BILL ANALYSIS                                                                                                                                                                                                    Ó







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        |Hearing Date:April 9, 2012         |Bill                               |
        |                                   |No:1202                            |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                          Senator Curren D. Price, Jr., Chair
                                           

                          Bill No:        SB 1202Author:Leno
                      As Amended:March 29, 2012       Fiscal:Yes

        
        SUBJECT:  Dental hygienists. 
        
        SUMMARY:  Makes a number of clean up changes regarding the licensure 
        and regulation of registered dental hygienists by the Dental Hygiene 
        Committee of California; increases various regulatory fee ceilings.

        Existing law:
        
       1)Licenses and regulates registered dental hygienists (RDH), registered 
          dental hygienists in alternative practice (RDHAP), and registered 
          dental hygienists in extended functions (RDHEF) by the Dental 
          Hygiene Committee of California (DHCC) under the Dental Board of 
          California (DBC) within the Department of Consumer Affairs (DCA).

       2)Requires the DHCC to perform specified functions, including, the 
          evaluation of all RDH, RDHAP, and RDHEF educational programs that 
          apply for approval.  Provides that, any dental hygiene program 
          accredited by and in good standing with the Commission on Dental 
          Accreditation is required to be approved by the DHCC.  (Business and 
          Professions Code (BPC) § 1905 (a))

       3)Authorizes the DHCC to employ employees and examiners necessary to 
          carry out the functions of the DHCC.  (BPC § 1905 (b))

       4)Establishes the requirements which an applicant must meet to be 
          issued an RDH license, including completion of specified educational 
          and examination requirements.  (BPC § 1917)

       5)Authorizes the DHCC to issue a RDH license to an applicant who has 
          not taken the specified clinical examination, if the applicant 





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          submits certain information including proof that he or she has been 
          in clinical practice as an RDH or has been a full-time faculty 
          member of an accredited RDH education program for at least 5 years 
          preceding the application date, and proof that the applicant has not 
          been subject to disciplinary action by another state where he or she 
          was previously licensed as an RDH.  (BPC § 1917.1)

       6)Under a general provision, prohibits a DCA licensing board, including 
          the DHCC, from imposing limitations or additional requirements on an 
          applicant to take an examination when the applicant has failed a 
          prior examination.  (BPC § 135)

       7)Authorizes a licensed RDHAP to perform specified functions and 
          procedures in residences of the homebound, schools, residential 
          facilities, and dental health professional shortage areas.  (BPC § 
          1926)

       8)Specifies that an RDHAP may not provide services without a written 
          prescription for dental hygiene services from a dentist or physician 
          and specifies that failure to comply with the requirement shall be 
          considered unprofessional conduct.  (BPC § 1931)

       9)Authorizes the DHCC, as a condition of license renewal, to require 
          licensees to complete up 7.5 hours of continuing education per 
          renewal period, as specified.  (BPC § 1936.1)

       10)Requires continuing education course providers to be approved by the 
          DHCC and specifies that providers approved by the Dental Board of 
          California shall be deemed approved by the DHCC.  (BPC § 1936.1 (c))

       11) Requires the DHCC to establish by resolution the amount of the 
          fees, subject to specified maximum fee amounts, that relate to the 
          licensed under its jurisdiction.  (BPC § 1944)

        This bill:

       1)Authorizes the DHCC to issue a special permit to a RDH licensed in 
          another state authorizing him or her to teach in a dental hygiene 
          program in California without holding a California license upon 
          meeting certain requirements, including the completion of 
          educational and examination requirements and the payment of an 
          application fee for the special permit.

       2)Recasts the provision requiring the DHCC to approve an educational 
          program accredited by the Commission on Dental Accreditation to 
          instead make it permissive, that the DHCC  may  approve such an 





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          educational program.

       3)Authorizes the DHCC to additionally employ consultants and authorizes 
          the DHCC to establish an advisory committee to provide information 
          about the state clinical examination.

       4)Requires an applicant for a RDH license to complete a 
          Committee-approved instruction in gingival soft tissue curettage, 
          nitrous oxide-oxygen analgesia, and local anesthesia.

       5)Revises the requirements for issuing a California license to a RDH 
          licensed in another state to require: 

           a)   The out-of-state experience to have been obtained in the 5 
             years  immediately  preceding the application date.

           b)   Expands the information relating to disciplinary action to 
             include any other state where the applicant was previously issued 
             any professional or vocational license.

           c)   Proof that the applicant has not, more than one time in the 
             prior 5 years, failed the DHCC's clinical examination, the 
             examination given by the Western Regional Examining Board, or any 
             other clinical dental hygiene examination approved by the DHCC.

       6)Prohibits an applicant for a RDH license who has failed the state 
          clinical examination three times, or who has failed the examination 
          because he or she has imposed gross trauma on a patient from being 
          eligible to take the examination again until the applicant completes 
          remedial education approved by the DHCC.

       7)Authorizes a RDHAP to operate a mobile dental hygiene clinic, as 
          specified, and establishes a fee not to exceed $250.

       8)Requires a RDHAP to register his or her place or places of practice, 
          within 30 days with the DHCC.  

       9)Authorizes a RDHAP to apply for approval of the DHCC to have an 
          additional place of practice, and establishes a biennial renewal 
          fee. 

       10) Authorizes the DHCC to seek an injunction against a violation by a 
          RDHAP of the requirement to obtain a prescription prior to rendering 
          services

       11)Specifies that providing services without a written prescription on 





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          the part of a RDHAP shall constitute unprofessional practice and a 
          cause revocation of suspension of the license.

       12)Increases the mandatory continuing education course requirement to 
          not exceed 10 hours per renewal period, and specifies that providers 
          approved by the Dental Board of California  may  be deemed approved by 
          the DHCC.  

       13)Authorizes the DHCC to adopt by regulation a measure of continued 
          competency as a condition of license renewal.

       14)Defines "extramural dental facility" to mean any clinical facility 
          employed by an approved dental hygiene educational program for 
          instruction in dental hygiene which exists outside or beyond the 
          walls, boundaries, or precincts of the primary campus of the 
          approved program and in which dental hygiene services are rendered.  
          Requires a dental hygiene educational program shall register an 
          extramural dental facility with the DHCC as specified.

       15)Increases the maximum fee amounts for various fees as follows.

           a)   Application for an original license from $50 to $250.

           b)   Biennial license renewal fee from $80 to $250.

           c)   Curriculum review and site evaluation for dental hygiene 
             educational programs fee from $1,400 to $2,100.

       16)Establishes new maximum fees as follows:

           a)   The fee for registration of an extramural dental facility 
             shall not exceed $250.

           b)   The fee for a mobile dental hygiene unit shall not exceed 
             $150.

           c)   The biennial renewal fee for a mobile dental hygiene unit 
             shall not exceed $250.

           d)   The fee for an additional office permit shall not exceed $250.

           e)   The biennial renewal fee for an additional office shall not 
             exceed $250.

           f)   The special permit fee is equal to the biennial license 
             renewal fee.





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       17)Makes technical, nonsubstantive and conforming changes.

        
        FISCAL EFFECT:  Unknown.  This bill has been keyed "fiscal" by 
        Legislative Counsel.

        
        COMMENTS:
        
       1.Purpose.  This bill is sponsored by the  California Dental Hygienists 
          Association  (Sponsor) who states the Dental Hygiene Committee of 
          California (DHCC) was created in 2008 to oversee and regulate the 
          dental hygiene profession.  Since the establishment of DHCC and its 
          authority, there are several changes that would improve the DHCC 
          oversight and authority.  
       SB 1202 seeks to enact these changes and the sponsor seeks to enhance 
          the DHCC's authority to adequately oversee their growing profession.

       2.Background.  The following is background and reasons for the specific 
          provisions of the bill as indicated by the Author.

           a)   Special Permits.  The bill creates a special permit that 
             allows a RDH licensed in another state to teach in a California 
             dental hygiene program without a license provided that he or she 
             obtains a special permit form the DHCC.  Similar language and a 
             special permit already exists for dentistry.

           Educational programs such as dentistry often hire subject experts 
             to teach in their programs.  If a dental school wants to hire a 
             DDS from another state, who is a dental expert in his or her 
             field, to lecture for a semester, they may do so with a special 
             permit.  Currently, dental hygiene programs cannot invite 
             out-of-state dental hygienists because no special permit exists 
             for RDHs.  Establishing a special permit for RDHs will allow 
             dental hygiene programs to contract with subject experts from 
             outside of California to teach in the programs.

           b)   DHCC Dental Hygiene Program Approval Authority.  The bill 
             gives the DHCC the authority to approve or not approve accredited 
             dental hygiene programs.  The sponsor states that in addition to 
             deleting obsolete sections, this provision clarifies that the 
             DHCC makes recommendations to the DBC regarding dental hygiene; 
             adds consultants to the list of people the DHCC may employ; 
             allows the DHCC to create an advisory board to review clinical 
             examinations.





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           The Commission on Dental Accreditation (CODA) accredits all dental 
             hygiene programs.  Current law states that if CODA accredits a 
             program, the DHCC must accept CODA's approval.  CODA grants 
             dental hygiene programs preliminary accreditation even though 
             programs do not meet the standards necessary for full 
             accreditation.  With preliminary accreditation, programs are able 
             to operate and accept students, but they cannot graduate students 
             or provide proper channels for licensure without full 
             accreditation.  In other words, the program must later apply to 
             CODA for full accreditation, but students are allowed to enroll, 
             pay high tuition costs and begin classes without the guarantee 
             that the program will be accredited.  Recently, a program with 
             preliminary accreditation closed leaving students, who were one 
             month from graduating, with no recourse, no way to graduate and 
             no options to pursue licensure.  Allowing the DHCC oversight and 
             authority for approval or non-approval of programs will prevent 
             schools that do not meet the accreditation standards from being 
             approved in the first place and protect future students from 
             entering into a program that will not lead them to become a 
             licensed registered dental hygienist.

           c)   Completion of Course in Expanded Functions for Initial 
             Licensure.  The bill clarifies that all RDHs seeking licensure 
             must all meet the same level of education.  All graduates of 
             California dental hygiene programs have education in expanded 
             functions as that is a requirement of licensure.  Many out of 
             state dental hygienists do not have the training or education in 
             expanded functions because these functions are not allowed in 
             their states.  By standardizing the educational requirements for 
             all RDHs seeking California licensure, consumers are ensured that 
             all applicants have met the same standards and training for 
             expanded functions.

           d)   Out-of-State License Applicant Requirements.  The bill 
             requires that program hours to be used towards licensure must be 
             in the immediately preceding five years.  The bill requires proof 
             that the applicant has not been subject to any professional 
             disciplinary action or monitoring in another state.  The bill 
             clarifies that the applicant must prove he or she has not 
             previously failed the DHCC's or another clinical examination.

           The Western Regional Examination Board (WREB) provides the national 
             test recognized by DHCC.  The bill clarifies that the applicant 
             must prove he or she has not failed WREB.  Additionally, 
             consumers are protected by requiring clearer licensure 





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             requirements for out-of-state RDHs.  Out-of-state licensees who 
             have not practiced for more than five years are required to pass 
             a clinical competence exam in order to obtain California 
             licensure.  Furthermore, out-of-state applicants are responsible 
             for providing proof that they have not been subject to 
             disciplinary action or monitoring in another state.

           These changes will ensure that out-of-state RDHs are not coming to 
             California to escape disciplinary actions in another state.  With 
             the current process of licensure by credential and/or allowing 
             graduates from other states to take WREB for initial licensure, 
             it is critical that the DHCC ensures that the applicant has not 
             failed the clinical examination.  All California dental hygiene 
             students  must  pass a clinical licensure examination to be 
             licensed.  This language will ensure that dental hygiene students 
             from other states must also pass a clinical licensure 
             examination. 

           e)   Remediation Requirements.  The bill requires applicants 
             failing the clinical examination three times, or applicants 
             causing gross trauma, to provide proof of remediation prior to 
             re-taking the examination.

           If a dental hygiene student is unable to pass the examination after 
             three attempts, remediation is required before they are allowed 
             to re-take the examination.  Remediation is also required for 
             students retaking the examination if the student, in a previous 
             clinical examination (which uses public patients), caused gross 
             trauma that required intervention by a doctor or dentist as well 
             as follow-up by a medical or dental professional.  Consumers need 
             assurance that a student who has previously caused gross trauma 
             during an examination will not do the same in a subsequent 
             examination.

           f)   Mobile Clinics.  The bill authorizes RDHAPs to establish 
             mobile clinics.  The DHCC also licenses RDHAPs to work with 
             patients outside the current traditional dental care delivery 
             system.  RDHAPs are homebound, in residential care facilities, 
             schools, rural areas and/or institutions.  Allowing RDHAPs to 
             have a mobile clinic will further increase their ability to bring 
             crucial services to individuals who require additional attention 
             and increased access to care.
           
           g)   Requires RDHAPs to Register Additional Sites.  Currently, all 
             dentists must register their practice location sites with the CDB 
             in order to maintain oversight of the additional sites.  





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             Similarly, the bill requires RDHAPs, who own their own practices, 
             to report all of their registered sights to the DHCC.
           
           h)   Continuing Education.  The bill increases the maximum number 
             of continuing education hours that the DHCC may require for 
             biennial renewal of a license from 7.5 hours to 
           10 hours.  The bill further requires courses to measure continued 
             competency.  Providers of continuing education courses who are 
             approved by the DBC  may  be approved by the DHCC for dental 
             hygienists.

           This language allows the DHCC to set standards for continued 
             competency - a huge consumer protection issue in health care.  
             Providers of dental hygiene services would be required to take 
             clinical courses that would assist them in maintaining clinical 
             competence, so that patients would be assured of receiving 
             quality dental hygiene services.

           i)   Increase Statutory Maximum Fee Levels.  Sought by and 
             supported by the California Dental Hygienists Association, the 
             increase in the cap will give the DHCC flexibility to keep the 
             fund solvent and would be comparable to fee structures in other 
             states.  Any actual fee increase would be required to go through 
             the regulatory process, according to the Sponsor.

           In a January 31, 2012 letter, the DHCC requests that the current 
             fee ceiling be increased to give DHCC more flexibility to 
             maintain necessary funds for the functions of the DHCC.  The DHCC 
             states that the proposal is not an actual fee increase, just an 
             increase to the fee ceiling that the the DHCC may charge for a 
             biennial license renewal.  The fee ceiling has  not  been modified 
             for over two decades (1990) and was increased from $30 to $80 at 
             that time.  Some examples of other biennial license renewal fees 
             in other states are:  New York = $128; Maine = $175; and Nevada = 
             $600.

       1.DHCC Fee Bill Worksheet.  Included with this analysis is a Fee 
          Background Information Questionnaire (Questionnaire) which was 
          completed by the Sponsor and the DHCC.  This Questionnaire is 
          required by the DHCC to justify any fee increases and provide 
          background information on requested fee increases.  The 
          Questionnaire is to include fund condition statements displaying a 
          history of past years of actual and five years of projected 
          expenditures and revenues with (a) current statutory maximum fee 
          amounts and (b) proposed statutory maximum fee amounts.  It also is 
          to include a schedule of fee revenue by various fee "categories" 





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          displaying a history of past years of actual and five years of 
          projected revenue based on (a) current fees and (b) proposed fees 
          and includes the workload (e.g., number of licensees) and fee 
          charged per category.  It is to provide a schedule displaying two 
          years of expenditures by program component.  It is to provide a 
          table of comparison of existing and proposed fees which includes the 
          percentage by which the fee will change.  Lastly, it should provide 
          the history for the past 10 years of legislative fee increase 
          authorizations.

       The following is a summary of the Board's responses to the 
          Questionnaire:

           a)   What is the projected deficit, and what is the cause of the 
             deficit?  The current projected deficit estimate (March 2012) by 
             the DHCC is $167,000 if no new unforeseen program functions or 
             mandates arise.  In the instance that new program functions or 
             mandates do arise, the deficit would be greater.

           The projected fund deficit will be caused by the DHCC's inability 
             to generate adequate revenue to maintain fund solvency due to the 
             progressively higher cost of doing business. With DHCC facing 
             increased cost from enforcement agencies (i.e., Department of 
             Justice, Dental Board Investigators, etc.), travel expenses 
             related to exams and enforcement, contracting with dental schools 
             to administer the RDH clinical exam, staff salaries and benefits, 
             departmental costs, and the general cost for office resources, 
             the current revenue generating modes cannot sustain the DHCC's 
             fund solvency without additional revenue.

           b)   Are specific fee categories subsidizing the expenditures of 
             other categories?  Currently, each DHCC program function is 
             self-sustaining and there is no program function that is 
             subsidizing another.

           c)   Comparison of the existing and proposed fees.  The bill 
             proposes to increase the application for an original license from 
             $50 to $250; a 500% increase.  The bill increases the biennial 
             license renewal fee from $80 to $250; a 312% increase.  The bill 
             increases the fee for curriculum review and site evaluation for 
             educational programs from $1,400 to $2,100; a 50% increase.

           The Questionnaire indicates that the current proposed request for 
             this legislation does not include any increase in fees.  The DHCC 
             is only requesting to raise the fee ceiling on selected fees in 
             order to provide flexibility for the DHCC to increase revenue in 





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             the future to maintain its fund solvency and to afford the cost 
             of program functions.  One of the primary DHCC revenue-generating 
             fee categories is the RDH biennial license renewal fee which is 
             currently at its ceiling of $80.00.  The renewal fee ceiling has 
              not  increased in over 20 years; however, the cost of doing 
             business has increased exponentially over this time period.

       2.Related Legislation.   SB 853  (Perata, Ch. 31, 2008) created the 
          Dental Hygiene Committee of California (DHCC) as a separate body 
          within the Dental Board of California to oversee the many aspects of 
          dental hygiene with consumer protection being the top priority.  
          Prior to the creation of the DHCC, dental hygiene issues were 
          overseen by the Dental Board.

        
       SB 1575  (Business, Professions and Economic Development Committee) is 
          the Committee's annual health-related omnibus bill in the current 
          Legislative Session, makes several technical cleanup changes to the 
          RDH law.  This bill will be heard by this Committee on April 23. 

       3.Arguments in Support.  In sponsoring the bill,  California Dental 
                                                                               Hygienists Association  (CDHA) states that it has seen a need for 
          clean up language to address several items that have come up since 
          the DHCC's inception.  SB 1202 provides DHCC with the authority 
          needed to carry out the duties outlined in statute.  The bill also 
          allows RDHAPs, those hygienists who practice in nursing homes, 
          schools and visit the disabled, to establish mobile dental hygiene 
          clinics, thereby improving access to oral health care in the 
          community.  CDHA believes that the bill is a pro-consumer measure 
          that will strengthen the profession as well as provide appropriate 
          oversight.

       The  Dental Hygiene Committee of California  (DHCC) states that SB 1202 
          is a clean-up bill that includes language that was inadvertently 
          left out of SB 853 (Perata) which created the DHCC and other 
          language needed to clarify and revise existing statute.  The DHCC 
          states, it is critical that the DHCC have the ability to do its 
          work.  This can be done by continuing its mandate of licensing 
          qualified dental hygienists and allowing the enforcement program to 
          actively protect California consumers. 

       4.Proposed Author's Amendments.  The Author will be proposing the 
          following amendments in Committee to clarify that the special permit 
          allowing a registered dental hygienist from another state to teach 
          in a California dental hygiene school is subject to renewal every 
          two years, and to correctly refer to the National Dental Hygiene 





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          Board Examination.

             Amend page 5, line 20 to read:

             (e) Paying an application fee as provided by Section 1944  ; 
             subject to a biennial renewal fee described in Section 1944  .

             Amend page 15, lines 38 to 39 to read:

             (k) The  initial application and biennial  special permit fee is an 
             amount equal to the biennial renewal fee specified in paragraph 
             (6) of subdivision (a).

             On page 7, lines 9 to 10, and page 8, lines 19 to 20, strike out 
             "National Board Dental Hygiene Examination" and insert:  National 
             Dental Hygiene Board Examination. 

       5.Technical Amendment.  Committee staff notes the following technical 
          clarifying  amendment: 

             On page 11, line 16, strike out "has a license and"

        
        SUPPORT AND OPPOSITION:
        
         Support:  

        California Dental Hygienists Association (Sponsor) 
        Dental Hygiene DHCC of California 
         Opposition:   None received as of April 4, 2012.




        Consultant:G. V. Ayers