BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                      



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          |SENATE RULES COMMITTEE            |                  SB 1180|
          |Office of Senate Floor Analyses   |                         |
          |1020 N Street, Suite 524          |                         |
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                                 THIRD READING


          Bill No:  SB 1180
          Author:   Hancock (D)
          Amended:  5/25/12
          Vote:     21

           
           SENATE PUBLIC SAFETY COMMITTEE  :  5-2, 04/24/12
          AYES:  Hancock, Calderon, Liu, Price, Steinberg
          NOES:  Anderson, Harman


           SUBJECT  :    Pre-trial release

           SOURCE  :     American Civil Liberties Union


           DIGEST  :    This bill (1) defines a program of evaluation 
          and supervision for pretrial own recognizance (OR) 
          release;( 2) implements these programs at the discretion of 
          each county; (3) provides that the court, probation, 
          sheriff or other designated government entity may employ 
          staff to evaluate defendants for release, prepare and 
          submit reports to the court and supervise released 
          defendants; (4) requires that pretrial release reports 
          include evidence-based risk evaluations; (5) presumes that 
          a defendant charged with a misdemeanor is eligible for OR 
          release; (6) provides a court shall determine, with public 
          safety as the primary consideration, if a defendant charged 
          with a jail felony is eligible for OR release, (7) provides 
          that where an OR release would not ensure public safety or 
          the return of the defendant to court, the court shall set 
          bail as necessary for these purposes; (8) provides that a 
          person who is on probation or parole, or who has prior 
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          failures to appear, as specified, and who is charged with a 
          felony or other specified crime shall only be granted OR 
          release after a hearing; (9) provides that in granting OR 
          release or setting bail, the court shall impose reasonable 
          conditions to ensure public safety and the defendant's 
          return to court; (10) provides that pretrial release staff 
          shall do the following: notify defendants of court 
          appearances and obligations, require a defendant to report 
          to staff periodically, monitor compliance with release 
          conditions, report violations of release conditions and 
          assist law enforcement in detaining a defendant for whom a 
          warrant has been issued; and (11) sets out legislative 
          findings on the needs for, and benefits of, pretrial 
          release evaluation and supervision programs.  

           Senate Floor Amendments  of 5/25/12 eliminate the provision 
          that a defendant charged with a jail felony will be 
          entitled to OR unless the court makes findings that an OR 
          release would not ensure public safety or the return of the 
          defendant to court.  The amendments instead direct the 
          court to determine whether or a not a person charge with a 
          jail felony should be released on his or her OR.  The 
          amendments also specify that where a court determines 
          whether or not to release a defendant on his or her own 
          recognizance, public safety shall be the primary 
          consideration.

           Senate Floor Amendments  of 5/14/12 state that public safety 
          shall be the primary purpose of release conditions, such as 
          reporting to the court, home detention, alcohol consumption 
          restrictions, a prohibition on contacting the alleged 
          victim and other conditions, and specify that the court 
          may, after imposing conditions to ensure the defendant's 
          return to court and protect public safety, grant the 
          defendant an OR release.  The amendments also state that 
          the court may set bail below that specified in the bail 
          schedule after consideration of the pretrial release 
          evaluation.

           ANALYSIS  :   

           Existing law related to bail  :  
           
          Existing provisions of the United States Constitution state 

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          that excessive bail shall not be required, nor excessive 
          fines imposed, nor cruel and unusual punishments inflicted. 
           (U.S. Constitution, 8th Amend.)

          Existing law provides for the licensing of bail agents, 
          bail permittees, and bail solicitors by the Insurance 
          Commissioner.  (Insurance Code Section 1800 et seq.)

          Existing provisions of the California Constitution state 
          that a person shall be granted release on bail, except for 
          the following crimes when the facts are evident or the 
          presumption great:

           Capital crimes.

           Felonies involving violence or sexual assault if the 
            court finds by clear and convincing evidence that there 
            is a substantial likelihood the person's release would 
            result in great bodily harm to others.

           Felonies where the court finds by clear and convincing 
            evidence that the person has threatened another with 
            great bodily harm and that there is a substantial 
            likelihood that the person would carry out the threat if 
            release.

           In setting the amount of bail, the court shall consider 
            the seriousness of the offense, the defendant's record, 
            and the probability of his or her return to court.  The 
            court may release a person on his or her own 
            recognizance.  (Cal. Const., Art. I, Section 12.)

          Existing statutory law provides that in making a bail 
          decision the court shall consider public safety, the 
          seriousness of the offense, the previous criminal record of 
          the defendant, and the probability of return to court.  
          Public safety shall be the primary consideration in setting 
          bail.  In considering the seriousness of the charge, the 
          court shall consider allegations concerning the following: 
          injury to the victim, threats to the victim or a witness, 
          use of a firearm or other deadly weapon and use or 
          possession of controlled substances by the defendant.  
          (Penal Code Section 1275 (a).)  


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          Existing constitution provisions state that the court shall 
          consider the safety or the victim and the victim's family 
          in setting bail and release conditions for a defendant.  
          (Cal. Const., Art. I, Section 28, subd. (b)(3).)

          Existing law provides that the superior court in each 
          county shall adopt a "uniform schedule of bail" for all 
          offenses except Vehicle Code infractions.  The judges shall 
          consider the seriousness of the offense, including 
          enhancements and aggravating factors.  (Penal Code Section 
          1269b (c)-(e).)

          Existing law provides that a person released on bail for a 
          felony who willfully fails to appear in court, as 
          specified, is guilty of an alternate felony-misdemeanor, 
          punishable by a fine of up to $10,000, a felony jail term 
          of 16 months, two years or three years, or a misdemeanor 
          jail term of up to one year, or both such fine and 
          imprisonment.  (Penal Code Section 1320.5.)

          Existing law provides that if an on-bail defendant fails to 
          appear for arraignment, trial, judgment, or any other 
          scheduled court appearance, the bail is forfeited unless 
          the clerk of the court fails to give proper notice to the 
          surety or depositor within 30 days, or the defendant is 
          brought before the court within 180 days.  (Penal Code 
          Section 1305, subds. (a) and (b).)

           Existing law relevant to bail and own recognizance release  :  
           
          1.Provides that any person arrested for, or charged with, 
            an offense other than a capital offense may be released 
            on his or her own recognizance - OR - by the court.  
            (Penal Code Section 1270.)

          2.States that where a person has been arrested without a 
            warrant for a bailable felony offense or the misdemeanor 
            of violating a domestic violence restraining order, the 
            following provisions apply:

                 Where the arresting officer believes that the 
               amount of bail set out in the bail schedule is 
               insufficient to ensure the appearance of the defendant 
               in court or the amount is insufficient to ensure 

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               protection of the victim, or a relative of a victim, 
               of domestic violence the officer shall prepare a 
               declaration setting forth the facts supporting such a 
               conclusion.

                 The declaration of the officer shall be made under 
               penalty of perjury.

                 The defendant may apply to be released on bail in 
               an amount lower than the schedule provides or on his 
               or her own recognizance.  The defendant's application 
               may be made personally, through counsel, or by a 
               family member or friend.

                 The court or magistrate has discretion to set bail 
               on terms and conditions that are appropriate.

                 If no change in bail is made within eight hours 
               following application, the defendant shall be entitled 
               to release pursuant to the bail schedule.  (Penal Code 
               Section 1269c.)

          1.Provides that an arrested person, or his or her attorney, 
            family member or friend, may not make an ex-parte 
            application for OR release or reduced on bail if the 
            person was arrested for a serious felony or a violent 
            felony (except residential burglary), intimidating a 
            witness, as specified, cohabitant or spousal abuse, as 
            specified, or violating a domestic violence restraining 
            order, as specified.  (Penal Code Sections 1269c and 
            1270.1.)

          2.Provides that before any person arrested for a serious or 
            violent felony, except residential burglary, spousal 
            rape, stalking, inflicting corporal injury on a spouse, 
            battery on a spouse, dissuading a witness, or criminal 
            threats to inflict death or great bodily injury may be 
            released on bail in an amount that is more or less than 
            the amount contained in the schedule of bail for the 
            offense, or released on his or her OR, a hearing must be 
            held in open court before the magistrate or judge.  
            However, in a domestic violence matter, and upon a 
            declaration of facts by a law enforcement officer, the 
            court may increase the bail amount without a hearing.  

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            (Penal Code Section 1270.1.)

           Existing law related to own recognizance release:
           
          1.Provides that any person arrested for, or charged with, 
            an offense other than a capital offense may be released 
            on his or her own recognizance or OR by a court or 
            magistrate who could release a defendant from custody 
            upon the defendant giving bail.  (Penal Code Section 
            1270.)

          2.Provides that an arrested person, or his or her attorney, 
            family member or friend, may not make an ex-parte 
            application for OR release or reduced on bail if the 
            person was arrested for a serious felony or a violent 
            felony (except residential burglary), intimidating a 
            witness, as specified, cohabitant or spousal abuse, as 
            specified, or violating a domestic violence restraining 
            order, as specified.  (Penal Code Sections 1269c and 
            1270.1.)

          3.Provides that before a defendant is granted OR release, 
            he or she must complete and file a signed agreement that 
            includes:

                 A promise to appears at all times and places 
               ordered by the court;
                 A promise to obey all conditions of release imposed 
               by the court;
                 A promise not to leave the state without permission 
               of the court;
                 Agreement to waive extradition if he or she is 
               apprehended outside the state; 
                 Acknowledgement that he or she has been informed of 
               all applicable consequences of violating the release 
               agreement.  (Penal Code Section 1318.)

          1.Provides that a court, with the concurrence of the board 
            of supervisors, may employ an investigative staff to 
            recommended whether defendants should be released on OR.  
            (Penal Code Section 1318.1, subd. (a).)

          2.Provides any OR investigative report concerning a 
            defendant charged with a violent felony (Penal Code 

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            Section 667.5, subd. (c)) or a felony violation of 
            driving under the influence with injury (Veh. Code 
            Section 23153) shall be submitted for the court for 
            review and include written verification of the following:

                 Any outstanding warrants. 
                 Prior failures to appear.
                 Criminal record.
                 Residence in the past year.  (Penal Code Section 
               1318.1, subd. (b).)

          1.Provides that no person arrested for a violent felony 
            (Penal Code Section 667.5, subd. (c)) may be released on 
            OR until a court hearing as to which the prosecutor has 
            been given notice and an opportunity to be heard.  (Penal 
            Code Section 1319, subd. (a).)

          2.Provides that no person charged with a violent felony 
            shall be granted OR release if he or she has failed to 
            appear in a felony matter.  (Penal Code Section 1319, 
            subd. (b).)

          3.Provides that in determining whether to grant OR release 
            to an eligible defendant charged with a violent felony, 
            the court shall state its reasons on the record for 
            granting or denying OR release and shall consider the 
            following:

                 The existence of any outstanding warrants.
                 Information in the investigative reports, although 
               the court may still release the defendant if the court 
               has not received the report.
                 Any information presented by the prosecutor.  
               (Penal Code Section 1319, subds. (b)-(c).) 

          1.Provides that OR release of the following defendants 
            shall not be granted without a court hearing:

                 Any defendant who is on probation or parole at the 
               time of a new arrest.

                 Any defendant who has failed to appear three or 
               more times in the preceding three years, as specified, 
               and is charged with one of the following offenses:

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               o      Any felony.
               o      Any gang offense.
               o      Assaultive conduct.
               o      A theft offense.
               o      Burglary.
               o      Any offense in which the defendant was armed 
                 with or used a firearm.

           1. Provides that any person who willfully fails to appear, 
             as specified, after being released on OR, is guilty of a 
             crime as follows:

                 Where the charge or conviction is a misdemeanor, 
               the offense is a misdemeanor, punishable by 
               imprisonment in a county jail for up to six months, a 
               fine of up to $1,000, or both.

                 Where the charge of conviction is a felony, the 
               offense is an alternate felony misdemeanor, punishable 
               by a fine of up to $5,000, a felony jail term of 16 
               months, two years or three years, or a county jail 
               term of up to one year for a misdemeanor conviction.  
               (Penal Code Section 1320.)

           Provisions in this bill concerning pretrial release 
          evaluation and supervision, including considerations for 
          granting or release, setting bail and determining release 
          conditions :

          This bill provides that a sheriff, probation department or 
          other local government agency may, with the concurrence of 
          the board of supervisors, employ an investigate staff to 
          determine whether or not a defendant may be released on his 
          or her own recognizance.

          This bill provides that a defendant being held on 
          misdemeanor charges for which the defendant is eligible to 
          be sentenced pursuant to Penal Code 1170 (h), shall be 
          entitled to OR release unless the court finds on the record 
          that an OR release of the defendant would either 1) 
          compromise public safety, or 2) not ensure the return of 
          the defendant to court.   


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          This bill specifies the court shall determine, with public 
          safety as the primary consideration, whether a defendant 
          who is charged with a felony, the sentence for which may be 
          served in a county jail pursuant to Penal Code 1170 (h), is 
          eligible for release on his or her own recognizance and to 
          be ordered to appear, as required.  Allows a court may 
          consider imposing any of the following conditions or any 
          other reasonable condition that the court deems appropriate 
          to ensure public safety and ensure the defendant's 
          appearance:

           Reporting to the court, law enforcement, probation or 
            other local government entity.
           Prohibitions on contact with alleged victims or potential 
            witnesses.
           Restrictions on travel or place of abode.
           Curfew.
           Restrictions on alcohol consumption.
           Refraining from use of controlled substances.
           Home detention, with or without electronic monitoring.

          This bill specifies in making the determination described 
          above, public safety shall be the primary consideration.  
          If the court finds that the imposition of one or more of 
          the conditions specified above, or any other reasonable 
          condition the court deems appropriate, would reasonably 
          ensure the defendant's appearance, as required, and the 
          defendant's release would not compromise public safety, the 
          court may specify the conditions that the court deems 
          appropriate under which to release the defendant on his or 
          her OR.

          This bill provides that where the court determines that 
          release on OR of a person charged with a misdemeanor or 
          jail felony will compromise public safety or not reasonably 
          ensure the return of the defendant to court, the court 
          shall state the reasons for its findings on the record.  
          The court shall then set bail as reasonably necessary to 
          ensure the appearance of the defendant in court.

          This bill provides that a pretrial OR release investigation 
          report may be prepared for any defendant not charged with a 
          violent felony or driving under the influence with injury.  


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          This bill provides that a pretrial OR release investigation 
          report shall include "all results of an evidence-based 
          pretrial risk assessment" concerning the risk the defendant 
          presents to public safety and the probability the defendant 
          will return to court.

          This bill defines an "evidence based" pretrial risk 
          assessment as an objective, standardized analysis 
          consistent with the best available scientific evidence and 
          professional knowledge.  

          This bill provides that an interview of the defendant for 
          purposes of pretrial OR release evaluation shall not 
          include inquiry into the facts of the incident underlying 
          the charges, and any information about the incident 
          provided by the defendant shall not be included in the 
          report.  Information provided by the defendant shall solely 
          be used to evaluate pretrial OR release and for determining 
          appropriate conditions for release.

          This bill provides that pretrial OR release reports may be 
          filed as part of the case record.

          This bill provides that pretrial OR release reports are 
          confidential and shall be sealed by the court upon receipt 
          and made available only upon court order; except that 
          reports shall be available upon request to any of the 
          following:

           A local or state criminal justice agency.
           An agency to which the defendant has been referred for 
            assessment or treatment.
           Defense counsel.

          This bill provides that in setting conditions for pretrial 
          release and in setting, reducing or denying bail, the court 
          shall consider the following, in addition to the protection 
          of the public, the defendant's criminal record and the 
          seriousness of the charged offense:

           The nature, circumstances and seriousness.
           The history and characteristics of the defendant, 
            including employment, family, duration of residence, 

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            educational or vocational program enrollment, drug or 
            alcohol dependence, and any drug or alcohol treatment.
           Whether the defendant was on probation, parole or any 
            form of release pending trial, sentencing or appeal at 
            the time of his or her arrest.

          This bill provides a judge or magistrate may set bail in an 
          amount less than what is specified in the county bail 
          schedule, where he or she determines that the amount 
          specified in the county bail schedule is higher than 
          necessary to reasonably ensure the appearance of the 
          defendant.  In making this determination, the court may 
          consider information included in a pretrial services 
          report, if one is available.

          This bill provides that where a court determines that 
          "unusual circumstances" allow the court to reduce bail 
          below the county bail schedule for a serious felony, 
          unusual circumstances shall not solely be found because the 
          defendant has made all previous court appearances.

          This bill provides that a court, sheriff, probation 
          department, or other designated agency may, with 
          concurrence of the board of supervisors, employ 
          "supervision staff" to monitor the defendant's compliance 
          with the conditions of release.  Supervision staff may do 
          any of the following:

           Notify the defendant of court appearances or obligations.
                  Require the defendant to report periodically in person or 
            by telephone or mail.
           Monitor and assist the defendant with release conditions.
           Supervise a defendant's home detention, with or without 
            electronic monitoring.
           Report violations of release conditions.
           Provide information to assist law enforcement in 
            detaining any defendant for whom a bench warrant has been 
            issued.

          This bill includes the following legislative findings and 
          declarations:

           Pretrial custody reform is urgently needed in California, 
            as the pretrial custody rate of 71% far exceeds the 

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            national average of 61%.
           Pretrial custody reform will give counties flexibility in 
            managing pretrial defendants, thereby supporting 
            implementation of criminal justice realignment.
           Pretrial service programs have been successfully 
            implemented in many jurisdictions, reducing jail 
            populations, saving money, reducing recidivism and 
            protecting the public.
           Evidence-based programs will improve pretrial release 
            decision-making and outcomes.
           Report confidentiality will allow release programs to 
            operate effectively and protect the rights of persons who 
            submit sensitive information for the reports.

          This bill provides that the salaries of pretrial 
          investigation and supervision staff are a proper charge 
          against the county.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   
          Local:  No

           SUPPORT  :   (Verified  5/29/12)

          American Civil Liberties Union (source) 
          California Attorneys for Criminal Justice
          California Public Defenders Association
          Drug Policy Alliance

           OPPOSITION  :    (Verified  5/29/12)

          American Bail Coalition
          California Bail Agents Association
          California District Attorneys Association
          Crime Victims United
          Golden State Bail Agents Association

           ARGUMENTS IN SUPPORT  :    The American Civil Liberties Union 
          argues that the bill does protect public safety and creates 
          a fair and cost-effective pretrial release system:

               The American Bar Association and the National 
               Association of Pretrial Services Agencies ? recommend 
               Ŭthe following in pretrial release programs]:  
               quantitative risk assessments, pretrial notification 

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               and follow-up after failure to appear, limited 
               conditions, a wide range of sanctions for violation of 
               release conditions, and mental health screening.

               There are limited multi-jurisdictional assessments of 
               pretrial programs, but a 2007 statistical analysis 
               found that these measures have a positive impact on 
               failure to appear and re-arrest rates.  Qualitative 
               risk assessments, a broad range of possible sanctions, 
               and mental health screening lower both rates.  The 
               imposition of administrative sanctions and a large 
               number of conditions increase both rates. 

               Kent County, Michigan reduced its pretrial population 
               from 60 percent to 31 percent through a pretrial 
               services program in 2003.  The failure to appear rate 
               of those in the program in 2009 was a very low 6 
               percent.  Maryland's Pretrial Release Services Program 
               reports very low re-arrest (4 percent) and failure to 
               appear (6 percent) rates for those under supervision.  
               Florida ? programs supervised 80,345 individuals in 
               2009, 5.5 percent of whom were issued a warrant for 
               failure to appear and 5.8 percent were arrested for 
               any offense while under supervision.  

               The Santa Cruz County Jail was over capacity soon 
               after opening its doors in 1981.  By 2004, 
               overcrowding was such that a Grand Jury Report deemed 
               the jail dangerous for inmates and staff.  Santa Cruz 
               County found that many low-risk pretrial defendants 
               were being held unnecessarily.  In 2005, the probation 
               department and sheriff's detention staff introduced a 
               validated risk assessment tool to identify whether 
               pretrial defendants posed significant risks to the 
               community.  Probation staff developed a supervision 
               program and reporting rules.  After two years, Santa 
               Cruz found that fully 92 percent of supervised 
               pretrial participants did not re-offend, and 89 
               percent made all of their court appearances.  In 2011, 
               Santa Cruz's pretrial detention rate was 56 percent, 
               far below the state-wide average.  

               Baltimore, Maryland:  A Justice Policy Institute 
               report on the City of Baltimore's Pretrial Release 

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               Services Program found that of the 6,000 to 7,000 
               pretrial defendants supervised by the program 
               annually, ninety-six percent (96 percent) of 
               supervisees are not arrested on new charges while 
               awaiting trial.  Additionally, ninety-four percent (94 
               percent) of supervisees appear for their scheduled 
               court date.  Monitoring a pretrial defendant through 
               the program costs the city only $2.50 per day, as 
               opposed to $100 per day to incarcerate the same 
               person.  

               Camden County, New Jersey.  The Camden Correctional 
               Facility in Camden, New Jersey endured chronic jail 
               overcrowding for more than 20 years.  By 2004, it was 
               operating at 142 percent of capacity.  The severe 
               overcrowding problem resulted in a court order for 
               jail population reduction.  Camden found that 
               validated risk assessment tools and alternatives to 
               incarceration for low-risk pretrial defendants 
               significantly eased the burden on its system.  As a 
               result, the average daily jail population fell by 21 
               percent over one year, amounting to a cost avoidance 
               of over $9 million annually.  

           ARGUMENTS IN OPPOSITION  :    The Golden State Bail Agents 
          Association (GSBAA) states in opposition, "GSBAA opposes SB 
          1180 because it will cost tax payer monies, undermine 
          public safety and deprive victims of their day in court by 
          entitling defendants who are accused of Penal Code Section 
          1170 (h) felony offenses to own recognizance release 
          without having to post bail.

          "This bill is predicated on the availability of 
          evidence-based pretrial risk assessment reports which will 
          determine which defendants are good candidates for OR 
          release.  However, only Santa Cruz County Ŭis] set up to 
          issue these reports and it is not clear when the other 57 
          counties will have the funds necessary to do these 
          assessments.  Therefore, the court will be forced to 
          release felony defendants on OR without the reports they 
          need to make an informed decision and public safety will 
          suffer."



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          RJG:J:nl  5/29/12   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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