BILL ANALYSIS                                                                                                                                                                                                    Ó          1





                 SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                  ALEX PADILLA, CHAIR
          

          SB 1533 -  Padilla                                Hearing Date:  
          April 24, 2012             S
          As Amended:         March 27, 2012      FISCAL       B

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                                       DESCRIPTION
           
           Current law  requires the Attorney General (AG), until January 1, 
          2013, to represent the Department of Finance and to succeed to all 
          rights, claims, powers, and entitlements of the Electricity 
          Oversight Board (EOB) in any litigation or settlement to obtain 
          ratepayer recovery for the effects of the 2000-02 energy crisis 
          and prohibits the AG from expending the proceeds of any 
          settlements of those claims, with certain exceptions.

           This bill  eliminates the sunset date of January 1, 2013.

                                       BACKGROUND
           
          The EOB was created by 1996 legislation which deregulated 
          California's wholesale electricity industry.  Its primary mission 
          was to oversee the California Independent System Operator (CAISO) 
          and the Power Exchange (PX) which for a time was the marketplace 
          in which all electricity in the state was bought and sold.  The 
          EOB was given very broad authority over ensuring reliability of 
          the state's supply of electricity.

          The EOB's primary duty at that time was to act as a market 
          monitor, oversee the state's electricity market and initiate 
          proceedings at Federal Energy Regulatory Commission (FERC) in 
          response to market manipulation. The EOB was a participant in over 
          400 proceedings at FERC and was a litigant in over 100 cases in 
          the federal courts of appeal. Through 2005-06, the EOB had been a 
          party to settlements of over $1 billion for various overcharges 
          stemming from the energy crisis. 

          Among the many developments associated with the energy crisis were 










          the bankruptcy of the PX in March 2001 and the replacement of the 
          EOB by an appointed CAISO stakeholder board with gubernatorial 
          appointees.  The EOB was ultimately defunded in 2008 but the 
          Legislature did not assign a successor agency to assume its 
          responsibilities.

                                        COMMENTS
           
              1.   Author's Purpose  .  The purpose of this bill is to extend 
               the period through which the AG may, on behalf of the EOB, 
               sign settlements stemming from the 2000-02 energy crisis.  
               Until defunded in 2008, the EOB was one of the complainants 
               in numerous cases stemming from the energy crisis, along with 
               the California Public Utilities Commission (CPUC), AG, PG&E, 
               Southern California Edison, and SDG&E (collectively, the "Cal 
               Parties"). The Cal Parties brought the energy crisis cases 
               against approximately 65 energy sellers, have now settled 
               with many of the sellers, and continue to negotiate 
               settlements with remaining sellers. In 2004, the Cal Parties, 
               including the EOB, entered into an escrow agreement with JP 
               Morgan Chase Bank to handle all future settlements. Under 
               that agreement, the signatures of all Cal Parties (including 
               EOB) are required to issue effective escrow instructions for 
               the purpose of disbursing funds resulting from settlements 
               with individual energy crisis-era sellers.  Difficulties in 
               getting EOB signatures on settlement agreements and escrow 
               disbursement instructions began cropping up in 2007, when the 
               EOB began to be dismantled This bill allows the AG to 
               continue to sign for the EOB, facilitating settlement of 
               certain energy crisis claims and disbursement of escrow 
               funds.

              2.   Status of Cases ?  The CPUC, the sponsor of this bill, 
               references escrow accounts that were frozen due to the lack 
               of signatures by the now defunct EOB as necessitating this 
               statute and that there are more cases yet to be settled in 
               which EOB was a participant.  There are no details available 
               for those cases.  The CPUC should be asked to provide a 
               summary of all outstanding litigation and the status of 
               escrow funds so that the Legislature is aware of the number 
               and status of the cases still unresolved as well as the 
               status of escrow funds from settlements previously concluded. 
                

              3.   Legislative Review  .  This bill permanently extends 









               signature authority for the AG in energy crisis settlements 
               which stem from actions more than ten years ago.  In this 
               instance, a sunset of the AG's signature authorization is one 
               of the few ways to keep the progress and status of these very 
               old cases in front of the Legislature.  Consequently, the 
               committee may wish to consider revising the sunset clause in 
               current law to January 1, 2016.

              4.   CPUC v. NRG  .  The CPUC recently announced the settlement 
               of a claim pending at the Federal Energy Regulatory 
               Commission from the energy crisis with NRG.  The $120 million 
               settlement would allocate $20 million directly to ratepayers 
               but the remaining in-kind funds would be dedicated to 
               increasing the infrastructure for the charging of electric 
               vehicles and under ownership by NRG.  This settlement would 
               be unaffected by the terms of this bill because the CPUC was 
               the only claimant in that action.  

              5.   Related Legislation  .  AB 1457 (Huber), a technical 
               clean-up bill, contains a provision identical to this bill.  

                                        POSITIONS
           
           Sponsor:
           
          California Public Utilities Commission

           Support:
           
          None on file

           Oppose:
           
          None on file

          Kellie Smith 
          SB 1533 Analysis
          Hearing Date:  April 24, 2012