BILL ANALYSIS Ó ----------------------------------------------------------------------- |Hearing Date:April 9, 2012 |Bill | | |No:1202 | ----------------------------------------------------------------------- SENATE COMMITTEE ON BUSINESS, PROFESSIONS AND ECONOMIC DEVELOPMENT Senator Curren D. Price, Jr., Chair Bill No: SB 1202Author:Leno As Amended:March 29, 2012 Fiscal:Yes SUBJECT: Dental hygienists. SUMMARY: Makes a number of clean up changes regarding the licensure and regulation of registered dental hygienists by the Dental Hygiene Committee of California; increases various regulatory fee ceilings. Existing law: 1)Licenses and regulates registered dental hygienists (RDH), registered dental hygienists in alternative practice (RDHAP), and registered dental hygienists in extended functions (RDHEF) by the Dental Hygiene Committee of California (DHCC) under the Dental Board of California (DBC) within the Department of Consumer Affairs (DCA). 2)Requires the DHCC to perform specified functions, including, the evaluation of all RDH, RDHAP, and RDHEF educational programs that apply for approval. Provides that, any dental hygiene program accredited by and in good standing with the Commission on Dental Accreditation is required to be approved by the DHCC. (Business and Professions Code (BPC) § 1905 (a)) 3)Authorizes the DHCC to employ employees and examiners necessary to carry out the functions of the DHCC. (BPC § 1905 (b)) 4)Establishes the requirements which an applicant must meet to be issued an RDH license, including completion of specified educational and examination requirements. (BPC § 1917) 5)Authorizes the DHCC to issue a RDH license to an applicant who has not taken the specified clinical examination, if the applicant SB 1202 Page 2 submits certain information including proof that he or she has been in clinical practice as an RDH or has been a full-time faculty member of an accredited RDH education program for at least 5 years preceding the application date, and proof that the applicant has not been subject to disciplinary action by another state where he or she was previously licensed as an RDH. (BPC § 1917.1) 6)Under a general provision, prohibits a DCA licensing board, including the DHCC, from imposing limitations or additional requirements on an applicant to take an examination when the applicant has failed a prior examination. (BPC § 135) 7)Authorizes a licensed RDHAP to perform specified functions and procedures in residences of the homebound, schools, residential facilities, and dental health professional shortage areas. (BPC § 1926) 8)Specifies that an RDHAP may not provide services without a written prescription for dental hygiene services from a dentist or physician and specifies that failure to comply with the requirement shall be considered unprofessional conduct. (BPC § 1931) 9)Authorizes the DHCC, as a condition of license renewal, to require licensees to complete up 7.5 hours of continuing education per renewal period, as specified. (BPC § 1936.1) 10)Requires continuing education course providers to be approved by the DHCC and specifies that providers approved by the Dental Board of California shall be deemed approved by the DHCC. (BPC § 1936.1 (c)) 11) Requires the DHCC to establish by resolution the amount of the fees, subject to specified maximum fee amounts, that relate to the licensed under its jurisdiction. (BPC § 1944) This bill: 1)Authorizes the DHCC to issue a special permit to a RDH licensed in another state authorizing him or her to teach in a dental hygiene program in California without holding a California license upon meeting certain requirements, including the completion of educational and examination requirements and the payment of an application fee for the special permit. 2)Recasts the provision requiring the DHCC to approve an educational program accredited by the Commission on Dental Accreditation to instead make it permissive, that the DHCC may approve such an SB 1202 Page 3 educational program. 3)Authorizes the DHCC to additionally employ consultants and authorizes the DHCC to establish an advisory committee to provide information about the state clinical examination. 4)Requires an applicant for a RDH license to complete a Committee-approved instruction in gingival soft tissue curettage, nitrous oxide-oxygen analgesia, and local anesthesia. 5)Revises the requirements for issuing a California license to a RDH licensed in another state to require: a) The out-of-state experience to have been obtained in the 5 years immediately preceding the application date. b) Expands the information relating to disciplinary action to include any other state where the applicant was previously issued any professional or vocational license. c) Proof that the applicant has not, more than one time in the prior 5 years, failed the DHCC's clinical examination, the examination given by the Western Regional Examining Board, or any other clinical dental hygiene examination approved by the DHCC. 6)Prohibits an applicant for a RDH license who has failed the state clinical examination three times, or who has failed the examination because he or she has imposed gross trauma on a patient from being eligible to take the examination again until the applicant completes remedial education approved by the DHCC. 7)Authorizes a RDHAP to operate a mobile dental hygiene clinic, as specified, and establishes a fee not to exceed $250. 8)Requires a RDHAP to register his or her place or places of practice, within 30 days with the DHCC. 9)Authorizes a RDHAP to apply for approval of the DHCC to have an additional place of practice, and establishes a biennial renewal fee. 10) Authorizes the DHCC to seek an injunction against a violation by a RDHAP of the requirement to obtain a prescription prior to rendering services 11)Specifies that providing services without a written prescription on SB 1202 Page 4 the part of a RDHAP shall constitute unprofessional practice and a cause revocation of suspension of the license. 12)Increases the mandatory continuing education course requirement to not exceed 10 hours per renewal period, and specifies that providers approved by the Dental Board of California may be deemed approved by the DHCC. 13)Authorizes the DHCC to adopt by regulation a measure of continued competency as a condition of license renewal. 14)Defines "extramural dental facility" to mean any clinical facility employed by an approved dental hygiene educational program for instruction in dental hygiene which exists outside or beyond the walls, boundaries, or precincts of the primary campus of the approved program and in which dental hygiene services are rendered. Requires a dental hygiene educational program shall register an extramural dental facility with the DHCC as specified. 15)Increases the maximum fee amounts for various fees as follows. a) Application for an original license from $50 to $250. b) Biennial license renewal fee from $80 to $250. c) Curriculum review and site evaluation for dental hygiene educational programs fee from $1,400 to $2,100. 16)Establishes new maximum fees as follows: a) The fee for registration of an extramural dental facility shall not exceed $250. b) The fee for a mobile dental hygiene unit shall not exceed $150. c) The biennial renewal fee for a mobile dental hygiene unit shall not exceed $250. d) The fee for an additional office permit shall not exceed $250. e) The biennial renewal fee for an additional office shall not exceed $250. f) The special permit fee is equal to the biennial license renewal fee. SB 1202 Page 5 17)Makes technical, nonsubstantive and conforming changes. FISCAL EFFECT: Unknown. This bill has been keyed "fiscal" by Legislative Counsel. COMMENTS: 1.Purpose. This bill is sponsored by the California Dental Hygienists Association (Sponsor) who states the Dental Hygiene Committee of California (DHCC) was created in 2008 to oversee and regulate the dental hygiene profession. Since the establishment of DHCC and its authority, there are several changes that would improve the DHCC oversight and authority. SB 1202 seeks to enact these changes and the sponsor seeks to enhance the DHCC's authority to adequately oversee their growing profession. 2.Background. The following is background and reasons for the specific provisions of the bill as indicated by the Author. a) Special Permits. The bill creates a special permit that allows a RDH licensed in another state to teach in a California dental hygiene program without a license provided that he or she obtains a special permit form the DHCC. Similar language and a special permit already exists for dentistry. Educational programs such as dentistry often hire subject experts to teach in their programs. If a dental school wants to hire a DDS from another state, who is a dental expert in his or her field, to lecture for a semester, they may do so with a special permit. Currently, dental hygiene programs cannot invite out-of-state dental hygienists because no special permit exists for RDHs. Establishing a special permit for RDHs will allow dental hygiene programs to contract with subject experts from outside of California to teach in the programs. b) DHCC Dental Hygiene Program Approval Authority. The bill gives the DHCC the authority to approve or not approve accredited dental hygiene programs. The sponsor states that in addition to deleting obsolete sections, this provision clarifies that the DHCC makes recommendations to the DBC regarding dental hygiene; adds consultants to the list of people the DHCC may employ; allows the DHCC to create an advisory board to review clinical examinations. SB 1202 Page 6 The Commission on Dental Accreditation (CODA) accredits all dental hygiene programs. Current law states that if CODA accredits a program, the DHCC must accept CODA's approval. CODA grants dental hygiene programs preliminary accreditation even though programs do not meet the standards necessary for full accreditation. With preliminary accreditation, programs are able to operate and accept students, but they cannot graduate students or provide proper channels for licensure without full accreditation. In other words, the program must later apply to CODA for full accreditation, but students are allowed to enroll, pay high tuition costs and begin classes without the guarantee that the program will be accredited. Recently, a program with preliminary accreditation closed leaving students, who were one month from graduating, with no recourse, no way to graduate and no options to pursue licensure. Allowing the DHCC oversight and authority for approval or non-approval of programs will prevent schools that do not meet the accreditation standards from being approved in the first place and protect future students from entering into a program that will not lead them to become a licensed registered dental hygienist. c) Completion of Course in Expanded Functions for Initial Licensure. The bill clarifies that all RDHs seeking licensure must all meet the same level of education. All graduates of California dental hygiene programs have education in expanded functions as that is a requirement of licensure. Many out of state dental hygienists do not have the training or education in expanded functions because these functions are not allowed in their states. By standardizing the educational requirements for all RDHs seeking California licensure, consumers are ensured that all applicants have met the same standards and training for expanded functions. d) Out-of-State License Applicant Requirements. The bill requires that program hours to be used towards licensure must be in the immediately preceding five years. The bill requires proof that the applicant has not been subject to any professional disciplinary action or monitoring in another state. The bill clarifies that the applicant must prove he or she has not previously failed the DHCC's or another clinical examination. The Western Regional Examination Board (WREB) provides the national test recognized by DHCC. The bill clarifies that the applicant must prove he or she has not failed WREB. Additionally, consumers are protected by requiring clearer licensure SB 1202 Page 7 requirements for out-of-state RDHs. Out-of-state licensees who have not practiced for more than five years are required to pass a clinical competence exam in order to obtain California licensure. Furthermore, out-of-state applicants are responsible for providing proof that they have not been subject to disciplinary action or monitoring in another state. These changes will ensure that out-of-state RDHs are not coming to California to escape disciplinary actions in another state. With the current process of licensure by credential and/or allowing graduates from other states to take WREB for initial licensure, it is critical that the DHCC ensures that the applicant has not failed the clinical examination. All California dental hygiene students must pass a clinical licensure examination to be licensed. This language will ensure that dental hygiene students from other states must also pass a clinical licensure examination. e) Remediation Requirements. The bill requires applicants failing the clinical examination three times, or applicants causing gross trauma, to provide proof of remediation prior to re-taking the examination. If a dental hygiene student is unable to pass the examination after three attempts, remediation is required before they are allowed to re-take the examination. Remediation is also required for students retaking the examination if the student, in a previous clinical examination (which uses public patients), caused gross trauma that required intervention by a doctor or dentist as well as follow-up by a medical or dental professional. Consumers need assurance that a student who has previously caused gross trauma during an examination will not do the same in a subsequent examination. f) Mobile Clinics. The bill authorizes RDHAPs to establish mobile clinics. The DHCC also licenses RDHAPs to work with patients outside the current traditional dental care delivery system. RDHAPs are homebound, in residential care facilities, schools, rural areas and/or institutions. Allowing RDHAPs to have a mobile clinic will further increase their ability to bring crucial services to individuals who require additional attention and increased access to care. g) Requires RDHAPs to Register Additional Sites. Currently, all dentists must register their practice location sites with the CDB in order to maintain oversight of the additional sites. SB 1202 Page 8 Similarly, the bill requires RDHAPs, who own their own practices, to report all of their registered sights to the DHCC. h) Continuing Education. The bill increases the maximum number of continuing education hours that the DHCC may require for biennial renewal of a license from 7.5 hours to 10 hours. The bill further requires courses to measure continued competency. Providers of continuing education courses who are approved by the DBC may be approved by the DHCC for dental hygienists. This language allows the DHCC to set standards for continued competency - a huge consumer protection issue in health care. Providers of dental hygiene services would be required to take clinical courses that would assist them in maintaining clinical competence, so that patients would be assured of receiving quality dental hygiene services. i) Increase Statutory Maximum Fee Levels. Sought by and supported by the California Dental Hygienists Association, the increase in the cap will give the DHCC flexibility to keep the fund solvent and would be comparable to fee structures in other states. Any actual fee increase would be required to go through the regulatory process, according to the Sponsor. In a January 31, 2012 letter, the DHCC requests that the current fee ceiling be increased to give DHCC more flexibility to maintain necessary funds for the functions of the DHCC. The DHCC states that the proposal is not an actual fee increase, just an increase to the fee ceiling that the the DHCC may charge for a biennial license renewal. The fee ceiling has not been modified for over two decades (1990) and was increased from $30 to $80 at that time. Some examples of other biennial license renewal fees in other states are: New York = $128; Maine = $175; and Nevada = $600. 1.DHCC Fee Bill Worksheet. Included with this analysis is a Fee Background Information Questionnaire (Questionnaire) which was completed by the Sponsor and the DHCC. This Questionnaire is required by the DHCC to justify any fee increases and provide background information on requested fee increases. The Questionnaire is to include fund condition statements displaying a history of past years of actual and five years of projected expenditures and revenues with (a) current statutory maximum fee amounts and (b) proposed statutory maximum fee amounts. It also is to include a schedule of fee revenue by various fee "categories" SB 1202 Page 9 displaying a history of past years of actual and five years of projected revenue based on (a) current fees and (b) proposed fees and includes the workload (e.g., number of licensees) and fee charged per category. It is to provide a schedule displaying two years of expenditures by program component. It is to provide a table of comparison of existing and proposed fees which includes the percentage by which the fee will change. Lastly, it should provide the history for the past 10 years of legislative fee increase authorizations. The following is a summary of the Board's responses to the Questionnaire: a) What is the projected deficit, and what is the cause of the deficit? The current projected deficit estimate (March 2012) by the DHCC is $167,000 if no new unforeseen program functions or mandates arise. In the instance that new program functions or mandates do arise, the deficit would be greater. The projected fund deficit will be caused by the DHCC's inability to generate adequate revenue to maintain fund solvency due to the progressively higher cost of doing business. With DHCC facing increased cost from enforcement agencies (i.e., Department of Justice, Dental Board Investigators, etc.), travel expenses related to exams and enforcement, contracting with dental schools to administer the RDH clinical exam, staff salaries and benefits, departmental costs, and the general cost for office resources, the current revenue generating modes cannot sustain the DHCC's fund solvency without additional revenue. b) Are specific fee categories subsidizing the expenditures of other categories? Currently, each DHCC program function is self-sustaining and there is no program function that is subsidizing another. c) Comparison of the existing and proposed fees. The bill proposes to increase the application for an original license from $50 to $250; a 500% increase. The bill increases the biennial license renewal fee from $80 to $250; a 312% increase. The bill increases the fee for curriculum review and site evaluation for educational programs from $1,400 to $2,100; a 50% increase. The Questionnaire indicates that the current proposed request for this legislation does not include any increase in fees. The DHCC is only requesting to raise the fee ceiling on selected fees in order to provide flexibility for the DHCC to increase revenue in SB 1202 Page 10 the future to maintain its fund solvency and to afford the cost of program functions. One of the primary DHCC revenue-generating fee categories is the RDH biennial license renewal fee which is currently at its ceiling of $80.00. The renewal fee ceiling has not increased in over 20 years; however, the cost of doing business has increased exponentially over this time period. 2.Related Legislation. SB 853 (Perata, Ch. 31, 2008) created the Dental Hygiene Committee of California (DHCC) as a separate body within the Dental Board of California to oversee the many aspects of dental hygiene with consumer protection being the top priority. Prior to the creation of the DHCC, dental hygiene issues were overseen by the Dental Board. SB 1575 (Business, Professions and Economic Development Committee) is the Committee's annual health-related omnibus bill in the current Legislative Session, makes several technical cleanup changes to the RDH law. This bill will be heard by this Committee on April 23. 3.Arguments in Support. In sponsoring the bill, California Dental Hygienists Association (CDHA) states that it has seen a need for clean up language to address several items that have come up since the DHCC's inception. SB 1202 provides DHCC with the authority needed to carry out the duties outlined in statute. The bill also allows RDHAPs, those hygienists who practice in nursing homes, schools and visit the disabled, to establish mobile dental hygiene clinics, thereby improving access to oral health care in the community. CDHA believes that the bill is a pro-consumer measure that will strengthen the profession as well as provide appropriate oversight. The Dental Hygiene Committee of California (DHCC) states that SB 1202 is a clean-up bill that includes language that was inadvertently left out of SB 853 (Perata) which created the DHCC and other language needed to clarify and revise existing statute. The DHCC states, it is critical that the DHCC have the ability to do its work. This can be done by continuing its mandate of licensing qualified dental hygienists and allowing the enforcement program to actively protect California consumers. 4.Proposed Author's Amendments. The Author will be proposing the following amendments in Committee to clarify that the special permit allowing a registered dental hygienist from another state to teach in a California dental hygiene school is subject to renewal every two years, and to correctly refer to the National Dental Hygiene SB 1202 Page 11 Board Examination. Amend page 5, line 20 to read: (e) Paying an application fee as provided by Section 1944 ; subject to a biennial renewal fee described in Section 1944 . Amend page 15, lines 38 to 39 to read: (k) The initial application and biennial special permit fee is an amount equal to the biennial renewal fee specified in paragraph (6) of subdivision (a). On page 7, lines 9 to 10, and page 8, lines 19 to 20, strike out "National Board Dental Hygiene Examination" and insert: National Dental Hygiene Board Examination. 5.Technical Amendment. Committee staff notes the following technical clarifying amendment: On page 11, line 16, strike out "has a license and" SUPPORT AND OPPOSITION: Support: California Dental Hygienists Association (Sponsor) Dental Hygiene DHCC of California Opposition: None received as of April 4, 2012. Consultant:G. V. Ayers