BILL ANALYSIS                                                                                                                                                                                                    �



                                                                 AB 203
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         ASSEMBLY THIRD READING
         AB 203 (Stone) 
         As Amended  May 9, 2013
         Majority vote 

          NATURAL RESOURCES   6-2         APPROPRIATIONS      11-5        
          
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         |Ayes:|Chesbro, Garcia,          |Ayes:|Gatto, Bocanegra,         |
         |     |Muratsuchi, Skinner,      |     |Bradford,                 |
         |     |Stone, Williams           |     |Ian Calderon, Campos,     |
         |     |                          |     |Eggman, Gomez, Holden,    |
         |     |                          |     |Pan, Quirk, Weber         |
         |     |                          |     |                          |
         |-----+--------------------------+-----+--------------------------|
         |Nays:|Grove, Bigelow            |Nays:|Harkey, Bigelow,          |
         |     |                          |     |Donnelly, Linder, Wagner  |
          ----------------------------------------------------------------- 
          
         SUMMARY  :  Prohibits the Coastal Commission (Commission) from  
         acting on a coastal development permit (CDP) application that  
         involves property subject to an unresolved violation of the  
         California Coastal Act of 1976 (Coastal Act) until the violation  
         is resolved.  Specifically,  this bill:  

         1)Prohibits the Commission from filing as complete or acting upon  
           a CDP application that involves property subject to an open,  
           existing violation case for which a violation notification  
           letter, a cease and desist order, restoration order, or notice  
           of violation has been issued until the violation is resolved.   
           This bill does not require or preclude resolution of any new  
           violation that is identified during the permit application  
           process.

         2)Provides that the above prohibition does not apply if the  
           executive director determines that the application includes a  
           provision that would fully resolve the violation.  The  
           prohibition also does not apply to an action by a local agency  
           that is associated with processing, submitting, certifying, or  
           implementing an amendment to, or original submission of, a local  
           coastal program, public works plan, or component of a local  
           coastal program or public works plan.

         3)Authorizes the Commission to file as complete a CDP application  
           involving property with an open, existing violation case for  








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           which a violation notification letter, a cease and desist order,  
           restoration order, or notice of violation has been issued if the  
           violation is a de minimis violation (i.e., a violation that is  
           so minor in nature that it may be easily resolved through  
           voluntary actions on the part of the property owner).  If the  
           Commission accepts such an application for a CDP, the Commission  
           may not take action on the application until the violation has  
           been fully resolved.

         4)Allows an unresolved dispute between the executive director and  
           an applicant regarding the implementation of the above provision  
           to be resolved by the Commission at a noticed hearing.

         5)Prohibits the above provisions from applying to a new  
           application for a development in a harbor, port, or marina for a  
           project that is individually owned or leased by a separate party  
           that is unaffiliated with an open, existing violation case.
          



         EXISTING LAW  :  Pursuant to the Coastal Act:

         1)Requires any person wishing to perform any development in the  
           coastal zone to first obtain a CDP.

         2)Authorizes the Commission's executive director to issue an ex  
           parte cease and desist order if he or she determines that  
           someone is undertaking or threatening to undertake an activity  
           that requires a CDP or that may be inconsistent with a  
           previously issued permit.  Before issuing the ex parte cease and  
           desist order, the director is required to give oral and written  
           notice.  The order is valid for 90 days from the date of  
           issuance.

         3)Authorizes the Commission, after a public hearing, to issue a  
           cease and desist order if it determines that someone is  
           undertaking or threatening to undertake an activity that  
           requires a CDP or that may be inconsistent with a previously  
           issued permit.

         4)Authorizes the Commission to issue a restoration order if it  
           finds that development has occurred without a CDP and the  
           development is causing continuing resource damage.









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         5)Requires the Commission's executive director to record a notice  
           of violation with a county recorder if:  1) he or she has  
           determined that real property has been developed in violation of  
           the Coastal Act; 2) a notice of intention to record a notice of  
           violation was mailed; and 3) the owner of the property failed to  
           object to the notice or the owner of the property objected and  
           the Commission found, after a hearing, that a violation has  
           occurred.

         6)Authorizes a superior court to impose civil penalties between  
           $500 and $30,000 on any person in violation of the Coastal Act.   
           If a person intentionally and knowingly violates the Coastal  
           Act, additional civil penalties between $1,000 and $15,000 may  
           be imposed for each day in which the violation persists.

          FISCAL EFFECT  :  According to the Assembly Appropriations  
         Committee:  1) potential annual special fund savings in the range  
         of $50,000 to $100,000 from avoided enforcement proceedings; and  
         2) minor General Fund costs, likely in the tens of thousands of  
         dollars annually, associated with resolution of unresolved  
         disputes between the Commission's executive director and property  
         owners.

          COMMENTS  :  According to the author's office, the California  
         Coastal Commission has a backlog of more than 1,800 open,  
         unresolved enforcement cases.  The Commission estimates that,  
         based on the current rate of resolution, these would take 100  
         years to resolve.   

          Should violators be rewarded with a CDP  ?  
          
         Under existing law, anyone can apply for a CDP even if the  
         proposed development occurs on a parcel subject to a violation or  
         an alleged violation of the Coastal Act.  Furthermore, the  
         Commission must consider the application without regard to this  
         violation even if it is directly relevant to the proposed  
         development.  Procedurally, this results in a perverse, bifurcated  
         process even though it would make more sense to address both  
         issues concurrently.  According to a Commission staff report,  
         "[t]his approach is costly for all parties, and can delay the  
         resolution of serious and ongoing violations for years with  
         harmful effects on coastal resources."

         In contrast, many other state agencies and some local governments  
         have the authority to require that an applicant resolve  








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         outstanding issues at the same time as an application, in order to  
         save resources and create an incentive to voluntarily resolve  
         outstanding violations.  In fact, Fresno, San Diego, Santa Cruz,  
         and the counties of Los Angeles, Marin, Mono, Monterey, Orange,  
         Placer, San Diego, and San Luis Obispo all have similar  
         authorities.  State agencies such as the Departments of Food and  
         Agriculture, Public Health, Motor Vehicles, Conservation, Fish and  
         Wildlife, Consumer Affairs, Alcohol and Drug Programs, and Social  
         Services similarly have authority to require resolution of a  
         violation prior to consideration of an application for a permit,  
         license, or other approval.

          The bill could result in process- and cost-efficiency  .  
          
         This bill would provide applicants the incentive to resolve  
         violations more quickly since they would otherwise be ineligible  
         to pursue any additional development.  At the same time, the bill  
         would give the Commission the ability to resolve outstanding  
         violations as part of a CDP application, something that can only  
         be accomplished voluntarily under existing law.  In turn, the  
         applicant would likely not be subject to penalties and an  
         expensive enforcement proceeding.
         As mentioned above, the Commission has an existing backlog of over  
         1,800 enforcement cases. Not considering new cases, at the current  
         rate of processing, it would take the Commission more than 100  
         years to resolve these cases. 

          Does bill contain sufficient due process for applicants  ?  
          
         A coalition of opponents has raised concerns that the bill does  
         not contain sufficient due process and would thus unfairly  
         penalize an applicant based on the mere assertion by staff that a  
         violation had occurred.  Existing law provides that either the  
         executive director or Commission may issue a cease and desist  
         order.  In the first instance, an order may be issued only after a  
         person has failed to respond to an oral and written notice;  
         moreover, the order is only valid for 90 days.  If a violation  
         remains unresolved after this period, staff usually schedules the  
         order for Commission consideration at a duly noticed public  
         hearing.  Only the Commission may issue a restoration order after  
         a noticed public hearing.  Only after the executive director  
         determines, based on substantial evidence, that property has been  
         developed in violation of the Coastal Act (Act), the Act  
         authorizes the executive director to mail a "notification of  
         intent to record a notice of violation" to the property owner.  If  








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         the owner submits an objection to this notice within 20 days, the  
         owner is entitled to a public hearing to plead his or her cause.   
         Only after the Commission finds, based on substantial evidence,  
         that a violation has occurred, the executive director can record  
         the notice.

         Finally, the bill provides that any unresolved dispute between the  
         executive director and applicant regarding the bill's  
         implementation must be resolved by the Commission at a noticed  
         public hearing.  Thus, it is clear that existing law does not  
         permit staff to behave arbitrarily or capriciously, even when  
         alleging that a violation has occurred.

          Previous legislation  .  A similar bill, AB 291 (Salda�a, 2009) was  
         passed by the Assembly Natural Resources Committee and the  
         Assembly Floor; however, the bill was substantially amended in the  
         Senate.


          Analysis Prepared by  :  Mario DeBernardo / NAT. RES. / (916)  
         319-2092                                               FN: 0000469