BILL NUMBER: AB 279 INTRODUCED BILL TEXT INTRODUCED BY Assembly Member Dickinson FEBRUARY 11, 2013 An act to amend Sections 53601.8 and 53635.8 of the Government Code, relating to local government. LEGISLATIVE COUNSEL'S DIGEST AB 279, as introduced, Dickinson. Financial affairs. Existing law prescribes the instruments in, and criteria by, which a local agency, as defined, may invest and deposit its funds, including its surplus funds. Existing law authorizes a local agency to invest in specified certificates of deposit. This bill would remove the term "certificates of deposit" and instead authorize a local agency to invest in deposits. This bill would also exclude from public funds reporting requirements a private sector entity that assists a selected depository institution of a local agency's deposits under certain conditions. Vote: majority. Appropriation: no. Fiscal committee: no. State-mandated local program: no. THE PEOPLE OF THE STATE OF CALIFORNIA DO ENACT AS FOLLOWS: SECTION 1. Section 53601.8 of the Government Code is amended to read: 53601.8. Notwithstanding Section 53601 or any other provision of this code, a local agency that has the authority under law to invest funds, at its discretion, may invest a portion of its surplus funds incertificates of depositdeposits at a commercial bank, savings bank, savings and loan association, or credit union that uses a private sector entity that assists in the placement ofcertificates of deposit,deposits, provided that thepurchases of certificates of depositdeposits placed pursuant to this section, Section 53635.8, and subdivision (i) of Section 53601 do not, in total, exceed 30 percent of the agency's funds that may be invested for this purpose. The following conditions shall apply: (a) The local agency shall choose a nationally or state chartered commercial bank, savings bank, savings and loan association, or credit union in this state to invest the funds, which shall be known as the "selected" depository institution. (b) The selected depository institution may submit the funds to a private sector entity that assists in the placement ofcertificates of depositdeposits with one or more commercial banks, savings banks, savings and loan associations, or credit unions that are located in the United States, for the local agency's account. (c) The full amount of theprincipaldeposit placed pursuant to this section and the interest that may be accruedduring the maximum term of each certificate of depositfor each deposit shall at all times be insured by the Federal Deposit Insurance Corporation or the National Credit Union Administration. (d) The selected depository institution shall serve as a custodian for eachcertificate ofdepositthat is issued with the placement service for the local agency's account. (e)At the same time the local agency's funds are deposited and the certificates of deposit are issued,On the same date that the local agency's funds are deposited pursuant to this section, the selected depository institution shall receive an amount of insured deposits from othercommercial banks, savings banks, savings and loan associations, or credit unionsfinancial institutions that, in total, are equal to, or greater than, the full amount of the principal that the local agency initially deposited through the selected depository institutionfor investmentpursuant to this section . (f) Notwithstanding subdivisions (a) to (e), inclusive,noa credit unionmayshall not act as a selected depository institution under this section or Section 53635.8 unless both of the following conditions are satisfied: (1) The credit union offers federal depository insurance through the National Credit Union Administration. (2) The credit union is in possession of written guidance or other written communication from the National Credit Union Administration authorizing participation of federally insured credit unions in one or morecertificate ofdeposit placement services and affirming that the moneys held by those credit unions while participating in a deposit placement service will at all times be insured by the federal government. (g) It is the intent of the Legislature thatnothing inthis section shall not restrict competition among private sector entities that provide placement services pursuant to this section. (h) Deposits received by the selected depository institution from other financial institutions pursuant to subdivision (e) are not subject to this article or to public funds reporting requirements authorized under this article if the deposits are insured by the Federal Deposit Insurance Corporation. SEC. 2. Section 53635.8 of the Government Code is amended to read: 53635.8. Notwithstanding Section 53601 or any other provision of this code, a local agency that has the authority under law to invest funds, at its discretion, may invest a portion of its surplus funds incertificates of depositdeposits at a commercial bank, savings bank, savings and loan association, or credit union that uses a private sector entity that assists in the placement ofcertificates of deposit,deposits, provided that thepurchases of certificates of depositdeposits placed pursuant to this section, Section 53601.8, and subdivision (i) of Section 53601 do not, in total, exceed 30 percent of the agency's funds that may be invested for this purpose. The following conditions shall apply: (a) The local agency shall choose a nationally or state-chartered commercial bank, savings bank, savings and loan association, or credit union in this state to invest the funds, which shall be known as the "selected" depository institution. (b) The selected depository institution may submit the funds to a private sector entity that assists in the placement ofcertificates of depositdeposits with one or more commercial banks, savings banks, savings and loan associations, or credit unions that are located in the United States, for the local agency's account. (c) The full amount of theprincipaldeposit placed pursuant to this section and the interest that may be accruedduring the maximum term of each certificate of depositfor each deposit shall at all times be insured by the Federal Deposit Insurance Corporation or the National Credit Union Administration. (d) The selected depository institution shall serve as a custodian for eachcertificate ofdepositthat is issued with the placement service for the local agency's account. (e)At the same time the local agency's funds are deposited and the certificates of deposit are issued,On the same date that the local agency's funds are deposited pursuant to this section , the selected depository institution shall receive an amount of insured deposits from othercommercial banks, savings banks, savings and loan associations, or credit unionsfinancial institutions that, in total, are equal to, or greater than, the full amount of the principal that the local agency initially deposited through the selected depository institution for investment pursuant to this section . (f) Notwithstanding subdivisions (a) to (e), inclusive,noa credit unionmayshall not act as a selected depository institution under this section or Section 53601.8 unless both of the following conditions are satisfied: (1) The credit union offers federal depository insurance through the National Credit Union Administration. (2) The credit union is in possession of written guidance or other written communication from the National Credit Union Administration authorizing participation of federally insured credit unions in one or morecertificate ofdeposit placement services and affirming that the moneys held by those credit unions while participating in a deposit placement service will at all times be insured by the federal government. (g) It is the intent of the Legislature thatnothing inthis section shall not restrict competition among private sector entities that provide placement services pursuant to this section. (h) Deposits received by the selected depository institution from other financial institutions pursuant to subdivision (e) are not subject to this article or to public funds reporting requirements authorized under this article if the deposits are insured by the Federal Deposit Insurance Corporation.