8)Authorizes the DOF to allocate or otherwise use an amount of 
            at least $500 million from moneys deposited in the GHGR Fund, 
            and make commensurate reductions to General Fund expenditure 
            authority, to support the regulatory purposes of AB 32.  
            Requires ARB and DOF, at least 60 days prior to allocating any 
            funds, to submit a plan for the expenditure or use of the 
            funds to the chairpersons of the Senate and Assembly 
            Appropriations Committees and the Chairperson of the Joint 
            Legislative Budget Committee.  Prohibits the use of funds for 
            the purpose of developing a high-speed rail system for at 
            least two years.

           THIS BILL  :

          1)Requires the California Environmental Protection Agency 
            (CalEPA) to develop a methodology that identifies priority 
            community areas for investment opportunities related to the 
            bill.  Requires that these "priority community investment 
            areas" be identified and updated at least every two years 
            based on specified geographic, socioeconomic, and 
            environmental hazard criteria.

          2)Requires ARB to develop and adopt, beginning April 1, 2013, 
            three investment plans for 2013 to 2014; 2015 to 2017; and, 
            2018 to 2020.  Requires that each investment plan maximize 
            benefits to priority community investment areas, as specified, 
            through specified activities.

          3)Requires ARB to annually provide the Governor with a plan 
            consistent with the relevant investment plan detailing 
            proposed appropriations from the fund.  

          4)Requires the Governor, as part of the annual proposed Budget, 
            to include proposed appropriations consistent with the plan.  

          5)If ARB, in consultation with CalEPA, finds that the 
            investments made in the prior fiscal year did not result in at 
            least 25 percent of the available moneys being allocated to 
            projects that provide benefits to priority community 
            investment areas, and that at least 10 percent of all the 
            available moneys from that fiscal year were not invested in 
            projects located within priority community investment areas, 
            requires the Governor to include in the annual proposed Budget 








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            allocations to administering agencies to make investments in 
            eligible projects within priority community investment areas, 
            as specified.  States that this allocation shall not be 
            considered part of the next fiscal year's priority community 
            investment area and shall be separately identified in the 
            Governor's annual proposed Budget.  

          6)Requires ARB to submit a report, on or before December 1 of 
            each year, to the appropriate committees of the Legislature on 
            the status of projects and their outcomes; any changes the ARB 
            recommends to the investment plan; and a description of how 
            agencies have maximized the benefits of the investments to 
            priority community investment areas, as specified.  

          7)Allocates at least 10 percent of the revenues derived from the 
            auction of GHG allowances pursuant to the cap and trade 
            program adopted by ARB pursuant to AB 32 to provide funding to 
            the "most impacted and disadvantaged communities," as defined, 
            for programs or projects that reduce GHG emissions or mitigate 
            direct health impacts of climate change, through competitive 
            grants, loans, or other funding mechanisms.

          8)Defines "most impacted and disadvantaged communities" as 
            census blocks having the highest 10 percent of cumulative 
            impacts in California as identified by the Office of 
            Environmental Health Hazard Assessment (OEHHA), reported by 
            March 1, 2013, and updated every three years thereafter.  
            Specifies minimum evaluation criteria for cumulative impacts, 
            air pollution exposure, environmental exposure, and 
            socioeconomic vulnerability.

          9)Requires ARB to conduct a public process and prepare a report 
            regarding implementation, the types of programs and projects 
            to be funded, the selection and oversight process, and 
            eligibility criteria.

          10)Provides that ARB may only approve a program or project for 
            funding after determining that the use of moneys for that 
            program or project is consistent with the requirements for the 
            use of moneys derived from valid regulatory fees, as 
            established by the California Supreme Court in Sinclair Paint 
            Co. v. State Bd. of Equalization (1997) 15 Cal.4th 866 and 
            reaffirmed in California Farm Bureau Federation v. State Water 
            Resources Control Bd. (2011) 51 Cal.4th 421 (except for 
            penalty moneys, if those moneys are segregated from fee 








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            moneys).

           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, revenue redirection of an unknown amount, but 
          possibly in the tens of millions of dollars, and potential 
          ongoing administrative costs to ARB of an unknown amount, but 
          possibly in the millions of dollars and no more than 5 percent 
          of funds allocated for purposes of the bill.

           COMMENTS  :   

           1)Background.   According to ARB, a total reduction of 80 million 
            metric tons (MMT), or 16 percent compared to business as 
            usual, is necessary to reduce statewide GHG emissions to 1990 
            levels by 2020.  ARB intends to achieve approximately 78 
            percent of the reductions through identified "regulatory" 
            measures.  ARB proposes to achieve the balance of reductions 
            necessary to meet the 2020 limit (approximately 18 MMT) 
            through a cap-and-trade program.  The first auction of 
            allowances in the cap-and-trade program will take place on 
            November 14, 2012, and the auctions will be held quarterly 
            thereafter.  
             
             The 2012-13 Budget Act (AB 1464 (Budget Committee), Chapter 
            21, Statutes of 2012) authorizes DOF to allocate at least $500 
            million from cap-and-trade revenue, and make commensurate 
            reductions to General Fund expenditure authority, to support 
            the regulatory purposes of AB 32.  The Resources Budget 
            Trailer Bill (SB 1018 (Budget and Fiscal Review Committee) 
            Chapter 39, Statutes of 2012) creates the GHGR Fund for 
            cap-and-trade auction revenues and requires DOF to submit 
            proposed legislation, on or before January 10, 2013, that 
            provides a detailed spending plan for moneys in the GHGR Fund, 
            unless the Legislature passes a bill on or before August 31, 
            2012, that establishes a long-term spending strategy for 
            moneys in the GHGR Fund.  

            AB 32 requires ARB to ensure that the GHG emission reduction 
            rules, regulations, programs, mechanisms, and incentives under 
            its jurisdiction direct public and private investment toward 
            the "most disadvantaged communities" in California and provide 
            an opportunity for small businesses, schools, affordable 
            housing associations, and other community institutions to 
            participate in and benefit from statewide efforts to reduce 
            GHG emissions.  








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            With regard to any market-based compliance mechanisms, 
            including cap-and-trade, ARB is required to "consider the 
            potential for direct, indirect, and cumulative emissions 
            impacts from these mechanisms, including localized impacts in 
            communities that are already adversely impacted by air 
            pollution."  In addition, in adopting and implementing AB 32, 
            ARB is required to "ensure that activities undertaken to 
            comply with the regulations do not disproportionately impact 
            low-income communities."  With regard to "co-pollutants," AB 
            32's GHG-reduction regulations must be designed and 
            implemented to "prevent any increase in the emissions of toxic 
            air contaminants or criteria air pollutants" and "complement 
            efforts to achieve and maintain federal and state ambient air 
            quality standards and to reduce toxic air contaminant 
            emissions."

            According to the author and many of the supporters, "SB 535 
            ensures that as California takes steps to address global 
            warming, we invest in the neighborhoods that continue to 
            suffer from higher levels of pollution and who are least able 
            to confront the expected impacts of the climate crisis."  

           2)AB 1532 (Pérez)  .  As discussed above, SB 1018 creates the GHGR 
            Fund in which cap-and-trade auction revenues will be 
            deposited.  AB 1532, which is currently pending in the 
            Legislature, authorizes the use of the GHGR Fund for the 
            purpose of reducing GHG emissions through various types of 
            investments, such as investments in clean and efficient energy 
            and low-carbon transportation.  

            AB 1532 also directs CalEPA to develop a methodology that 
            identifies "priority community areas for investment 
            opportunities."  These priority community areas are identified 
            based on geographic, socioeconomic, and environmental hazard 
            criteria, which may include any of the following:

               (a) Areas disproportionately adversely affected by and 
               within close proximity to sources that produce high 
               criteria and toxic air pollution levels, environmental 
               pollution, and other hazards that can lead to negative 
               public health effects, exposure, and environmental 
               degradation; 

               (b) Areas that contain or produce material that, because of 








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               its quantity, concentration, or physical or chemical 
               characteristics, pose a significant hazard to human health 
               and safety; and 

               (c) Areas with concentrations of people that are of low 
               income, high unemployment, low levels of homeownership, 
               high rent burden, sensitive populations, and low levels of 
               educational attainment. 

            AB 1532 requires ARB to develop guidelines for administering 
            agencies (i.e. ARB and any other state agency identified by 
            the Legislature) for purposes of allocating moneys to projects 
            that maximize benefits for priority community areas.  These 
            administering agencies may set aside a percentage of their 
            appropriated GHGR Fund moneys for projects that maximize 
            benefits for priority community areas.  

           3)Investing in Priority Community Investments Areas and Most 
            Impacted and Disadvantaged Communities.   This bill and AB 1532 
            share similar provisions regarding priority community areas 
            for investment opportunities.  This bill, however, requires 
            the Governor's Budget to include allocations for investments 
            in projects within priority community investment areas if 
            certain investment levels related to those communities are not 
            met.  Additionally, the bill requires a minimum of 10 percent 
            of revenues deposited into the GHGR Fund to be allocated to 
            fund programs or projects that reduce GHG emissions or 
            mitigate direct health impacts of climate change in the "most 
            impacted and disadvantaged communities" in California.  

           4)Prior legislation.   In 2010, Governor Schwarzenegger vetoed AB 
            1405 (De Léon), which directed a minimum of 10 percent of 
            revenues generated pursuant to AB 32 to a Community Benefits 
            Fund to be awarded by the Secretary for Environmental 
            Protection to benefit disadvantaged communities.  In his veto 
            message, the Governor stated:

               This bill creates the California Climate Change Community 
               Benefits fund by requiring a minimum of 10% of revenues 
               from the sale of compliance instruments for market-based 
               compliance mechanisms under AB 32 to be deposited into the 
               fund.

               When the Legislature passed and I signed AB 32, we made a 
               commitment to California's disadvantaged communities that 








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               we would ensure that the impacts of climate change and the 
               impacts of reducing climate change would not fall 
               disproportionately on their communities.  Throughout the 
               (ARB) process, they have kept this commitment in mind and 
               have fashioned every aspect of this program in a manner 
               that attempts to lessen any disproportionate impact on 
               these communities.

               I am confident ARB with keep on this path as they continue 
               the important work of fashioning market-based mechanisms 
               that will reduce the burden on California's business 
               community while still achieving our climate change 
               reduction goals.

               To that end, this bill is premature.  Unfortunately, the 
               bill proposes to spend money that does not currently exist 
               and might not ever exist in a fund controlled by the state 
               of California.

               Important work continues at ARB to determine the most 
               effective and least costly manner to implement AB 32.  I 
               encourage the supporters of this bill to work in earnest 
               with ARB as they build this program.  There will be a time 
               to have this discussion.  Unfortunately, now is not that 
               time.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          American Lung Association of California
          Apollo Alliance
          Asian Immigrant Women Advocates
          Asian Neighborhood Design
          Asian Pacific Environmental Network
          Asian Pacific Islander California Action Network
          Asian Pacific Islander Youth Promoting Advocacy & Leadership
          Asian Pacific Policy & Planning Council
          Blue Green Alliance
          Breathe California
          Californians Against Waste
          California Black Chamber of Commerce
          California Black Health Network
          California Building and Construction Trades Council
          California Climate and Agriculture Netowork








                                                                  SB 535
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          California Interfaith Power and Light
          California League of Conservation Voters
          California NAACP
          California Pan Ethnic Health Network
          California ReLeaf
          Catholic Charities, Diocese of Stockton
          Central Valley Air Quality Coalition
          City of Pomona
          City of Santa Ana
          Coalition for Clean Air
          Coalition for Human Immigrant Rights of Los Angeles
          Community Coalition
          Community Health for Asian Americans
          East Yard Communities for Environmental Justice
          Ecology Center
          Ella Baker Center
          Environment California
          Environmental Defense Fund
          Environmental Health Coalition
          Filipino/American Coalition for Environmental Solidarity
          Forward Together
          Fresno Metro Ministry
          Global Alliance for Incinerator Alternatives
          Global Green
          Greenlining Institute
          Green Technical Education and Employment
          Homeboy Industries
          Housing California
          Korean Resource Center
          Latino Coalition for a Healthy California
          Los Angeles County Bicycle Coalition
          National Parks Conservation Association
          Natural Resources Defense Council
          Pacifika Voice
          Pacoima Beautiful
          PELE, the Sorority of Oceania
          People Organized to Demand Environmental and Economic Rights
          Planning and Conservation League
          Regional Asthma Management & Prevention & Community Action to 
          Fight Asthma
          Rising Sun Energy
          Sierra Club California
          Southeast Asian Community Alliance
          The Nature Conservancy
          The William C. Velazquez Institute








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          TransForm
          Trust for Public Land
          Union of Concerned Scientists
           
            Opposition 
           
          None on file


           Analysis Prepared by  :  Mario DeBernardo / NAT. RES. / (916) 
          319-2092