BILL ANALYSIS                                                                                                                                                                                                    �






                                                       Bill No:  AB  
          44
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2013-2014 Regular Session
                                 Staff Analysis



          AB 44  Author:  Buchanan
          As Amended:  May 6, 2013
          Hearing Date:  June 11, 2013 
          Consultant:  Paul Donahue


                                     SUBJECT  

                Subletting and subcontracting; bidding practices

                                   DESCRIPTION
           
          Requires a contractor to additionally include each  
          subcontractor's contractor license number in any bid or  
          offer submitted after July 1, 2014 for the construction of  
          any public work.

                                   EXISTING LAW

           1)Requires a prime contractor to list the name and business  
            location of each subcontractor performing work or  
            rendering service to the prime contractor in an amount  
            exceeding one-half of one percent of the contractor's  
            total bid.<1>  

          2)Requires a state agency or department, prior to awarding  
            a contract for work to be performed by a contractor, to  
            do either of the following: 

             a)   Verify with the Contractors' State License Board  
               that the person seeking the contract is licensed in a  
               classification appropriate to the work to be  

             -----------------------
          <1> Subletting and Subcontracting Fair Practices Act,  
          Public Contract Code � 4100 et seq.)






          AB 44 (Buchanan) continued                                
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               undertaken;<2>  or,

             b)   Require the person seeking the contract to present  
               his or her pocket license or    certificate of  
               licensure and include a statement signed under penalty  
               of perjury declaring that the pocket license or  
               certificate of licensure presented is his or hers, is  
               current and valid, and is in a classification  
               appropriate to the work to be undertaken.<3> 

          3)Makes it a misdemeanor for any person to submit a bid to  
            a public agency in order to engage in the business or act  
            in the capacity of a contractor without having a license,  
            excepting those persons who are exempt from the licensing  
            laws or who are working on a public construction project  
            that is federally funded, as specified.

          4)Requires every licensed contractor to provide his license  
            number on all construction contracts, subcontracts, calls  
            for bid, and all forms of advertising.<4> 

                                    BACKGROUND
           
           1)Purpose of the bill  :  The author seeks to improve the  
            identification process for subcontractors on public  
            construction projects. The author states that, "under  
            current law, the Subcontracting and Subletting Fair  
            Practices Act requires an entity taking bids for the  
            construction of any public work or improvement to specify  
            in his or her bid, the name and location of the place of  
            business of each subcontractor who will perform the work  
            or render service to the prime contractor during the  
            project. The current requirement of listing the name and  
            location of the subcontractor is not always sufficient to  
            determine the exact identity of the subcontractor. In  
            large urban areas multiple contractors could have the  
            same or very similar names, making differentiating  
            between them difficult or impossible. Including the  
            subcontractor's license number will allow awarding bodies  
            to quickly and efficiently identify all the parties  
            included in a bid."

          -------------------------
          <2> Verification need only be made once every two years.
          <3> Public Contract Code � 6100
          <4> Bus. & Prof. Code � 7030.5.





          AB 44 (Buchanan) continued                                
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            The State Building and Construction Trades Council says  
            that this bill will "assist the state's efforts to combat  
            the underground economy by ensuring that all businesses  
            are properly licensed before they submit bids for public  
            works projects. The lack of a contractor's license number  
            is a common signal of failure to adhere to California's  
            consumer protection laws and regulations."

           2)Identification of subcontractors  :  Despite the fact that  
            existing law already requires prime contractors bidding  
            on state and local public construction projects to list  
            the name and business location of subcontractors that  
            will provide labor or services in an amount greater than  
            0.5% of the prime contractor's total bid amount, the  
            author cites instances in which use of abbreviations,  
            misspellings and errors have occurred. 

            When a public entity reviews bids submitted for public  
            construction projects, the entity must verify that the  
            prime contractor and subcontractors performing work for  
            payment on the project hold active contractor licenses in  
            good standing. Apparently, some public entities have had  
            problems definitively identifying subcontractors without  
            a license number associated with the name and business  
            address of the subcontractor.

           3)Arguments in support  : According to the Northern  
            California Carpenters Regional Council, the bill will  
            "bring much needed clarity to the public works bidding  
            process by requiring that prime contractors bidding on  
            public works projects list the name and contractor's  
            license number of subcontractors that will perform in  
            excess of one-half of one percent of the prime  
            contractor's total bid at the time of the bid. Requiring  
            the subcontractor's California contractor license number  
            be included in the bid will reduce the number of  
            substitutions and create a more fair and transparent  
            competitive bidding process." 

          4)Arguments in opposition  :  The opponents to the bill  
            contend that adding the subcontractor's license number to  
            the bid could easily result in bid protests or  
            unresponsive bids on something that is immaterial to the  
            bid itself.  Currently, it is not universal practice by  
            public agencies to require contractor's license numbers  
            at the time of bid. It is very difficult for general  





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            contractors to verify license numbers at the time of the  
            bid, especially on major projects, which might have 30-40  
            subcontractors listed on the bid, and subcontractors are  
            often added late in the bid preparation process. 
             
             Opponents suggest an  amendment  to the bill that would  
            allow the general contractor who submits a bid to have  
            one business day after the bid deadline within which to  
            submit the subcontractor license numbers.

           5)Possible alternative?  The author and the committee may  
            wish to consider an amendment providing that an  
            inadvertent error by contractor in listing the  
            subcontractor's license number does not make the bid  
            unresponsive, nor does it constitute grounds on which to  
            protest the bid, provided the error is cured within a  
            reasonable time.

                            PRIOR/RELATED LEGISLATION
           
          AB 2992 (Evans), 2005-2006 Session. Would have required the  
          California State University trustees to notify prospective  
          bidders that all subcontractors must submit answers to  
          questions contained in a questionnaire, and submit a  
          financial statement and document outlining the  
          subcontractor's experience performing public works  
          projects. (Vetoed)

          AB 902 (Diaz), Chapter 180, Statutes of 2003. Authorizes an  
          awarding authority to consent to substituting a  
          subcontractor when the subcontractor listed in the bid  
          fails or refuses to execute a written contract for the  
          scope of the work specified in the subcontractor's bid and  
          at the price specified in the subcontractor's bid.

           SUPPORT:   

          Berger Brothers, Inc.
          The Brady Company 
          California Conference of Carpenters
          California Legislative Conference, Plumbing, Heating and  
          Piping Industry
          California Professional Association of Specialty  
          Contractors
          California State Association of Electrical Workers
          California State Council of Laborers





          AB 44 (Buchanan) continued                                
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          California State Pipe Trades Council 
          Contractors State License Board
          Millwright Employers Association
          Modular Installers Association
          National Electrical Contractors Association, Northern  
          California Chapter
          Northern California Carpenters Regional Council 
          The Raymond Group
          Rutherford Company, Inc.
          State Building and Construction Trades Council of  
          California
          Wall and Ceiling Alliance
          Western States Council of Sheet Metal Workers

           OPPOSE:   

          American Fence Association, California Chapter
          Associated General Contractors 
          California Fence Contractors' Association
          Engineering Contractors' Association
          Flasher Barricade Association
          Golden State Builders Exchanges
          Marin Builders Association
          United Contractors

           FISCAL COMMITTEE:   Senate Appropriations Committee



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