BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 1292
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          SENATE THIRD READING
          SB 1292 (Liu)
          As Amended  June 20, 2012
          Majority vote 

           SENATE VOTE  :38-0  
           
           EDUCATION           7-2         APPROPRIATIONS      12-5        
           
           ----------------------------------------------------------------- 
          |Ayes:|Brownley, Ammiano,        |Ayes:|Gatto, Blumenfield,       |
          |     |Buchanan, Butler, Carter, |     |Bradford,                 |
          |     |Eng, Williams             |     |Charles Calderon, Campos, |
          |     |                          |     |Davis, Fuentes, Hall,     |
          |     |                          |     |Hill, Cedillo, Mitchell,  |
          |     |                          |     |Solorio                   |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Grove, Wagner             |Nays:|Harkey, Donnelly,         |
          |     |                          |     |Nielsen, Norby, Wagner    |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Authorizes school districts to evaluate principals and 
          establishes provisions to guide principal evaluation.  
          Specifically,  this bill  :   

          1)Authorizes the governing board of a school district to 
            evaluate a school principal annually for the first and second 
            year of employment as a new principal in a school district and 
            at regular intervals after this period.

          2)Specifies that additional evaluations that occur outside of 
            the regular intervals determined by the governing board may be 
            agreed upon between the evaluator and the principal and that 
            the evaluator and principal may review school success and 
            progress throughout the year. 

          3)Authorizes the criteria for principal evaluation to be based 
            upon the California Professional Standards for Educational 
            Leaders (CPSELs) and explains that these standards identify a 
            school administrator as being an educational leader who 
            promotes the success of all pupils through leadership that 
            fosters:
           








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             a)   A shared vision;

             b)   Effective teaching and learning; 

             c)   Management and safety;

             d)   Parent, family and community involvement; 

             e)   Professional and ethical leadership; and, 

             f)   Contextual awareness. 

          4)Authorizes a quality school principal evaluation to include 
            evidence of:
           
             a)   Academic growth of pupils based on multiple measures 
               that may include pupil work as well as pupil and school 
               longitudinal data that demonstrates pupil academic growth 
               over time, as specified;

             b)   Effective and comprehensive teacher evaluations;

             c)   Culturally responsive instructional strategies to 
               eliminate the achievement gap;

             d)   Ability to analyze quality instructional strategies and 
               provide effective feedback that leads to instructional 
               improvement;

             e)   High expectations to ensure active pupil engagement and 
               learning;

             f)   Collaborative professional practices for improving 
               instructional strategies; 

             g)   Effective school management including personnel and 
               resource management, organizational leadership, sound 
               fiscal practices, a safe campus environment and appropriate 
               pupil behavior;

             h)   Meaningful self-assessment to improve as a professional 
               educator; and,

             i)   Consistent and effective relationships with pupils, 








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               parents, teachers, staff, and other administrators. 

          5)Specifies that federal carryover funds received from Title I 
            and Title II of the federal No Child Left Behind Act of 2001 
            and any other available state and federal funds may be used to 
            implement this act. 

          6)Makes legislative findings and declarations that: 

             a)   State and local educational agencies, not the federal 
               government, should determine the process for implementing 
               principal evaluations and determining what constitutes an 
               effective principal; 

             b)   School district evaluators have the obligation to ensure 
               that principals are evaluated fairly, consistently and 
               effectively;

             c)   Principal evaluation systems must consider the impact of 
               the diversity of schools in regard to size, demographics 
               and available resources;

             d)   Principals should be provided with the resources needed 
               to be truly effective; and, 

             e)   Policymakers must ensure there is a coherent and 
               comprehensive system to support principal development and 
               leadership. 

          7)Specifies that it is the intent of the Legislature that:

             a)   Governing boards of school districts establish a uniform 
               system of evaluation;

             b)   Evaluations should reflect the complex responsibilities 
               of a principal's daily work;

             c)   Evaluations should differentiate how to accelerate 
               success, address professional development needs, or, as 
               necessary, intervene when there are persistent performance 
               issues; and,

             d)   Evaluators receive training for purposes of calibrating 
               evaluations when funds become available. 








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           FISCAL EFFECT  :  According to the Assembly Appropriations 
          Committee, General Fund / Proposition 98 cost pressure, likely 
          between $5 million and $10 million, to school districts to 
          implement a principal evaluation system.  According to the 
          California Department of Education, there are approximately 
          25,500 administrators in the state.  This bill does not require 
          a principal evaluation system to be implemented and therefore, 
          it is not a state mandated reimbursable cost.

           COMMENTS  :   According to the author, this bill is in response to 
          the fact that "the Education Code simply states that a principal 
          shall be evaluated but provides no direction as to what should 
          be considered and why."  The author further states that "SB 1292 
          is intended to provide a foundation to work from while providing 
          the necessary flexibility to tailor an evaluation plan to the 
          individual district's needs."  

          National focus on principal evaluation:  Recently, President 
          Obama and the U.S. Department of Education have placed 
          significant emphasis on the role that evaluation and assessment 
          of certificated employees has in the nation's education system.  
          Through national programs and competition such as No Child Left 
          Behind (NCLB) and Race to the Top (RTTT), national pressure for 
          states to implement effective principal evaluation systems has 
          recently increased. 

          Principal evaluation in California in accordance with the Stull 
          Act:  Existing law in California requires that all certificated 
          employees be evaluated and assessed.  The overwhelming majority 
          of certificated employees are teachers who are not in 
          administrative positions like principals.  The Stull Act of 
          1971, however, requires that each non-instructional certificated 
          employee, such as principals, be evaluated and assessed based on 
          his or her performance as it relates to the specific 
          responsibilities of the employee's job.  Specifically, the Stull 
          Act states that districts must establish and define job 
          responsibilities for principals.  The district must then 
          evaluate and assess the principal's performance against these 
          responsibilities.  Current law in California, therefore, appears 
          to already require principal evaluation and assessment, but not 
          with the rigidity supported by current national programs. 

          The specifics of principal evaluation and assessment are left to 








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          school districts to decide.  The timing of principal evaluations 
          is not clearly specified in current law.  Further, no detailed 
          guidelines on how to measure a principal's performance are 
          provided.  This bill begins to address both of these areas for 
          principals by clarifying that districts can evaluate a principal 
          during each of that individual's first two years of employment 
          in the district and at a regular intervals thereafter and also 
          by providing criteria that may be used to evaluate the 
          employee's performance.  

          Two evaluations in a principal's first two years and at regular 
          intervals thereafter:  This bill authorizes a governing board to 
          evaluate a school principal on an annual basis for the first and 
          second year of his or her employment as a new principal in a 
          school district.  It further authorizes the governing board to 
          evaluate a school principal at regular intervals after this 
          period.  In current law, there is no clear guidance for the 
          specific timing of principal evaluations.  Conducting these 
          evaluations would ideally provide necessary support for novice, 
          developing and experienced principals as they develop and hone 
          their abilities as administrators in the district.  This change 
          is intended to provide greater support to administrators.  The 
          bill also provides that additional evaluations outside of 
          evaluations during the first two years and at regular intervals 
          thereafter may be established for the principal upon agreement 
          between the evaluator and the principal, but does not provide 
          for these evaluations to take place. 
          
          California Professional Standards for Educational Leaders 
          (CPSELs):  This bill also provides that the criteria used for 
          effective principal evaluations may be based on the California 
          Professional Standards for Educational Leaders.  In 2001, 
          representatives from the California School Leadership Academy at 
          WestEd, the Association of California School Administrators, the 
          California Commission on Teacher Credentialing, the California 
          Department of Education, and various California colleges and 
          universities adapted the Interstate School Leaders Licensure 
          Consortium (ISLLC) Standards for School Leaders for California 
          to establish the current set of six CPSELs.  The CPSELs guide 
          the practice of school administrators and inform preparation 
          programs that lead to the administrative services credential.  
          They highlight six broad standards that provide a framework of 
          outstanding actions taken by educational leaders. 









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          Related legislation:  AB 5 (Fuentes), currently pending on the 
          Senate Floor, requires school districts to implement a best 
          practices teacher evaluation system by July 1, 2014. 

           
          Analysis Prepared by  :    Mark Murphy and Chelsea Kelley / ED. / 
          (916) 319-2087


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