BILL ANALYSIS Ó SB 1292 Page 1 SENATE THIRD READING SB 1292 (Liu) As Amended June 20, 2012 Majority vote SENATE VOTE :38-0 EDUCATION 7-2 APPROPRIATIONS 12-5 ----------------------------------------------------------------- |Ayes:|Brownley, Ammiano, |Ayes:|Gatto, Blumenfield, | | |Buchanan, Butler, Carter, | |Bradford, | | |Eng, Williams | |Charles Calderon, Campos, | | | | |Davis, Fuentes, Hall, | | | | |Hill, Cedillo, Mitchell, | | | | |Solorio | | | | | | |-----+--------------------------+-----+--------------------------| |Nays:|Grove, Wagner |Nays:|Harkey, Donnelly, | | | | |Nielsen, Norby, Wagner | | | | | | ----------------------------------------------------------------- SUMMARY : Authorizes school districts to evaluate principals and establishes provisions to guide principal evaluation. Specifically, this bill : 1)Authorizes the governing board of a school district to evaluate a school principal annually for the first and second year of employment as a new principal in a school district and at regular intervals after this period. 2)Specifies that additional evaluations that occur outside of the regular intervals determined by the governing board may be agreed upon between the evaluator and the principal and that the evaluator and principal may review school success and progress throughout the year. 3)Authorizes the criteria for principal evaluation to be based upon the California Professional Standards for Educational Leaders (CPSELs) and explains that these standards identify a school administrator as being an educational leader who promotes the success of all pupils through leadership that fosters: SB 1292 Page 2 a) A shared vision; b) Effective teaching and learning; c) Management and safety; d) Parent, family and community involvement; e) Professional and ethical leadership; and, f) Contextual awareness. 4)Authorizes a quality school principal evaluation to include evidence of: a) Academic growth of pupils based on multiple measures that may include pupil work as well as pupil and school longitudinal data that demonstrates pupil academic growth over time, as specified; b) Effective and comprehensive teacher evaluations; c) Culturally responsive instructional strategies to eliminate the achievement gap; d) Ability to analyze quality instructional strategies and provide effective feedback that leads to instructional improvement; e) High expectations to ensure active pupil engagement and learning; f) Collaborative professional practices for improving instructional strategies; g) Effective school management including personnel and resource management, organizational leadership, sound fiscal practices, a safe campus environment and appropriate pupil behavior; h) Meaningful self-assessment to improve as a professional educator; and, i) Consistent and effective relationships with pupils, SB 1292 Page 3 parents, teachers, staff, and other administrators. 5)Specifies that federal carryover funds received from Title I and Title II of the federal No Child Left Behind Act of 2001 and any other available state and federal funds may be used to implement this act. 6)Makes legislative findings and declarations that: a) State and local educational agencies, not the federal government, should determine the process for implementing principal evaluations and determining what constitutes an effective principal; b) School district evaluators have the obligation to ensure that principals are evaluated fairly, consistently and effectively; c) Principal evaluation systems must consider the impact of the diversity of schools in regard to size, demographics and available resources; d) Principals should be provided with the resources needed to be truly effective; and, e) Policymakers must ensure there is a coherent and comprehensive system to support principal development and leadership. 7)Specifies that it is the intent of the Legislature that: a) Governing boards of school districts establish a uniform system of evaluation; b) Evaluations should reflect the complex responsibilities of a principal's daily work; c) Evaluations should differentiate how to accelerate success, address professional development needs, or, as necessary, intervene when there are persistent performance issues; and, d) Evaluators receive training for purposes of calibrating evaluations when funds become available. SB 1292 Page 4 FISCAL EFFECT : According to the Assembly Appropriations Committee, General Fund / Proposition 98 cost pressure, likely between $5 million and $10 million, to school districts to implement a principal evaluation system. According to the California Department of Education, there are approximately 25,500 administrators in the state. This bill does not require a principal evaluation system to be implemented and therefore, it is not a state mandated reimbursable cost. COMMENTS : According to the author, this bill is in response to the fact that "the Education Code simply states that a principal shall be evaluated but provides no direction as to what should be considered and why." The author further states that "SB 1292 is intended to provide a foundation to work from while providing the necessary flexibility to tailor an evaluation plan to the individual district's needs." National focus on principal evaluation: Recently, President Obama and the U.S. Department of Education have placed significant emphasis on the role that evaluation and assessment of certificated employees has in the nation's education system. Through national programs and competition such as No Child Left Behind (NCLB) and Race to the Top (RTTT), national pressure for states to implement effective principal evaluation systems has recently increased. Principal evaluation in California in accordance with the Stull Act: Existing law in California requires that all certificated employees be evaluated and assessed. The overwhelming majority of certificated employees are teachers who are not in administrative positions like principals. The Stull Act of 1971, however, requires that each non-instructional certificated employee, such as principals, be evaluated and assessed based on his or her performance as it relates to the specific responsibilities of the employee's job. Specifically, the Stull Act states that districts must establish and define job responsibilities for principals. The district must then evaluate and assess the principal's performance against these responsibilities. Current law in California, therefore, appears to already require principal evaluation and assessment, but not with the rigidity supported by current national programs. The specifics of principal evaluation and assessment are left to SB 1292 Page 5 school districts to decide. The timing of principal evaluations is not clearly specified in current law. Further, no detailed guidelines on how to measure a principal's performance are provided. This bill begins to address both of these areas for principals by clarifying that districts can evaluate a principal during each of that individual's first two years of employment in the district and at a regular intervals thereafter and also by providing criteria that may be used to evaluate the employee's performance. Two evaluations in a principal's first two years and at regular intervals thereafter: This bill authorizes a governing board to evaluate a school principal on an annual basis for the first and second year of his or her employment as a new principal in a school district. It further authorizes the governing board to evaluate a school principal at regular intervals after this period. In current law, there is no clear guidance for the specific timing of principal evaluations. Conducting these evaluations would ideally provide necessary support for novice, developing and experienced principals as they develop and hone their abilities as administrators in the district. This change is intended to provide greater support to administrators. The bill also provides that additional evaluations outside of evaluations during the first two years and at regular intervals thereafter may be established for the principal upon agreement between the evaluator and the principal, but does not provide for these evaluations to take place. California Professional Standards for Educational Leaders (CPSELs): This bill also provides that the criteria used for effective principal evaluations may be based on the California Professional Standards for Educational Leaders. In 2001, representatives from the California School Leadership Academy at WestEd, the Association of California School Administrators, the California Commission on Teacher Credentialing, the California Department of Education, and various California colleges and universities adapted the Interstate School Leaders Licensure Consortium (ISLLC) Standards for School Leaders for California to establish the current set of six CPSELs. The CPSELs guide the practice of school administrators and inform preparation programs that lead to the administrative services credential. They highlight six broad standards that provide a framework of outstanding actions taken by educational leaders. SB 1292 Page 6 Related legislation: AB 5 (Fuentes), currently pending on the Senate Floor, requires school districts to implement a best practices teacher evaluation system by July 1, 2014. Analysis Prepared by : Mark Murphy and Chelsea Kelley / ED. / (916) 319-2087 FN: 0005084