BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                   SB 850|
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                              UNFINISHED BUSINESS


          Bill No:  SB 850
          Author:   Leno (D)
          Amended:  9/1/11
          Vote:     21

           
           SENATE JUDICIARY COMMITTEE  :  3-2, 05/10/11
          AYES:  Evans, Corbett, Leno
          NOES:  Harman, Blakeslee

           SENATE FLOOR  :  21-15, 05/31/11
          AYES:  Alquist, Calderon, Corbett, De León, DeSaulnier, 
            Evans, Hancock, Kehoe, Leno, Lieu, Liu, Lowenthal, 
            Negrete McLeod, Padilla, Pavley, Price, Rubio, Simitian, 
            Steinberg, Wolk, Yee
          NOES:  Anderson, Blakeslee, Cannella, Correa, Dutton, 
            Emmerson, Fuller, Gaines, Harman, Huff, La Malfa, Runner, 
            Strickland, Walters, Wyland
          NO VOTE RECORDED:  Berryhill, Hernandez, Vargas, Wright

           ASSEMBLY FLOOR  :  58-18, 9/7/11 - See last page for vote


           SUBJECT  :    Medical records:  confidential information

           SOURCE  :     Consumer Attorneys of California


           DIGEST  :    This bill requires electronic health record 
          systems or electronic medical record systems to 
          automatically record and preserve any change or deletion of 
          any electronically stored medical information and would 
          enact related requirements.  This bill clarifies that 
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          existing law relating to the destruction of medical records 
          applies to medical information, thus including information 
          kept in both physical and electronic form. 

           Assembly Amendments  added definitions, and made technical 
          and clarifying changes.

           ANALYSIS  :    Existing law prohibits a health care provider, 
          health care service plan, or contractor from disclosing 
          medical information regarding a patient, enrollee, or 
          subscriber without first obtaining an authorization, except 
          as specified.  (Civ. Code Sec. 56.10(a).)  Existing law 
          requires a health care provider, health care service plan, 
          or contractor to disclose medical information if the 
          disclosure is compelled as specified (Civ. Code Sec. 
          56.10(b)) and permits a health care provider or service 
          plan to disclose medical information in specified 
          circumstances.  (Civ. Code Sec. 56.10(c).)

          Existing law defines "medical information" to mean any 
          individually identifiable information, in electronic or 
          physical form, in possession of or derived from a provider 
          of health care, health care service plan, pharmaceutical 
          company, or contractor regarding a patient's medical 
          history, mental or physical condition, or treatment.  
          Existing law defines "individually identifiable" to mean 
          that the medical information includes or contains any 
          element of personal identifying information sufficient to 
          allow identification of the individual, such as the 
          patient's name, address, electronic mail address, telephone 
          number, or social security number, or other information 
          that, alone or in combination with other publicly available 
          information, reveals the individual's identity.  (Civ. Code 
          Sec. 56.05(g).)

          Existing law requires a health care provider, health care 
          service plan, pharmaceutical company, or contractor who 
          creates, maintains, preserves, stores, abandons, destroys, 
          or disposes of medical records to do so in a manner that 
          preserves the confidentiality of the information contained 
          within those records.  Existing law provides that any 
          health care provider of health care, health care service 
          plan, pharmaceutical company, or contractor who negligently 
          creates, maintains, preserves, stores, abandons, destroys, 

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          or disposes of medical records shall be subject to existing 
          remedies and penalties, as specified.  (Civ. Code Sec. 
          56.101.)

          Existing law requires that a health care provider, health 
          care service plan, or contractor must disclose a patient's 
          medical information to him or her.  (Civ. Code Sec. 
          56.10(b)(7).)  Existing law provides that an adult patient 
          of a health care provider, any minor patient authorized by 
          law to consent to medical treatment, and any patient 
          representative shall be entitled to inspect the patient's 
          records upon presenting to the health care provider a 
          written request for those records and upon payment of 
          reasonable clerical costs incurred in locating and making 
          the records available.  (Health & Saf. Code Sec. 123110.)

          This bill revises Section 56.101, relating to the 
          destruction of medical records to specify that this section 
          applies to the destruction of "medical information" rather 
          than "medical records," thus clarifying that information 
          held in both physical and electronic form is protected.

          This bill requires electronic health record systems or 
          electronic medical record systems to do the following:

          1.Protect and preserve the integrity of electronic medical 
            information.

          2.Automatically record and preserve any change or deletion 
            of any electronically stored medical information. The 
            record of any change or deletion shall include the 
            identity of the person who accessed and changed the 
            medical information, the date and time the medical 
            information was accessed, and the change that was made to 
            the medical information.

          This bill provides that a patient's right to access or 
          receive a copy of his or her electronic medical records 
          upon request shall be consistent with current applicable 
          state and federal laws governing patient access to, and the 
          use and disclosures of, medical information.

          This bill provides that the above provisions apply to an 
          "electronic medical record" or "electronic health record" 

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          that meets the definition of "electronic health record," as 
          defined. 

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  9/7/11)

          Consumer Attorneys of California (source) 
          California Association of Health Underwriters
          Consumer Federation of California 

           ARGUMENTS IN SUPPORT  :    According to the author's office: 

               Conflicting records and records with missing 
               information make it impossible for a healthcare 
               provider to adequately evaluate and treat a patient 
               and can have egregious consequences.  Preserving the 
               integrity and accuracy of electronic health records is 
               crucial to reducing the occurrence of medical errors.  
               Keeping complete and accurate records has genuine 
               health and safety implications on a patient's 
               well-being and quality of life.  SB 850 would ensure 
               the accuracy and integrity and efficiency of 
               electronic health records in order to achieve the 
               ultimate goal of reducing medical errors.

               Current law has failed to assure that EHR systems 
               protect the integrity of a patient's medical records.  
               In some situations, health care providers have taken 
               advantage of design flaws to cover-up errors by 
               modifying or deleting earlier entries. 

               At Stanford Hospital, doctors failed to treat a 
               patient who suffered from complications following a 
               surgery; and as a result, she died.  The patient's 
               surviving family members had to request records from 
               Stanford six times only to be told the information did 
               not exist.  But further investigations revealed that 
               many records were not produced because of a 
               technicality and because several records were 
               destroyed after the error was made and the patient had 
               died.  In other situations, patients have received 
               conflicting records when requesting their records from 

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               their health care provider.  In Northern California, a 
               patient had requested his records three times because 
               there was no record of a particular visit to a doctor. 
                It wasn't until the third request that this visit was 
               reflected in his records, with no explanation as to 
               why the record was initially missing. 

          The Consumer Attorneys of California writes: 

               Deletions and modifications of a record put a 
               patient's safety at risk whether intentional or 
               unintentional.  Systems must be put into place to 
               ensure that a patient's record accurately reflects the 
               patient's health history and medical treatment in 
               order to provide the quality care to a patient in the 
               future.  A simple inadvertent mistake, such as 
               deleting a patient's allergic reactions, can have 
               detrimental effects in the future.  

               SB 850 increases the level of accountability in the 
               electronic storage and maintenance process.  Several 
               healthcare providers have pioneered this effort by 
               implementing these safeguards on their own, and they 
               can be easily accomplished.  Providers like Kaiser and 
               the Veteran's Administration (VA) Medical Centers are 
               among the largest EHR systems in the nation and have 
               already provided such patient protections.  This 
               change in law will ensure that there is always a clear 
               record of treatment received by the patient, and that 
               vital information does not go missing.  In so doing, 
               SB 850 helps to ensure the accuracy and integrity of 
               electronic health records thus contributing to the 
               ultimate goal of reducing medical errors.


           ASSEMBLY FLOOR  :  58-18, 9/7/11
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Beall, 
            Bill Berryhill, Block, Blumenfield, Bonilla, Bradford, 
            Brownley, Buchanan, Butler, Campos, Carter, Cedillo, 
            Chesbro, Davis, Dickinson, Eng, Feuer, Fletcher, Fong, 
            Fuentes, Beth Gaines, Galgiani, Gatto, Gordon, Hall, 
            Hayashi, Roger Hernández, Hill, Huber, Hueso, Huffman, 
            Jeffries, Lara, Bonnie Lowenthal, Ma, Mendoza, Miller, 
            Mitchell, Monning, Nestande, Pan, Perea, V. Manuel Pérez, 

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            Portantino, Skinner, Smyth, Solorio, Swanson, Torres, 
            Wieckowski, Williams, Yamada, John A. Pérez
          NOES:  Conway, Cook, Donnelly, Garrick, Grove, Hagman, 
            Halderman, Harkey, Jones, Knight, Logue, Morrell, 
            Nielsen, Norby, Olsen, Silva, Valadao, Wagner
          NO VOTE RECORDED:  Charles Calderon, Furutani, Gorell, 
            Mansoor


          RJG:nl  9/8/11   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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